Focused Wealth Management, Inc

Name: Focused Wealth Management, Inc 13F holdings, Q3 2024
Creator: Focused Wealth Management, Inc
Published: 2024-10-30

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), Focused Wealth Management, Inc reported 207 stock positions worth $742.1 million. Its top holding was SS SPDR P S&P 500 Growth ETF (SPYG) at 15.9% of the portfolio, followed by Vanguard Mrngstr Val ETF-Aui (VTV, 12.4%) and Invesco QQQ Trust Series 1 (QQQ, 8.8%). Compared with Q2 2024, it opened 50 new positions, sold out of 25, added to 88 and reduced 53. The biggest buy was a new position in iShares Core S&P U.S. Growth (IUSG) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −27%).

Most Recent 13F: Q2 2026
Location: Newburgh, NY
CIK: 0001586052
Portfolio Value: $742.1M (Q3 2024)
SEC Filing: 0001586052-24-000004 ↗ filed Oct 30, 2024

Holdings Value

Holdings 207 stocks · $742.1M


SPYG SS SPDR P S&P 500 Growth ETF	15.92%	1,424,945	$118.2M	Add +0.9%
VTV Vanguard Mrngstr Val ETF-Aui	12.35%	525,043	$91.7M	Add +2.4%
QQQ Invesco QQQ Trust Series 1	8.83%	134,251	$65.5M	Add +11.3%
SGOV iShares 0-3 Month Treasury B	4.95%	364,732	$36.7M	Reduce -5.5%
VCIT Vanguard Int-Term Corporate	4.20%	372,533	$31.2M	Add +5.8%
VYM Vanguard High DVD Yield ETF	3.54%	205,097	$26.3M	Add +1.5%
BND Vanguard Total Bond Market	3.34%	329,863	$24.8M	Add +5.6%
AAPL Apple Inc.	3.28%	104,572	$24.4M	Reduce -5.4%
VWO Vanguard Ftse Emerging Marke	2.95%	457,403	$21.9M	Add +2.4%
VIGI Vanguard Int Div App Indx FD	2.82%	237,014	$20.9M	Add +0.3%
XLF SS Financial Select Sector	2.67%	437,399	$19.8M	Add +1.6%
BIL SS SPDR BB 1-3M T-Bill ETF	1.93%	155,931	$14.3M	Reduce -27.3%
RSP Invesco S&P 500 Equal Weight	1.75%	72,628	$13.0M	Add +0.4%
XLV SS Health Care Select Sector	1.59%	76,682	$11.8M	Add +2.3%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	1.59%	36,655	$11.8M	Reduce -0.9%
VB Vanguard Most SM-Cap ETF-Usd	1.41%	44,091	$10.5M	Add +2.6%
BBN BlackRock Taxable Muni BND	1.39%	578,650	$10.3M	Add +2.3%
VGT Vanguard Info Tech ETF	1.28%	16,225	$9.5M	Reduce -0.0%
BX Blackstone Inc.	1.01%	48,942	$7.5M	Add +0.1%
VBK Van Morst SML-Cap Gro-Usd Inc.	1.00%	27,883	$7.5M	Add +4.1%
META Meta Platforms Inc. Class A	0.87%	11,269	$6.5M	Add +0.3%
AMZN Amazon.com Inc.	0.80%	32,029	$6.0M	Add +0.7%
TSLA Tesla Inc.	0.79%	22,335	$5.8M	Reduce -8.3%
GOOGL Alphabet Inc. Class A	0.76%	33,887	$5.6M	Reduce -1.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.74%	137,565	$5.5M	Reduce -1.3%
BRK.B Berkshire Hathaway Inc. Class B	0.65%	10,454	$4.8M	Reduce -0.1%
MSFT Microsoft Corp.	0.59%	10,206	$4.4M	Add +8.4%
JEPI JPMorgan Equity Premium Inco	0.59%	73,699	$4.4M	Add +1.4%
XEXGX Eaton Vance Tax-Managed Glob	0.55%	467,520	$4.1M	Add +1.8%
IUSG iShares Core S&P U.S. Growth	0.52%	502	$3.8M	New
XBXMX Nuveen S&P 500 Buy-WR Inc.	0.51%	278,067	$3.8M	Add +1.8%
WAB Wabtec Corp.	0.48%	468	$3.5M	New
STWD Starwood Property Trust Inc.	0.44%	159,551	$3.3M	Add +2.3%
PFE Pfizer Inc.	0.41%	104,696	$3.0M	Reduce -0.6%
CAT Caterpillar Inc.	0.40%	7,668	$3.0M	Add +0.6%
NVDA Nvidia Corp.	0.40%	24,214	$2.9M	Add +6.6%
XOM Exxon Mobil Corp.	0.38%	23,988	$2.8M	Reduce -3.4%
C Citigroup Inc.	0.36%	43,049	$2.7M	Reduce -3.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.34%	11,327	$2.5M	Reduce -1.0%
GS Goldman Sachs Group Inc.	0.32%	4,772	$2.4M	Add +0.4%
JPM JPMorgan Chase & Co.	0.29%	10,078	$2.1M	Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.28%	21,391	$2.1M	Add +14.4%
GE General Electric filed as GE AEROSPACE	0.27%	10,735	$2.0M	Reduce -0.1%
ABAT American Battery Technology	0.26%	507	$1.9M	New
WMT Walmart Inc.	0.26%	23,590	$1.9M	Reduce -1.0%
INTC Intel Corp.	0.24%	75,448	$1.8M	Add +35.2%
JNJ Johnson & Johnson	0.22%	10,057	$1.6M	Reduce -1.3%
VTI VG Morningstar TS MKT ETF-US	0.21%	5,501	$1.6M	Reduce -2.6%
GOOG Alphabet Inc. Class C	0.19%	8,624	$1.4M	Add +6.4%
NUE Nucor Corp.	0.19%	9,553	$1.4M	Reduce -0.0%
VHT Vanguard Health Care ETF	0.19%	5,050	$1.4M	Reduce -0.7%
T AT&T Inc.	0.19%	64,083	$1.4M	Add +1.1%
MO Altria Group Inc.	0.19%	27,507	$1.4M	Add +0.2%
HON Honeywell International Inc.	0.18%	6,582	$1.4M	Add +0.0%
IEF iShares 7-10 Year Treasury B	0.18%	13,689	$1.3M	Add +33.2%
XBNYX BlackRock New York Muni Inc.	0.18%	118,483	$1.3M	Add +0.8%
KMI Kinder Morgan Inc.	0.17%	58,219	$1.3M	Add +0.3%
IVV iShares Core S&P 500 ETF	0.17%	2,200	$1.3M	Reduce -0.1%
KIM Kimco Realty Corp.	0.17%	498	$1.2M	New
ABBV Abbvie Inc.	0.17%	6,241	$1.2M	Add +0.4%
AMAT Applied Materials Inc.	0.16%	5,742	$1.2M	Reduce -2.9%
MMM 3M Co.	0.15%	8,388	$1.1M	Add +0.1%
OGN Organon & Co.	0.15%	509	$1.1M	New
MTUM iShares MSCI USA Momentum Fa	0.14%	5,307	$1.1M	Reduce -0.0%
IVW iShares S&P 500 Growth ETF	0.14%	11,083	$1.1M	Add +0.1%
VUG Vanguard Mrngstar GR ETF-Sui	0.13%	2,545	$977K	Add +0.8%
MHN BlackRock Muniholding NY QLT	0.12%	80,779	$901K	Add +0.3%
SMCI Super Micro Computer Inc.	0.12%	2,092	$871K	Add +0.4%
RVT Royce Small-Cap Trust Inc.	0.11%	53,674	$843K	Add +1.6%
MRK Merck & Co. Inc.	0.11%	7,392	$839K	Add +0.3%
NEE Nextera Energy Inc.	0.11%	9,327	$788K	Add +0.4%
IBTF iShares Ibonds Dec 2025 Term	0.10%	32,611	$764K	Add +1.8%
ORCL Oracle Corp.	0.09%	3,958	$674K	Add +0.1%
GEV GE Vernova Inc.	0.09%	2,641	$673K	Reduce -0.2%
KMB Kimberly-Clark Corp.	0.09%	4,644	$661K	Add +0.1%
PINS Pinterest Inc. Class A	0.09%	19,940	$645K	Reduce -4.3%
VZ Verizon Communications Inc.	0.09%	14,366	$645K	Add +1.4%
NVO Novo-Nordisk A/S-Spons ADR	0.09%	5,336	$635K	Reduce -0.6%
SPYD SS SPDR P S&P 500 Hi Div ETF	0.09%	13,852	$632K	Reduce -5.5%
LLY Eli Lilly & Co.	0.08%	702	$622K	No change
AHR American Healthcare REIT Inc.	0.08%	23,789	$621K	New
DECK Deckers Outdoor Corp.	0.08%	444	$620K	New
VOO Vanguard S&P 500 ETF	0.08%	444	$592K	Add +1.1%
SHOP Shopify Inc. Class A	0.08%	7,273	$583K	Reduce -9.7%
PG The Procter & Gamble Co.	0.08%	3,276	$567K	Add +0.6%
NFLX Netflix Inc.	0.08%	790	$560K	No change
CSX CSX Corp.	0.07%	479	$547K	New
CRM Salesforce Inc.	0.07%	1,966	$538K	Add +4.4%
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC	0.07%	4,815	$528K	Add +4.1%
CSCO Cisco Systems Inc.	0.07%	9,907	$527K	Reduce -18.7%
PULS Pgim Ultra Short Bond ETF	0.07%	10,578	$527K	Add +1.4%
O Realty Income Corp.	0.07%	8,301	$526K	Add +0.7%
BOND PIMCO Active Bond Exchange-T	0.07%	5,538	$524K	Add +0.5%
IIPR Innovative Industrial Proper	0.07%	3,842	$517K	Reduce -2.8%
SCHO Schwab Short-Term US Treas	0.07%	10,352	$507K	Add +1.1%
XVV iShares ESG Select Screened	0.07%	481	$504K	New
AI C3.AI Inc. Class A	0.07%	20,750	$503K	No change
CL Colgate-Palmolive Co.	0.07%	4,760	$494K	Add +0.1%
UNP Union Pacific Corp.	0.07%	1,956	$482K	Add +0.5%
HITI High Tide Inc.	0.06%	500	$470K	New
VIG Vanguard Dividend Apprec ETF	0.06%	2,370	$469K	Add +0.4%
BA The Boeing Co.	0.06%	3,031	$461K	New
UA Under Armour Inc. Class C	0.06%	474	$459K	New
ROKU Roku Inc.	0.06%	5,865	$438K	Reduce -1.4%
AON Aon PLC Class A	0.06%	1,238	$428K	No change
HD Home Depot Inc.	0.06%	1,057	$428K	Add +5.8%
PLTR Palantir Technologies Inc. Class A	0.06%	11,450	$426K	Add +0.5%
ETN Eaton Corp. PLC	0.06%	1,278	$424K	No change
SPY SS SPDR S&P 500 ETF Trust-US	0.06%	734	$421K	Add +0.1%
VFH Vanguard Financials ETF	0.06%	3,782	$416K	Reduce -4.6%
MTB M & T Bank Corp. filed as M & T BK CORP	0.05%	2,271	$405K	Reduce -0.4%
ED Consolidated Edison Inc.	0.05%	3,827	$399K	No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.05%	7,240	$398K	New
SCHG Schwab US Large-Cap Growth	0.05%	3,664	$382K	Add +0.3%
HYD Vaneck High Yield Muni ETF	0.05%	7,111	$377K	Reduce -2.4%
IBTG iShares Ibonds Dec 2026 Term	0.05%	16,331	$377K	Add +4.4%
OEF iShares S&P 100 ETF	0.05%	1,350	$374K	Reduce -0.4%
PEP Pepsico Inc.	0.05%	2,184	$371K	Reduce -11.8%
EEM iShares MSCI Emerging Market	0.05%	437	$365K	New
PM Philip Morris International	0.05%	2,922	$355K	Add +1.0%
IGPT Invesco AI and Next Gen Soft	0.05%	462	$354K	New
ONEQ Fidelity Nasdaq Comp Indx	0.05%	4,941	$354K	New
FCX Freeport-McMoran Inc.	0.05%	6,987	$349K	Reduce -8.0%
DOCN Digitalocean Holdings Inc.	0.05%	8,523	$344K	Reduce -3.7%
UNH Unitedhealth Group Inc.	0.05%	577	$337K	Add +9.5%
SPYV SS SPDR P S&P 500 Value ETF	0.04%	6,216	$329K	Reduce -5.0%
AWK American Water Works Co. Inc.	0.04%	2,245	$328K	Add +0.5%
TER Teradyne Inc.	0.04%	2,435	$326K	No change
PGR Progressive Corp.	0.04%	511	$326K	New
MPC Marathon Petroleum Corp.	0.04%	436	$324K	Add +0.5%
CWB SS SPDR BB Conv Sec ETF	0.04%	4,169	$319K	Reduce -4.7%
ADM Archer-Daniels-Midland Co.	0.04%	5,340	$319K	Add +0.0%
IBTH iShares Ibonds Dec 2027 Term	0.04%	13,891	$314K	New
V Visa Inc. Class A	0.04%	1,132	$311K	Add +13.9%
DFUS Dimensional US Eq MKT ETF	0.04%	4,967	$309K	Add +0.2%
SPTM SS SPDR P S&P 1500 Comp ETF	0.04%	4,371	$306K	Reduce -2.5%
NBB Nuveen Taxable Municipal Inc.	0.04%	17,938	$298K	Add +0.5%
GEHC GE Healthcare Technology	0.04%	3,156	$296K	Reduce -0.2%
OKE Oneok Inc.	0.04%	3,201	$292K	Reduce -4.4%
CRIS Curis Inc.	0.04%	54,066	$291K	Add +63.1%
CI The Cigna Group	0.04%	808	$280K	Add +0.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE	0.04%	661	$280K	No change
EIX Edison International	0.04%	3,142	$274K	Add +0.0%
ESML iShares ESG Aware MSCI USA S	0.04%	403	$273K	New
CVX Chevron Corp.	0.04%	1,856	$273K	Add +0.8%
AMD Advanced Micro Devices	0.04%	1,614	$265K	Reduce -0.6%
XPL Solitario Resources Corp.	0.04%	370,900	$260K	Add +19.3%
ENB Enbridge Inc.	0.03%	497	$258K	New
SYK Stryker Corp.	0.03%	701	$253K	Add +0.1%
ILMN Illumina Inc.	0.03%	485	$252K	New
MUB iShares National Muni Bond E	0.03%	2,290	$249K	No change
VEA Vanguard Ftse Developed ETF	0.03%	427	$246K	New
IJH iShares Core S&P Midcap ETF	0.03%	3,869	$241K	Reduce -2.9%
BABA Alibaba Group Holding-SP ADR	0.03%	2,235	$237K	Reduce -47.2%
BMY Bristol-Myers Squibb Co.	0.03%	4,491	$232K	New
MAIN Main Street Capital Corp.	0.03%	4,604	$231K	Add +0.7%
BWA Borgwarner Inc.	0.03%	456	$231K	New
GLD SPDR Gold Shares	0.03%	941	$229K	No change
USB US Bancorp	0.03%	4,972	$227K	New
FXR First Trust Indst/Producers	0.03%	464	$225K	New
SCHV Schwab US Large-Cap Value	0.03%	2,788	$224K	Add +1.2%
TRV The Travelers Cos Inc.	0.03%	947	$222K	New
TSM Taiwan Semiconductor-SP ADR	0.03%	500	$221K	New
NBTB N B T Bancorp Inc.	0.03%	4,897	$217K	New
DXC DXC Technology Co.	0.03%	10,093	$209K	No change
VGIT Vanguard Intermediate-Term T	0.03%	3,433	$207K	Reduce -5.8%
IWF iShares Russell 1000 Growth	0.03%	552	$207K	Add +0.2%
SYY Sysco Corp.	0.03%	475	$206K	New
USRT iShares Core US REIT ETF	0.03%	485	$205K	New
CEG Constellation Energy	0.03%	785	$204K	New
WPC WP Carey Inc.	0.03%	3,269	$204K	New
RH RH	0.03%	608	$203K	Reduce -8.4%
AVXL Anavex Life Sciences Corp.	0.03%	500	$203K	New
HUBS HubSpot Inc.	0.03%	381	$203K	Add +0.3%
ETV Eaton Vance T/M Buy-Writ Opp	0.03%	14,134	$195K	Add +2.0%
XETYX Eaton Vance Tax-MGD Div Eqty	0.03%	13,042	$191K	Reduce -4.8%
GBDC Golub Capital BDC Inc.	0.02%	10,348	$156K	Add +2.5%
DSU BlackRock Debt Strategies	0.02%	12,377	$137K	Add +1.9%
FSLY Fastly Inc. Class A	0.02%	16,695	$126K	Reduce -1.6%
PCT Purecycle Technologies Inc.	0.02%	12,985	$123K	Reduce -2.3%
ACHR Archer Aviation Inc. Class A	0.02%	40,000	$121K	No change
COST Costco Wholesale Corp.	0.02%	135	$120K	New
CION Cion Investment Corp.	0.02%	10,059	$120K	New
HYT BlackRock Corp. Hi YLD	0.02%	11,838	$119K	Add +0.5%
F Ford Motor Co. filed as FORD MTR CO	0.02%	10,733	$113K	New
XYZ Block Inc.	0.01%	1,430	$96K	Reduce -3.4%
RBKB Rhinebeck Bancorp Inc.	0.01%	10,000	$93K	No change
MDT Medtronic PLC	0.01%	976	$88K	New
DXCM Dexcom Inc.	0.01%	1,308	$88K	Reduce -39.6%
MPT Medical Properties Trust Inc.	0.01%	14,702	$86K	Add +0.1%
WFC Wells Fargo & Co.	0.01%	1,415	$80K	New
GTLB Gitlab Inc. Class A	0.01%	1,300	$67K	New
STKL Sunopta Inc.	0.01%	10,290	$66K	Reduce -5.5%
FROG Jfrog Ltd.	0.01%	2,200	$64K	New
PAAS Pan American Silver Corp.	0.01%	3,000	$63K	New
PANW Palo Alto Networks Inc.	0.01%	175	$60K	New
SOTK Sono-Tek Corp.	0.01%	12,343	$50K	No change
EOSE Eos Energy Enterprises Inc.	0.01%	15,500	$46K	New
NDAQ Nasdaq Inc.	0.00%	473	$35K	New
SLB SLB Ltd. filed as SCHLUMBERGER LTD	0.00%	788	$33K	New
PRPL Purple Innovation Inc.	0.00%	30,000	$30K	No change
MRVL Marvell Technology Inc.	0.00%	368	$27K	No change
MS Morgan Stanley	0.00%	103	$11K	Add +1.0%
SOFI Sofi Technologies Inc.	0.00%	1,194	$9K	New
SNOW Snowflake Inc.	0.00%	80	$9K	New
NCNO Ncino Inc.	0.00%	50	$2K	New
TTWO Take-Two Interactive Softwre	0.00%	8	$1K	New

Options reported separately and not counted above: CRM calls ($3.8M), COST puts ($3.5M), COST calls ($3.5M), DIS calls ($1.9M), OC puts ($1.2M), WFC calls ($1.1M), HON puts ($620K), ABBV calls ($592K), LYV puts ($547K), MDT calls ($504K), TPR puts ($470K), SNOW calls ($459K), and 20 more.

Portfolio Sells Q2 2024 → Q3 2024


BIL SS SPDR BB 1-3M T-Bill ETF	Reduce -27.3%	1.93%	−0.97
SGOV iShares 0-3 Month Treasury B	Reduce -5.5%	4.95%	−0.78
GOOGL Alphabet Inc. Class A	Reduce -1.7%	0.76%	−0.17
AAPL Apple Inc.	Reduce -5.4%	3.28%	−0.15
MGK Vngrd Mrgstr MG CP GR ETF-Ui	Reduce -0.9%	1.59%	−0.12
VGT Vanguard Info Tech ETF	Reduce -0.0%	1.28%	−0.10
BAC Bank of America Corp.	Reduce -1.3%	0.74%	−0.08
IBTE iShares Ibonds Dec 2024 Term	Sold out	0.00%	−0.07
PRTA Prothena Corp. PLC	Sold out	0.00%	−0.06
C Citigroup Inc.	Reduce -3.2%	0.36%	−0.05
AMAT Applied Materials Inc.	Reduce -2.9%	0.16%	−0.05
PINS Pinterest Inc. Class A	Reduce -4.3%	0.09%	−0.05
XOM Exxon Mobil Corp.	Reduce -3.4%	0.38%	−0.04
COP Conocophillips	Sold out	0.00%	−0.03
NUE Nucor Corp.	Reduce -0.0%	0.19%	−0.03
NVO Novo-Nordisk A/S-Spons ADR	Reduce -0.6%	0.09%	−0.03
FOUR SHIFT4 Payments Inc. Class A	Sold out	0.00%	−0.03
PFE Pfizer Inc.	Reduce -0.6%	0.41%	−0.03
UBER Uber Technologies Inc.	Sold out	0.00%	−0.03
WSM Williams-Sonoma Inc.	Sold out	0.00%	−0.02
DXCM Dexcom Inc.	Reduce -39.6%	0.01%	−0.02
WYNN WYNN Resorts Ltd.	Sold out	0.00%	−0.02
SCCO Southern Copper Corp.	Sold out	0.00%	−0.02
COIN Coinbase Global Inc. Class A	Sold out	0.00%	−0.02
NKE Nike Inc. Class B	Sold out	0.00%	−0.02
NET Cloudflare Inc. Class A	Sold out	0.00%	−0.02
DASH DoorDash Inc. Class A	Sold out	0.00%	−0.02
CSCO Cisco Systems Inc.	Reduce -18.7%	0.07%	−0.01
BABA Alibaba Group Holding-SP ADR	Reduce -47.2%	0.03%	−0.01
VTI VG Morningstar TS MKT ETF-US	Reduce -2.6%	0.21%	−0.01
DDOG Datadog Inc. Class A	Sold out	0.00%	−0.01
PEP Pepsico Inc.	Reduce -11.8%	0.05%	−0.01
FCX Freeport-McMoran Inc.	Reduce -8.0%	0.05%	−0.01
MTUM iShares MSCI USA Momentum Fa	Reduce -0.0%	0.14%	−0.01
CPNG Coupang Inc.	Sold out	0.00%	−0.01
VHT Vanguard Health Care ETF	Reduce -0.7%	0.19%	−0.01
TIGR Up Fintech Holding Ltd. - ADR	Sold out	0.00%	−0.01
IVV iShares Core S&P 500 ETF	Reduce -0.1%	0.17%	−0.01
TWLO Twilio Inc. Class A	Sold out	0.00%	−0.01
XPO Xpo Inc.	Sold out	0.00%	−0.00
HYD Vaneck High Yield Muni ETF	Reduce -2.4%	0.05%	−0.00
CWB SS SPDR BB Conv Sec ETF	Reduce -4.7%	0.04%	−0.00
VGIT Vanguard Intermediate-Term T	Reduce -5.8%	0.03%	−0.00
SBUX Starbucks Corp.	Sold out	0.00%	−0.00
AMD Advanced Micro Devices	Reduce -0.6%	0.04%	−0.00
KEY Keycorp	Sold out	0.00%	−0.00
SPYV SS SPDR P S&P 500 Value ETF	Reduce -5.0%	0.04%	−0.00
XETYX Eaton Vance Tax-MGD Div Eqty	Reduce -4.8%	0.03%	−0.00
PSX Phillips 66	Sold out	0.00%	−0.00
SPTM SS SPDR P S&P 1500 Comp ETF	Reduce -2.5%	0.04%	−0.00

Portfolio Buys Q2 2024 → Q3 2024


IUSG iShares Core S&P U.S. Growth	New	0.52%	+0.52
WAB Wabtec Corp.	New	0.48%	+0.48
QQQ Invesco QQQ Trust Series 1	Add +11.3%	8.83%	+0.32
ABAT American Battery Technology	New	0.26%	+0.26
VTV Vanguard Mrngstr Val ETF-Aui	Add +2.4%	12.35%	+0.24
KIM Kimco Realty Corp.	New	0.17%	+0.17
OGN Organon & Co.	New	0.15%	+0.15
BX Blackstone Inc.	Add +0.1%	1.01%	+0.12
AHR American Healthcare REIT Inc.	New	0.08%	+0.08
DECK Deckers Outdoor Corp.	New	0.08%	+0.08
CSX CSX Corp.	New	0.07%	+0.07
VWO Vanguard Ftse Emerging Marke	Add +2.4%	2.95%	+0.07
XVV iShares ESG Select Screened	New	0.07%	+0.07
XLF SS Financial Select Sector	Add +1.6%	2.67%	+0.07
HITI High Tide Inc.	New	0.06%	+0.06
BA The Boeing Co.	New	0.06%	+0.06
UA Under Armour Inc. Class C	New	0.06%	+0.06
VCIT Vanguard Int-Term Corporate	Add +5.8%	4.20%	+0.06
JEPQ JPM Nasdaq Equity Premium	New	0.05%	+0.05
EEM iShares MSCI Emerging Market	New	0.05%	+0.05
IGPT Invesco AI and Next Gen Soft	New	0.05%	+0.05
ONEQ Fidelity Nasdaq Comp Indx	New	0.05%	+0.05
VOO Vanguard S&P 500 ETF	Add +1.1%	0.08%	+0.05
PGR Progressive Corp.	New	0.04%	+0.04
IBTH iShares Ibonds Dec 2027 Term	New	0.04%	+0.04
IEF iShares 7-10 Year Treasury B	Add +33.2%	0.18%	+0.04
ESML iShares ESG Aware MSCI USA S	New	0.04%	+0.04
ENB Enbridge Inc.	New	0.03%	+0.03
META Meta Platforms Inc. Class A	Add +0.3%	0.87%	+0.03
ILMN Illumina Inc.	New	0.03%	+0.03
VEA Vanguard Ftse Developed ETF	New	0.03%	+0.03
MPC Marathon Petroleum Corp.	Add +0.5%	0.04%	+0.03
BMY Bristol-Myers Squibb Co.	New	0.03%	+0.03
BWA Borgwarner Inc.	New	0.03%	+0.03
USB US Bancorp	New	0.03%	+0.03
FXR First Trust Indst/Producers	New	0.03%	+0.03
CAT Caterpillar Inc.	Add +0.6%	0.40%	+0.03
TRV The Travelers Cos Inc.	New	0.03%	+0.03
TSM Taiwan Semiconductor-SP ADR	New	0.03%	+0.03
VB Vanguard Most SM-Cap ETF-Usd	Add +2.6%	1.41%	+0.03
NBTB N B T Bancorp Inc.	New	0.03%	+0.03
MMM 3M Co.	Add +0.1%	0.15%	+0.03
BBN BlackRock Taxable Muni BND	Add +2.3%	1.39%	+0.03
SYY Sysco Corp.	New	0.03%	+0.03
USRT iShares Core US REIT ETF	New	0.03%	+0.03
CEG Constellation Energy	New	0.03%	+0.03
AVXL Anavex Life Sciences Corp.	New	0.03%	+0.03
WPC WP Carey Inc.	New	0.03%	+0.03
BND Vanguard Total Bond Market	Add +5.6%	3.34%	+0.03
VBK Van Morst SML-Cap Gro-Usd Inc.	Add +4.1%	1.00%	+0.02

Options Activity Q2 2024 → Q3 2024


CRM Salesforce Inc.	call	New	14,000	$3.8M
COST Costco Wholesale Corp.	put	New	4,000	$3.5M
COST Costco Wholesale Corp.	call	New	4,000	$3.5M
DIS The Walt Disney Co.	call	Add +400.0%	20,000	$1.9M
GE General Electric	call	Sold out	10,800	$1.7Mbefore exit
AMD Advanced Micro Devices	call	Sold out	8,300	$1.3Mbefore exit
OC Owens Corning	put	New	7,000	$1.2M
WFC Wells Fargo & Co.	call	New	20,000	$1.1M
NET Cloudflare Inc. Class A	put	Sold out	10,000	$828Kbefore exit
EOG EOG Resources Inc.	call	Sold out	5,600	$705Kbefore exit
IBM Intl Business Machines Corp.	put	Sold out	4,000	$692Kbefore exit
HON Honeywell International Inc.	put	New	3,000	$620K
NKE Nike Inc. Class B	call	Sold out	8,000	$603Kbefore exit
ABBV Abbvie Inc.	call	New	3,000	$592K
LYV Live Nation Entertainment Inc.	put	New	5,000	$547K
TFC Truist Financial Corp.	call	Sold out	14,000	$544Kbefore exit
STZ Constellation Brands Inc. Class A	put	Sold out	2,000	$515Kbefore exit
MDT Medtronic PLC	call	New	5,600	$504K
TPR Tapestry Inc.	put	New	10,000	$470K
SNOW Snowflake Inc.	call	New	4,000	$459K
MPC Marathon Petroleum Corp.	call	Sold out	2,600	$451Kbefore exit
PBR Petroleo Brasileiro-Spon ADR	call	Sold out	31,000	$449Kbefore exit
ARKK ARK Innovation ETF	put	Sold out	10,000	$440Kbefore exit
JPM JPMorgan Chase & Co.	call	Sold out	2,000	$405Kbefore exit
EXE Expand Energy Corp.	put	Sold out	4,600	$378Kbefore exit
H Hyatt Hotels Corp. Class A	put	New	2,400	$365K
MRVL Marvell Technology Inc.	call	Sold out	5,200	$363Kbefore exit
MARA Mara Holdings Inc.	call	Sold out	18,000	$357Kbefore exit
MS Morgan Stanley	call	Reduce -51.4%	3,400	$354K
COP Conocophillips	call	Sold out	3,000	$343Kbefore exit
TWLO Twilio Inc. Class A	call	Sold out	6,000	$341Kbefore exit
BL Blackline Inc.	call	Sold out	7,000	$339Kbefore exit
SGI Somnigroup International Inc.	put	Sold out	7,000	$331Kbefore exit
DASH DoorDash Inc. Class A	call	Sold out	3,000	$326Kbefore exit
RDFN Redfin Corp.	call	New	26,000	$326K
NUE Nucor Corp.	call	Sold out	2,000	$316Kbefore exit
MU Micron Technology Inc.	call	Sold out	2,400	$316Kbefore exit
PSX Phillips 66	call	Sold out	2,200	$311Kbefore exit
SCCO Southern Copper Corp.	call	Sold out	2,600	$280Kbefore exit
XPO Xpo Inc.	call	Sold out	2,600	$276Kbefore exit
PANW Palo Alto Networks Inc.	call	New	800	$273K
DOCN Digitalocean Holdings Inc.	call	Add +28.0%	6,400	$258K
SLB SLB Ltd.	call	New	6,000	$252K
TTWO Take-Two Interactive Softwre	call	New	1,600	$246K
HUBS HubSpot Inc.	call	Sold out	400	$236Kbefore exit
MRVL Marvell Technology Inc.	put	New	3,200	$231K
C Citigroup Inc.	call	New	3,600	$225K
NCNO Ncino Inc.	put	New	7,000	$221K
WYNN WYNN Resorts Ltd.	call	Sold out	2,400	$215Kbefore exit
GTLB Gitlab Inc. Class A	call	New	4,000	$206K

Showing the first 50 of 71.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	228	$1.1B	SPYG, VTV, QQQ, VCIT, VWO
Q1 2026	200	$957.0M	SPYG, VTV, QQQ, VCIT, VYM
Q4 2025	191	$941.7M	SPYG, VTV, QQQ, VCIT, VYM
Q3 2025	183	$924.2M	SPYG, VTV, QQQ, VCIT, VWO
Q2 2025	181	$819.4M	SPYG, VTV, QQQ, VCIT, VYM
Q1 2025	179	$735.1M	SPYG, VTV, QQQ, VCIT, SGOV
Q4 2024	170	$740.5M	SPYG, VTV, QQQ, SGOV, VCIT
Q3 2024	207	$742.1M	SPYG, VTV, QQQ, SGOV, VCIT
Q2 2024	182	$679.2M	SPYG, VTV, QQQ, SGOV, VCIT
Q1 2024	176	$640.3M	SPYG, VTV, QQQ, SGOV, VCIT