Equitec Proprietary Markets, LLC In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Equitec Proprietary Markets, LLC reported 34 stock positions worth $43.2 million . Its top holding was Hologic (HOLX) at 38.1% of the portfolio, followed by Zim Integrated Shipping Serv (ZIM, 22.2% ) and Terns Pharmaceuticals (TERN, 12.3% ). Compared with Q4 2025, it opened 13 new positions, sold out of 15, added to 3 and reduced 6. The biggest buy was a new position in Zim Integrated Shipping Serv (ZIM) and the biggest sale an exit from Cidara Therapeutics (CDTX).
Location CHICAGO, IL
CIK 0001143261
Portfolio Value $43.2M (Q1 2026) Holdings 34 stocks · $43.2M Holdings quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock % Of Portfolio ▼ Shares Held Total Value Change vs Q4 2025 HOLX Hologic Inc. 217,567 $16.4M Add +249.2% ZIM Zim Integrated Shipping Serv 364,700 $9.6M New TERN Terns Pharmaceuticals Inc. 100,500 $5.3M New ACLX Arcellx Inc. 33,574 $3.9M New TPH Tri Pointe Homes Inc. 30,600 $1.4M New PEN Penumbra Inc. 2,801 $920K New YEXT Yext Inc. 228,600 $878K New AES AES Corp. 61,000 $859K New BHF Brighthouse Financial Inc. 14,020 $840K Add +3589.5% BSX Boston Scientific Corp. 11,100 $697K New WES Western Midstream Partners L 14,700 $605K Reduce -5.1% WBD Warner Bros Discovery Inc. 15,800 $434K Reduce -60.5% JHG Janus Henderson Group PLC 7,300 $375K New PSKY Paramount Skydance Class B 35,800 $323K Reduce -81.4% GLDD Great Lakes Dredge & Dock Co. 14,100 $240K New KZR Kezar Life Sciences Inc. 19,500 $145K New TLT iShares 20+ Year Treasury BD 800 $69K No change LNSR Lensar Inc. 10,000 $60K Add +426.3% SSTK Shutterstock Inc. 3,200 $53K New GOOG Alphabet Inc. Class C 100 $29K No change PMCB Pharmacyte Biotech Inc. 22,227 $15K No change TMC TMC the Metals Co. Inc. 2,000 $9K No change AWRE Aware Inc. 7,000 $9K No change WEAT Teucrium Wheat Fund 200 $5K No change JD Jd.com Inc.-ADR 125 $4K No change GME Gamestop Corp. Class A 125 $3K Reduce -98.0% MJ Amplify Alternat Harvest ETF 83 $2K No change SABR Sabre Corp. 1,000 $1K No change SPY SS SPDR S&P 500 ETF Trust-US 2 $1K No change HE Hawaiian Electric Inds 75 $1K No change UVXY Proshares Ultra Vix St Futur 20 $1K No change WOLF Wolfspeed Inc. 57 $930 Reduce -87.5% AMC AMC Entertainment HLDS Class A 150 $147 Reduce -84.5% ASST Strive Inc. Class A 8 $80 New
Options reported separately and not counted above: HOLX puts ($34.5M), ACLX calls ($23.6M), EA calls ($16.9M), ZIM puts ($9.9M), PEN calls ($8.1M), EA puts ($6.7M), TERN puts ($6.4M), ACLX puts ($5.5M), HOLX calls ($5.1M), PEN puts ($4.7M), BA puts ($4.0M), BHF puts ($3.1M), and 22 more.
Other holdings (13): bonds, preferreds, convertibles and warrants · $69K (not counted above) Security Class Shares / Principal Value Change BBAI.WS Bigbear.ai Holdings -CW28 *W EXP 12/08/202 57,500 $26K Reduce -8.0% LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 397,848 $20K Reduce -31.3% NIOBW Niocorp Developments Ltd. -28 *W EXP 03/17/202 4,000 $7K No change AMPGZ Amplitech Group Inc. RT-B RIGHT 11/20/2026 46,493 $6K New AMPGR Amplitech Group Inc. RT-A RIGHT 07/18/2026 53,374 $5K New DRTSW Alpha Tau Medical Ltd. -27 *W EXP 99/99/999 1,900 $2K No change OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 5,000 $1K Reduce -66.7% ICUCW LMF Acquisition Opp -A -CW26 *W EXP 10/28/202 35,700 $1K No change BLACKROCK UTILITIES INFR- RT RIGHT 04/02/2026 100,000 $800 New CLSKW Cleanspark Inc.-29 *W EXP 12/29/202 2,045 $501 No change PARAW 7GC & Co. Holdings Class A -CW26 *W EXP 12/14/202 5,000 $65 No change GME.WS Gamestop Corp. *W EXP 10/30/202 12 $46 No change ANGHW Anghami Inc. -CW27 *W EXP 02/03/202 2,500 $31 No change
Total filed on the 13F, all lines: $43.3M.
Portfolio Sells Q4 2025 → Q1 2026 Portfolio Sells quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock Change vs Q4 2025 % Of Portfolio Change To Portfolio ▲ CDTX Cidara Therapeutics Inc. Sold out 0.00% −30.86 PSKY Paramount Skydance Class B Reduce -81.4% 0.75% −11.76 EA Electronic Arts Inc. Sold out 0.00% −8.83 KBDC Kayne Anderson BDC Inc. Sold out 0.00% −8.48 WBD Warner Bros Discovery Inc. Reduce -60.5% 1.00% −4.59 DVAX Dynavax Technologies Corp. Sold out 0.00% −2.54 WES Western Midstream Partners L Reduce -5.1% 1.40% −1.57 RPTX Repare Therapeutics Inc. Sold out 0.00% −1.49 KROS Keros Therapeutics Inc. Sold out 0.00% −0.85 MRSN Mersana Therapeutics Inc. Sold out 0.00% −0.79 GME Gamestop Corp. Class A Reduce -98.0% 0.01% −0.60 COMP Compass Inc. Class A Sold out 0.00% −0.45 DAY Dayforce Inc. Sold out 0.00% −0.15 APLT Applied Therapeutics Inc. Sold out 0.00% −0.15 HRI Herc Holdings Inc. Sold out 0.00% −0.12 SIRI Sirius XM Holdings Inc. Sold out 0.00% −0.05 WOLF Wolfspeed Inc. Reduce -87.5% 0.00% −0.04 CCRN Cross Country Healthcare Inc. Sold out 0.00% −0.02 AMC AMC Entertainment HLDS Class A Reduce -84.5% 0.00% −0.01 TFSL TFS Financial Corp. Sold out 0.00% −0.01 STRIVE INC Sold out 0.00% −0.00
Portfolio Buys Q4 2025 → Q1 2026 Portfolio Buys quarter Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024
Stock Change vs Q4 2025 % Of Portfolio Change To Portfolio ▼ ZIM Zim Integrated Shipping Serv New 22.24% +22.24 HOLX Hologic Inc. Add +249.2% 38.05% +15.53 TERN Terns Pharmaceuticals Inc. New 12.26% +12.26 ACLX Arcellx Inc. New 8.92% +8.92 TPH Tri Pointe Homes Inc. New 3.31% +3.31 PEN Penumbra Inc. New 2.13% +2.13 YEXT Yext Inc. New 2.03% +2.03 AES AES Corp. New 1.99% +1.99 BHF Brighthouse Financial Inc. Add +3589.5% 1.94% +1.82 BSX Boston Scientific Corp. New 1.61% +1.61 JHG Janus Henderson Group PLC New 0.87% +0.87 GLDD Great Lakes Dredge & Dock Co. New 0.55% +0.55 KZR Kezar Life Sciences Inc. New 0.33% +0.33 SSTK Shutterstock Inc. New 0.12% +0.12 LNSR Lensar Inc. Add +426.3% 0.14% +0.03 ASST Strive Inc. Class A New 0.00% +0.00
Options Activity Q4 2025 → Q1 2026 Security Type Change vs Q4 2025 Underlying Shares Value ▼ NFLX Netflix Inc. call Sold out 1,000,000 $93.8Mbefore exit HOLX Hologic Inc. put Add +372.6% 457,000 $34.5M ACLX Arcellx Inc. call New 205,300 $23.6M EA Electronic Arts Inc. call Add +699.0% 83,100 $16.9M ZIM Zim Integrated Shipping Serv put New 376,700 $9.9M PEN Penumbra Inc. call New 24,800 $8.1M AVDL Avadel Pharmaceuticals Ltd. call Sold out 344,200 $7.4Mbefore exit CDTX Cidara Therapeutics Inc. put Sold out 33,200 $7.3Mbefore exit EA Electronic Arts Inc. put Add +186.8% 32,700 $6.7M TERN Terns Pharmaceuticals Inc. put New 121,800 $6.4M ACLX Arcellx Inc. put New 48,200 $5.5M HOLX Hologic Inc. call Add +5053.9% 67,000 $5.1M PEN Penumbra Inc. put New 14,200 $4.7M AVDL Avadel Pharmaceuticals Ltd. put Sold out 166,900 $3.6Mbefore exit BHF Brighthouse Financial Inc. put Add +124.8% 52,600 $3.1M BSX Boston Scientific Corp. call New 50,000 $3.1M CDTX Cidara Therapeutics Inc. call Sold out 11,800 $2.6Mbefore exit TPH Tri Pointe Homes Inc. put New 33,800 $1.6M WBD Warner Bros Discovery Inc. put Reduce -60.4% 50,900 $1.4M SIRI Sirius XM Holdings Inc. call Sold out 69,300 $1.4Mbefore exit WOLF Wolfspeed Inc. put Add +15.8% 77,000 $1.3M WES Western Midstream Partners L put Add +68.0% 24,700 $1.0M ZIM Zim Integrated Shipping Serv call New 35,000 $922K YEXT Yext Inc. put New 233,600 $897K AES AES Corp. put New 61,000 $859K WES Western Midstream Partners L call Reduce -31.5% 20,200 $832K MSTR Strategy Inc. call Sold out 5,000 $760Kbefore exit WOLF Wolfspeed Inc. call New 40,500 $661K DVAX Dynavax Technologies Corp. put Sold out 41,400 $637Kbefore exit BHF Brighthouse Financial Inc. call Reduce -44.4% 10,000 $599K PSKY Paramount Skydance Class B call Reduce -9.1% 49,700 $448K MRSN Mersana Therapeutics Inc. call Sold out 15,000 $434Kbefore exit DAY Dayforce Inc. put Sold out 5,700 $394Kbefore exit JHG Janus Henderson Group PLC put New 7,300 $375K RPTX Repare Therapeutics Inc. put Sold out 130,700 $340Kbefore exit GLDD Great Lakes Dredge & Dock Co. put New 19,000 $323K PSKY Paramount Skydance Class B put Reduce -92.6% 35,800 $323K KZR Kezar Life Sciences Inc. put New 38,000 $282K KROS Keros Therapeutics Inc. put Sold out 9,600 $195Kbefore exit WBD Warner Bros Discovery Inc. call Reduce -90.0% 5,000 $137K THS Treehouse Foods Inc. call Sold out 5,000 $118Kbefore exit COMP Compass Inc. Class A put Sold out 10,000 $106Kbefore exit SIRI Sirius XM Holdings Inc. put Sold out 5,200 $104Kbefore exit GLIBK Liberty Capital Corp. Class C call Sold out 2,400 $89Kbefore exit EXAS Exact Sciences Corp. call Sold out 800 $81Kbefore exit TPH Tri Pointe Homes Inc. call New 1,500 $70K LNSR Lensar Inc. put Add +376.2% 10,000 $60K MASI Masimo Corp. call New 200 $36K APLT Applied Therapeutics Inc. put Sold out 252,400 $25Kbefore exit AMPG Amplitech Group Inc. put Sold out 6,000 $18Kbefore exit
Showing the first 50 of 55.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026 Security Class Change vs Q4 2025 Shares / Principal Value ▼ BBAI.WS Bigbear.ai Holdings -CW28 *W EXP 12/08/202 Reduce -8.0% 57,500 $26K LVWR.WS Livewire Group Inc.-27 *W EXP 09/26/202 Reduce -31.3% 397,848 $20K AMPGZ Amplitech Group Inc. RT-B RIGHT 11/20/2026 New 46,493 $6K AMPGR Amplitech Group Inc. RT-A RIGHT 07/18/2026 New 53,374 $5K OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 Reduce -66.7% 5,000 $1K BLACKROCK UTILITIES INFR- RT RIGHT 04/02/2026 New 100,000 $800 AMPGW Amplitech Group Inc.-CW26 *W EXP 02/26/202 Sold out 1,964 $157before exit
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings Quarter Positions 13F Reported Value Top Holdings Q2 2026 42 $404.0M APLD, RILY, ZIM, EA, BW Q1 2026 34 $43.2M HOLX, ZIM, TERN, ACLX, TPH Q4 2025 36 $20.6M CDTX, HOLX, PSKY, EA, KBDC Q3 2025 33 $16.5M K, PSKY, EA, ETNB, KBDC Q2 2025 30 $24.7M BPMC, K, KBDC, SPR, SAGE Q1 2025 30 $34.8M X, SPY, ITCI, K, AMED Q4 2024 28 $14.6M X, PARAA, CDZI, AMED, SPR Q3 2024 29 $10.9M X, SIRI, AMED, PARAA, MGRC Q2 2024 34 $13.1M SPY, X, AMED, EVBG, DDI Q1 2024 Amended 44 $56.3M APLD, RILY, MSTR, NVDA, AMED