Garden State Investment Advisory Services LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Garden State Investment Advisory Services LLC reported 279 stock positions worth $394.9 million. Its top holding was Invesco Large Cap Growth ETF (PWB) at 5.0% of the portfolio, followed by Nvidia (NVDA, 4.9%) and Invesco QQQ Trust Series 1 (QQQ, 3.5%). Compared with Q2 2025, it opened 37 new positions, sold out of 35, added to 94 and reduced 111. The biggest buy was a new position in Vaneck Junior Gold Miners (GDXJ) and the biggest sale an exit from Intellicheck (IDN).

Most Recent 13F
Q2 2026
Location
Red Bank, NJ
CIK
0001965351
Portfolio Value
$394.9M (Q3 2025)
SEC Filing
0001172661-25-005079 ↗ filed Nov 14, 2025

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $273.2M Q1 2024 Q2 2024: $289.8M Q2 2024 Q3 2024: $311.8M Q3 2024 Q4 2024: $325.1M Q4 2024 Q1 2025: $312.2M Q1 2025 Q2 2025: $369.3M Q2 2025 Q3 2025: $394.9M $394.9M Q3 2025 Q4 2025: $420.9M Q4 2025 Q1 2026: $418.1M Q1 2026 Q2 2026: $510.1M Q2 2026

Holdings 279 stocks · $394.9M
PWB Invesco Large Cap Growth ETF 4.95% 155,977 $19.6M Add +1.1%
NVDA Nvidia Corp. 4.91% 103,890 $19.4M Reduce -2.1%
QQQ Invesco QQQ Trust Series 1 3.49% 22,968 $13.8M Reduce -0.7%
META Meta Platforms Inc. Class A 2.93% 15,736 $11.6M Reduce -3.6%
AMZN Amazon.com Inc. 2.81% 50,486 $11.1M Reduce -1.9%
AAPL Apple Inc. 2.57% 39,907 $10.2M Reduce -24.6%
TSPA T Rowe Price US Eqy Research 2.21% 208,142 $8.7M Add +4.7%
TCAF T Rowe PRC Cap Appreciation 2.09% 218,579 $8.2M Add +5.8%
JEPI JPMorgan Equity Premium Inco 1.94% 133,975 $7.7M Add +10.3%
GOVI Invesco Equal Weight 0-30 YR 1.91% 271,935 $7.5M Add +1.9%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.69% 115,759 $6.7M Add +10.8%
SPY SS SPDR S&P 500 ETF Trust-US 1.65% 9,771 $6.5M Add +5.0%
MSFT Microsoft Corp. 1.59% 12,144 $6.3M Reduce -4.6%
RSP Invesco S&P 500 Equal Weight 1.49% 31,092 $5.9M Reduce -3.8%
AVGO Broadcom Inc. 1.47% 17,615 $5.8M Reduce -7.1%
PLTR Palantir Technologies Inc. Class A 1.42% 30,802 $5.6M Reduce -10.5%
BUFF Innovator Laddered Allocatio 1.26% 101,913 $5.0M Reduce -2.4%
VIG Vanguard Dividend Apprec ETF 1.19% 21,715 $4.7M Reduce -0.6%
AIRR First Trust Rba American Ind 1.18% 48,234 $4.7M Add +0.6%
JIRE JPMorgan Int Res Enh Eqty 1.15% 61,719 $4.5M Add +1.9%
IJH iShares Core S&P Midcap ETF 1.03% 62,309 $4.1M Add +1.4%
TSLA Tesla Inc. 0.97% 8,621 $3.8M Add +3.1%
GOOG Alphabet Inc. Class C 0.96% 15,619 $3.8M Reduce -2.2%
FDN First Trust DJ Internet Ind 0.96% 13,482 $3.8M Reduce -4.0%
SCHD Schwab US DVD Equity ETF 0.93% 135,147 $3.7M Reduce -21.4%
PXF Invesco Rafi Developed Marke 0.93% 59,828 $3.7M Add +4.0%
BRK.B Berkshire Hathaway Inc. Class B 0.92% 7,235 $3.6M Reduce -11.5%
SPYI Neos S&P 500 High Income ETF 0.82% 61,862 $3.2M Add +22.4%
DEUS Xtrackers Russell US Multi 0.82% 55,525 $3.2M Add +1.2%
ICLO Invesco Aaa Clo F/R Note ETF 0.81% 125,186 $3.2M Add +2.7%
NFLX Netflix Inc. 0.80% 2,639 $3.2M Reduce -15.2%
IWM iShares Russell 2000 ETF 0.78% 12,774 $3.1M Reduce -3.6%
GDXJ Vaneck Junior Gold Miners 0.77% 30,639 $3.0M New
GOOGL Alphabet Inc. Class A 0.76% 12,411 $3.0M Reduce -21.8%
VWO Vanguard Ftse Emerging Marke 0.76% 55,291 $3.0M Add +5.6%
SPSM SS SPDR P S&P 600 Small Cap 0.75% 63,991 $3.0M Reduce -12.4%
SSRM SSR Mining Inc. 0.73% 118,542 $2.9M New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.73% 9,813 $2.9M No change
MDY State Street SPDR S&P Midcap 0.70% 4,628 $2.8M Reduce -11.0%
MOAT Vaneck Morningstar Wide Moat 0.69% 27,337 $2.7M No change
IVV iShares Core S&P 500 ETF 0.68% 4,023 $2.7M Reduce -0.5%
IXUS iShares Core Intl Stock ETF 0.68% 32,351 $2.7M Reduce -4.5%
LLY Eli Lilly & Co. 0.62% 3,189 $2.4M Add +1.3%
MDYV SS SPDR S&P 400 MC Val ETF 0.59% 27,745 $2.3M Reduce -1.8%
TMSL T.rowe PRC Small-Mid Cap ETF 0.58% 65,342 $2.3M Reduce -0.2%
JPST JPMorgan Ultra-Short Income 0.58% 45,204 $2.3M Reduce -2.2%
XLF SS Financial Select Sector 0.58% 42,456 $2.3M Reduce -2.2%
SMH Vaneck Semiconductor ETF 0.57% 6,874 $2.2M Add +5.6%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.57% 5,558 $2.2M Reduce -0.3%
HYTI FT VST High YLD & Tar in ETF 0.57% 111,875 $2.2M Add +126.3%
EMB iShares JP Morgan Usd Emergi 0.56% 23,222 $2.2M Add +2.9%
TRPA Hartford Aaa Clo ETF 0.55% 55,423 $2.2M Add +5.0%
FXO First Trust Financial Alphad 0.50% 33,308 $2.0M Reduce -5.7%
APP AppLovin Corp. Class A 0.50% 2,729 $2.0M Reduce -12.9%
AMD Advanced Micro Devices 0.49% 11,944 $1.9M Reduce -9.6%
TLT iShares 20+ Year Treasury BD 0.47% 20,719 $1.9M Reduce -5.3%
PSEP Innovator U.S. Equity Power 0.47% 42,767 $1.8M Add +0.9%
RWL Invesco S&P 500 Revenue ETF 0.46% 16,552 $1.8M Add +43.2%
FV First Trust DW Focus 5 Fund 0.46% 29,283 $1.8M Reduce -12.1%
UBER Uber Technologies Inc. 0.44% 17,759 $1.7M Add +10.5%
JPM JPMorgan Chase & Co. 0.43% 5,356 $1.7M Add +0.2%
VOO Vanguard S&P 500 ETF 0.38% 2,442 $1.5M Reduce -0.5%
JCPB JPMorgan Core Plus Bond ETF 0.37% 31,129 $1.5M Reduce -3.3%
CALF PCR US SM CP CSH CWS ETF-Usd 0.36% 32,215 $1.4M Reduce -20.5%
JAAA Janus Henderson Aaa Clo ETF 0.34% 26,780 $1.4M Reduce -5.1%
CEG Constellation Energy 0.34% 4,082 $1.3M Add +7.2%
PZA Invesco National Amt-Free Mu 0.33% 56,771 $1.3M Add +41.1%
QQQI Neos Nasdaq-100 High Inc. ETF 0.33% 24,052 $1.3M Add +44.8%
SLQD iShares 0-5 YR Inv GRD Corp. 0.32% 25,163 $1.3M Add +4.8%
UNHG Leverage Shares 2X Unh 0.32% 60,270 $1.3M New
T AT&T Inc. 0.32% 44,303 $1.3M Add +44.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.31% 10,753 $1.2M Reduce -4.3%
COWZ Pacer US Cash Cows 100 ETF 0.31% 21,166 $1.2M Reduce -9.7%
BINC iShares Flex I A ETF-Usd Inc. 0.29% 21,835 $1.2M Add +2.8%
CIBR First Trust Nasdaq Cybersecu 0.29% 15,095 $1.1M Add +1.5%
RDVI FT Vest Rising Dividend Achi 0.28% 43,223 $1.1M Add +41.7%
HD Home Depot Inc. 0.28% 2,698 $1.1M Reduce -2.8%
IWMI Neos Russell 2000 High Inc. 0.28% 22,387 $1.1M Add +51.2%
TSM Taiwan Semiconductor-SP ADR 0.27% 3,754 $1.1M Add +19.6%
VCSH Vanguard S/T Corp. Bond ETF 0.26% 13,019 $1.0M Reduce -4.2%
GRNY Fundstr Gran SH US LRG Cap 0.26% 41,371 $1.0M Add +18.4%
IBIT iShares Bitcoin Trust ETF 0.26% 15,780 $1.0M Reduce -22.2%
CRWD CrowdStrike Holdings Inc. Class A 0.26% 2,088 $1.0M Add +22.7%
XOM Exxon Mobil Corp. 0.26% 9,039 $1.0M Reduce -6.0%
RKLB Rocket Lab Corp. 0.26% 21,152 $1.0M Reduce -8.1%
DAPP Vaneck Digital Transformatio 0.25% 44,600 $970K No change
COST Costco Wholesale Corp. 0.25% 1,042 $968K Reduce -10.9%
XYLD Global X S&P 500 Cove Call E 0.24% 24,416 $959K New
IWP iShares Russell Mid-Cap Grow 0.24% 6,630 $944K Add +0.0%
XLC SS Comm Select Sector SPDR 0.24% 7,894 $934K Add +25.5%
MSTR Strategy Inc. 0.23% 2,865 $923K No change
GLD SPDR Gold Shares 0.23% 2,589 $920K Add +3.2%
V Visa Inc. Class A 0.23% 2,686 $918K Reduce -0.7%
PDI PIMCO Dynamic Income Fund 0.23% 45,841 $908K Add +0.0%
INTU Intuit Inc. 0.23% 1,313 $899K Add +4.3%
WMT Walmart Inc. 0.22% 8,383 $864K Add +0.1%
VZ Verizon Communications Inc. 0.22% 19,569 $860K Reduce -5.7%
BX Blackstone Inc. 0.22% 4,982 $851K Add +10.4%
CSCO Cisco Systems Inc. 0.21% 12,288 $841K Add +11.3%
OSCR Oscar Health Inc. Class A 0.21% 43,017 $814K New
FTSL First Trust Senior Loan ETF 0.20% 17,108 $784K Add +23.5%
GOF Guggenheim Strategic Opport 0.20% 51,906 $778K Reduce -8.2%
BSEP Innovator U.S. Equity Buffer 0.20% 16,050 $775K No change
PWR Quanta Services Inc. 0.19% 1,852 $768K Add +10.0%
QYLD Global X Nasd 100 Cov Call 0.19% 44,969 $765K Add +0.9%
CRM Salesforce Inc. 0.19% 3,161 $751K Reduce -9.6%
TDVG T Rowe Price Dividend Growth 0.19% 16,884 $742K Add +0.8%
VTI VG Morningstar TS MKT ETF-US 0.18% 2,197 $723K Add +1.1%
MO Altria Group Inc. 0.18% 10,921 $721K Reduce -1.5%
PANW Palo Alto Networks Inc. 0.17% 3,285 $669K Reduce -9.2%
XLE SS Energy Select Sector 0.17% 7,346 $656K Reduce -11.6%
ASTS Ast Spacemobile Inc. 0.17% 13,321 $654K New
UJUN Innovator U.S. Equity Ultra 0.16% 17,235 $632K No change
ABBV Abbvie Inc. 0.16% 2,719 $629K Reduce -11.1%
FXU First Trust Utilities Alphad 0.16% 13,820 $628K Add +16.4%
UTF Cohen & Steers Infrastructur 0.16% 25,230 $626K Add +0.3%
HIMU iShares High Yild Muni A ETF 0.16% 12,677 $624K Reduce -25.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.16% 11,999 $619K Reduce -5.3%
VSTA Vasta Platform Ltd. 0.16% 123,982 $616K New
SPHR Sphere Entertainment Co. 0.16% 9,858 $612K Reduce -1.2%
ORCL Oracle Corp. 0.15% 2,150 $604K Reduce -48.4%
ETF OPPORTUNITIES TRUST 0.15% 16,907 $601K Add +3.1%
TSEM Tower Semiconductor Ltd. 0.15% 8,223 $595K New
ETHA iShares Ethereum Trust ETF 0.15% 18,434 $581K New
BA The Boeing Co. 0.15% 2,680 $578K Add +20.2%
BBIO Bridgebio Pharma Inc. 0.15% 11,088 $576K No change
ISRG Intuitive Surgical Inc. 0.15% 1,287 $576K Add +8.1%
TER Teradyne Inc. 0.14% 4,151 $571K New
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.14% 5,505 $565K Reduce -0.5%
AGG iShares Core U.S. Aggregate 0.14% 5,629 $564K Reduce -0.7%
CNC Centene Corp. 0.14% 15,799 $564K New
CPSL Calm Lad S&P 500 STR A P ETF 0.14% 20,935 $562K Reduce -35.8%
CAT Caterpillar Inc. 0.14% 1,174 $561K Reduce -8.8%
UDEC Innovator U.S. Equity Ultra 0.14% 14,601 $560K Reduce -27.4%
GLW Corning Inc. 0.14% 6,826 $560K Reduce -0.9%
PJUN Innovator U.S. Equity Power 0.14% 13,585 $559K No change
GRID First TRST Nasd Class Edg Sgiif 0.14% 3,631 $549K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.14% 1,921 $542K Add +78.9%
URA Global X Uranium ETF 0.13% 11,140 $531K Add +0.5%
SDY SS SPDR S&P Dividend ETF 0.13% 3,733 $523K Reduce -10.1%
ZETA Zeta Global Holdings Corp. Class A 0.13% 26,253 $522K New
ADC Agree Realty Corp. 0.13% 7,329 $521K No change
JNJ Johnson & Johnson 0.13% 2,803 $520K Reduce -0.7%
FIW First Trust Water ETF 0.13% 4,570 $513K Add +1.1%
SRLN SS Blackstone Sr Loan ETF 0.13% 12,303 $512K Add +33.2%
RDVY First Trust Rising Dividend 0.13% 7,495 $504K No change
PFE Pfizer Inc. 0.13% 19,392 $494K Reduce -34.5%
GGN Gamco GLBL Gold NTRL Res Inc. 0.12% 95,242 $491K Reduce -3.8%
USEP Innovator U.S. Equity Ultra 0.12% 12,665 $490K No change
FDL First Trust Morn DVD Lead Inc. 0.12% 11,136 $483K Add +13.1%
VEA Vanguard Ftse Developed ETF 0.12% 8,039 $482K Reduce -1.2%
VDC Vanguard Consumer Staple ETF 0.12% 2,240 $479K Reduce -0.1%
AUR Aurora Innovation Inc. 0.12% 87,144 $470K Add +5.1%
PDEC Innovator U.S. Equity Power 0.12% 11,080 $466K No change
SILJ Amplify Junior Silver Miners 0.12% 19,792 $457K New
VCIT Vanguard Int-Term Corporate 0.12% 5,421 $456K Reduce -9.8%
MU Micron Technology Inc. 0.12% 2,713 $455K Reduce -10.0%
FSK FS KKR Capital Corp. 0.11% 30,242 $452K Add +79.0%
PAPR Innovator U.S. Equity Power 0.11% 11,670 $448K Reduce -1.1%
SPYV SS SPDR P S&P 500 Value ETF 0.11% 8,090 $448K Reduce -27.2%
VGT Vanguard Info Tech ETF 0.11% 598 $446K Add +0.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.11% 8,666 $442K Add +42.5%
GHC Graham Holdings Co. Class B 0.11% 375 $441K No change
ARCC Ares Capital Corp. 0.11% 21,540 $440K No change
XLG Invesco S&P 500 Top 50 ETF 0.11% 7,575 $436K Add +1.2%
NEE Nextera Energy Inc. 0.11% 5,710 $431K Reduce -0.8%
MTCH Match Group Inc. 0.11% 12,075 $426K Add +0.6%
TCAL T Rowe Pre CPT Apr PR in ETF 0.11% 17,408 $425K New
CRWV Coreweave Inc. Class A 0.11% 3,076 $421K New
MRCC Monroe Capital Corp. 0.11% 59,844 $420K Reduce -7.3%
ETJ Eaton Vance RSK-MGD Divers 0.10% 45,831 $412K Reduce -8.1%
CLM Cornerstone Strategic Invest 0.10% 49,239 $408K Reduce -20.2%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.10% 1,368 $407K No change
QCOM Qualcomm Inc. 0.10% 2,417 $402K Add +0.1%
MHD BlackRock Muniholdings Fund 0.10% 34,122 $401K No change
COHR Coherent Corp. 0.10% 3,708 $399K Reduce -1.1%
VYM Vanguard High DVD Yield ETF 0.10% 2,821 $398K Reduce -50.2%
MA Mastercard Inc. Class A 0.10% 696 $396K Add +0.1%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.10% 2,829 $390K Add +9.2%
XLI SS Industrial Select Sector 0.10% 2,526 $390K Reduce -29.8%
CIEN Ciena Corp. 0.10% 2,654 $387K Add +5.4%
RTX RTX Corp. 0.10% 2,290 $383K Add +0.3%
PCEF Invesco Cef Income Composite 0.10% 18,941 $378K No change
F Ford Motor Co. filed as FORD MTR CO 0.10% 31,549 $377K Reduce -4.4%
GDX Vaneck Gold Miners ETF 0.10% 4,916 $376K New
CI The Cigna Group 0.09% 1,263 $364K Add +1.9%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.09% 3,263 $364K Reduce -0.2%
ZALT Innovator US Eq 10 Buffer 0.09% 11,393 $363K Reduce -10.0%
DECT Allianzim US Eq BFFR10 DC-US 0.09% 10,200 $362K No change
MELI MercadoLibre Inc. 0.09% 154 $360K No change
MCD McDonald's Corp. 0.09% 1,177 $358K Reduce -2.2%
CARR Carrier Global Corp. 0.09% 5,954 $355K Reduce -2.3%
UMAR Innovator U.S. Equity Ultra 0.09% 9,100 $355K No change
DECW Alianzim US Eq BFR20 Dec-Usd 0.09% 10,750 $355K No change
IHDG Wisdomtree International Hed 0.09% 7,451 $343K Add +0.0%
UNH Unitedhealth Group Inc. 0.09% 981 $339K Add +10.0%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.08% 1,367 $334K Add +0.2%
SOFI Sofi Technologies Inc. 0.08% 12,606 $333K Reduce -12.9%
CVX Chevron Corp. 0.08% 2,114 $328K Reduce -0.3%
RGLO Russell Invest GLB Eq-Usd Inc. 0.08% 11,544 $328K Add +0.6%
PHYL Pgim Active High Yield Bond 0.08% 9,110 $326K Reduce -4.8%
AUMI Themes Gold Miners ETF 0.08% 4,005 $320K New
AAPR Ino Eq Po ETF 2YR AP2028-Usd 0.08% 11,175 $312K Reduce -15.2%
NOG Northern Oil and Gas Inc. 0.08% 12,575 $312K Add +42.9%
PNC PNC Financial Services Group 0.08% 1,545 $310K Add +13.8%
GOVT iShares US Treasury Bond ETF 0.08% 13,416 $310K Reduce -0.4%
IJR iShares Core S&P Small-Cap E 0.08% 2,603 $309K Reduce -8.3%
JD Jd.com Inc.-ADR 0.08% 8,710 $305K New
POCT Innovator U.S. Equity Power 0.08% 6,930 $299K No change
GILD Gilead Sciences Inc. 0.08% 2,676 $297K Reduce -0.2%
BUFR FT Vest Lad Buffervetf-Usd I 0.07% 8,850 $296K No change
WCMI FT WCM International ETF 0.07% 17,500 $295K New
NKE Nike Inc. Class B 0.07% 4,196 $294K Reduce -35.0%
IVW iShares S&P 500 Growth ETF 0.07% 2,400 $290K No change
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.07% 8,759 $290K Reduce -1.6%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.07% 981 $288K No change
ETN Eaton Corp. PLC 0.07% 768 $288K Add +14.1%
XLK SS Technology Select Sector 0.07% 1,013 $286K Reduce -28.8%
XLV SS Health Care Select Sector 0.07% 2,041 $284K Reduce -3.3%
XEXGX Eaton Vance Tax-Managed Glob 0.07% 31,120 $283K Reduce -1.7%
PM Philip Morris International 0.07% 1,741 $282K Reduce -9.2%
PULS Pgim Ultra Short Bond ETF 0.07% 5,664 $282K Reduce -14.9%
VCR Vanguard Consumer Discre ETF 0.07% 711 $282K Add +0.7%
UFEB Innovator U.S. Equity Ultra 0.07% 7,850 $281K No change
SHOP Shopify Inc. Class A 0.07% 1,889 $281K No change
PYPL PayPal Holdings Inc. 0.07% 4,135 $277K Add +12.8%
MRK Merck & Co. Inc. 0.07% 3,264 $276K Reduce -3.4%
BKLN Invesco Senior Loan ETF 0.07% 12,950 $271K New
MS Morgan Stanley 0.07% 1,698 $270K Add +0.1%
FPE FT-Preferred Secur & Inc. ETF 0.07% 14,693 $268K New
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.07% 277 $264K Reduce -1.8%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.07% 16,383 $262K Add +62.4%
AMZA Infracap MLP ETF 0.07% 6,406 $257K Reduce -2.0%
LRCX Lam Research Corp. 0.06% 1,899 $255K New
SNAP Snap Inc. Class A 0.06% 32,730 $252K New
VPU Vanguard Utilities ETF 0.06% 1,331 $252K Add +9.3%
FXR First Trust Indst/Producers 0.06% 3,067 $239K Reduce -28.7%
PWV Invesco Large Cap Value ETF 0.06% 3,640 $237K Add +0.3%
ARKQ ARK Autonomous Tech & Robot 0.06% 2,124 $237K New
BAB Invesco Taxable Municipal Bo 0.06% 8,674 $237K No change
VNLA Janus Henderson Short Durati 0.06% 4,800 $237K Add +1.3%
DVY iShares Select Dividend ETF 0.06% 1,663 $236K Add +2.5%
IVE iShares S&P 500 Value ETF 0.06% 1,143 $236K No change
AMAT Applied Materials Inc. 0.06% 1,146 $235K New
MGM MGM Resorts International 0.06% 6,755 $234K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.06% 485 $233K No change
PAUG Innovator U.S. Equity Power 0.06% 5,450 $231K New
XETYX Eaton Vance Tax-MGD Div Eqty 0.06% 14,468 $230K Add +0.4%
PRU Prudential Financial Inc. 0.06% 2,210 $229K Add +1.5%
GE General Electric filed as GE AEROSPACE 0.06% 759 $229K New
NLY Annaly Capital Management Inc. 0.06% 11,314 $229K Add +0.4%
ARKK ARK Innovation ETF 0.06% 2,637 $228K Reduce -12.3%
KKR KKR & Co. Inc. 0.06% 1,730 $225K Reduce -9.4%
PJAN Innovator U.S. Equity Power 0.06% 4,886 $224K No change
FMAR FT Vest US Equity Buffer ETF 0.06% 4,750 $220K No change
ASML ASML Holding NV-NY Reg SHS 0.06% 227 $220K Reduce -62.3%
INTC Intel Corp. 0.06% 6,556 $220K New
DOCU Docusign Inc. 0.06% 3,028 $218K No change
TIDAL TRUST II 0.05% 61,038 $215K New
GPZ Vaneck Alt Asset Manager ETF 0.05% 7,605 $210K New
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 0.05% 3,261 $207K New
BTT BlackRock 2030 Muni TRGT TRM 0.05% 9,200 $207K No change
GOOY Yieldmax Googl Option Income 0.05% 14,523 $205K Add +3.7%
OHI Omega Healthcare Investors 0.05% 4,793 $202K New
DJT Trump Media & Technology Gro 0.05% 11,971 $197K New
ROKU Roku Inc. 0.05% 1,878 $188K Add +2.7%
GTX Garrett Motion Inc. 0.05% 13,615 $185K Reduce -0.4%
PSEC Prospect Capital Corp. 0.05% 67,432 $185K Reduce -7.2%
VMO Invesco Municipal Opport 0.04% 17,250 $167K New
NGD New Gold Inc. 0.03% 19,211 $138K No change
XEVVX Eaton Vance Ltd. Durat Inc. 0.03% 12,944 $131K Reduce -3.7%
IDE Voya Infrastructure Indust 0.03% 10,550 $128K No change
LUMN Lumen Technologies Inc. 0.03% 20,700 $127K New
OGN Organon & Co. 0.03% 10,741 $115K Reduce -4.5%
AGNC AGNC Investment Corp. 0.03% 11,588 $113K Reduce -3.4%
FISV Fiserv Inc. 0.03% 803 $104K New
TIDAL TRUST II 0.03% 13,247 $102K Add +8.5%
XJQCX Nuveen Credit Strategies Inc. 0.02% 12,810 $68K Add +0.3%
ADBE Adobe Inc. 0.01% 132 $47K Reduce -15.9%

Options reported separately and not counted above: SPY puts ($23.8M), PLTR puts ($17.9M), MU puts ($4.4M), MU calls ($970K), AMD calls ($890K), META puts ($881K), AMZN calls ($703K), FISV calls ($516K), CRM calls ($474K), ISRG calls ($447K), V calls ($444K), NVDA puts ($392K), and 19 more.

Other holdings (2): bonds, preferreds, convertibles and warrants · $91K (not counted above)
SecurityClassShares / PrincipalValueChange
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 23,800$89KReduce -16.2%
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 25,228$2KAdd +0.3%

Total filed on the 13F, all lines: $395.0M.

Portfolio Sells Q2 2025 → Q3 2025
IDN Intellicheck Inc. Sold out 0.00% −0.38
AAPL Apple Inc. Reduce -24.6% 2.57% −0.37
MUB iShares National Muni Bond E Sold out 0.00% −0.35
META Meta Platforms Inc. Class A Reduce -3.6% 2.93% −0.34
NFLX Netflix Inc. Reduce -15.2% 0.80% −0.33
SCHD Schwab US DVD Equity ETF Reduce -21.4% 0.93% −0.30
SMCI Super Micro Computer Inc. Sold out 0.00% −0.28
AMZN Amazon.com Inc. Reduce -1.9% 2.81% −0.25
SDVD FT Vest Smid Rising Dividend Sold out 0.00% −0.23
MSGE Madison Square Garden Entert Sold out 0.00% −0.17
IVES Dan Wedbush AI Rev ETF Sold out 0.00% −0.16
BRK.B Berkshire Hathaway Inc. Class B Reduce -11.5% 0.92% −0.15
KNG FT Vest S&P 500 DVD Arst TRG Sold out 0.00% −0.15
EIPX FT Energy Inc. Partners Strat Sold out 0.00% −0.15
SHV iShares 0-1 Year Treasury Bo Sold out 0.00% −0.15
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −0.14
DOGG FT Vest Djia Dogs 10 Target Sold out 0.00% −0.14
QGRO American Century US Quality Sold out 0.00% −0.13
NVO Novo-Nordisk A/S-Spons ADR Sold out 0.00% −0.13
MSFT Microsoft Corp. Reduce -4.6% 1.59% −0.12
CAIE Calamos Autocallable Inc. ETF Sold out 0.00% −0.12
XMHIX Pioneer Muni High Inc. TR Sold out 0.00% −0.11
NTRA Natera Inc. Sold out 0.00% −0.11
VYM Vanguard High DVD Yield ETF Reduce -50.2% 0.10% −0.10
KEYS Keysight Technologies Inc. Sold out 0.00% −0.10
RSP Invesco S&P 500 Equal Weight Reduce -3.8% 1.49% −0.10
MDY State Street SPDR S&P Midcap Reduce -11.0% 0.70% −0.10
UAL United Airlines Holdings Inc. Sold out 0.00% −0.09
ORCL Oracle Corp. Reduce -48.4% 0.15% −0.09
SPSM SS SPDR P S&P 600 Small Cap Reduce -12.4% 0.75% −0.09
CPSL Calm Lad S&P 500 STR A P ETF Reduce -35.8% 0.14% −0.09
TGT Target Corp. Sold out 0.00% −0.08
UPST Upstart Holdings Inc. Sold out 0.00% −0.08
CALF PCR US SM CP CSH CWS ETF-Usd Reduce -20.5% 0.36% −0.08
IBIT iShares Bitcoin Trust ETF Reduce -22.2% 0.26% −0.08
FV First Trust DW Focus 5 Fund Reduce -12.1% 0.46% −0.08
ASML ASML Holding NV-NY Reg SHS Reduce -62.3% 0.06% −0.07
SUB iShares Short-Term National Sold out 0.00% −0.07
COST Costco Wholesale Corp. Reduce -10.9% 0.25% −0.07
APPS Digital Turbine Inc. Sold out 0.00% −0.07
PFE Pfizer Inc. Reduce -34.5% 0.13% −0.07
GS Goldman Sachs Group Inc. Sold out 0.00% −0.07
FDN First Trust DJ Internet Ind Reduce -4.0% 0.96% −0.07
CRM Salesforce Inc. Reduce -9.6% 0.19% −0.07
BUFF Innovator Laddered Allocatio Reduce -2.4% 1.26% −0.07
ROP Roper Technologies Inc. Sold out 0.00% −0.07
DIS The Walt Disney Co. Reduce -4.3% 0.31% −0.07
DAL Delta Air Lines Inc. Sold out 0.00% −0.07
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.07
HIMU iShares High Yild Muni A ETF Reduce -25.0% 0.16% −0.06

Portfolio Buys Q2 2025 → Q3 2025
GDXJ Vaneck Junior Gold Miners New 0.77% +0.77
SSRM SSR Mining Inc. New 0.73% +0.73
UNHG Leverage Shares 2X Unh New 0.32% +0.32
HYTI FT VST High YLD & Tar in ETF Add +126.3% 0.57% +0.30
TSLA Tesla Inc. Add +3.1% 0.97% +0.25
XYLD Global X S&P 500 Cove Call E New 0.24% +0.24
OSCR Oscar Health Inc. Class A New 0.21% +0.21
ASTS Ast Spacemobile Inc. New 0.17% +0.17
VSTA Vasta Platform Ltd. New 0.16% +0.16
TSEM Tower Semiconductor Ltd. New 0.15% +0.15
ETHA iShares Ethereum Trust ETF New 0.15% +0.15
JEPQ JPM Nasdaq Equity Premium Add +10.8% 1.69% +0.15
TER Teradyne Inc. New 0.14% +0.14
CNC Centene Corp. New 0.14% +0.14
GRID First TRST Nasd Class Edg Sgiif New 0.14% +0.14
RWL Invesco S&P 500 Revenue ETF Add +43.2% 0.46% +0.14
ZETA Zeta Global Holdings Corp. Class A New 0.13% +0.13
SPYI Neos S&P 500 High Income ETF Add +22.4% 0.82% +0.13
AIRR First Trust Rba American Ind Add +0.6% 1.18% +0.12
SILJ Amplify Junior Silver Miners New 0.12% +0.12
TSPA T Rowe Price US Eqy Research Add +4.7% 2.21% +0.12
TCAF T Rowe PRC Cap Appreciation Add +5.8% 2.09% +0.11
TCAL T Rowe Pre CPT Apr PR in ETF New 0.11% +0.11
CRWV Coreweave Inc. Class A New 0.11% +0.11
QQQI Neos Nasdaq-100 High Inc. ETF Add +44.8% 0.33% +0.10
GDX Vaneck Gold Miners ETF New 0.10% +0.10
IWMI Neos Russell 2000 High Inc. Add +51.2% 0.28% +0.09
SPY SS SPDR S&P 500 ETF Trust-US Add +5.0% 1.65% +0.09
PZA Invesco National Amt-Free Mu Add +41.1% 0.33% +0.09
AUMI Themes Gold Miners ETF New 0.08% +0.08
RDVI FT Vest Rising Dividend Achi Add +41.7% 0.28% +0.08
JD Jd.com Inc.-ADR New 0.08% +0.08
T AT&T Inc. Add +44.9% 0.32% +0.08
SMH Vaneck Semiconductor ETF Add +5.6% 0.57% +0.08
WCMI FT WCM International ETF New 0.07% +0.07
TSM Taiwan Semiconductor-SP ADR Add +19.6% 0.27% +0.07
BKLN Invesco Senior Loan ETF New 0.07% +0.07
FPE FT-Preferred Secur & Inc. ETF New 0.07% +0.07
JEPI JPMorgan Equity Premium Inco Add +10.3% 1.94% +0.07
LRCX Lam Research Corp. New 0.06% +0.06
SNAP Snap Inc. Class A New 0.06% +0.06
ARKQ ARK Autonomous Tech & Robot New 0.06% +0.06
AMAT Applied Materials Inc. New 0.06% +0.06
PAUG Innovator U.S. Equity Power New 0.06% +0.06
GE General Electric New 0.06% +0.06
VWO Vanguard Ftse Emerging Marke Add +5.6% 0.76% +0.06
INTC Intel Corp. New 0.06% +0.06
TIDAL TRUST II New 0.05% +0.05
GPZ Vaneck Alt Asset Manager ETF New 0.05% +0.05
JMEE JPM Sma & Mid Cap En Eq Et-U New 0.05% +0.05

Options Activity Q2 2025 → Q3 2025
SPY SS SPDR S&P 500 ETF Trust-US put Add +81.2% 35,700 $23.8M
PLTR Palantir Technologies Inc. Class A put Add +128.7% 98,100 $17.9M
MU Micron Technology Inc. put Add +65.6% 26,500 $4.4M
MU Micron Technology Inc. call New 5,800 $970K
AMD Advanced Micro Devices call Reduce -22.5% 5,500 $890K
META Meta Platforms Inc. Class A put Add +50.0% 1,200 $881K
FISV Fiserv Inc. call New 4,000 $516K
MCHP Microchip Technology Inc. call Sold out 7,400 $502Kbefore exit
AMZN Amazon.com Inc. put Sold out 2,200 $483Kbefore exit
QCOM Qualcomm Inc. call Sold out 3,000 $478Kbefore exit
CRM Salesforce Inc. call Add +33.3% 2,000 $474K
ISRG Intuitive Surgical Inc. call New 1,000 $447K
NVDA Nvidia Corp. put Add +5.0% 2,100 $392K
ETN Eaton Corp. PLC call New 1,000 $374K
DIS The Walt Disney Co. call Add +76.9% 2,300 $263K
ASML ASML Holding NV-NY Reg SHS call New 200 $194K
LLY Eli Lilly & Co. call Add +100.0% 200 $153K
BA The Boeing Co. call New 500 $108K
ROKU Roku Inc. call Reduce -33.3% 1,000 $100K
NVDA Nvidia Corp. call Reduce -50.0% 500 $93K
GLD SPDR Gold Shares put Sold out 300 $91Kbefore exit
SOFI Sofi Technologies Inc. call Sold out 5,000 $91Kbefore exit
PYPL PayPal Holdings Inc. call New 1,000 $67K
SPY SS SPDR S&P 500 ETF Trust-US call Reduce -66.7% 100 $67K
TLT iShares 20+ Year Treasury BD call Reduce -53.3% 700 $63K
UNH Unitedhealth Group Inc. call Sold out 200 $62Kbefore exit
GOOG Alphabet Inc. Class C call Sold out 300 $53Kbefore exit
SNAP Snap Inc. Class A call New 5,000 $39K
ETHA iShares Ethereum Trust ETF call New 1,000 $32K
UAL United Airlines Holdings Inc. call Sold out 100 $8Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2025 → Q3 2025
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Reduce -16.2% 23,800 $89K
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 Add +0.3% 25,228 $2K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 322$510.1MPWB, NVDA, TSPA, HEDG, QQQ
Q1 2026 291$418.1MPWB, NVDA, HEDG, TSPA, QQQ
Q4 2025 289$420.9MPWB, NVDA, HEDG, QQQ, AMZN
Q3 2025 279$394.9MPWB, NVDA, QQQ, META, AMZN
Q2 2025 277$369.3MPWB, NVDA, QQQ, META, AMZN
Q1 2025 255$312.2MAAPL, NVDA, AMZN, META, PWB
Q4 2024 245$325.1MQQQ, AAPL, NVDA, AMZN, META
Q3 2024Amended 230$311.8MQQQ, AAPL, NVDA, AMZN, JCPB
Q2 2024 228$289.8MQQQ, AAPL, NVDA, AMZN, JCPB
Q1 2024 218$273.2MQQQ, AAPL, AMZN, JCPB, SCHD