Focused Wealth Management, Inc

Name: Focused Wealth Management, Inc 13F holdings, Q1 2024
Creator: Focused Wealth Management, Inc
Published: 2024-05-08

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), Focused Wealth Management, Inc reported 176 stock positions worth $640.3 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 16.0% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 12.7%) and Invesco QQQ Trust Series 1 (QQQ, 8.2%). Compared with Q4 2023, it opened 7 new positions, sold out of 824, added to 99 and reduced 53. The biggest buy was SS SPDR P S&P 500 Growth ETF (SPYG, shares +4%) and the biggest sale Schwab U.S. Tips ETF (SCHP, shares −97%).

Most Recent 13F: Q2 2026
Location: Newburgh, NY
CIK: 0001586052
Portfolio Value: $640.3M (Q1 2024)
SEC Filing: 0001586052-24-000002 ↗ filed May 8, 2024

Holdings Value

Holdings 176 stocks · $640.3M


SPYG SS SPDR P S&P 500 Growth ETF	15.98%	1,398,968	$102.3M	Add +3.5%
VTV Vanguard Mrngstr Val ETF-Aui	12.72%	500,138	$81.5M	Add +4.9%
QQQ Invesco QQQ Trust Series 1	8.23%	118,743	$52.7M	Add +4.0%
SGOV iShares 0-3 Month Treasury B	4.82%	306,368	$30.9M	Add +5.3%
VCIT Vanguard Int-Term Corporate	4.19%	333,110	$26.8M	Add +5.8%
VYM Vanguard High DVD Yield ETF	3.78%	200,292	$24.2M	Add +1.1%
BND Vanguard Total Bond Market	3.37%	296,705	$21.5M	Reduce -10.7%
AAPL Apple Inc.	2.92%	109,213	$18.7M	Add +2.7%
VWO Vanguard Ftse Emerging Marke	2.79%	427,999	$17.9M	Add +6.3%
XLF SS Financial Select Sector	2.78%	422,543	$17.8M	Add +4.9%
VIGI Vanguard Int Div App Indx FD	2.77%	217,763	$17.8M	Add +9.0%
BIL SS SPDR BB 1-3M T-Bill ETF	1.99%	139,043	$12.8M	Add +6.8%
RSP Invesco S&P 500 Equal Weight	1.75%	65,990	$11.2M	Add +10.3%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	1.67%	37,353	$10.7M	Reduce -3.0%
XLV SS Health Care Select Sector	1.66%	71,898	$10.6M	Add +5.0%
VB Vanguard Most SM-Cap ETF-Usd	1.47%	41,149	$9.4M	Add +5.7%
BBN BlackRock Taxable Muni BND	1.37%	535,410	$8.7M	Add +7.3%
VGT Vanguard Info Tech ETF	1.34%	16,359	$8.6M	Reduce -4.3%
VBK Van Morst SML-Cap Gro-Usd Inc.	1.04%	25,654	$6.7M	Add +7.3%
IGV iShares Expanded Tech-Softwa	1.03%	77,471	$6.6M	Add +5.2%
BX Blackstone Inc.	0.99%	48,492	$6.4M	Reduce -14.2%
AMZN Amazon.com Inc.	0.90%	32,039	$5.8M	Reduce -0.8%
META Meta Platforms Inc. Class A	0.87%	11,448	$5.6M	Add +0.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.82%	138,648	$5.3M	Add +1.2%
GOOGL Alphabet Inc. Class A	0.82%	34,701	$5.2M	Add +0.3%
TSLA Tesla Inc.	0.71%	25,888	$4.6M	Add +9.9%
BRK.B Berkshire Hathaway Inc. Class B	0.69%	10,542	$4.4M	Reduce -2.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.64%	33,585	$4.1M	Reduce -5.8%
JEPI JPMorgan Equity Premium Inco	0.62%	68,898	$4.0M	Add +1.0%
MSFT Microsoft Corp.	0.62%	9,414	$4.0M	Add +0.8%
XEXGX Eaton Vance Tax-Managed Glob	0.56%	440,201	$3.6M	Reduce -0.9%
XBXMX Nuveen S&P 500 Buy-WR Inc.	0.54%	260,869	$3.5M	Reduce -1.6%
PFE Pfizer Inc.	0.51%	118,683	$3.3M	Reduce -11.3%
STWD Starwood Property Trust Inc.	0.46%	145,221	$3.0M	Add +2.5%
XOM Exxon Mobil Corp.	0.45%	24,738	$2.9M	Add +1.9%
C Citigroup Inc.	0.44%	44,504	$2.8M	Add +0.5%
CAT Caterpillar Inc.	0.43%	7,572	$2.8M	Add +2.2%
INTC Intel Corp.	0.37%	53,347	$2.4M	Add +0.8%
SMCI Super Micro Computer Inc.	0.36%	2,258	$2.3M	Add +0.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.34%	11,305	$2.2M	Add +0.8%
NVDA Nvidia Corp.	0.33%	2,323	$2.1M	Reduce -3.1%
JPM JPMorgan Chase & Co.	0.32%	10,134	$2.0M	Add +0.3%
GS Goldman Sachs Group Inc.	0.31%	4,697	$2.0M	Reduce -1.8%
NUE Nucor Corp.	0.30%	9,647	$1.9M	Reduce -7.1%
GE General Electric	0.30%	10,808	$1.9M	Reduce -1.0%
JNJ Johnson & Johnson	0.26%	10,637	$1.7M	Reduce -0.9%
VTI VG Morningstar TS MKT ETF-US	0.23%	5,674	$1.5M	Reduce -1.6%
WMT Walmart Inc.	0.22%	23,884	$1.4M	Reduce -0.3%
VHT Vanguard Health Care ETF	0.22%	5,269	$1.4M	Reduce -2.5%
HON Honeywell International Inc.	0.21%	6,498	$1.3M	Reduce -2.9%
AMAT Applied Materials Inc.	0.20%	6,127	$1.3M	Reduce -0.3%
GOOG Alphabet Inc. Class C	0.20%	8,234	$1.3M	Add +3.6%
XBNYX BlackRock New York Muni Inc.	0.19%	117,638	$1.2M	Add +6.4%
IVV iShares Core S&P 500 ETF	0.18%	2,198	$1.2M	Add +0.2%
ABBV Abbvie Inc.	0.18%	6,305	$1.1M	Add +3.5%
MO Altria Group Inc.	0.18%	26,204	$1.1M	Add +1.6%
T AT&T Inc.	0.17%	63,074	$1.1M	Add +2.2%
KMI Kinder Morgan Inc.	0.16%	54,778	$1.0M	Reduce -4.1%
MTUM iShares MSCI USA Momentum Fa	0.16%	5,308	$994K	Reduce -2.4%
IVW iShares S&P 500 Growth ETF	0.15%	11,710	$989K	Add +0.1%
MRK Merck & Co. Inc.	0.15%	7,338	$968K	Add +2.8%
MHN BlackRock Muniholding NY QLT	0.14%	85,120	$901K	Add +0.6%
MMM 3M Co.	0.14%	8,417	$893K	Add +0.3%
VUG Vanguard Mrngstar GR ETF-Sui	0.14%	2,525	$869K	Add +0.1%
IEF iShares 7-10 Year Treasury B	0.13%	9,092	$861K	Add +75.2%
PINS Pinterest Inc. Class A	0.13%	23,386	$811K	No change
RVT Royce Small-Cap Trust Inc.	0.12%	50,039	$759K	Reduce -6.2%
BABA Alibaba Group Holding-SP ADR	0.11%	10,169	$736K	Add +445.0%
IBTF iShares Ibonds Dec 2025 Term	0.11%	31,616	$734K	Add +1.0%
BOND PIMCO Active Bond Exchange-T	0.11%	7,605	$699K	Reduce -9.6%
NVO Novo-Nordisk A/S-Spons ADR	0.10%	4,978	$639K	Add +27555.6%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.10%	15,163	$617K	Add +0.5%
VZ Verizon Communications Inc.	0.09%	14,477	$607K	Add +4.8%
CSCO Cisco Systems Inc.	0.09%	12,107	$604K	Reduce -2.3%
KMB Kimberly-Clark Corp.	0.09%	4,638	$600K	Add +0.1%
NEE Nextera Energy Inc.	0.09%	9,271	$593K	Reduce -1.2%
LLY Eli Lilly & Co.	0.09%	717	$558K	Reduce -13.1%
ORCL Oracle Corp.	0.08%	4,221	$530K	Reduce -6.0%
PG The Procter & Gamble Co.	0.08%	3,241	$526K	Reduce -2.0%
NFLX Netflix Inc.	0.08%	842	$511K	Add +6.6%
PULS Pgim Ultra Short Bond ETF	0.08%	10,281	$511K	Add +1.5%
SHOP Shopify Inc. Class A	0.08%	6,338	$489K	Add +1.6%
SCHO Schwab Short-Term US Treas	0.08%	10,123	$488K	Add +0.8%
UNP Union Pacific Corp.	0.07%	1,933	$475K	Add +28.4%
HD Home Depot Inc.	0.07%	1,183	$454K	Add +17.0%
IBTE iShares Ibonds Dec 2024 Term	0.07%	18,494	$443K	Add +29.8%
VIG Vanguard Dividend Apprec ETF	0.07%	2,361	$431K	Reduce -3.3%
PEP Pepsico Inc.	0.07%	2,456	$430K	Add +36.5%
CL Colgate-Palmolive Co.	0.07%	4,752	$428K	Add +0.1%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC	0.07%	4,782	$418K	Add +30.1%
VFH Vanguard Financials ETF	0.06%	3,963	$406K	Reduce -10.5%
IIPR Innovative Industrial Proper	0.06%	3,860	$400K	Add +0.4%
ETN Eaton Corp. PLC	0.06%	1,278	$400K	No change
ROKU Roku Inc.	0.06%	6,014	$392K	Reduce -8.8%
SPY SS SPDR S&P 500 ETF Trust-US	0.06%	732	$383K	Add +70.6%
HYD Vaneck High Yield Muni ETF	0.06%	7,288	$381K	Reduce -1.0%
CRIS Curis Inc.	0.06%	33,158	$360K	Add +79.2%
FCX Freeport-McMoran Inc.	0.06%	7,577	$356K	Add +9.7%
ED Consolidated Edison Inc.	0.05%	3,826	$347K	Add +0.0%
DOCN Digitalocean Holdings Inc.	0.05%	9,038	$345K	No change
CWB SS SPDR BB Conv Sec ETF	0.05%	4,651	$340K	Reduce -5.5%
IBTG iShares Ibonds Dec 2026 Term	0.05%	14,955	$340K	Add +4.9%
SCHG Schwab US Large-Cap Growth	0.05%	3,648	$338K	Add +0.3%
OEF iShares S&P 100 ETF	0.05%	1,354	$335K	Reduce -5.7%
SPYV SS SPDR P S&P 500 Value ETF	0.05%	6,598	$331K	Reduce -0.6%
MTB M & T Bank Corp. filed as M & T BK CORP	0.05%	2,246	$327K	Reduce -1.4%
O Realty Income Corp.	0.05%	6,012	$325K	Add +7.0%
ADM Archer-Daniels-Midland Co.	0.05%	5,169	$325K	Reduce -6.2%
BMY Bristol-Myers Squibb Co.	0.05%	5,746	$312K	Add +7.3%
AI C3.AI Inc. Class A	0.05%	11,250	$305K	Add +2.3%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.05%	750	$298K	No change
CI The Cigna Group	0.05%	820	$298K	Add +0.4%
AWK American Water Works Co. Inc.	0.05%	2,421	$296K	Reduce -2.1%
CRM Salesforce Inc.	0.05%	977	$294K	Add +14.0%
GEHC GE Healthcare Technology	0.05%	3,217	$292K	Reduce -7.4%
SPTM SS SPDR P S&P 1500 Comp ETF	0.05%	4,558	$292K	Add +0.5%
CVX Chevron Corp.	0.05%	1,845	$291K	Reduce -0.8%
DFUS Dimensional US Eq MKT ETF	0.04%	4,976	$284K	Reduce -6.7%
V Visa Inc. Class A	0.04%	1,001	$279K	Add +17.1%
NBB Nuveen Taxable Municipal Inc.	0.04%	17,779	$272K	Add +37.0%
OKE Oneok Inc.	0.04%	3,311	$265K	Add +1.3%
EMR Emerson Electric Co.	0.04%	2,338	$265K	No change
PM Philip Morris International	0.04%	2,863	$262K	Add +0.9%
PLTR Palantir Technologies Inc. Class A	0.04%	11,380	$262K	Add +8.6%
UNH Unitedhealth Group Inc.	0.04%	527	$260K	Add +2.3%
PRTA Prothena Corp. PLC	0.04%	10,129	$251K	Add +7751.9%
AMD Advanced Micro Devices	0.04%	1,389	$251K	Add +16.2%
SYK Stryker Corp.	0.04%	698	$250K	Add +12.4%
MUB iShares National Muni Bond E	0.04%	2,290	$246K	New
IJH iShares Core S&P Midcap ETF	0.04%	3,976	$242K	Add +0.1%
VGIT Vanguard Intermediate-Term T	0.04%	3,917	$229K	Reduce -9.3%
AGG iShares Core U.S. Aggregate	0.04%	2,299	$225K	Add +0.3%
EIX Edison International	0.03%	3,139	$222K	Add +0.0%
XETYX Eaton Vance Tax-MGD Div Eqty	0.03%	16,579	$221K	Reduce -0.7%
USB US Bancorp	0.03%	4,952	$221K	Add +0.2%
FSLY Fastly Inc. Class A	0.03%	17,054	$221K	No change
TRV The Travelers Cos Inc.	0.03%	934	$215K	Add +0.3%
MAIN Main Street Capital Corp.	0.03%	4,533	$214K	Reduce -4.0%
SCHV Schwab US Large-Cap Value	0.03%	2,806	$213K	Add +0.5%
VOO Vanguard S&P 500 ETF	0.03%	438	$211K	Add +5.8%
UBER Uber Technologies Inc.	0.03%	2,692	$207K	Add +12.9%
SCHP Schwab U.S. Tips ETF	0.03%	3,838	$200K	Reduce -96.5%
ACHR Archer Aviation Inc. Class A	0.03%	40,000	$185K	No change
ETV Eaton Vance T/M Buy-Writ Opp	0.03%	14,097	$182K	Add +2.5%
WYNN WYNN Resorts Ltd.	0.03%	1,665	$170K	Add +137.9%
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.03%	2,937	$161K	Add +0.4%
DSU BlackRock Debt Strategies	0.02%	13,279	$147K	Add +1.9%
NKE Nike Inc. Class B	0.02%	1,539	$145K	Add +2.1%
TOST Toast Inc. Class A	0.02%	5,321	$133K	No change
HYT BlackRock Corp. Hi YLD	0.02%	11,719	$115K	Reduce -2.4%
REGN Regeneron Pharmaceuticals	0.02%	112	$108K	Add +918.2%
XPL Solitario Resources Corp.	0.02%	175,900	$106K	Add +75.9%
WBD Warner Bros Discovery Inc.	0.02%	11,855	$103K	Reduce -0.6%
MTCH Match Group Inc.	0.02%	2,800	$102K	No change
EXPE Expedia Group Inc.	0.01%	673	$93K	No change
RBKB Rhinebeck Bancorp Inc.	0.01%	10,000	$85K	No change
PCT Purecycle Technologies Inc.	0.01%	13,285	$83K	No change
HUBS HubSpot Inc.	0.01%	130	$81K	New
FLG New York Community Bancorp	0.01%	25,000	$81K	New
CMCSA Comcast Corp. Class A	0.01%	1,834	$80K	Add +4.2%
ABT Abbott Laboratories	0.01%	688	$78K	Reduce -11.2%
STKL Sunopta Inc.	0.01%	10,890	$75K	No change
NXT Nextpower Inc. filed as NEXTRACKER INC	0.01%	1,200	$68K	Add +2153.8%
FYBR Frontier Communications Pare	0.01%	2,600	$64K	New
CRWD CrowdStrike Holdings Inc. Class A	0.01%	196	$63K	Add +26.4%
SLV iShares Silver Trust	0.01%	2,709	$62K	Reduce -0.1%
SOTK Sono-Tek Corp.	0.01%	12,343	$60K	Reduce -6.6%
BMRN Biomarin Pharmaceutical Inc.	0.01%	600	$52K	New
PRPL Purple Innovation Inc.	0.01%	30,000	$52K	Reduce -37.5%
TEAM Atlassian Corp. Class A	0.01%	228	$44K	New
TIGR Up Fintech Holding Ltd. - ADR	0.01%	11,000	$38K	No change
HES Hess Corp.	0.00%	170	$26K	No change
KEY Keycorp	0.00%	1,387	$22K	Reduce -19.7%
ZH Zhihu Inc.	0.00%	22,000	$15K	No change
JAGUAR HEALTH INC	0.00%	74,077	$7K	New
LAD Lithia Motors Inc.	0.00%	3	$917	No change

Options reported separately and not counted above: BMRN calls ($1.6M), AAPL calls ($1.2M), ZG calls ($804K), ABT calls ($796K), CVX calls ($757K), CMCSA puts ($434K), WYNN calls ($409K), REGN calls ($385K), NXT calls ($338K), CMA calls ($330K), GEHC calls ($309K), EXPE calls ($276K), and 17 more.

Portfolio Sells Q4 2023 → Q1 2024


SCHP Schwab U.S. Tips ETF	Reduce -96.5%	0.03%	−0.92
BND Vanguard Total Bond Market	Reduce -10.7%	3.37%	−0.65
BX Blackstone Inc.	Reduce -14.2%	0.99%	−0.22
PFE Pfizer Inc.	Reduce -11.3%	0.51%	−0.12
GLD SPDR Gold Shares	Sold out	0.00%	−0.07
PENN Penn Entertainment Inc.	Sold out	0.00%	−0.04
ROKU Roku Inc.	Reduce -8.8%	0.06%	−0.04
FEZ State Street SPDR Euro Stoxx	Sold out	0.00%	−0.04
BA The Boeing Co.	Sold out	0.00%	−0.03
XLK SS Technology Select Sector	Sold out	0.00%	−0.03
IBB iShares Biotechnology ETF	Sold out	0.00%	−0.03
NBTB N B T Bancorp Inc.	Sold out	0.00%	−0.03
WPC WP Carey Inc.	Sold out	0.00%	−0.03
UTG Reaves Utility Income Fund	Sold out	0.00%	−0.03
MINT PIMCO Enhanced Short Maturit	Sold out	0.00%	−0.03
SPEM State Street SP PTF Em ETF	Sold out	0.00%	−0.03
SPAB SS SPDR P Agg Bond ETF	Sold out	0.00%	−0.03
WEC WEC Energy Group Inc.	Sold out	0.00%	−0.03
ABNB Airbnb Inc. Class A	Sold out	0.00%	−0.03
CHWY Chewy Inc. Class A	Sold out	0.00%	−0.03
ONEQ Fidelity Nasdaq Comp Indx	Sold out	0.00%	−0.03
IWF iShares Russell 1000 Growth	Sold out	0.00%	−0.03
SPIB SS SPDR P Int C Corp. ETF	Sold out	0.00%	−0.03
PKST Peakstone Realty Trust	Sold out	0.00%	−0.03
MCD McDonald's Corp.	Sold out	0.00%	−0.03
SCZ iShares MSCI Eafe Small-Cap	Sold out	0.00%	−0.02
GBDC Golub Capital BDC Inc.	Sold out	0.00%	−0.02
KO The Coca-Cola Co.	Sold out	0.00%	−0.02
DAL Delta Air Lines Inc.	Sold out	0.00%	−0.02
MDLZ Mondelez International Inc. Class A	Sold out	0.00%	−0.02
HON Honeywell International Inc.	Reduce -2.9%	0.21%	−0.02
ALB Albemarle Corp.	Sold out	0.00%	−0.02
PFF iShares Preferred & Income S	Sold out	0.00%	−0.02
XLE SS Energy Select Sector	Sold out	0.00%	−0.02
CVS CVS Health Corp.	Sold out	0.00%	−0.02
CMG Chipotle Mexican Grill Inc.	Sold out	0.00%	−0.02
CION Cion Investment Corp.	Sold out	0.00%	−0.02
XBXMX Nuveen S&P 500 Buy-WR Inc.	Reduce -1.6%	0.54%	−0.02
VGT Vanguard Info Tech ETF	Reduce -4.3%	1.34%	−0.02
LOW Lowe's Cos Inc.	Sold out	0.00%	−0.02
FTNT Fortinet Inc.	Sold out	0.00%	−0.02
WSM Williams-Sonoma Inc.	Sold out	0.00%	−0.02
IBTH iShares Ibonds Dec 2027 Term	Sold out	0.00%	−0.02
USMV iShares MSCI USA Min Vol Fac	Sold out	0.00%	−0.02
BOND PIMCO Active Bond Exchange-T	Reduce -9.6%	0.11%	−0.02
AEP American Electric Power	Sold out	0.00%	−0.02
PGX Invesco Preferred ETF	Sold out	0.00%	−0.02
DVY iShares Select Dividend ETF	Sold out	0.00%	−0.02
NULG Nuveen ESG LRG-Cap GRW ETF	Sold out	0.00%	−0.02
DFS Discover Financial Services	Sold out	0.00%	−0.02

Portfolio Buys Q4 2023 → Q1 2024


SPYG SS SPDR P S&P 500 Growth ETF	Add +3.5%	15.98%	+1.52
VTV Vanguard Mrngstr Val ETF-Aui	Add +4.9%	12.72%	+1.00
QQQ Invesco QQQ Trust Series 1	Add +4.0%	8.23%	+0.54
XLF SS Financial Select Sector	Add +4.9%	2.78%	+0.29
SMCI Super Micro Computer Inc.	Add +0.4%	0.36%	+0.25
META Meta Platforms Inc. Class A	Add +0.3%	0.87%	+0.20
RSP Invesco S&P 500 Equal Weight	Add +10.3%	1.75%	+0.19
VIGI Vanguard Int Div App Indx FD	Add +9.0%	2.77%	+0.17
VYM Vanguard High DVD Yield ETF	Add +1.1%	3.78%	+0.14
XLV SS Health Care Select Sector	Add +5.0%	1.66%	+0.12
VB Vanguard Most SM-Cap ETF-Usd	Add +5.7%	1.47%	+0.10
NVO Novo-Nordisk A/S-Spons ADR	Add +27555.6%	0.10%	+0.10
VBK Van Morst SML-Cap Gro-Usd Inc.	Add +7.3%	1.04%	+0.09
BABA Alibaba Group Holding-SP ADR	Add +445.0%	0.11%	+0.09
CAT Caterpillar Inc.	Add +2.2%	0.43%	+0.07
VWO Vanguard Ftse Emerging Marke	Add +6.3%	2.79%	+0.07
C Citigroup Inc.	Add +0.5%	0.44%	+0.06
BAC Bank of America Corp.	Add +1.2%	0.82%	+0.06
IEF iShares 7-10 Year Treasury B	Add +75.2%	0.13%	+0.05
XOM Exxon Mobil Corp.	Add +1.9%	0.45%	+0.05
IGV iShares Expanded Tech-Softwa	Add +5.2%	1.03%	+0.05
MSFT Microsoft Corp.	Add +0.8%	0.62%	+0.04
MUB iShares National Muni Bond E	New	0.04%	+0.04
PRTA Prothena Corp. PLC	Add +7751.9%	0.04%	+0.04
BIL SS SPDR BB 1-3M T-Bill ETF	Add +6.8%	1.99%	+0.04
IBM Intl Business Machines Corp.	Add +0.8%	0.34%	+0.04
JPM JPMorgan Chase & Co.	Add +0.3%	0.32%	+0.03
BBN BlackRock Taxable Muni BND	Add +7.3%	1.37%	+0.03
SPY SS SPDR S&P 500 ETF Trust-US	Add +70.6%	0.06%	+0.03
ABBV Abbvie Inc.	Add +3.5%	0.18%	+0.02
MRK Merck & Co. Inc.	Add +2.8%	0.15%	+0.02
GOOGL Alphabet Inc. Class A	Add +0.3%	0.82%	+0.02
TTD Trade Desk Inc./the Class A	Add +30.1%	0.07%	+0.02
SGOV iShares 0-3 Month Treasury B	Add +5.3%	4.82%	+0.02
CRIS Curis Inc.	Add +79.2%	0.06%	+0.02
PEP Pepsico Inc.	Add +36.5%	0.07%	+0.02
NFLX Netflix Inc.	Add +6.6%	0.08%	+0.02
WYNN WYNN Resorts Ltd.	Add +137.9%	0.03%	+0.02
REGN Regeneron Pharmaceuticals	Add +918.2%	0.02%	+0.02
UNP Union Pacific Corp.	Add +28.4%	0.07%	+0.01
HD Home Depot Inc.	Add +17.0%	0.07%	+0.01
IBTE iShares Ibonds Dec 2024 Term	Add +29.8%	0.07%	+0.01
HUBS HubSpot Inc.	New	0.01%	+0.01
FLG New York Community Bancorp	New	0.01%	+0.01
GOOG Alphabet Inc. Class C	Add +3.6%	0.20%	+0.01
PLTR Palantir Technologies Inc. Class A	Add +8.6%	0.04%	+0.01
AMD Advanced Micro Devices	Add +16.2%	0.04%	+0.01
NXT Nextpower Inc.	Add +2153.8%	0.01%	+0.01
FYBR Frontier Communications Pare	New	0.01%	+0.01
IVW iShares S&P 500 Growth ETF	Add +0.1%	0.15%	+0.01

Options Activity Q4 2023 → Q1 2024


BMRN Biomarin Pharmaceutical Inc.	call	New	18,000	$1.6M
AAPL Apple Inc.	call	New	7,200	$1.2M
ZG Zillow Group Inc. Class A	call	New	16,800	$804K
ABT Abbott Laboratories	call	New	7,000	$796K
CVX Chevron Corp.	call	New	4,800	$757K
CMCSA Comcast Corp. Class A	put	New	10,000	$434K
WYNN WYNN Resorts Ltd.	call	New	4,000	$409K
REGN Regeneron Pharmaceuticals	call	New	400	$385K
NXT Nextpower Inc.	call	New	6,000	$338K
CMA Comerica Inc.	call	New	6,000	$330K
GEHC GE Healthcare Technology	call	New	3,400	$309K
EXPE Expedia Group Inc.	call	New	2,000	$276K
SLV iShares Silver Trust	call	New	12,000	$273K
SLB SLB Ltd.	call	New	4,800	$263K
ROKU Roku Inc.	put	New	4,000	$261K
HUBS HubSpot Inc.	call	New	400	$251K
NKE Nike Inc. Class B	call	New	2,600	$244K
LAD Lithia Motors Inc.	put	New	800	$241K
MTCH Match Group Inc.	call	New	6,000	$218K
TEAM Atlassian Corp. Class A	put	New	1,000	$195K
CRWD CrowdStrike Holdings Inc. Class A	call	New	600	$192K
KEY Keycorp	call	New	12,000	$190K
HES Hess Corp.	call	New	1,200	$183K
SHOP Shopify Inc. Class A	call	New	2,200	$170K
TOST Toast Inc. Class A	call	New	6,400	$159K
FYBR Frontier Communications Pare	call	New	6,000	$147K
DOCN Digitalocean Holdings Inc.	call	New	2,000	$76K
BAC Bank of America Corp.	call	New	1,000	$38K
BANK OF AMER CORP	call	Sold out	37,000	$25Kbefore exit
SLB LIMITED	call	Sold out	4,800	$20Kbefore exit
BAIDU INC	call	Sold out	2,000	$19Kbefore exit
PEPSICO INC	call	Sold out	6,000	$15Kbefore exit
LAS VEGAS SANDS CORP	call	Sold out	5,600	$15Kbefore exit
DISNEY WALT CO	call	Sold out	6,400	$15Kbefore exit
CITIGROUP INC	call	Sold out	6,200	$14Kbefore exit
STATE STR SPDR S&P 500 ETF T	put	Sold out	2,000	$14Kbefore exit
PLTR Palantir Technologies Inc. Class A	call	New	5,000	$12K
CELSIUS HLDGS INC	call	Sold out	1,200	$11Kbefore exit
FIVERR INTL LTD	call	Sold out	3,200	$11Kbefore exit
TESLA INC	call	Sold out	600	$10Kbefore exit
PENN ENTERTAINMENT INC	call	Sold out	7,000	$10Kbefore exit
MONGODB INC	call	Sold out	600	$10Kbefore exit
DRAFTKINGS INC NEW	call	Sold out	4,000	$10Kbefore exit
NICE LTD	call	Sold out	1,600	$9Kbefore exit
EQT CORP	put	Sold out	8,000	$8Kbefore exit
CHARTER COMMUNICATIONS INC	put	Sold out	1,200	$7Kbefore exit
UP FINTECH HLDG LTD	call	Sold out	12,000	$6Kbefore exit
THE TRADE DESK INC	put	Sold out	3,400	$5Kbefore exit
ELI LILLY & CO	call	Sold out	600	$5Kbefore exit
LIBERTY GLOBAL PLC	call	Sold out	7,000	$4Kbefore exit

Showing the first 50 of 58.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q4 2023 → Q1 2024


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	Sold out	30	$36Kbefore exit
HTZWW Hertz Global Hldgs Inc. -CW51	*W EXP 06/30/205	Sold out	103	$564before exit
DSX.WS Diana Shipping Inc.-28	*W EXP 12/14/202	Sold out	28	$8before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	228	$1.1B	SPYG, VTV, QQQ, VCIT, VWO
Q1 2026	200	$957.0M	SPYG, VTV, QQQ, VCIT, VYM
Q4 2025	191	$941.7M	SPYG, VTV, QQQ, VCIT, VYM
Q3 2025	183	$924.2M	SPYG, VTV, QQQ, VCIT, VWO
Q2 2025	181	$819.4M	SPYG, VTV, QQQ, VCIT, VYM
Q1 2025	179	$735.1M	SPYG, VTV, QQQ, VCIT, SGOV
Q4 2024	170	$740.5M	SPYG, VTV, QQQ, SGOV, VCIT
Q3 2024	207	$742.1M	SPYG, VTV, QQQ, SGOV, VCIT
Q2 2024	182	$679.2M	SPYG, VTV, QQQ, SGOV, VCIT
Q1 2024	176	$640.3M	SPYG, VTV, QQQ, SGOV, VCIT