Goldman Sachs Group Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Goldman Sachs Group Inc. reported 4,663 stock positions worth $523.1 billion. Its top holding was Apple (AAPL) at 3.9% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.6%) and Microsoft (MSFT, 3.5%). Compared with Q2 2024, it opened 390 new positions, sold out of 274, added to 2,395 and reduced 1,747. The biggest buy was TC Energy (TRP, shares +155%) and the biggest sale Nvidia (NVDA, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000886982
- Portfolio Value
- $523.1B (Q3 2024)
- SEC Filing
- 0000769993-24-000444 ↗ filed Nov 14, 2024
Holdings Value
Holdings 4,663 stocks · $523.1B
| AAPL Apple Inc. | 3.85% | 86,514,737 | $20.2B | Reduce -4.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.64% | 33,145,285 | $19.0B | Reduce -3.8% |
| MSFT Microsoft Corp. | 3.54% | 42,981,966 | $18.5B | Reduce -1.4% |
| NVDA Nvidia Corp. | 3.22% | 138,681,685 | $16.8B | Reduce -8.0% |
| AMZN Amazon.com Inc. | 1.95% | 54,745,057 | $10.2B | Add +2.7% |
| GOOGL Alphabet Inc. Class A | 1.56% | 49,295,039 | $8.2B | Reduce -2.0% |
| META Meta Platforms Inc. Class A | 1.32% | 12,061,411 | $6.9B | Add +4.8% |
| IVV iShares Core S&P 500 ETF | 1.31% | 11,883,703 | $6.9B | Reduce -9.7% |
| VOO Vanguard S&P 500 ETF | 1.23% | 12,237,492 | $6.5B | Reduce -0.0% |
| IWM iShares Russell 2000 ETF | 0.96% | 22,814,480 | $5.0B | Add +1.9% |
| AVGO Broadcom Inc. | 0.88% | 26,640,703 | $4.6B | Reduce -6.5% |
| V Visa Inc. Class A | 0.84% | 16,001,486 | $4.4B | Reduce -21.1% |
| GOOG Alphabet Inc. Class C | 0.81% | 25,220,000 | $4.2B | Reduce -8.4% |
| LLY Eli Lilly & Co. | 0.79% | 4,650,450 | $4.1B | Reduce -5.6% |
| JPM JPMorgan Chase & Co. | 0.76% | 18,908,257 | $4.0B | Add +3.4% |
| IWF iShares Russell 1000 Growth | 0.70% | 9,740,005 | $3.7B | Add +2.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 7,815,840 | $3.6B | Reduce -0.1% |
| TSLA Tesla Inc. | 0.65% | 13,050,092 | $3.4B | Reduce -35.0% |
| UNH Unitedhealth Group Inc. | 0.60% | 5,326,130 | $3.1B | Add +8.0% |
| COST Costco Wholesale Corp. | 0.59% | 3,487,826 | $3.1B | Add +12.4% |
| TRP TC Energy Corp. | 0.58% | 64,286,116 | $3.1B | Add +155.3% |
| IWD iShares Russell 1000 Value E | 0.55% | 15,226,451 | $2.9B | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.55% | 5,841,577 | $2.9B | Reduce -12.5% |
| PG The Procter & Gamble Co. | 0.53% | 15,998,217 | $2.8B | Reduce -7.1% |
| ORCL Oracle Corp. | 0.52% | 16,090,567 | $2.7B | Add +11.8% |
| EFA iShares MSCI Eafe ETF | 0.52% | 32,426,802 | $2.7B | Reduce -1.9% |
| AGG iShares Core U.S. Aggregate | 0.51% | 26,285,567 | $2.7B | Reduce -5.2% |
| MA Mastercard Inc. Class A | 0.50% | 5,280,769 | $2.6B | Add +19.8% |
| XOM Exxon Mobil Corp. | 0.49% | 21,997,210 | $2.6B | Add +1.8% |
| ACN Accenture PLC Class A | 0.48% | 7,151,253 | $2.5B | Add +5.3% |
| TXN Texas Instruments Inc. | 0.47% | 11,888,116 | $2.5B | Reduce -13.5% |
| VEA Vanguard Ftse Developed ETF | 0.43% | 42,620,558 | $2.3B | Reduce -16.0% |
| CRM Salesforce Inc. | 0.43% | 8,153,214 | $2.2B | Reduce -2.3% |
| IEMG iShares Core MSCI Emerging | 0.42% | 38,066,225 | $2.2B | Reduce -6.5% |
| JNJ Johnson & Johnson | 0.41% | 13,384,923 | $2.2B | Add +26.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.41% | 27,244,137 | $2.1B | Reduce -15.4% |
| ABBV Abbvie Inc. | 0.40% | 10,682,319 | $2.1B | Reduce -8.0% |
| WMT Walmart Inc. | 0.39% | 25,088,391 | $2.0B | Add +0.5% |
| HD Home Depot Inc. | 0.37% | 4,811,371 | $1.9B | Reduce -13.0% |
| ADBE Adobe Inc. | 0.37% | 3,726,376 | $1.9B | Add +9.0% |
| CSCO Cisco Systems Inc. | 0.35% | 34,554,200 | $1.8B | Reduce -6.7% |
| LIN Linde PLC | 0.35% | 3,830,112 | $1.8B | Reduce -5.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.34% | 10,127,450 | $1.8B | Add +10.9% |
| INTU Intuit Inc. | 0.33% | 2,811,832 | $1.7B | Reduce -12.4% |
| AMAT Applied Materials Inc. | 0.33% | 8,590,450 | $1.7B | Reduce -8.0% |
| NFLX Netflix Inc. | 0.33% | 2,445,058 | $1.7B | Reduce -3.2% |
| MRK Merck & Co. Inc. | 0.32% | 14,826,526 | $1.7B | Add +18.3% |
| HEFA Isha Curr Hedged MSCI Eafe | 0.32% | 47,018,426 | $1.7B | Reduce -3.5% |
| AMGN Amgen Inc. | 0.31% | 5,005,143 | $1.6B | Reduce -3.4% |
| DHR Danaher Corp. | 0.31% | 5,762,737 | $1.6B | Reduce -5.1% |
| MS Morgan Stanley | 0.30% | 14,965,570 | $1.6B | Add +8.9% |
| RY Royal Bank of Canada | 0.30% | 12,381,172 | $1.5B | Add +18.2% |
| TMO Thermo Fisher Scientific Inc. | 0.29% | 2,462,903 | $1.5B | Add +2.4% |
| GSUS Goldman Sachs Marketbeta US | 0.28% | 18,518,713 | $1.5B | Add +7.3% |
| PEP Pepsico Inc. | 0.28% | 8,516,482 | $1.4B | Reduce -16.8% |
| RSP Invesco S&P 500 Equal Weight | 0.27% | 7,786,920 | $1.4B | Reduce -15.3% |
| SPGI S&P Global Inc. | 0.27% | 2,686,640 | $1.4B | Add +0.1% |
| KO The Coca-Cola Co. | 0.26% | 19,208,167 | $1.4B | Reduce -7.3% |
| KLAC KLA Corp. | 0.26% | 1,765,798 | $1.4B | Reduce -22.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.25% | 33,261,965 | $1.3B | Reduce -0.2% |
| MRVL Marvell Technology Inc. | 0.25% | 18,258,146 | $1.3B | Reduce -14.0% |
| LOW Lowe's Cos Inc. | 0.25% | 4,842,523 | $1.3B | Add +5.5% |
| BSV Vanguard Short-Term Bond ETF | 0.25% | 16,612,967 | $1.3B | Reduce -13.3% |
| MCD McDonald's Corp. | 0.25% | 4,250,775 | $1.3B | Add +2.1% |
| XBI SS SPDR S&P Biotech ETF | 0.24% | 12,740,694 | $1.3B | Add +6.6% |
| T AT&T Inc. | 0.24% | 56,009,556 | $1.2B | Add +7.0% |
| ABT Abbott Laboratories | 0.23% | 10,682,835 | $1.2B | Add +11.7% |
| QCOM Qualcomm Inc. | 0.23% | 7,087,786 | $1.2B | Add +14.2% |
| AMT American Tower Corp. | 0.23% | 5,171,419 | $1.2B | Reduce -7.8% |
| NEE Nextera Energy Inc. | 0.23% | 14,023,723 | $1.2B | Reduce -8.6% |
| ISRG Intuitive Surgical Inc. | 0.22% | 2,388,511 | $1.2B | Add +1.2% |
| PDD PDD Holdings Inc. | 0.22% | 8,598,318 | $1.2B | Reduce -23.2% |
| CAT Caterpillar Inc. | 0.22% | 2,916,775 | $1.1B | Reduce -17.6% |
| PANW Palo Alto Networks Inc. | 0.22% | 3,337,592 | $1.1B | Add +20.9% |
| ET Energy Transfer LP | 0.22% | 70,925,042 | $1.1B | Reduce -6.6% |
| NOW ServiceNow Inc. | 0.21% | 1,247,432 | $1.1B | Add +21.6% |
| BSX Boston Scientific Corp. | 0.21% | 13,242,537 | $1.1B | Reduce -1.4% |
| TD Toronto-Dominion Bank | 0.21% | 17,055,089 | $1.1B | Add +29.0% |
| UPS United Parcel Service Class B | 0.21% | 7,905,879 | $1.1B | Add +11.6% |
| BABA Alibaba Group Holding-SP ADR | 0.21% | 10,143,444 | $1.1B | Add +7.8% |
| IJR iShares Core S&P Small-Cap E | 0.20% | 9,074,185 | $1.1B | Reduce -29.9% |
| ETN Eaton Corp. PLC | 0.20% | 3,193,817 | $1.1B | Reduce -5.3% |
| BND Vanguard Total Bond Market | 0.20% | 13,898,145 | $1.0B | Reduce -4.7% |
| ELV Elevance Health Inc. | 0.20% | 1,995,522 | $1.0B | Add +4.4% |
| AXP American Express Co. | 0.20% | 3,814,404 | $1.0B | Reduce -20.4% |
| XLK SS Technology Select Sector | 0.20% | 4,573,280 | $1.0B | Add +4.7% |
| XLV SS Health Care Select Sector | 0.19% | 6,586,382 | $1.0B | Add +102.2% |
| AMD Advanced Micro Devices | 0.19% | 6,121,843 | $1.0B | Reduce -23.3% |
| LRCX Lam Research Corp. | 0.19% | 1,215,944 | $992.3M | Add +11.3% |
| NKE Nike Inc. Class B | 0.19% | 11,110,700 | $982.2M | Reduce -24.6% |
| CVX Chevron Corp. | 0.19% | 6,634,826 | $977.1M | Reduce -0.6% |
| VWO Vanguard Ftse Emerging Marke | 0.19% | 20,293,249 | $971.0M | Reduce -2.1% |
| GE General Electric filed as GE AEROSPACE | 0.19% | 5,137,307 | $968.8M | Reduce -7.1% |
| VCIT Vanguard Int-Term Corporate | 0.18% | 11,533,815 | $966.0M | Add +1.4% |
| ITW Illinois Tool Works | 0.18% | 3,614,853 | $947.3M | Reduce -4.0% |
| MELI MercadoLibre Inc. | 0.18% | 459,886 | $943.7M | Add +5.8% |
| CMCSA Comcast Corp. Class A | 0.18% | 22,557,577 | $942.2M | Add +16.1% |
| ADP Automatic Data Processing | 0.18% | 3,400,696 | $941.1M | Add +47.8% |
| AZN Astrazeneca PLC-Spons ADR | 0.18% | 12,046,285 | $938.5M | Reduce -3.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.18% | 4,184,499 | $925.1M | Reduce -9.3% |
Options reported separately and not counted above: SPY puts ($7.2B), NVDA puts ($7.0B), QQQ puts ($4.6B), AAPL calls ($4.5B), SPY calls ($4.0B), TSLA puts ($3.1B), NVDA calls ($2.8B), HYG puts ($2.7B), MSFT calls ($2.3B), QQQ calls ($2.2B), TLT puts ($2.0B), EEM puts ($1.9B), and 957 more.
Other holdings (157): bonds, preferreds, convertibles and warrants · $203.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 21,390,000 | $22.8M | Add +17.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 7,500,000 | $16.8M | New |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 10,000,000 | $11.1M | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 11,700,000 | $10.2M | New |
| NEOGENOMICS INC (NEO 0.25 01/15/28) | NOTE 0.250% 1/1 · principal | 11,000,000 | $9.1M | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 8,801,000 | $8.5M | Add +392.2% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 5,982,000 | $6.9M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 7,000,000 | $6.9M | No change |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 6,600,000 | $6.1M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 5,000,000 | $6.0M | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 7,355,000 | $5.4M | Add +28.9% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 5,000,000 | $5.3M | New |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 4,497,000 | $5.3M | No change |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 3,434,000 | $5.1M | New |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 5,713,000 | $4.7M | Reduce -38.3% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 9,442,000 | $4.4M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 6,000,000 | $4.4M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,280 | $4.2M | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 4,450,000 | $4.2M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 4,466,000 | $4.1M | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 2,032,000 | $3.8M | Add +6250.0% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 298,284 | $3.5M | Reduce -0.0% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 3,260,000 | $2.9M | Reduce -33.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 2,220 | $2.8M | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 2,675,000 | $2.6M | Reduce -15.8% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 2,608,000 | $2.5M | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 15,000,000 | $2.5M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 1,969,000 | $2.2M | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 1,300,000 | $2.0M | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 1,500,000 | $1.7M | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 1,393,000 | $1.4M | No change |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 1,333,000 | $1.3M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 1,419,000 | $1.3M | Reduce -71.2% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 1,000,000 | $1.2M | Reduce -83.3% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 1,062,000 | $1.0M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 1,010,000 | $1.0M | New |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 1,175,000 | $1.0M | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1,050,000 | $983K | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 1,075,000 | $928K | No change |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 1,000,000 | $918K | No change |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 1,000,000 | $885K | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 1,000,000 | $858K | New |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 909,000 | $804K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 364,983 | $799K | Add +0.2% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 31,580 | $797K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 22,223 | $660K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 9,256 | $629K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 625,000 | $584K | No change |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 600,000 | $574K | Reduce -50.0% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 624,000 | $539K | Reduce -44.5% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 510,000 | $496K | No change |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 527,000 | $491K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 502,000 | $463K | Reduce -83.3% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 456,000 | $461K | Add +714.3% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 575,000 | $459K | Reduce -75.5% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 300,000 | $440K | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 400,000 | $439K | No change |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 424,000 | $391K | No change |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 16,891 | $304K | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 150,000 | $282K | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 290,000 | $272K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 250,000 | $258K | New |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 16,891 | $238K | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 250,000 | $238K | No change |
| RNWWW Renew Energy Global -CW26 | *W EXP 08/21/202 | 690,436 | $230K | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 144,000 | $203K | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 145,000 | $181K | No change |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 64,000 | $147K | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 148,000 | $143K | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 154,000 | $141K | No change |
| UPWORK INC (UPWK 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | 151,000 | $138K | No change |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 156,400 | $102K | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 109,000 | $94K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 75,000 | $92K | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 91,000 | $87K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 89,000 | $83K | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 309,565 | $82K | New |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | 176,403 | $62K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 50,000 | $54K | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 51,000 | $49K | No change |
| SNAP INC (SNAP 0.25 05/01/25) | NOTE 0.250% 5/0 · principal | 35,000 | $34K | No change |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 220,001 | $33K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 32,000 | $32K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 29,000 | $28K | No change |
| SHMDW Schmid Group NV -28 | *W EXP 04/30/202 | 75,239 | $24K | New |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 273,919 | $19K | No change |
| SEDA.WS SDCL Edge Acq Class A -CW28 | *W EXP 99/99/999 | 292,175 | $19K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 239,874 | $17K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 123,629 | $15K | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 69,409 | $13K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 256,875 | $13K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 53,823 | $13K | Add +0.0% |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 146,100 | $11K | No change |
| ICUCW LMF Acquisition Opp -A -CW26 | *W EXP 10/28/202 | 211,381 | $9K | No change |
| PHYWF PHYT WS -CW | *W EXP 05/03/202 | 146,443 | $9K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 289,809 | $9K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 313,336 | $8K | New |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 309,716 | $8K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 125,039 | $8K | No change |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 49,475 | $8K | Reduce -65.9% |
| VEEAW Plum Acquisition I A -CW28 | *W EXP 09/13/202 | 32,267 | $8K | New |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 249,343 | $8K | No change |
| AENTW Adara Acquisition Class A -CW26 | *W EXP 02/11/202 | 104,273 | $7K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 43,599 | $7K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 148,700 | $7K | No change |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | 93,184 | $7K | No change |
| ZPTAW Zapata Computing Hol- CW23 | *W EXP 02/14/202 | 193,943 | $7K | New |
| ARQQW Arqit Quantum Inc. -CW26 | *W EXP 09/03/202 | 72,319 | $7K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 461,458 | $7K | No change |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | 164,229 | $7K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 218,988 | $6K | No change |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 200,004 | $5K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 201,766 | $5K | Add +0.0% |
| BHACW Crixus BH3 Acquisition -CW26 | *W EXP 99/99/999 | 114,400 | $5K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 21,194 | $5K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 225,000 | $5K | No change |
| HYMCW Hycroft Mining Holding | *W EXP 05/29/202 | 250,000 | $4K | No change |
| BMTX.WS BM Technologies -CW23 | *W EXP 01/04/202 | 128,625 | $4K | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 19,008 | $4K | No change |
| DPCSW DP Cap Acquisition A -CW23 | *W EXP 11/08/202 | 200,835 | $4K | No change |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | 109,392 | $4K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 137,000 | $3K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 22,905 | $3K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 299,808 | $3K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 379,725 | $3K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 45,531 | $3K | No change |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 168,646 | $3K | New |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 93,287 | $3K | New |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | 249,850 | $3K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 34,800 | $3K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 160,443 | $3K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 128,400 | $3K | No change |
| GTACW Global Technology Acq -CW23 | *W EXP 99/99/999 | 50,659 | $3K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 200,117 | $3K | No change |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 62,025 | $2K | No change |
| GBGWF Global Blue Group Holding AG | *W EXP 08/28/202 | 26,133 | $2K | No change |
| FRLAW Fortune Rise Acquisit -CW23 | *W EXP 12/06/202 | 95,287 | $2K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 120,231 | $2K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 40,050 | $2K | New |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 32,247 | $1K | New |
| TVGNW Semper Paratus Acqu -CW26 | *W EXP 02/14/202 | 105,800 | $1K | No change |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 39,595 | $1K | No change |
| AEVAW Interprivate Acquisiti -CW24 | *W EXP 03/12/202 | 35,165 | $1K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 68,650 | $1K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 42,248 | $989 | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 30,292 | $900 | No change |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | 31,200 | $783 | No change |
| OUSTW Ouster Inc.-28 | *W EXP 09/29/202 | 28,738 | $738 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 15,312 | $616 | No change |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 11,707 | $585 | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 11,008 | $565 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 27,331 | $549 | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 14,935 | $453 | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 13,874 | $320 | No change |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 20,000 | $296 | No change |
| HOFVW Hall of Fame Resort -CW | *W EXP 07/01/202 | 12,100 | $121 | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 13,799 | $112 | No change |
Total filed on the 13F, all lines: $523.3B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -8.0% | 3.22% | −0.42 |
| MSFT Microsoft Corp. | Reduce -1.4% | 3.54% | −0.27 |
| GOOGL Alphabet Inc. Class A | Reduce -2.0% | 1.56% | −0.23 |
| V Visa Inc. Class A | Reduce -21.1% | 0.84% | −0.20 |
| GOOG Alphabet Inc. Class C | Reduce -8.4% | 0.81% | −0.18 |
| TSLA Tesla Inc. | Reduce -35.0% | 0.65% | −0.12 |
| KLAC KLA Corp. | Reduce -22.2% | 0.26% | −0.10 |
| AMAT Applied Materials Inc. | Reduce -8.0% | 0.33% | −0.10 |
| IVV iShares Core S&P 500 ETF | Reduce -9.7% | 1.31% | −0.10 |
| JNK SS SPDR BB High Yield Bond | Reduce -81.5% | 0.02% | −0.09 |
| MU Micron Technology Inc. | Reduce -21.4% | 0.13% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -5.6% | 0.79% | −0.09 |
| VALE Vale SA-SP ADR | Reduce -86.7% | 0.01% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -12.5% | 0.55% | −0.08 |
| INTU Intuit Inc. | Reduce -12.4% | 0.33% | −0.08 |
| CM Can Imperial BK of Commerce | Reduce -90.0% | 0.01% | −0.08 |
| IVE iShares S&P 500 Value ETF | Reduce -48.3% | 0.09% | −0.07 |
| PDD PDD Holdings Inc. | Reduce -23.2% | 0.22% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -34.1% | 0.12% | −0.07 |
| GLW Corning Inc. | Reduce -70.8% | 0.03% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Reduce -29.9% | 0.20% | −0.07 |
| JCI Johnson Controls Internation | Reduce -63.2% | 0.05% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -33.5% | 0.15% | −0.06 |
| AMD Advanced Micro Devices | Reduce -23.3% | 0.19% | −0.06 |
| MO Altria Group Inc. | Reduce -44.7% | 0.09% | −0.06 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -12.1% | 0.14% | −0.06 |
| XLP SS Consumer Staples Sel Sect | Reduce -36.4% | 0.13% | −0.06 |
| VEA Vanguard Ftse Developed ETF | Reduce -16.0% | 0.43% | −0.06 |
| DIS The Walt Disney Co. | Reduce -23.9% | 0.15% | −0.06 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -68.3% | 0.03% | −0.06 |
| C Citigroup Inc. | Reduce -41.0% | 0.07% | −0.05 |
| SU Suncor Energy Inc. | Reduce -65.9% | 0.03% | −0.05 |
| MRNA Moderna Inc. | Reduce -19.3% | 0.04% | −0.05 |
| TXN Texas Instruments Inc. | Reduce -13.5% | 0.47% | −0.05 |
| PEP Pepsico Inc. | Reduce -16.8% | 0.28% | −0.05 |
| SE Sea Ltd.-ADR | Reduce -47.3% | 0.11% | −0.05 |
| DXCM Dexcom Inc. | Reduce -38.0% | 0.03% | −0.05 |
| IVW iShares S&P 500 Growth ETF | Reduce -31.3% | 0.12% | −0.05 |
| LUV Southwest Airlines Co. | Reduce -72.9% | 0.02% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -15.4% | 0.41% | −0.05 |
| HES Hess Corp. | Reduce -62.1% | 0.03% | −0.05 |
| F Ford Motor Co. | Reduce -53.1% | 0.03% | −0.05 |
| PFE Pfizer Inc. | Reduce -26.0% | 0.14% | −0.05 |
| DELL Dell Technologies -C | Reduce -39.1% | 0.05% | −0.05 |
| IBB iShares Biotechnology ETF | Reduce -56.6% | 0.04% | −0.05 |
| MFC Manulife Financial Corp. | Reduce -74.0% | 0.02% | −0.05 |
| IBN Icici Bank Ltd.-Spon ADR | Reduce -78.3% | 0.01% | −0.05 |
| RTX RTX Corp. | Reduce -36.4% | 0.14% | −0.05 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.05 |
| CVE Cenovus Energy Inc. | Reduce -73.8% | 0.01% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| TRP TC Energy Corp. | Add +155.3% | 0.58% | +0.40 |
| META Meta Platforms Inc. Class A | Add +4.8% | 1.32% | +0.18 |
| ORCL Oracle Corp. | Add +11.8% | 0.52% | +0.13 |
| MA Mastercard Inc. Class A | Add +19.8% | 0.50% | +0.12 |
| JNJ Johnson & Johnson | Add +26.1% | 0.41% | +0.11 |
| UNH Unitedhealth Group Inc. | Add +8.0% | 0.60% | +0.10 |
| XLV SS Health Care Select Sector | Add +102.2% | 0.19% | +0.10 |
| BNS Bank of Nova Scotia | Add +134.0% | 0.14% | +0.09 |
| IYR iShares US Real Estate ETF | Add +329.4% | 0.10% | +0.08 |
| ACN Accenture PLC Class A | Add +5.3% | 0.48% | +0.08 |
| RY Royal Bank of Canada | Add +18.2% | 0.30% | +0.08 |
| COST Costco Wholesale Corp. | Add +12.4% | 0.59% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +1.9% | 0.96% | +0.07 |
| USHY iShares Broad Usd High Yield | Add +310.4% | 0.10% | +0.07 |
| BABA Alibaba Group Holding-SP ADR | Add +7.8% | 0.21% | +0.07 |
| MDY State Street SPDR S&P Midcap | Add +134.1% | 0.12% | +0.07 |
| ADP Automatic Data Processing | Add +47.8% | 0.18% | +0.07 |
| QSR Restaurant Brands Intern | Add +140.5% | 0.12% | +0.07 |
| VTIP Vanguard Short-Term Tips | Add +265.1% | 0.09% | +0.07 |
| TD Toronto-Dominion Bank | Add +29.0% | 0.21% | +0.06 |
| ENB Enbridge Inc. | Add +38.0% | 0.17% | +0.06 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +174.4% | 0.09% | +0.06 |
| WMT Walmart Inc. | Add +0.5% | 0.39% | +0.06 |
| NOW ServiceNow Inc. | Add +21.6% | 0.21% | +0.06 |
| LOW Lowe's Cos Inc. | Add +5.5% | 0.25% | +0.05 |
| APP AppLovin Corp. Class A | Add +91.4% | 0.08% | +0.05 |
| IBIT iShares Bitcoin Trust ETF | Add +82.7% | 0.09% | +0.04 |
| MELI MercadoLibre Inc. | Add +5.8% | 0.18% | +0.04 |
| CL Colgate-Palmolive Co. | Add +25.2% | 0.17% | +0.04 |
| MCD McDonald's Corp. | Add +2.1% | 0.25% | +0.04 |
| T AT&T Inc. | Add +7.0% | 0.24% | +0.04 |
| JPM JPMorgan Chase & Co. | Add +3.4% | 0.76% | +0.04 |
| ABT Abbott Laboratories | Add +11.7% | 0.23% | +0.04 |
| MS Morgan Stanley | Add +8.9% | 0.30% | +0.04 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +113.7% | 0.07% | +0.04 |
| AEP American Electric Power | Add +64.1% | 0.08% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +20.9% | 0.22% | +0.04 |
| NXPI NXP Semiconductors NV | Add +68.0% | 0.11% | +0.03 |
| SW Smurfit Westrock PLC | New | 0.03% | +0.03 |
| SO The Southern Co. | Add +19.3% | 0.13% | +0.03 |
| CMCSA Comcast Corp. Class A | Add +16.1% | 0.18% | +0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +12.9% | 0.13% | +0.03 |
| DT Dynatrace Inc. | Add +33.5% | 0.09% | +0.03 |
| SPGI S&P Global Inc. | Add +0.1% | 0.27% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +2.4% | 0.29% | +0.03 |
| UNP Union Pacific Corp. | Add +14.0% | 0.17% | +0.03 |
| MSI Motorola Solutions Inc. | Add +16.3% | 0.12% | +0.03 |
| HAS Hasbro Inc. | Add +137.8% | 0.05% | +0.03 |
| PEG Public Service Enterprise GP | Add +31.1% | 0.08% | +0.03 |
| KKR KKR & Co. Inc. | Add +26.2% | 0.08% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +4.5% | 12,602,835 | $7.2B |
| NVDA Nvidia Corp. | put | Add +6.0% | 57,587,900 | $7.0B |
| QQQ Invesco QQQ Trust Series 1 | put | Add +114.3% | 9,488,500 | $4.6B |
| AAPL Apple Inc. | call | Add +75.2% | 19,373,900 | $4.5B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +43.7% | 6,910,800 | $4.0B |
| TSLA Tesla Inc. | put | Reduce -30.4% | 11,788,200 | $3.1B |
| NVDA Nvidia Corp. | call | Add +57.5% | 22,926,800 | $2.8B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +119.5% | 33,354,100 | $2.7B |
| MSFT Microsoft Corp. | call | Reduce -5.3% | 5,303,200 | $2.3B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +26.4% | 4,425,800 | $2.2B |
| TLT iShares 20+ Year Treasury BD | put | Add +51.5% | 20,132,100 | $2.0B |
| EEM iShares MSCI Emerging Market | put | Reduce -39.5% | 42,372,400 | $1.9B |
| IWM iShares Russell 2000 ETF | put | Add +23.7% | 7,953,300 | $1.8B |
| AAPL Apple Inc. | put | Add +15.3% | 7,443,200 | $1.7B |
| META Meta Platforms Inc. Class A | call | Add +73.3% | 2,997,400 | $1.7B |
| AMZN Amazon.com Inc. | call | Add +18.4% | 8,774,300 | $1.6B |
| AMZN Amazon.com Inc. | put | Reduce -9.3% | 8,557,000 | $1.6B |
| XLF SS Financial Select Sector | put | Add +23.2% | 27,745,400 | $1.3B |
| EEM iShares MSCI Emerging Market | call | Reduce -8.6% | 25,308,200 | $1.2B |
| BABA Alibaba Group Holding-SP ADR | call | Add +89.1% | 10,901,600 | $1.2B |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Add +131.0% | 8,938,900 | $1.0B |
| EFA iShares MSCI Eafe ETF | put | Reduce -0.3% | 12,037,600 | $1.0B |
| IWM iShares Russell 2000 ETF | call | Add +45.1% | 4,509,300 | $996.1M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +93.9% | 11,025,300 | $885.3M |
| PDD PDD Holdings Inc. | put | Reduce -1.7% | 6,479,500 | $873.5M |
| TSLA Tesla Inc. | call | Add +219.5% | 3,331,800 | $871.7M |
| EFA iShares MSCI Eafe ETF | call | Add +68.7% | 9,782,600 | $818.1M |
| META Meta Platforms Inc. Class A | put | Reduce -26.8% | 1,230,900 | $704.6M |
| PDD PDD Holdings Inc. | call | Add +872.0% | 4,512,800 | $608.4M |
| GOOGL Alphabet Inc. Class A | call | Reduce -9.4% | 3,667,300 | $608.2M |
| MSFT Microsoft Corp. | put | Reduce -28.1% | 1,404,200 | $604.2M |
| EWZ iShares MSCI Brazil ETF | call | Add +18.7% | 20,374,500 | $600.8M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +99.6% | 5,290,000 | $597.7M |
| FXI iShares China Large-Cap ETF | call | Add +46.5% | 15,530,500 | $493.6M |
| AVGO Broadcom Inc. | call | Add +1351.1% | 2,670,000 | $460.6M |
| XLF SS Financial Select Sector | call | Reduce -18.3% | 9,670,300 | $438.3M |
| EWZ iShares MSCI Brazil ETF | put | Add +29.2% | 14,442,500 | $425.9M |
| NFLX Netflix Inc. | put | Reduce -0.8% | 593,900 | $421.2M |
| AMD Advanced Micro Devices | put | Reduce -30.1% | 2,566,900 | $421.2M |
| SPOT Spotify Technology SA | put | Add +80.4% | 1,137,500 | $419.2M |
| BABA Alibaba Group Holding-SP ADR | put | Add +13.1% | 3,727,400 | $395.6M |
| C Citigroup Inc. | put | Add +23.5% | 6,295,400 | $394.1M |
| AMD Advanced Micro Devices | call | Add +45.0% | 2,223,200 | $364.8M |
| ADBE Adobe Inc. | put | Add +766.5% | 677,600 | $350.8M |
| GLD SPDR Gold Shares | put | Add +224.2% | 1,402,000 | $340.8M |
| ARM Arm Holdings PLC-ADR | call | Add +219.3% | 2,304,800 | $329.6M |
| NOW ServiceNow Inc. | put | Add +35.0% | 353,200 | $315.9M |
| STLA Stellantis NV | put | Add +11.8% | 21,887,650 | $307.5M |
| GOOG Alphabet Inc. Class C | call | Reduce -43.9% | 1,833,800 | $306.6M |
| REGN Regeneron Pharmaceuticals | call | Add +12.0% | 288,400 | $303.2M |
Showing the first 50 of 936.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +17.3% | 21,390,000 | $22.8M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | New | 7,500,000 | $16.8M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | New | 10,000,000 | $11.1M |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 11,700,000 | $10.2M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +392.2% | 8,801,000 | $8.5M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | New | 5,982,000 | $6.9M |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 6,600,000 | $6.1M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | New | 5,000,000 | $6.0M |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | Add +28.9% | 7,355,000 | $5.4M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 5,000,000 | $5.3M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | New | 3,434,000 | $5.1M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Sold out | 10,313,000 | $4.9Mbefore exit |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | Sold out | 9,000,000 | $4.9Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -38.3% | 5,713,000 | $4.7M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Sold out | 92,243 | $4.3Mbefore exit |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Sold out | 3,750,000 | $4.0Mbefore exit |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +6250.0% | 2,032,000 | $3.8M |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | Reduce -0.0% | 298,284 | $3.5M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -33.3% | 3,260,000 | $2.9M |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | Sold out | 2,845,000 | $2.7Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -15.8% | 2,675,000 | $2.6M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Sold out | 2,498,000 | $2.5Mbefore exit |
| DISH NETWORK CORP (DISH 0 12/15/25) | NOTE 12/1 · principal | Sold out | 2,280,000 | $1.7Mbefore exit |
| GMFIW Aetherium Acquisition A -28 | *W EXP 99/99/999 | Sold out | 146,700 | $1.6Mbefore exit |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Sold out | 1,975,000 | $1.5Mbefore exit |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 1,333,000 | $1.3M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -71.2% | 1,419,000 | $1.3M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Reduce -83.3% | 1,000,000 | $1.2M |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | Sold out | 664,000 | $1.0Mbefore exit |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 1,010,000 | $1.0M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | New | 1,050,000 | $983K |
| UPSTART HOLDINGS INC (UPST 0.25 08/15/26) | NOTE 0.250% 8/1 · principal | New | 1,000,000 | $885K |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | Sold out | 71,356 | $876Kbefore exit |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | New | 1,000,000 | $858K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +0.2% | 364,983 | $799K |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Sold out | 850,000 | $798Kbefore exit |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | New | 31,580 | $797K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 30,130 | $750Kbefore exit |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Sold out | 750,000 | $652Kbefore exit |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | Sold out | 650,000 | $637Kbefore exit |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Sold out | 734,000 | $634Kbefore exit |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | Reduce -50.0% | 600,000 | $574K |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | Sold out | 675,000 | $546Kbefore exit |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Reduce -44.5% | 624,000 | $539K |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Sold out | 450,000 | $516Kbefore exit |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | Reduce -83.3% | 502,000 | $463K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +714.3% | 456,000 | $461K |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -75.5% | 575,000 | $459K |
| PENGUIN SOLUTIONS CAYMEN (PENG 2.25 02/15/26) | NOTE 2.250% 2/1 · principal | Sold out | 250,000 | $315Kbefore exit |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | Sold out | 1,679,523 | $284Kbefore exit |
Showing the first 50 of 88.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,453 | $952.9B | NVDA, AAPL, MSFT, SPY, GOOGL |
| Q1 2026 | 5,364 | $760.6B | NVDA, AAPL, SPY, MSFT, GOOGL |
| Q4 2025Amended | 5,195 | $702.6B | NVDA, AAPL, MSFT, SPY, GOOGL |
| Q3 2025 | 5,117 | $691.2B | NVDA, MSFT, AAPL, SPY, AMZN |
| Q2 2025 | 4,977 | $618.3B | NVDA, MSFT, SPY, AAPL, META |
| Q1 2025Amended | 4,927 | $527.2B | AAPL, SPY, MSFT, NVDA, AMZN |
| Q4 2024 | 4,869 | $521.4B | AAPL, NVDA, SPY, MSFT, AMZN |
| Q3 2024 | 4,663 | $523.1B | AAPL, SPY, MSFT, NVDA, AMZN |
| Q2 2024 | 4,545 | $511.3B | MSFT, AAPL, SPY, NVDA, AMZN |
| Q1 2024 | 4,548 | $474.7B | SPY, MSFT, AAPL, NVDA, IVV |