Foundations Investment Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 21, 2024), Foundations Investment Advisors, LLC reported 813 stock positions worth $4.8 billion. Its top holding was Ishr CR Unvrse Usd BD ETF-Ui (IUSB) at 3.0% of the portfolio, followed by iShares S&P 500 Growth ETF (IVW, 2.9%) and iShares Core S&P 500 ETF (IVV, 2.7%). Compared with Q2 2024, it opened 119 new positions, sold out of 59, added to 469 and reduced 193. The biggest buy was iShares MSCI Eafe Value ETF (EFV, shares +138%) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −41%).
- Most Recent 13F
- Q2 2026
- Location
- PHOENIX, AZ
- CIK
- 0001743404
- Portfolio Value
- $4.8B (Q3 2024)
- SEC Filing
- 0001085146-24-005039 ↗ filed Oct 21, 2024
Holdings Value
Holdings 813 stocks · $4.8B
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 3.04% | 3,074,594 | $144.9M | Add +45.0% |
| IVW iShares S&P 500 Growth ETF | 2.88% | 1,429,126 | $136.8M | Add +14.4% |
| IVV iShares Core S&P 500 ETF | 2.74% | 226,236 | $130.5M | Reduce -17.3% |
| TDSC Exchange Listed Funds Trust | 2.71% | 5,076,419 | $129.1M | Reduce -14.2% |
| QUAL iShares MSCI USA Quality Fac | 2.49% | 660,369 | $118.4M | Add +10.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.33% | 192,871 | $110.7M | Add +7.6% |
| CLSM Exchange Listed Funds Trust | 2.12% | 4,724,634 | $100.7M | Reduce -14.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.99% | 1,910,887 | $94.5M | Add +10.4% |
| IVE iShares S&P 500 Value ETF | 1.83% | 441,292 | $87.0M | Add +8.0% |
| ANFIELD US EQUITY SECTOR ROT | 1.73% | 4,835,203 | $82.2M | Add +5.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.72% | 893,198 | $82.0M | Reduce -41.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.70% | 165,556 | $80.8M | Add +16.4% |
| EFV iShares MSCI Eafe Value ETF | 1.68% | 1,388,678 | $79.9M | Add +137.5% |
| AAPL Apple Inc. | 1.67% | 341,617 | $79.6M | Add +17.1% |
| EFG iShares MSCI Eafe Growth ETF | 1.53% | 676,196 | $72.8M | Reduce -1.5% |
| TDSB Etc Cabana Target Beta ETF | 1.36% | 2,861,805 | $64.9M | Reduce -15.2% |
| NVDA Nvidia Corp. | 1.35% | 529,640 | $64.3M | Add +19.4% |
| GLD SPDR Gold Shares | 1.32% | 258,121 | $62.7M | Add +14.2% |
| MSFT Microsoft Corp. | 1.29% | 143,095 | $61.6M | Add +34.3% |
| XLC SS Comm Select Sector SPDR | 1.28% | 674,985 | $61.0M | Add +18.8% |
| XLK SS Technology Select Sector | 1.14% | 240,830 | $54.4M | Add +18.4% |
| SHV iShares 0-1 Year Treasury Bo | 1.08% | 464,091 | $51.3M | Reduce -5.6% |
| XLV SS Health Care Select Sector | 1.04% | 320,842 | $49.4M | Add +87.7% |
| TWO RDS SHARED TR | 1.04% | 4,761,345 | $49.3M | Reduce -5.8% |
| TWO RDS SHARED TR | 0.91% | 4,950,587 | $43.4M | Add +6.3% |
| IYW iShares Ustechnology ETF | 0.82% | 257,260 | $39.0M | Add +17.7% |
| SMH Vaneck Semiconductor ETF | 0.81% | 157,983 | $38.8M | Add +44.9% |
| FLRT Pacer Aristotle Pacific Floa | 0.81% | 816,343 | $38.8M | Add +3.4% |
| COWZ Pacer US Cash Cows 100 ETF | 0.81% | 663,997 | $38.4M | Reduce -4.8% |
| TLT iShares 20+ Year Treasury BD | 0.78% | 378,301 | $37.1M | Add +3.5% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.77% | 598,711 | $36.6M | Add +37.5% |
| XLF SS Financial Select Sector | 0.76% | 799,682 | $36.2M | Reduce -30.3% |
| AMZN Amazon.com Inc. | 0.72% | 184,594 | $34.4M | Add +9.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.65% | 371,300 | $30.9M | Add +79.1% |
| MBB iShares MBS ETF | 0.64% | 318,530 | $30.5M | Add +6.4% |
| XOM Exxon Mobil Corp. | 0.64% | 260,181 | $30.5M | Add +32.5% |
| META Meta Platforms Inc. Class A | 0.62% | 51,250 | $29.3M | Add +31.5% |
| LLY Eli Lilly & Co. | 0.62% | 33,055 | $29.3M | Add +44.2% |
| VOO Vanguard S&P 500 ETF | 0.61% | 54,892 | $29.0M | Add +14.2% |
| ADME Aptus Drwdwn MGD Eqty ETF | 0.60% | 615,557 | $28.4M | Add +168.5% |
| UNH Unitedhealth Group Inc. | 0.59% | 48,304 | $28.2M | Add +10.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.58% | 519,458 | $27.8M | Add +27.3% |
| IAU iShares Gold Trust | 0.57% | 545,151 | $27.1M | Add +4.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.55% | 68,720 | $26.4M | Reduce -14.5% |
| ICF iShares Select U.S. REIT ETF | 0.54% | 386,985 | $25.5M | Reduce -1.3% |
| XISE FT Vest US Equity Buffer & P | 0.53% | 829,627 | $25.1M | Add +1.1% |
| VGSH Vanguard Short-Term Treasury | 0.53% | 424,500 | $25.1M | Reduce -34.6% |
| ACN Accenture PLC Class A | 0.51% | 68,894 | $24.4M | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 0.51% | 146,100 | $24.2M | Add +13.1% |
| AVDE Avantis International Equity | 0.51% | 360,065 | $24.1M | Add +20.0% |
| JPM JPMorgan Chase & Co. | 0.50% | 113,338 | $23.9M | Add +19.1% |
| SCHA Schwab US Small-Cap ETF | 0.49% | 457,446 | $23.6M | Add +7.7% |
| ORCL Oracle Corp. | 0.47% | 131,875 | $22.5M | Add +7.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.47% | 78,362 | $22.2M | Add +8.7% |
| IEMG iShares Core MSCI Emerging | 0.45% | 375,457 | $21.6M | Reduce -7.2% |
| VGIT Vanguard Intermediate-Term T | 0.43% | 342,259 | $20.7M | Add +520.4% |
| XLI SS Industrial Select Sector | 0.43% | 152,428 | $20.6M | Add +35.8% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.43% | 120,970 | $20.4M | Add +1.5% |
| XMMO Invesco S&P Midcap Momentum | 0.43% | 168,436 | $20.3M | Reduce -22.0% |
| AGG iShares Core U.S. Aggregate | 0.41% | 194,472 | $19.7M | Add +113.6% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.41% | 60,556 | $19.5M | Reduce -20.8% |
| CVX Chevron Corp. | 0.38% | 124,376 | $18.3M | Reduce -2.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.37% | 592,396 | $17.7M | Add +1.8% |
| VRT Vertiv Holdings Co. Class A | 0.36% | 171,953 | $17.1M | New |
| VCIT Vanguard Int-Term Corporate | 0.36% | 203,278 | $17.0M | Add +1784.0% |
| VCRB Vanguard Core Bond ETF | 0.35% | 212,335 | $16.8M | New |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 282,319 | $16.8M | Add +6.4% |
| SCHX Schwab US Large-Cap ETF | 0.35% | 247,584 | $16.8M | Add +25.9% |
| RDVY First Trust Rising Dividend | 0.35% | 279,261 | $16.5M | Add +21.8% |
| C Citigroup Inc. | 0.34% | 261,465 | $16.4M | Add +14.1% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.34% | 136,565 | $16.3M | Add +10.5% |
| ASML ASML Holding NV-NY Reg SHS | 0.34% | 19,249 | $16.0M | Add +18.6% |
| XLP SS Consumer Staples Sel Sect | 0.32% | 185,956 | $15.4M | Add +7.0% |
| ELV Elevance Health Inc. | 0.32% | 29,137 | $15.2M | Add +15.4% |
| VFQY Vanguard U.S. Quality Factor | 0.31% | 104,749 | $15.0M | Add +64.3% |
| ADBE Adobe Inc. | 0.30% | 27,501 | $14.2M | Add +9.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.30% | 30,621 | $14.1M | Add +60.0% |
| V Visa Inc. Class A | 0.29% | 49,994 | $13.7M | Add +15.2% |
| AOM iShares Core 40/60 Moderate | 0.29% | 304,023 | $13.7M | Add +11.3% |
| BABA Alibaba Group Holding-SP ADR | 0.29% | 128,352 | $13.6M | Add +11.4% |
| DCMT Doubleline Commodity ETF | 0.28% | 534,498 | $13.5M | Add +10.9% |
| DXJ Wisdomtree Japan Hedged Eq | 0.28% | 124,891 | $13.2M | Reduce -0.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.28% | 65,117 | $13.2M | Add +5.1% |
| COST Costco Wholesale Corp. | 0.27% | 14,642 | $13.0M | Add +183.1% |
| ABBV Abbvie Inc. | 0.27% | 64,877 | $12.8M | Add +79.0% |
| MA Mastercard Inc. Class A | 0.26% | 25,422 | $12.6M | Add +12.5% |
| DBND Doubleline Oppor Cor BND-Usd | 0.26% | 263,745 | $12.5M | Add +871.8% |
| TWO RDS SHARED TR | 0.26% | 1,316,450 | $12.1M | Add +4.6% |
| AOR iShares Core 60/40 Balanced | 0.25% | 204,307 | $12.1M | Add +13.5% |
| LMBS First Trust Low Duration Opp | 0.25% | 243,998 | $12.1M | Add +449.3% |
| SLV iShares Silver Trust | 0.25% | 411,586 | $11.7M | Add +15.5% |
| AVUS Avantis U.S. Equity ETF | 0.24% | 121,229 | $11.5M | Add +55.6% |
| VFMV Vanguard US Minimum Volatili | 0.24% | 94,550 | $11.5M | Add +67.1% |
| MO Altria Group Inc. | 0.24% | 224,176 | $11.4M | Add +117.5% |
| FBND Fidelity Total Bond ETF | 0.23% | 229,398 | $10.7M | Add +26.9% |
| AVEM Avantis Emerging Markets Eq | 0.22% | 164,262 | $10.6M | Reduce -6.3% |
| LNG Cheniere Energy Inc. | 0.22% | 58,411 | $10.5M | Add +11.3% |
| LMT Lockheed Martin Corp. | 0.22% | 17,704 | $10.3M | Add +6.1% |
| DMBS Doubleline Mortgage ETF | 0.22% | 204,038 | $10.3M | Add +743.1% |
| MCK McKesson Corp. | 0.21% | 20,301 | $10.0M | Add +25.6% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $30K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | New |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 10,000 | $10K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 10,000 | $10K | New |
Total filed on the 13F, all lines: $4.8B.
Portfolio Sells Q2 2024 → Q3 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -41.0% | 1.72% | −1.65 |
| IVV iShares Core S&P 500 ETF | Reduce -17.3% | 2.74% | −0.89 |
| TDSC Exchange Listed Funds Trust | Reduce -14.2% | 2.71% | −0.77 |
| CLSM Exchange Listed Funds Trust | Reduce -14.7% | 2.12% | −0.69 |
| TDSB Etc Cabana Target Beta ETF | Reduce -15.2% | 1.36% | −0.44 |
| VGSH Vanguard Short-Term Treasury | Reduce -34.6% | 0.53% | −0.39 |
| XLF SS Financial Select Sector | Reduce -30.3% | 0.76% | −0.38 |
| XLY SS Consumer Disc Select Sect | Reduce -76.8% | 0.10% | −0.36 |
| HEFA Isha Curr Hedged MSCI Eafe | Reduce -83.8% | 0.06% | −0.35 |
| TIP iShares Tips Bond ETF | Reduce -93.2% | 0.02% | −0.30 |
| BA The Boeing Co. | Reduce -82.0% | 0.04% | −0.26 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -5.6% | 1.08% | −0.24 |
| SSO Proshares Ultra S&P500 | Reduce -85.9% | 0.03% | −0.21 |
| MDYG SS SPDR S&P 400 MC GR ETF | Reduce -94.3% | 0.01% | −0.20 |
| MDYV SS SPDR S&P 400 MC Val ETF | Sold out | 0.00% | −0.20 |
| TWO RDS SHARED TR | Reduce -5.8% | 1.04% | −0.19 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -14.5% | 0.55% | −0.18 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -1.5% | 1.53% | −0.17 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -20.8% | 0.41% | −0.17 |
| VGLT Vanguard Long-Term Treasury | Reduce -90.7% | 0.02% | −0.17 |
| XMMO Invesco S&P Midcap Momentum | Reduce -22.0% | 0.43% | −0.17 |
| WISE Themes Generat Artif Intel | Reduce -92.9% | 0.01% | −0.16 |
| XLRE SS Real Estate Select Sector | Reduce -90.7% | 0.01% | −0.14 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -4.8% | 0.81% | −0.12 |
| ALB Albemarle Corp. | Reduce -94.3% | 0.01% | −0.11 |
| PJUN Innovator U.S. Equity Power | Reduce -90.3% | 0.01% | −0.10 |
| AIF Apollo Tactical Income Fund | Sold out | 0.00% | −0.10 |
| CVX Chevron Corp. | Reduce -2.1% | 0.38% | −0.10 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -41.9% | 0.10% | −0.08 |
| PJUL Innovator U.S. Equity Power | Reduce -56.8% | 0.05% | −0.08 |
| IEMG iShares Core MSCI Emerging | Reduce -7.2% | 0.45% | −0.07 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -0.5% | 0.28% | −0.07 |
| JANJ Innov Prem Inc. 30 Barr - Jan | Sold out | 0.00% | −0.06 |
| IWO iShares Russell 2000 Growth | Reduce -86.6% | 0.01% | −0.06 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -85.1% | 0.01% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -78.5% | 0.02% | −0.05 |
| JULJ Innov Prem Inc. 30 Barr-July | Sold out | 0.00% | −0.05 |
| UUP Invesco DB US Dollar Index B | Sold out | 0.00% | −0.05 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.05 |
| FTSM First Trust Enh Short Mat FD | Reduce -12.0% | 0.13% | −0.04 |
| AVEM Avantis Emerging Markets Eq | Reduce -6.3% | 0.22% | −0.04 |
| GSLC Goldman Activebeta US LC ETF | Sold out | 0.00% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -26.1% | 0.03% | −0.04 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.04 |
| ONEQ Fidelity Nasdaq Comp Indx | Sold out | 0.00% | −0.04 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -17.6% | 0.07% | −0.03 |
| PDEC Innovator U.S. Equity Power | Reduce -0.3% | 0.20% | −0.03 |
| U Unity Software Inc. | Sold out | 0.00% | −0.03 |
| MARM Ftvestus Max Buff ETF March | Reduce -2.2% | 0.16% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| EFV iShares MSCI Eafe Value ETF | Add +137.5% | 1.68% | +0.93 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +45.0% | 3.04% | +0.72 |
| XLV SS Health Care Select Sector | Add +87.7% | 1.04% | +0.43 |
| VRT Vertiv Holdings Co. Class A | New | 0.36% | +0.36 |
| VGIT Vanguard Intermediate-Term T | Add +520.4% | 0.43% | +0.36 |
| ADME Aptus Drwdwn MGD Eqty ETF | Add +168.5% | 0.60% | +0.35 |
| VCRB Vanguard Core Bond ETF | New | 0.35% | +0.35 |
| VCIT Vanguard Int-Term Corporate | Add +1784.0% | 0.36% | +0.34 |
| SHY iShares 1-3 Year Treasury Bo | Add +79.1% | 0.65% | +0.24 |
| DBND Doubleline Oppor Cor BND-Usd | Add +871.8% | 0.26% | +0.23 |
| LMBS First Trust Low Duration Opp | Add +449.3% | 0.25% | +0.20 |
| AGG iShares Core U.S. Aggregate | Add +113.6% | 0.41% | +0.20 |
| DMBS Doubleline Mortgage ETF | Add +743.1% | 0.22% | +0.19 |
| AAPL Apple Inc. | Add +17.1% | 1.67% | +0.18 |
| COST Costco Wholesale Corp. | Add +183.1% | 0.27% | +0.17 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +37.5% | 0.77% | +0.14 |
| META Meta Platforms Inc. Class A | Add +31.5% | 0.62% | +0.14 |
| GLD SPDR Gold Shares | Add +14.2% | 1.32% | +0.14 |
| MSFT Microsoft Corp. | Add +34.3% | 1.29% | +0.14 |
| ALL Allstate Corp. | Add +461.9% | 0.15% | +0.13 |
| MO Altria Group Inc. | Add +117.5% | 0.24% | +0.13 |
| SMH Vaneck Semiconductor ETF | Add +44.9% | 0.81% | +0.12 |
| MCD McDonald's Corp. | Add +148.9% | 0.20% | +0.12 |
| CMI Cummins Inc. | Add +1197.5% | 0.13% | +0.12 |
| KR Kroger Co. | Add +1964.3% | 0.12% | +0.12 |
| ABBV Abbvie Inc. | Add +79.0% | 0.27% | +0.12 |
| PSA Public Storage | Add +778.5% | 0.13% | +0.12 |
| LOW Lowe's Cos Inc. | Add +307.0% | 0.15% | +0.12 |
| EPD Enterprise Products Partners | Add +262.1% | 0.17% | +0.11 |
| SPG Simon Property Group Inc. | New | 0.11% | +0.11 |
| LLY Eli Lilly & Co. | Add +44.2% | 0.62% | +0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +60.0% | 0.30% | +0.11 |
| VFQY Vanguard U.S. Quality Factor | Add +64.3% | 0.31% | +0.11 |
| TJX TJX Companies Inc. | Add +1283.8% | 0.11% | +0.10 |
| RTX RTX Corp. | Add +220.8% | 0.15% | +0.10 |
| XLI SS Industrial Select Sector | Add +35.8% | 0.43% | +0.10 |
| XLC SS Comm Select Sector SPDR | Add +18.8% | 1.28% | +0.10 |
| ZROZ PIMCO 25+ YR Zero CPN US Tif | Add +1219.1% | 0.11% | +0.10 |
| XOM Exxon Mobil Corp. | Add +32.5% | 0.64% | +0.09 |
| PAPR Innovator U.S. Equity Power | Add +582.4% | 0.11% | +0.09 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +257.0% | 0.13% | +0.09 |
| DCRE DBL Comm Real Est Debt | Add +498.9% | 0.11% | +0.09 |
| MFIC Midcap Financial Investment | New | 0.09% | +0.09 |
| VFMV Vanguard US Minimum Volatili | Add +67.1% | 0.24% | +0.09 |
| BABA Alibaba Group Holding-SP ADR | Add +11.4% | 0.29% | +0.08 |
| XAR SS SPDR S&P Aerospace Def | Add +416.1% | 0.10% | +0.08 |
| SDVY First Trust Smid Cap Rising | Add +166.2% | 0.13% | +0.08 |
| SO The Southern Co. | Add +61.1% | 0.20% | +0.08 |
| STOT SS DL St Dur TR Tact ETF | Add +454.0% | 0.10% | +0.08 |
| IBIT iShares Bitcoin Trust ETF | Add +79.6% | 0.19% | +0.08 |
Notes & Other Activity Q2 2024 → Q3 2024
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | New | 10,000 | $10K |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | New | 10,000 | $10K |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | New | 10,000 | $10K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,196 | $9.7B | IVV, IVW, IVE, SOXX, IUSB |
| Q1 2026 | 1,152 | $8.1B | IVW, IVE, IUSB, DYNF, IVV |
| Q4 2025 | 1,095 | $7.6B | IVW, IVE, DYNF, IUSB, NVDA |
| Q3 2025 | 1,032 | $6.9B | IVW, DYNF, QUAL, BIL, IUSB |
| Q2 2025 | 913 | $6.3B | IVW, SPY, QUAL, IUSB, DYNF |
| Q1 2025 | 851 | $5.4B | IVW, IVV, SPY, IUSB, QUAL |
| Q4 2024 | 832 | $5.2B | IVW, IVV, IUSB, SPY, QUAL |
| Q3 2024 | 813 | $4.8B | IUSB, IVW, IVV, TDSC, QUAL |
| Q2 2024 | 752 | $4.1B | IVV, TDSC, BIL, CLSM, IVW |
| Q1 2024 | 702 | $3.8B | TDSC, IVV, CLSM, BIL, SPY |