Goldman Sachs Group Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Goldman Sachs Group Inc. reported 4,548 stock positions worth $474.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 4.0% of the portfolio, followed by Microsoft (MSFT, 3.6%) and Apple (AAPL, 2.7%). Compared with Q4 2023, it opened 307 new positions, sold out of 304, added to 1,910 and reduced 2,180. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +10%) and the biggest sale Apple (AAPL, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000886982
- Portfolio Value
- $474.7B (Q1 2024)
- SEC Filing
- 0000769993-24-000259 ↗ filed May 15, 2024
Holdings Value
Holdings 4,548 stocks · $474.7B
| SPY SS SPDR S&P 500 ETF Trust-US | 4.04% | 36,656,463 | $19.2B | Reduce -4.2% |
| MSFT Microsoft Corp. | 3.60% | 40,665,572 | $17.1B | Reduce -8.1% |
| AAPL Apple Inc. | 2.75% | 76,094,832 | $13.0B | Reduce -8.3% |
| NVDA Nvidia Corp. | 2.65% | 13,909,889 | $12.6B | Reduce -2.7% |
| IVV iShares Core S&P 500 ETF | 2.20% | 19,843,745 | $10.4B | Add +10.1% |
| AMZN Amazon.com Inc. | 1.94% | 51,104,719 | $9.2B | Reduce -4.1% |
| GOOGL Alphabet Inc. Class A | 1.41% | 44,392,581 | $6.7B | Reduce -4.7% |
| VOO Vanguard S&P 500 ETF | 1.24% | 12,217,797 | $5.9B | Reduce -18.9% |
| META Meta Platforms Inc. Class A | 1.10% | 10,784,149 | $5.2B | Reduce -3.8% |
| V Visa Inc. Class A | 1.09% | 18,582,046 | $5.2B | Add +0.8% |
| IWM iShares Russell 2000 ETF | 1.07% | 24,115,153 | $5.1B | Reduce -1.7% |
| GOOG Alphabet Inc. Class C | 0.77% | 24,007,209 | $3.7B | Reduce -9.0% |
| LLY Eli Lilly & Co. | 0.74% | 4,519,559 | $3.5B | Reduce -3.4% |
| IWF iShares Russell 1000 Growth | 0.70% | 9,926,678 | $3.3B | Reduce -0.8% |
| JPM JPMorgan Chase & Co. | 0.69% | 16,373,349 | $3.3B | Reduce -9.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.66% | 7,499,610 | $3.2B | Reduce -4.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.65% | 6,967,724 | $3.1B | Add +5.4% |
| TSLA Tesla Inc. | 0.61% | 16,456,499 | $2.9B | Reduce -0.1% |
| IWD iShares Russell 1000 Value E | 0.59% | 15,546,201 | $2.8B | Reduce -1.0% |
| UNH Unitedhealth Group Inc. | 0.57% | 5,435,891 | $2.7B | Reduce -3.1% |
| EFA iShares MSCI Eafe ETF | 0.53% | 31,735,785 | $2.5B | Reduce -9.5% |
| AVGO Broadcom Inc. | 0.53% | 1,889,572 | $2.5B | Reduce -16.0% |
| AGG iShares Core U.S. Aggregate | 0.52% | 25,219,523 | $2.5B | Add +31.0% |
| ACN Accenture PLC Class A | 0.52% | 7,070,913 | $2.5B | Add +6.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.50% | 31,853,520 | $2.4B | Reduce -17.4% |
| INTU Intuit Inc. | 0.49% | 3,578,615 | $2.3B | Add +1.6% |
| VEA Vanguard Ftse Developed ETF | 0.48% | 45,148,623 | $2.3B | Reduce -2.5% |
| COST Costco Wholesale Corp. | 0.47% | 3,050,603 | $2.2B | Reduce -11.4% |
| HD Home Depot Inc. | 0.47% | 5,814,792 | $2.2B | Reduce -2.6% |
| MA Mastercard Inc. Class A | 0.46% | 4,525,241 | $2.2B | Reduce -2.7% |
| PG The Procter & Gamble Co. | 0.45% | 13,169,809 | $2.1B | Reduce -4.0% |
| TXN Texas Instruments Inc. | 0.42% | 11,560,297 | $2.0B | Add +12.6% |
| IEMG iShares Core MSCI Emerging | 0.42% | 38,245,012 | $2.0B | Reduce -3.9% |
| XOM Exxon Mobil Corp. | 0.41% | 16,929,202 | $2.0B | Reduce -12.2% |
| CRM Salesforce Inc. | 0.38% | 5,989,462 | $1.8B | Reduce -11.5% |
| AMAT Applied Materials Inc. | 0.37% | 8,612,366 | $1.8B | Reduce -13.7% |
| CSCO Cisco Systems Inc. | 0.37% | 35,555,953 | $1.8B | Add +13.2% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.35% | 47,613,582 | $1.7B | Reduce -11.6% |
| JNJ Johnson & Johnson | 0.35% | 10,356,683 | $1.6B | Reduce -21.3% |
| ORCL Oracle Corp. | 0.34% | 12,958,960 | $1.6B | Reduce -8.8% |
| ABBV Abbvie Inc. | 0.34% | 8,885,801 | $1.6B | Reduce -16.3% |
| ADBE Adobe Inc. | 0.34% | 3,164,430 | $1.6B | Add +3.4% |
| AMD Advanced Micro Devices | 0.33% | 8,794,233 | $1.6B | Add +0.6% |
| LIN Linde PLC | 0.33% | 3,382,826 | $1.6B | Reduce -8.3% |
| MRK Merck & Co. Inc. | 0.32% | 11,656,180 | $1.5B | Reduce -3.7% |
| BSV Vanguard Short-Term Bond ETF | 0.31% | 19,225,003 | $1.5B | Reduce -30.6% |
| WMT Walmart Inc. | 0.31% | 24,293,769 | $1.5B | Reduce -19.1% |
| STLA Stellantis NV | 0.30% | 50,177,493 | $1.4B | Add +4.7% |
| NFLX Netflix Inc. | 0.30% | 2,328,147 | $1.4B | Reduce -2.2% |
| DHR Danaher Corp. | 0.29% | 5,599,386 | $1.4B | Add +6.7% |
| IJR iShares Core S&P Small-Cap E | 0.29% | 12,554,898 | $1.4B | Reduce -8.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.29% | 36,574,212 | $1.4B | Reduce -4.8% |
| RSP Invesco S&P 500 Equal Weight | 0.28% | 7,915,782 | $1.3B | Add +65.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.28% | 9,759,585 | $1.3B | Add +13.2% |
| KLAC KLA Corp. | 0.28% | 1,885,187 | $1.3B | Reduce -12.8% |
| AMT American Tower Corp. | 0.28% | 6,623,578 | $1.3B | Reduce -8.7% |
| PDD PDD Holdings Inc. | 0.27% | 11,003,524 | $1.3B | Add +101.7% |
| PEP Pepsico Inc. | 0.26% | 7,184,781 | $1.3B | Reduce -10.4% |
| AMGN Amgen Inc. | 0.26% | 4,304,709 | $1.2B | Add +11.7% |
| GE General Electric | 0.26% | 6,901,100 | $1.2B | Add +74.3% |
| ABT Abbott Laboratories | 0.25% | 10,645,359 | $1.2B | Reduce -6.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 9,801,537 | $1.2B | Reduce -2.5% |
| MCD McDonald's Corp. | 0.25% | 4,209,188 | $1.2B | Reduce -6.7% |
| CAT Caterpillar Inc. | 0.24% | 3,142,765 | $1.2B | Add +1.0% |
| LRCX Lam Research Corp. | 0.24% | 1,185,229 | $1.2B | Reduce -19.1% |
| VALE Vale SA-SP ADR | 0.24% | 94,452,928 | $1.2B | Add +15.3% |
| ET Energy Transfer LP | 0.24% | 73,050,374 | $1.1B | Reduce -10.4% |
| TMO Thermo Fisher Scientific Inc. | 0.24% | 1,956,632 | $1.1B | Add +0.6% |
| NKE Nike Inc. Class B | 0.24% | 12,092,200 | $1.1B | Reduce -8.8% |
| MRVL Marvell Technology Inc. | 0.24% | 15,884,857 | $1.1B | Reduce -2.7% |
| KO The Coca-Cola Co. | 0.23% | 17,854,988 | $1.1B | Reduce -3.0% |
| BND Vanguard Total Bond Market | 0.22% | 14,625,567 | $1.1B | Reduce -4.7% |
| CVX Chevron Corp. | 0.22% | 6,651,821 | $1.0B | Reduce -8.7% |
| EEM iShares MSCI Emerging Market | 0.22% | 25,536,268 | $1.0B | Add +13.9% |
| ETN Eaton Corp. PLC | 0.22% | 3,346,553 | $1.0B | Reduce -5.4% |
| CMCSA Comcast Corp. Class A | 0.22% | 24,115,164 | $1.0B | Reduce -1.6% |
| GSUS Goldman Sachs Marketbeta US | 0.22% | 14,547,121 | $1.0B | Reduce -3.8% |
| XLP SS Consumer Staples Sel Sect | 0.22% | 13,552,688 | $1.0B | Add +36.0% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 1,059,963 | $1.0B | Add +19.7% |
| LOW Lowe's Cos Inc. | 0.22% | 4,036,477 | $1.0B | Add +7.4% |
| INTC Intel Corp. | 0.21% | 22,989,007 | $1.0B | Add +24.6% |
| SPGI S&P Global Inc. | 0.21% | 2,365,469 | $1.0B | Reduce -12.6% |
| BSX Boston Scientific Corp. | 0.21% | 14,666,468 | $1.0B | Reduce -8.5% |
| ELV Elevance Health Inc. | 0.20% | 1,863,868 | $966.5M | Reduce -12.8% |
| GM General Motors Co. | 0.20% | 21,225,425 | $962.6M | Add +54.2% |
| XLI SS Industrial Select Sector | 0.20% | 7,572,960 | $953.9M | Reduce -34.3% |
| VCIT Vanguard Int-Term Corporate | 0.20% | 11,743,844 | $945.5M | Add +29.2% |
| XBI SS SPDR S&P Biotech ETF | 0.20% | 9,882,267 | $937.7M | Reduce -2.8% |
| AXP American Express Co. | 0.20% | 4,106,480 | $935.0M | Add +7.6% |
| MS Morgan Stanley | 0.20% | 9,874,450 | $929.8M | Reduce -11.5% |
| ITW Illinois Tool Works | 0.19% | 3,379,145 | $906.7M | Add +2.9% |
| PGR Progressive Corp. | 0.19% | 4,383,115 | $906.5M | Reduce -3.6% |
| XLK SS Technology Select Sector | 0.19% | 4,335,579 | $903.0M | Reduce -10.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.19% | 3,462,224 | $899.8M | Reduce -1.6% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.19% | 21,900,533 | $896.4M | Reduce -16.2% |
| VGK Vanguard Ftse Europe ETF | 0.19% | 13,301,066 | $895.7M | Add +0.3% |
| T AT&T Inc. | 0.19% | 50,655,718 | $891.5M | Reduce -4.0% |
| HON Honeywell International Inc. | 0.19% | 4,291,490 | $880.8M | Reduce -8.0% |
| XLE SS Energy Select Sector | 0.19% | 9,325,038 | $880.4M | Add +34.7% |
| ROST Ross Stores Inc. | 0.18% | 5,972,778 | $876.6M | Reduce -4.4% |
Options reported separately and not counted above: SPY puts ($7.2B), SPY calls ($6.1B), IWM calls ($4.4B), QQQ puts ($4.1B), HYG puts ($3.4B), NVDA puts ($3.0B), AMZN calls ($2.8B), TSLA puts ($2.6B), IWM puts ($2.2B), AMZN puts ($2.1B), EEM puts ($1.9B), QQQ calls ($1.7B), and 774 more.
Other holdings (192): bonds, preferreds, convertibles and warrants · $225.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 17,000,000 | $38.1M | No change |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 17,240,000 | $16.7M | Add +6.2% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 19,500,000 | $16.4M | Add +8.3% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 14,798,000 | $11.7M | Reduce -31.6% |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 10,000,000 | $7.9M | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 4,721,000 | $6.2M | Add +2.7% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 5,500,000 | $5.3M | Add +464.1% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 6,319,000 | $5.3M | Add +3.9% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 5,705,000 | $5.3M | No change |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 10,213,000 | $5.2M | Add +1.6% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 4,497,000 | $5.2M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 5,466,000 | $4.9M | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 298,322 | $4.5M | No change |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | 6,000,000 | $4.4M | Reduce -74.2% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 9,442,000 | $4.2M | No change |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 9,000,000 | $4.2M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,280 | $4.0M | Reduce -0.0% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 3,750,000 | $4.0M | Reduce -25.0% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 4,450,000 | $4.0M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 15,000,000 | $3.5M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 2,893,000 | $3.4M | Add +6956.1% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 4,000,000 | $3.3M | Add +521.1% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 6,000,000 | $3.3M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 3,385,000 | $2.9M | Reduce -1.9% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 2,845,000 | $2.7M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,225 | $2.7M | Add +0.2% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 2,562,000 | $2.6M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,169,000 | $2.6M | Add +1183.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 2,265,000 | $2.4M | Add +115.3% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 1,650,000 | $2.2M | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 1,300,000 | $1.7M | Reduce -79.2% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 363,371 | $1.6M | Add +0.2% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 1,663,000 | $1.6M | No change |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 2,043,000 | $1.6M | Add +34.6% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 1,600,000 | $1.5M | Reduce -46.7% |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | 1,346,000 | $1.3M | Add +7.2% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 1,975,000 | $1.3M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 1,359,000 | $1.2M | Reduce -73.7% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,148,000 | $1.1M | Reduce -91.9% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 950,000 | $1.1M | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 42,831 | $1.0M | Add +0.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 22,223 | $958K | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,500,000 | $934K | Reduce -62.5% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1,075,000 | $906K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 1,000,000 | $896K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 850,000 | $835K | Reduce -54.0% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 950,000 | $805K | Add +81.0% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 750,000 | $717K | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 726,000 | $622K | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 675,000 | $591K | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 625,000 | $577K | Reduce -60.9% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 625,000 | $576K | No change |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 500,000 | $552K | No change |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 450,000 | $539K | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 675,000 | $526K | Reduce -88.1% |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 625,000 | $502K | Reduce -32.4% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 16,891 | $501K | No change |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 500,000 | $490K | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 550,000 | $483K | No change |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 527,000 | $482K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 499,000 | $478K | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 500,000 | $464K | Reduce -72.2% |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 750,000 | $453K | No change |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 510,000 | $450K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 16,891 | $429K | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 475,000 | $414K | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 424,000 | $388K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 494,000 | $381K | Reduce -75.3% |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | 250,000 | $346K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 690,436 | $345K | No change |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 200,000 | $291K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 335,000 | $289K | Reduce -66.1% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 250,000 | $256K | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 255,000 | $243K | Reduce -23.9% |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 2,300,000 | $240K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 250,000 | $232K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 140,000 | $191K | New |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 144,000 | $182K | New |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 145,000 | $170K | No change |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 200,000 | $166K | No change |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 225,000 | $161K | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 154,000 | $135K | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 64,000 | $118K | No change |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 86,000 | $116K | No change |
| AEON BIOPHARMA INC | *W EXP 07/21/202 | 79,526 | $115K | No change |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 175,000 | $112K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 156,400 | $102K | No change |
| EFTRW Effector Therape -CW27 | *W EXP 12/31/202 | 630,539 | $85K | No change |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | 80,000 | $79K | No change |
| AONCW American Oncology Netwo-C28 | *W EXP 09/20/202 | 210,455 | $72K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 438,640 | $66K | No change |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 249,850 | $62K | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 21,000 | $60K | New |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 32,000 | $55K | Add +45.5% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 51,000 | $48K | New |
| LLAPW Terran Orbital Corp. -CW28 | *W EXP 03/25/202 | 296,628 | $47K | No change |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 176,403 | $42K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 50,000 | $36K | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 35,000 | $34K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 32,000 | $32K | No change |
| TWLVW Twelve Seas Inv II A -CW28 | *W EXP 03/02/202 | 364,180 | $31K | No change |
| ICUCW LMF Acquisition Opp -A -CW26 | *W EXP 10/28/202 | 211,381 | $31K | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 25,000 | $31K | Reduce -97.6% |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 292,275 | $29K | No change |
| PGSS.WS Pegasus Digital Mobili -CW22 | *W EXP 99/99/999 | 75,239 | $29K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 29,000 | $28K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 309,716 | $28K | No change |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | 265,829 | $27K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 289,809 | $26K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 123,629 | $26K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 201,666 | $26K | Add +0.8% |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 164,229 | $25K | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 23,000 | $23K | Reduce -97.8% |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 239,874 | $22K | No change |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 119,571 | $22K | Add +0.2% |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 148,700 | $21K | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 69,409 | $17K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 170,975 | $17K | No change |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 64,494 | $16K | No change |
| NFSWF Enphys Acquisition -CW24 | *W EXP 99/99/999 | 319,774 | $16K | No change |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 72,319 | $15K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 299,808 | $15K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 15,000 | $13K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 125,039 | $13K | No change |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 41,129 | $13K | Reduce -1.2% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 03/18/202 | 32,267 | $13K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 220,001 | $12K | No change |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 168,645 | $12K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 218,988 | $11K | No change |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | 220,449 | $11K | No change |
| CNGLW Canna-Global Acquisit -CW23 | *W EXP 99/99/999 | 585,184 | $9K | No change |
| GMFIW Aetherium Acquisition A -28 | *W EXP 99/99/999 | 146,700 | $9K | No change |
| OCAXW Oca Acq Corp. Class A -CW27 | *W EXP 01/14/202 | 109,167 | $8K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 461,458 | $7K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 201,764 | $6K | No change |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 114,400 | $6K | No change |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 62,025 | $6K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 93,184 | $6K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 21,194 | $6K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 137,000 | $5K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 45,531 | $5K | No change |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | 109,392 | $5K | No change |
| DPCSW DP Cap Acquisition A -CW23 | *W EXP 11/08/202 | 200,835 | $5K | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 249,343 | $5K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 43,599 | $5K | No change |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 146,100 | $4K | No change |
| MACAW Moringa Acquisition Cor-CW26 | *W EXP 02/22/202 | 93,287 | $4K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 30,292 | $4K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 15,312 | $4K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 95,287 | $4K | No change |
| PHYWF PHYT WS -CW | *W EXP 05/03/202 | 146,443 | $4K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 104,273 | $4K | No change |
| HYMCW Hycroft Mining Holding | *W EXP 05/29/202 | 250,000 | $4K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 120,231 | $3K | No change |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | 21,556 | $3K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 34,800 | $3K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 14,124 | $3K | Add +1.8% |
| AEVAW Interprivate Acquisiti -CW24 | *W EXP 03/12/202 | 35,165 | $3K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 379,725 | $3K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 160,443 | $2K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 68,650 | $2K | No change |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | 44,286 | $2K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 11,008 | $2K | No change |
| LMDWF Lumiradx Ltd. -CW26 | *W EXP 09/28/202 | 215,680 | $2K | No change |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 279,480 | $2K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 42,248 | $2K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 128,400 | $2K | No change |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | 10,200 | $2K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 14,935 | $2K | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 19,008 | $2K | No change |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 32,247 | $2K | No change |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 128,625 | $2K | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 27,331 | $1K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 50,659 | $1K | No change |
| CSTWF Constellation Acq A -CW27 | *W EXP 01/29/202 | 54,799 | $1K | No change |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 28,738 | $1K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 15,946 | $973 | No change |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | 26,133 | $883 | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 31,200 | $811 | No change |
| SHAZW TKB Critical Technolog -CW23 | *W EXP 99/99/999 | 53,865 | $759 | No change |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 22,100 | $685 | No change |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 11,707 | $643 | No change |
| KERNW Akerna Corp. | *W EXP 06/17/202 | 58,680 | $587 | No change |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 20,000 | $584 | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 13,799 | $413 | No change |
| AOGOW Arogo Capital Acq -CW23 | *W EXP 03/23/202 | 12,626 | $191 | Add +16.9% |
| HOFVW Hall of Fame Resort -CW | *W EXP 07/01/202 | 12,100 | $121 | No change |
| CTOSW Custom Truck One Source-CW25 | *W EXP 01/01/202 | 73,720 | $37 | No change |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 71,356 | $0 | No change |
| ENCPW Energem Corp. Class A -CW23 | *W EXP 11/15/202 | 227,390 | $0 | New |
| NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | 49,184 | $0 | No change |
| ROSS.WS Ross Acquisition Corp. -CW26 | *W EXP 02/01/202 | 21,916 | $0 | No change |
Total filed on the 13F, all lines: $474.9B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -8.3% | 2.75% | −0.76 |
| TSLA Tesla Inc. | Reduce -0.1% | 0.61% | −0.29 |
| VOO Vanguard S&P 500 ETF | Reduce -18.9% | 1.24% | −0.21 |
| BSV Vanguard Short-Term Bond ETF | Reduce -30.6% | 0.31% | −0.16 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -65.1% | 0.06% | −0.12 |
| ACWI iShares MSCI Acwi ETF | Reduce -86.7% | 0.02% | −0.12 |
| JNJ Johnson & Johnson | Reduce -21.3% | 0.35% | −0.11 |
| UBS UBS Group AG-Reg | Reduce -35.7% | 0.16% | −0.10 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -17.4% | 0.50% | −0.10 |
| PANW Palo Alto Networks Inc. | Reduce -36.0% | 0.14% | −0.09 |
| GILD Gilead Sciences Inc. | Reduce -46.2% | 0.08% | −0.09 |
| XLI SS Industrial Select Sector | Reduce -34.3% | 0.20% | −0.09 |
| UNH Unitedhealth Group Inc. | Reduce -3.1% | 0.57% | −0.08 |
| NKE Nike Inc. Class B | Reduce -8.8% | 0.24% | −0.08 |
| BIV Vanguard Intermediate-Term B | Reduce -32.0% | 0.13% | −0.07 |
| ZTS Zoetis Inc. | Reduce -22.4% | 0.12% | −0.07 |
| AMT American Tower Corp. | Reduce -8.7% | 0.28% | −0.07 |
| GOVT iShares US Treasury Bond ETF | Reduce -97.0% | 0.00% | −0.07 |
| ITUB Itau Unibanco H-Spon PRF ADR | Reduce -70.4% | 0.02% | −0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -32.0% | 0.14% | −0.06 |
| LULU Lululemon Athletica Inc. | Reduce -30.3% | 0.06% | −0.05 |
| CVS CVS Health Corp. | Reduce -21.4% | 0.17% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -36.3% | 0.11% | −0.05 |
| SPGI S&P Global Inc. | Reduce -12.6% | 0.21% | −0.05 |
| MSFT Microsoft Corp. | Reduce -8.1% | 3.60% | −0.05 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -42.9% | 0.06% | −0.05 |
| BITO Proshares Bitcoin ETF-Usd | Reduce -99.7% | 0.00% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -9.5% | 0.53% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce -9.0% | 0.77% | −0.05 |
| PYPL PayPal Holdings Inc. | Reduce -50.9% | 0.05% | −0.05 |
| MCD McDonald's Corp. | Reduce -6.7% | 0.25% | −0.04 |
| HPE Hewlett Packard Enterprise | Reduce -67.0% | 0.02% | −0.04 |
| CMTG Claros Mortgage Trust Inc. | Reduce -96.8% | 0.00% | −0.04 |
| PLD Prologis Inc. | Reduce -14.9% | 0.16% | −0.04 |
| PLGO Pelagos Insurance Capital LT | Reduce -97.8% | 0.00% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Reduce -22.8% | 0.12% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -16.1% | 0.15% | −0.04 |
| HYLB Xtrackers Usd High Yield Cor | Reduce -30.8% | 0.08% | −0.04 |
| EWW iShares MSCI Mexico ETF | Reduce -60.8% | 0.02% | −0.04 |
| ETSY Etsy Inc. | Reduce -29.3% | 0.05% | −0.04 |
| CCI Crown Castle Inc. | Reduce -31.5% | 0.06% | −0.04 |
| WMT Walmart Inc. | Reduce -19.1% | 0.31% | −0.04 |
| COO Cooper Cos Inc. | Sold out | 0.00% | −0.04 |
| ROP Roper Technologies Inc. | Reduce -45.6% | 0.04% | −0.04 |
| BA The Boeing Co. | Reduce -5.0% | 0.07% | −0.04 |
| EWZ iShares MSCI Brazil ETF | Reduce -14.9% | 0.11% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -18.3% | 0.11% | −0.03 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -28.3% | 0.08% | −0.03 |
| IJR iShares Core S&P Small-Cap E | Reduce -8.7% | 0.29% | −0.03 |
| AVB Avalonbay Communities Inc. | Reduce -39.5% | 0.05% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Add +10.1% | 2.20% | +0.31 |
| GE General Electric | Add +74.3% | 0.26% | +0.14 |
| RSP Invesco S&P 500 Equal Weight | Add +65.0% | 0.28% | +0.12 |
| AGG iShares Core U.S. Aggregate | Add +31.0% | 0.52% | +0.10 |
| GM General Motors Co. | Add +54.2% | 0.20% | +0.09 |
| PDD PDD Holdings Inc. | Add +101.7% | 0.27% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +13.2% | 0.28% | +0.08 |
| CVE Cenovus Energy Inc. | Add +73.6% | 0.15% | +0.07 |
| CNQ Canadian Natural Resources | Add +73.2% | 0.15% | +0.07 |
| MU Micron Technology Inc. | Add +26.5% | 0.17% | +0.07 |
| ASML ASML Holding NV-NY Reg SHS | Add +19.7% | 0.22% | +0.07 |
| SOXX iShares Semiconductor ETF | Add +229.3% | 0.09% | +0.07 |
| KRE SS SPDR S&P Regional Bank | Add +338.8% | 0.08% | +0.06 |
| FIS Fidelity National Info Serv | Add +30.5% | 0.17% | +0.06 |
| XLP SS Consumer Staples Sel Sect | Add +36.0% | 0.22% | +0.06 |
| XLB SS Materials Select Sector | Add +91.3% | 0.12% | +0.06 |
| XLE SS Energy Select Sector | Add +34.7% | 0.19% | +0.06 |
| PBR.A Petroleo Brasil-SP Pref ADR | Add +212.6% | 0.09% | +0.06 |
| QQQ Invesco QQQ Trust Series 1 | Add +5.4% | 0.65% | +0.06 |
| STLA Stellantis NV | Add +4.7% | 0.30% | +0.05 |
| AMD Advanced Micro Devices | Add +0.6% | 0.33% | +0.05 |
| IMO Imperial Oil Ltd. | Add +20.8% | 0.18% | +0.05 |
| FISV Fiserv Inc. | Add +35.5% | 0.14% | +0.05 |
| FXI iShares China Large-Cap ETF | Add +85.7% | 0.11% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +56.1% | 0.10% | +0.05 |
| EL Estee Lauder Companies Class A | Add +32.2% | 0.18% | +0.05 |
| CP Canadian Pacific Kansas City | Add +42.0% | 0.13% | +0.04 |
| PBR Petroleo Brasileiro-Spon ADR | Add +66.9% | 0.13% | +0.04 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | New | 0.04% | +0.04 |
| CAT Caterpillar Inc. | Add +1.0% | 0.24% | +0.04 |
| AXP American Express Co. | Add +7.6% | 0.20% | +0.04 |
| C Citigroup Inc. | Add +38.3% | 0.10% | +0.04 |
| TXN Texas Instruments Inc. | Add +12.6% | 0.42% | +0.04 |
| IWB iShares Russell 1000 ETF | Add +27.0% | 0.16% | +0.04 |
| UBER Uber Technologies Inc. | Add +31.4% | 0.11% | +0.04 |
| V Visa Inc. Class A | Add +0.8% | 1.09% | +0.04 |
| ENB Enbridge Inc. | Add +49.6% | 0.12% | +0.04 |
| DGX Quest Diagnostics Inc. | Add +275.5% | 0.05% | +0.04 |
| VCIT Vanguard Int-Term Corporate | Add +29.2% | 0.20% | +0.04 |
| VGSH Vanguard Short-Term Treasury | Add +87.1% | 0.08% | +0.04 |
| BX Blackstone Inc. | Add +39.8% | 0.14% | +0.04 |
| LNWO Light & Wonder Inc. | Add +170.0% | 0.05% | +0.04 |
| BNS Bank of Nova Scotia | Add +86.1% | 0.07% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +11.5% | 0.14% | +0.03 |
| MFC Manulife Financial Corp. | Add +94.5% | 0.06% | +0.03 |
| EWJ iShares MSCI Japan ETF | Add +20.0% | 0.15% | +0.03 |
| LOW Lowe's Cos Inc. | Add +7.4% | 0.22% | +0.03 |
| BMO Bank of Montreal | Add +63.1% | 0.09% | +0.03 |
| SE Sea Ltd.-ADR | Add +24.3% | 0.09% | +0.03 |
| CB Chubb Ltd. | Add +24.4% | 0.11% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +1.9% | 13,792,661 | $7.2B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +37.2% | 11,634,409 | $6.1B |
| IWM iShares Russell 2000 ETF | call | Add +35.3% | 20,740,100 | $4.4B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -9.4% | 9,199,000 | $4.1B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +16.7% | 43,697,300 | $3.4B |
| NVDA Nvidia Corp. | put | Reduce -15.1% | 3,289,100 | $3.0B |
| AMZN Amazon.com Inc. | call | Add +45.4% | 15,353,800 | $2.8B |
| TSLA Tesla Inc. | put | Add +0.2% | 14,898,300 | $2.6B |
| IWM iShares Russell 2000 ETF | put | Reduce -40.1% | 10,606,500 | $2.2B |
| AMZN Amazon.com Inc. | put | Reduce -3.7% | 11,609,600 | $2.1B |
| EEM iShares MSCI Emerging Market | put | Add +35.6% | 45,993,400 | $1.9B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -22.0% | 3,867,500 | $1.7B |
| AAPL Apple Inc. | call | Reduce -12.8% | 10,006,900 | $1.7B |
| MSFT Microsoft Corp. | call | Add +5.3% | 4,016,800 | $1.7B |
| META Meta Platforms Inc. Class A | call | Reduce -44.2% | 3,236,000 | $1.6B |
| XLF SS Financial Select Sector | put | Add +96.6% | 35,946,400 | $1.5B |
| AAPL Apple Inc. | put | Reduce -14.3% | 7,978,800 | $1.4B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +82.7% | 15,608,000 | $1.2B |
| EEM iShares MSCI Emerging Market | call | Add +59.8% | 27,917,100 | $1.1B |
| META Meta Platforms Inc. Class A | put | Reduce -34.5% | 2,212,900 | $1.1B |
| NVDA Nvidia Corp. | call | Reduce -23.1% | 1,072,500 | $969.1M |
| EFA iShares MSCI Eafe ETF | put | Reduce -3.9% | 10,873,900 | $868.4M |
| EFA iShares MSCI Eafe ETF | call | Reduce -3.8% | 10,120,800 | $808.2M |
| MSFT Microsoft Corp. | put | Reduce -33.6% | 1,782,000 | $749.7M |
| EWZ iShares MSCI Brazil ETF | put | Add +19.4% | 21,807,500 | $707.0M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -15.7% | 7,293,400 | $690.1M |
| UBS UBS Group AG-Reg | call | Add +225.0% | 22,329,400 | $686.0M |
| AMD Advanced Micro Devices | put | Reduce -14.7% | 3,795,700 | $685.1M |
| PDD PDD Holdings Inc. | put | Reduce -8.9% | 5,332,400 | $619.9M |
| C Citigroup Inc. | put | Add +21.7% | 9,014,100 | $570.1M |
| GOOGL Alphabet Inc. Class A | call | Add +30.6% | 3,482,500 | $525.6M |
| STLA Stellantis NV | put | Add +20.5% | 17,537,950 | $496.3M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Reduce -31.4% | 4,555,200 | $496.2M |
| GLD SPDR Gold Shares | call | Reduce -50.2% | 2,316,100 | $476.5M |
| XLF SS Financial Select Sector | call | Add +6.5% | 11,249,100 | $473.8M |
| GOOG Alphabet Inc. Class C | call | Add +30.2% | 3,111,700 | $473.8M |
| VOO Vanguard S&P 500 ETF | call | New | 900,000 | $432.6M |
| C Citigroup Inc. | call | Add +10.6% | 6,764,500 | $427.8M |
| KRE SS SPDR S&P Regional Bank | put | Add +344.5% | 8,456,500 | $425.2M |
| TSLA Tesla Inc. | call | Reduce -30.0% | 2,254,000 | $396.2M |
| NFLX Netflix Inc. | put | Reduce -21.9% | 649,800 | $394.6M |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -4.8% | 5,305,900 | $383.9M |
| BAC Bank of America Corp. | put | Reduce -29.6% | 9,420,700 | $357.2M |
| EWZ iShares MSCI Brazil ETF | call | Add +51.4% | 10,877,000 | $352.6M |
| GOOGL Alphabet Inc. Class A | put | Reduce -17.3% | 2,269,900 | $342.6M |
| AMD Advanced Micro Devices | call | Reduce -62.6% | 1,683,700 | $303.9M |
| XBI SS SPDR S&P Biotech ETF | put | Add +7.2% | 3,172,500 | $301.0M |
| UPS United Parcel Service Class B | put | Reduce -8.8% | 1,991,000 | $295.9M |
| XLE SS Energy Select Sector | put | Add +584.8% | 3,078,200 | $290.6M |
| TMUS T-Mobile US Inc. | put | Reduce -3.0% | 1,763,700 | $287.9M |
Showing the first 50 of 944.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Sold out | 14,250,000 | $18.3Mbefore exit |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +6.2% | 17,240,000 | $16.7M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Add +8.3% | 19,500,000 | $16.4M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Sold out | 12,700,000 | $16.3Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -31.6% | 14,798,000 | $11.7M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Sold out | 4,285,000 | $11.4Mbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +2.7% | 4,721,000 | $6.2M |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Sold out | 7,451,000 | $6.0Mbefore exit |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | Sold out | 2,229,000 | $5.6Mbefore exit |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Sold out | 6,000,000 | $5.5Mbefore exit |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +464.1% | 5,500,000 | $5.3M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +3.9% | 6,319,000 | $5.3M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Add +1.6% | 10,213,000 | $5.2M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | New | 4,497,000 | $5.2M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Sold out | 5,000,000 | $5.0Mbefore exit |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Reduce -74.2% | 6,000,000 | $4.4M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Sold out | 5,000,000 | $4.2Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.0% | 3,280 | $4.0M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Reduce -25.0% | 3,750,000 | $4.0M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Sold out | 3,250,000 | $3.6Mbefore exit |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | Sold out | 3,150,000 | $3.4Mbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +6956.1% | 2,893,000 | $3.4M |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | Add +521.1% | 4,000,000 | $3.3M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -1.9% | 3,385,000 | $2.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.2% | 2,225 | $2.7M |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | Sold out | 2,145,000 | $2.6Mbefore exit |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | Sold out | 3,080,000 | $2.6Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +1183.4% | 2,169,000 | $2.6M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +115.3% | 2,265,000 | $2.4M |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | Sold out | 1,400,000 | $2.3Mbefore exit |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | Sold out | 3,280,000 | $2.2Mbefore exit |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Sold out | 2,355,000 | $2.2Mbefore exit |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Sold out | 1,800,000 | $2.1Mbefore exit |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Sold out | 2,000,000 | $2.0Mbefore exit |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Sold out | 1,900,000 | $1.7Mbefore exit |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Reduce -79.2% | 1,300,000 | $1.7M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 938,000 | $1.6Mbefore exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +0.2% | 363,371 | $1.6M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +34.6% | 2,043,000 | $1.6M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Sold out | 1,900,000 | $1.5Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -46.7% | 1,600,000 | $1.5M |
| SPLUNK INC (SPLK 1.125 06/15/27) | NOTE 1.125% 6/1 · principal | Add +7.2% | 1,346,000 | $1.3M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Sold out | 1,000,000 | $1.3Mbefore exit |
| COMMERCE.COM INC (CMRC 0.25 10/01/26) | NOTE 0.250%10/0 · principal | Sold out | 1,600,000 | $1.3Mbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Reduce -73.7% | 1,359,000 | $1.2M |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 1,182,000 | $1.2Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -91.9% | 1,148,000 | $1.1M |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +0.4% | 42,831 | $1.0M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -62.5% | 1,500,000 | $934K |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Reduce -54.0% | 850,000 | $835K |
Showing the first 50 of 90.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,453 | $952.9B | NVDA, AAPL, MSFT, SPY, GOOGL |
| Q1 2026 | 5,364 | $760.6B | NVDA, AAPL, SPY, MSFT, GOOGL |
| Q4 2025Amended | 5,195 | $702.6B | NVDA, AAPL, MSFT, SPY, GOOGL |
| Q3 2025 | 5,117 | $691.2B | NVDA, MSFT, AAPL, SPY, AMZN |
| Q2 2025 | 4,977 | $618.3B | NVDA, MSFT, SPY, AAPL, META |
| Q1 2025Amended | 4,927 | $527.2B | AAPL, SPY, MSFT, NVDA, AMZN |
| Q4 2024 | 4,869 | $521.4B | AAPL, NVDA, SPY, MSFT, AMZN |
| Q3 2024 | 4,663 | $523.1B | AAPL, SPY, MSFT, NVDA, AMZN |
| Q2 2024 | 4,545 | $511.3B | MSFT, AAPL, SPY, NVDA, AMZN |
| Q1 2024 | 4,548 | $474.7B | SPY, MSFT, AAPL, NVDA, IVV |