Foundations Investment Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Foundations Investment Advisors, LLC reported 702 stock positions worth $3.8 billion. Its top holding was Exchange Listed Funds Trust (TDSC) at 4.4% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 3.9%) and Exchange Listed Funds Trust (CLSM, 3.5%). Compared with Q4 2023, it opened 103 new positions, sold out of 65, added to 301 and reduced 272. The biggest buy was Ishrs US E F R A ETF-Usd (DYNF, shares +134%) and the biggest sale Inn Defined Wealth Shield (BALT, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- PHOENIX, AZ
- CIK
- 0001743404
- Portfolio Value
- $3.8B (Q1 2024)
- SEC Filing
- 0001085146-24-002429 ↗ filed May 13, 2024
Holdings Value
Holdings 702 stocks · $3.8B
| TDSC Exchange Listed Funds Trust | 4.36% | 6,871,027 | $166.7M | Reduce -10.2% |
| IVV iShares Core S&P 500 ETF | 3.93% | 285,704 | $150.2M | Reduce -28.5% |
| CLSM Exchange Listed Funds Trust | 3.50% | 6,528,539 | $133.8M | Reduce -13.3% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 3.32% | 1,382,347 | $126.9M | Reduce -6.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.71% | 197,547 | $103.3M | Add +6.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 2.65% | 2,224,470 | $101.4M | Add +1.1% |
| QUAL iShares MSCI USA Quality Fac | 2.53% | 587,885 | $96.6M | Add +46.3% |
| TDSB Etc Cabana Target Beta ETF | 2.27% | 3,917,622 | $86.6M | Reduce -9.4% |
| IVW iShares S&P 500 Growth ETF | 2.26% | 1,020,349 | $86.2M | Add +50.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.83% | 157,231 | $69.8M | Add +11.8% |
| IVE iShares S&P 500 Value ETF | 1.75% | 358,564 | $67.0M | Add +7.8% |
| SHV iShares 0-1 Year Treasury Bo | 1.55% | 536,561 | $59.3M | Reduce -8.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.53% | 1,312,047 | $58.3M | Add +134.2% |
| TWO RDS SHARED TR | 1.40% | 5,518,558 | $53.6M | Reduce -8.1% |
| AAPL Apple Inc. | 1.32% | 294,825 | $50.6M | Reduce -3.3% |
| ANFIELD US EQUITY SECTOR ROT | 1.29% | 3,156,094 | $49.1M | Add +6.1% |
| XLF SS Financial Select Sector | 1.23% | 1,113,260 | $46.9M | Add +8.9% |
| EFV iShares MSCI Eafe Value ETF | 1.22% | 858,853 | $46.7M | Reduce -22.5% |
| EFG iShares MSCI Eafe Growth ETF | 1.16% | 425,236 | $44.1M | Add +4.5% |
| MSFT Microsoft Corp. | 1.15% | 103,955 | $43.7M | Add +3.0% |
| GLD SPDR Gold Shares | 1.13% | 235,063 | $43.2M | Add +25.0% |
| XLV SS Health Care Select Sector | 1.12% | 288,411 | $42.6M | Add +5.9% |
| XLK SS Technology Select Sector | 1.07% | 197,115 | $41.1M | Add +4.1% |
| TWO RDS SHARED TR | 1.04% | 4,414,140 | $39.8M | Add +7.7% |
| VGSH Vanguard Short-Term Treasury | 1.04% | 685,221 | $39.8M | Reduce -34.4% |
| NVDA Nvidia Corp. | 1.02% | 43,276 | $39.1M | Add +0.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.80% | 524,820 | $30.5M | Add +13.5% |
| SMH Vaneck Semiconductor ETF | 0.78% | 132,252 | $29.8M | Add +5.8% |
| FLRT Pacer Aristotle Pacific Floa | 0.75% | 600,627 | $28.6M | Add +15.7% |
| IYW iShares Ustechnology ETF | 0.74% | 210,624 | $28.4M | Add +11.3% |
| AMZN Amazon.com Inc. | 0.73% | 155,427 | $28.0M | Add +11.1% |
| TLT iShares 20+ Year Treasury BD | 0.72% | 292,609 | $27.7M | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.67% | 74,334 | $25.6M | Add +26.6% |
| MBB iShares MBS ETF | 0.66% | 274,490 | $25.4M | Add +7.5% |
| TWO RDS SHARED TR | 0.66% | 2,972,314 | $25.4M | Add +16.2% |
| ACN Accenture PLC Class A | 0.62% | 68,583 | $23.8M | Add +0.3% |
| XLC SS Comm Select Sector SPDR | 0.59% | 277,280 | $22.6M | Add +8.0% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.58% | 385,843 | $22.2M | Add +88.6% |
| VOO Vanguard S&P 500 ETF | 0.57% | 44,919 | $21.6M | Reduce -2.2% |
| IAU iShares Gold Trust | 0.55% | 495,959 | $20.8M | Add +4.8% |
| ICF iShares Select U.S. REIT ETF | 0.53% | 348,591 | $20.1M | Add +9.8% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.52% | 68,861 | $19.7M | Add +103.0% |
| GOOGL Alphabet Inc. Class A | 0.51% | 130,011 | $19.6M | Add +14.8% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.51% | 11,441 | $19.5M | Reduce -3.4% |
| META Meta Platforms Inc. Class A | 0.51% | 39,930 | $19.4M | Reduce -6.2% |
| SCHA Schwab US Small-Cap ETF | 0.50% | 389,100 | $19.2M | Add +11.4% |
| XOM Exxon Mobil Corp. | 0.50% | 162,912 | $18.9M | Add +6.3% |
| SHY iShares 1-3 Year Treasury Bo | 0.49% | 227,437 | $18.6M | Reduce -10.8% |
| XMMO Invesco S&P Midcap Momentum | 0.48% | 160,256 | $18.4M | Add +13.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.48% | 345,959 | $18.1M | Add +119.7% |
| JPM JPMorgan Chase & Co. | 0.47% | 89,210 | $17.9M | Add +10.8% |
| DCMT Doubleline Commodity ETF | 0.46% | 678,206 | $17.5M | New |
| XLI SS Industrial Select Sector | 0.46% | 138,234 | $17.4M | Add +3.2% |
| UNH Unitedhealth Group Inc. | 0.45% | 35,079 | $17.4M | Add +16.3% |
| CVX Chevron Corp. | 0.45% | 109,561 | $17.3M | Add +5.8% |
| AVDE Avantis International Equity | 0.45% | 270,976 | $17.3M | Add +19.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.45% | 65,594 | $17.0M | Add +46.4% |
| MTUM iShares MSCI USA Momentum Fa | 0.43% | 86,891 | $16.3M | Add +7.1% |
| LLY Eli Lilly & Co. | 0.42% | 20,780 | $16.2M | Add +3.0% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.42% | 463,152 | $16.2M | Add +6844.9% |
| IXC iShares Global Energy ETF | 0.35% | 308,531 | $13.3M | Add +7.3% |
| ASML ASML Holding NV-NY Reg SHS | 0.34% | 13,374 | $13.0M | Add +15.2% |
| C Citigroup Inc. | 0.34% | 204,340 | $12.9M | Add +19.1% |
| DXJ Wisdomtree Japan Hedged Eq | 0.33% | 116,728 | $12.7M | Add +25.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.33% | 98,515 | $12.6M | Add +17.6% |
| RDVY First Trust Rising Dividend | 0.32% | 217,000 | $12.2M | Add +14.7% |
| ORCL Oracle Corp. | 0.31% | 95,278 | $12.0M | Add +627.3% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.31% | 183,744 | $11.8M | Add +7.5% |
| V Visa Inc. Class A | 0.31% | 41,955 | $11.7M | Add +6.7% |
| TIP iShares Tips Bond ETF | 0.30% | 108,371 | $11.6M | Add +11.5% |
| XLP SS Consumer Staples Sel Sect | 0.30% | 150,690 | $11.5M | Add +18.0% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 128,381 | $10.7M | Reduce -0.9% |
| MA Mastercard Inc. Class A | 0.28% | 22,234 | $10.7M | Add +11.8% |
| TWO RDS SHARED TR | 0.27% | 1,140,285 | $10.4M | Add +7.3% |
| ELV Elevance Health Inc. | 0.27% | 19,656 | $10.2M | Add +20.8% |
| AVEM Avantis Emerging Markets Eq | 0.26% | 171,611 | $9.9M | Add +2.8% |
| BA The Boeing Co. | 0.25% | 48,578 | $9.4M | Add +15.1% |
| SCHX Schwab US Large-Cap ETF | 0.24% | 150,070 | $9.3M | Add +33.0% |
| ADBE Adobe Inc. | 0.24% | 18,345 | $9.3M | Add +12.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.24% | 327,200 | $9.1M | Reduce -60.0% |
| DGRO iShares Core Dividend Growth | 0.24% | 157,530 | $9.1M | Add +2.7% |
| FTSM First Trust Enh Short Mat FD | 0.22% | 141,085 | $8.4M | Reduce -15.3% |
| TSLA Tesla Inc. | 0.22% | 47,438 | $8.3M | Add +2.6% |
| VFQY Vanguard U.S. Quality Factor | 0.22% | 60,894 | $8.3M | Add +4.5% |
| SPIP SS SPDR P Tips ETF | 0.21% | 319,619 | $8.2M | Reduce -4.9% |
| AGG iShares Core U.S. Aggregate | 0.21% | 82,561 | $8.1M | Reduce -39.5% |
| IEMG iShares Core MSCI Emerging | 0.21% | 153,983 | $7.9M | Reduce -56.7% |
| ITOT iShares Core S&P Total U.S. | 0.20% | 67,497 | $7.8M | Reduce -14.6% |
| SLV iShares Silver Trust | 0.20% | 337,194 | $7.7M | Add +6.9% |
| PG The Procter & Gamble Co. | 0.20% | 47,229 | $7.7M | Reduce -9.0% |
| PDEC Innovator U.S. Equity Power | 0.20% | 207,591 | $7.6M | Add +204.9% |
| IWM iShares Russell 2000 ETF | 0.20% | 35,929 | $7.6M | Add +61.2% |
| SGOV iShares 0-3 Month Treasury B | 0.20% | 73,968 | $7.4M | Reduce -70.8% |
| VGLT Vanguard Long-Term Treasury | 0.19% | 125,264 | $7.4M | Add +2.8% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.19% | 149,779 | $7.4M | Add +5.2% |
| OEF iShares S&P 100 ETF | 0.19% | 29,381 | $7.3M | Reduce -1.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 17,062 | $7.2M | Add +12.6% |
| GBTC Grayscale Bitcoin Trust ETF | 0.19% | 112,161 | $7.1M | New |
| GOVT iShares US Treasury Bond ETF | 0.18% | 300,480 | $6.8M | Add +88.8% |
| XISE FT Vest US Equity Buffer & P | 0.18% | 222,653 | $6.8M | Add +0.6% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $11K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 10,445 | $11K | No change |
Total filed on the 13F, all lines: $3.8B.
Portfolio Sells Q4 2023 → Q1 2024
| BALT Inn Defined Wealth Shield | Reduce -98.1% | 0.04% | −2.18 |
| BSCO Invesco Bulletshares 2024 CB | Reduce -99.6% | 0.01% | −1.86 |
| IVV iShares Core S&P 500 ETF | Reduce -28.5% | 3.93% | −1.34 |
| BUFF Innovator Laddered Allocatio | Sold out | 0.00% | −0.61 |
| SFLR Innovator Eqty MGD Floor ETF | Sold out | 0.00% | −0.60 |
| VGSH Vanguard Short-Term Treasury | Reduce -34.4% | 1.04% | −0.60 |
| CLSM Exchange Listed Funds Trust | Reduce -13.3% | 3.50% | −0.58 |
| SGOV iShares 0-3 Month Treasury B | Reduce -70.8% | 0.20% | −0.49 |
| TDSC Exchange Listed Funds Trust | Reduce -10.2% | 4.36% | −0.44 |
| XBIL F/M US Treasury 6 Month Bill | Sold out | 0.00% | −0.37 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -60.0% | 0.24% | −0.35 |
| EFV iShares MSCI Eafe Value ETF | Reduce -22.5% | 1.22% | −0.32 |
| TFLO iShares Treasury Floating Ra | Reduce -98.3% | 0.01% | −0.32 |
| PDBC Invesco Optimum Yield Divers | Reduce -91.0% | 0.03% | −0.31 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -6.5% | 3.32% | −0.31 |
| TDSB Etc Cabana Target Beta ETF | Reduce -9.4% | 2.27% | −0.27 |
| IEMG iShares Core MSCI Emerging | Reduce -56.7% | 0.21% | −0.26 |
| AAPL Apple Inc. | Reduce -3.3% | 1.32% | −0.21 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -8.2% | 1.55% | −0.18 |
| ENB Enbridge Inc. | Reduce -83.6% | 0.03% | −0.17 |
| AGG iShares Core U.S. Aggregate | Reduce -39.5% | 0.21% | −0.15 |
| MSTB Lha Market State Tactical | Sold out | 0.00% | −0.13 |
| SCHD Schwab US DVD Equity ETF | Reduce -55.6% | 0.09% | −0.11 |
| COMT iShares Gsci Commodity Dynam | Sold out | 0.00% | −0.09 |
| UDEC Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.09 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -10.8% | 0.49% | −0.08 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -68.5% | 0.03% | −0.07 |
| IFF Intl Flavors & Fragrances | Sold out | 0.00% | −0.07 |
| GJUL FT Vest US Equity Moderate B | Sold out | 0.00% | −0.07 |
| FVD First Trust Value Line DVD | Reduce -67.4% | 0.03% | −0.06 |
| TWO RDS SHARED TR | Reduce -8.1% | 1.40% | −0.06 |
| XLE SS Energy Select Sector | Reduce -64.1% | 0.04% | −0.06 |
| TLT iShares 20+ Year Treasury BD | Reduce -1.4% | 0.72% | −0.06 |
| FTSM First Trust Enh Short Mat FD | Reduce -15.3% | 0.22% | −0.05 |
| QQEW First TR Nasdaq-100 Sel Eq | Reduce -45.0% | 0.04% | −0.04 |
| ETF SER SOLUTIONS | Sold out | 0.00% | −0.03 |
| FJUL FT Vest US Equity Buffer ETF | Sold out | 0.00% | −0.03 |
| UAUG Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.03 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Reduce -67.1% | 0.01% | −0.03 |
| CXSE Wisdomtree China Ex-St Ow | Sold out | 0.00% | −0.03 |
| IBB iShares Biotechnology ETF | Sold out | 0.00% | −0.03 |
| XHE SS SPDR S&P HC Equip ETF | Reduce -53.1% | 0.02% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -14.6% | 0.20% | −0.02 |
| AMGN Amgen Inc. | Reduce -6.9% | 0.10% | −0.02 |
| FTGC First Trust Global Tactical | Reduce -21.2% | 0.09% | −0.02 |
| SSO Proshares Ultra S&P500 | Reduce -57.9% | 0.02% | −0.02 |
| XLY SS Consumer Disc Select Sect | Reduce -21.2% | 0.10% | −0.02 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Reduce -36.4% | 0.04% | −0.02 |
| XAR SS SPDR S&P Aerospace Def | Reduce -51.3% | 0.02% | −0.02 |
| AOM iShares Core 40/60 Moderate | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +134.2% | 1.53% | +0.91 |
| QUAL iShares MSCI USA Quality Fac | Add +46.3% | 2.53% | +0.89 |
| IVW iShares S&P 500 Growth ETF | Add +50.9% | 2.26% | +0.83 |
| DCMT Doubleline Commodity ETF | New | 0.46% | +0.46 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +6844.9% | 0.42% | +0.42 |
| NVDA Nvidia Corp. | Add +0.8% | 1.02% | +0.30 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +88.6% | 0.58% | +0.28 |
| ORCL Oracle Corp. | Add +627.3% | 0.31% | +0.27 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +103.0% | 0.52% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +6.3% | 2.71% | +0.27 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +119.7% | 0.48% | +0.25 |
| QQQ Invesco QQQ Trust Series 1 | Add +11.8% | 1.83% | +0.23 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.19% | +0.19 |
| IVE iShares S&P 500 Value ETF | Add +7.8% | 1.75% | +0.18 |
| WISE Themes Generat Artif Intel | New | 0.18% | +0.18 |
| PJUL Innovator U.S. Equity Power | New | 0.18% | +0.18 |
| GLD SPDR Gold Shares | Add +25.0% | 1.13% | +0.17 |
| XLF SS Financial Select Sector | Add +8.9% | 1.23% | +0.16 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +26.6% | 0.67% | +0.16 |
| VTI VG Morningstar TS MKT ETF-US | Add +46.4% | 0.45% | +0.15 |
| COWZ Pacer US Cash Cows 100 ETF | Add +13.5% | 0.80% | +0.15 |
| SMH Vaneck Semiconductor ETF | Add +5.8% | 0.78% | +0.15 |
| ANFIELD US EQUITY SECTOR ROT | Add +6.1% | 1.29% | +0.14 |
| BOND PIMCO Active Bond Exchange-T | Add +1066.5% | 0.16% | +0.14 |
| MINT PIMCO Enhanced Short Maturit | Add +885.8% | 0.16% | +0.14 |
| AMZN Amazon.com Inc. | Add +11.1% | 0.73% | +0.14 |
| PDEC Innovator U.S. Equity Power | Add +204.9% | 0.20% | +0.13 |
| IBIT iShares Bitcoin Trust ETF | New | 0.13% | +0.13 |
| XMMO Invesco S&P Midcap Momentum | Add +13.0% | 0.48% | +0.12 |
| TWO RDS SHARED TR | Add +7.7% | 1.04% | +0.10 |
| UUP Invesco DB US Dollar Index B | Add +996.4% | 0.11% | +0.10 |
| IYW iShares Ustechnology ETF | Add +11.3% | 0.74% | +0.10 |
| EMB iShares JP Morgan Usd Emergi | Add +117.8% | 0.18% | +0.10 |
| JPM JPMorgan Chase & Co. | Add +10.8% | 0.47% | +0.09 |
| ICVT iShares Convertible Bond ETF | New | 0.09% | +0.09 |
| DXJ Wisdomtree Japan Hedged Eq | Add +25.1% | 0.33% | +0.09 |
| FLRT Pacer Aristotle Pacific Floa | Add +15.7% | 0.75% | +0.09 |
| SCHG Schwab US Large-Cap Growth | Add +575.8% | 0.10% | +0.09 |
| AVDE Avantis International Equity | Add +19.9% | 0.45% | +0.09 |
| GOOGL Alphabet Inc. Class A | Add +14.8% | 0.51% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +61.2% | 0.20% | +0.08 |
| GOVT iShares US Treasury Bond ETF | Add +88.8% | 0.18% | +0.08 |
| C Citigroup Inc. | Add +19.1% | 0.34% | +0.08 |
| EFG iShares MSCI Eafe Growth ETF | Add +4.5% | 1.16% | +0.08 |
| XLV SS Health Care Select Sector | Add +5.9% | 1.12% | +0.08 |
| GFEB FT Vest US Equity Moderate B | New | 0.08% | +0.08 |
| XOM Exxon Mobil Corp. | Add +6.3% | 0.50% | +0.07 |
| TWO RDS SHARED TR | Add +16.2% | 0.66% | +0.07 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +17.6% | 0.33% | +0.07 |
| SCHA Schwab US Small-Cap ETF | Add +11.4% | 0.50% | +0.07 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,196 | $9.7B | IVV, IVW, IVE, SOXX, IUSB |
| Q1 2026 | 1,152 | $8.1B | IVW, IVE, IUSB, DYNF, IVV |
| Q4 2025 | 1,095 | $7.6B | IVW, IVE, DYNF, IUSB, NVDA |
| Q3 2025 | 1,032 | $6.9B | IVW, DYNF, QUAL, BIL, IUSB |
| Q2 2025 | 913 | $6.3B | IVW, SPY, QUAL, IUSB, DYNF |
| Q1 2025 | 851 | $5.4B | IVW, IVV, SPY, IUSB, QUAL |
| Q4 2024 | 832 | $5.2B | IVW, IVV, IUSB, SPY, QUAL |
| Q3 2024 | 813 | $4.8B | IUSB, IVW, IVV, TDSC, QUAL |
| Q2 2024 | 752 | $4.1B | IVV, TDSC, BIL, CLSM, IVW |
| Q1 2024 | 702 | $3.8B | TDSC, IVV, CLSM, BIL, SPY |