Gradient Investments LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 23, 2024), Gradient Investments LLC reported 1,190 stock positions worth $4.3 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 5.2% of the portfolio, followed by Innovator Grad Tact Rotation (IGTR, 4.0%) and iShares 5-10Y Inv Grade (IGIB, 3.8%). Compared with Q4 2023, it opened 60 new positions, sold out of 673, added to 165 and reduced 698. The biggest buy was Innovator U.S. Equity Buffer (BFEB, shares +448357%) and the biggest sale Innovator U.S. Equity Buffer (BJUL, shares −98%).
- Most Recent 13F
- Q2 2026
- Location
- ARDEN HILLS, MN
- CIK
- 0001542265
- Portfolio Value
- $4.3B (Q1 2024)
- SEC Filing
- 0001542265-24-000003 ↗ filed Apr 23, 2024
Holdings Value
Holdings 1,190 stocks · $4.3B
| SPYM Ste STR SPDR PT S&P 500 ETF | 5.17% | 3,619,712 | $222.7M | Reduce -3.6% |
| IGTR Innovator Grad Tact Rotation | 3.97% | 6,127,495 | $171.4M | Reduce -12.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 3.77% | 3,149,585 | $162.5M | Add +40.8% |
| SPDW Ste STR SPDR PT DW Eu ETF | 2.54% | 3,061,366 | $109.7M | Reduce -3.3% |
| SPAB SS SPDR P Agg Bond ETF | 2.42% | 4,128,352 | $104.4M | Reduce -4.3% |
| DMBS Doubleline Mortgage ETF | 2.23% | 1,978,094 | $96.3M | Add +6.5% |
| JMBS Janus Henderson Mortg Backed | 1.96% | 1,873,951 | $84.5M | Reduce -2.4% |
| BFEB Innovator U.S. Equity Buffer | 1.77% | 1,946,304 | $76.5M | Add +448357.1% |
| MSFT Microsoft Corp. | 1.75% | 179,043 | $75.3M | Add +10.1% |
| PFEB Innovator U.S. Equity Power | 1.72% | 2,168,548 | $74.1M | Add +102141.8% |
| QUAL iShares MSCI USA Quality Fac | 1.65% | 432,782 | $71.1M | Reduce -5.0% |
| AMZN Amazon.com Inc. | 1.65% | 393,280 | $70.9M | Add +4.4% |
| GBUY Goldman Sachs Fut Consumer | 1.61% | 2,195,410 | $69.6M | Reduce -4.4% |
| ULST SS Ultra Short TM Bond ETF | 1.46% | 1,559,274 | $63.2M | Add +6.8% |
| AAPL Apple Inc. | 1.46% | 367,842 | $63.1M | Reduce -11.4% |
| GSY Invesco Ultra Short Duration | 1.46% | 1,263,250 | $63.0M | Add +7.0% |
| GOOG Alphabet Inc. Class C | 1.37% | 388,919 | $59.2M | Add +3.9% |
| GLDM SPDR Gold Minishares Trust | 1.37% | 1,337,551 | $58.9M | Reduce -3.8% |
| NVDA Nvidia Corp. | 1.17% | 55,753 | $50.4M | Reduce -0.4% |
| UNH Unitedhealth Group Inc. | 1.06% | 92,695 | $45.9M | Add +10.0% |
| JAAA Janus Henderson Aaa Clo ETF | 1.04% | 881,873 | $44.7M | Reduce -2.3% |
| HELO JPMorgan Hedged Equity ETF | 1.02% | 783,150 | $43.8M | Reduce -2.9% |
| JPM JPMorgan Chase & Co. | 0.95% | 203,998 | $40.9M | Reduce -4.7% |
| CVX Chevron Corp. | 0.93% | 253,375 | $40.0M | Add +6.7% |
| GS Goldman Sachs Group Inc. | 0.89% | 91,396 | $38.2M | Reduce -3.9% |
| FTSM First Trust Enh Short Mat FD | 0.82% | 591,977 | $35.3M | Reduce -2.8% |
| IAI iShares U.S. Broker-Dealers | 0.82% | 303,780 | $35.2M | Reduce -5.0% |
| AVEM Avantis Emerging Markets Eq | 0.81% | 603,285 | $35.0M | Reduce -2.6% |
| CI The Cigna Group | 0.81% | 95,597 | $34.7M | Reduce -17.7% |
| JNJ Johnson & Johnson | 0.80% | 218,863 | $34.6M | Add +0.8% |
| MS Morgan Stanley | 0.79% | 363,672 | $34.2M | Add +4.3% |
| PG The Procter & Gamble Co. | 0.79% | 211,022 | $34.2M | Add +86.4% |
| SMOT Vaneck Morningstar Smid Moat | 0.79% | 999,547 | $34.1M | Reduce -4.3% |
| MDT Medtronic PLC | 0.78% | 387,450 | $33.8M | Add +0.6% |
| PRFD PIMCO Pref and Cap Sec Act | 0.78% | 680,280 | $33.8M | Add +0.7% |
| IQLT iShares MSCI International Q | 0.75% | 819,595 | $32.5M | Reduce -3.8% |
| META Meta Platforms Inc. Class A | 0.75% | 66,634 | $32.4M | Add +9.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.73% | 834,230 | $31.6M | Reduce -3.1% |
| ADP Automatic Data Processing | 0.70% | 120,949 | $30.2M | Add +4.3% |
| XFIV Bondbloxx BBG 5 YR US Treas | 0.70% | 620,335 | $30.1M | Add +535.5% |
| HYS PIMCO 0-5 Year H/Y Corp. Bond | 0.69% | 319,266 | $29.8M | Reduce -2.0% |
| NEE Nextera Energy Inc. | 0.69% | 465,942 | $29.8M | Add +15.1% |
| ABT Abbott Laboratories | 0.67% | 255,834 | $29.1M | Reduce -0.7% |
| MCD McDonald's Corp. | 0.67% | 102,727 | $29.0M | Add +102.0% |
| TGT Target Corp. | 0.62% | 150,040 | $26.6M | Add +1.9% |
| SBUX Starbucks Corp. | 0.60% | 285,322 | $26.1M | Add +18.9% |
| PYPL PayPal Holdings Inc. | 0.59% | 378,857 | $25.4M | Add +9.6% |
| TBJL Innovator 20 YR T Bond 9 Buf | 0.58% | 1,262,019 | $25.1M | Reduce -2.9% |
| MLPA Global X MLP ETF | 0.58% | 519,868 | $25.1M | Add +14.1% |
| MARW Alianzim US Eq BFR20 Mar-Usd | 0.57% | 861,979 | $24.8M | New |
| XSVN Bondbloxx BBG 7 YR US Treas | 0.56% | 510,194 | $24.2M | Add +544.6% |
| AMD Advanced Micro Devices | 0.56% | 133,228 | $24.0M | Reduce -17.9% |
| WMT Walmart Inc. | 0.53% | 382,375 | $23.0M | Add +9.8% |
| DXCM Dexcom Inc. | 0.51% | 159,841 | $22.2M | Add +4.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.51% | 52,451 | $22.1M | Add +1.8% |
| MEM Matthews Em MKT Eqty Active | 0.50% | 733,114 | $21.6M | Reduce -3.4% |
| PANW Palo Alto Networks Inc. | 0.48% | 73,184 | $20.8M | Reduce -4.1% |
| COP Conocophillips | 0.48% | 162,571 | $20.7M | Add +25.9% |
| XOM Exxon Mobil Corp. | 0.45% | 166,405 | $19.3M | Reduce -14.5% |
| BSX Boston Scientific Corp. | 0.45% | 282,024 | $19.3M | Reduce -2.3% |
| IJAN Innovator International Deve | 0.45% | 615,452 | $19.3M | Add +141709.2% |
| LOW Lowe's Cos Inc. | 0.45% | 75,443 | $19.2M | Add +2.5% |
| GPN Global Payments Inc. | 0.44% | 143,436 | $19.2M | Reduce -3.3% |
| V Visa Inc. Class A | 0.44% | 68,603 | $19.1M | Reduce -2.6% |
| ICVT iShares Convertible Bond ETF | 0.44% | 238,429 | $19.0M | Reduce -3.6% |
| ARE Alexandria Real Estate Equit | 0.44% | 145,759 | $18.8M | Reduce -5.6% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.43% | 336,514 | $18.4M | Add +2766.6% |
| LRCX Lam Research Corp. | 0.43% | 18,960 | $18.4M | Add +29.6% |
| BALL Ball Corp. | 0.43% | 272,713 | $18.4M | Reduce -7.0% |
| XTRE Bondbloxx BBG 3Y US TSY ETF | 0.42% | 373,032 | $18.2M | Add +543.2% |
| DOV Dover Corp. | 0.42% | 101,173 | $17.9M | Reduce -7.9% |
| COST Costco Wholesale Corp. | 0.41% | 24,268 | $17.8M | Reduce -9.5% |
| EXR Extra Space Storage Inc. | 0.41% | 120,811 | $17.8M | Reduce -36.6% |
| HD Home Depot Inc. | 0.41% | 45,927 | $17.6M | Reduce -16.8% |
| KVUE Kenvue Inc. | 0.40% | 808,767 | $17.4M | Add +8.8% |
| AMP Ameriprise Financial Inc. | 0.40% | 39,489 | $17.3M | Reduce -12.9% |
| ORCL Oracle Corp. | 0.40% | 136,817 | $17.2M | Add +3876.1% |
| JEPI JPMorgan Equity Premium Inco | 0.40% | 296,993 | $17.2M | Reduce -4.4% |
| BX Blackstone Inc. | 0.40% | 130,295 | $17.1M | Reduce -8.0% |
| RTX RTX Corp. | 0.40% | 175,404 | $17.1M | Reduce -13.1% |
| ABBV Abbvie Inc. | 0.40% | 93,887 | $17.1M | Add +894.7% |
| CB Chubb Ltd. | 0.40% | 65,813 | $17.1M | Reduce -8.7% |
| NOW ServiceNow Inc. | 0.39% | 22,323 | $17.0M | Reduce -12.4% |
| STZ Constellation Brands Inc. Class A | 0.39% | 62,455 | $17.0M | Reduce -2.3% |
| MET Metlife Inc. | 0.39% | 228,395 | $16.9M | Reduce -3.1% |
| AXP American Express Co. | 0.39% | 74,182 | $16.9M | Reduce -24.4% |
| AVGO Broadcom Inc. | 0.39% | 12,697 | $16.8M | Reduce -16.0% |
| CAH Cardinal Health Inc. | 0.39% | 150,075 | $16.8M | Add +55483.3% |
| AMT American Tower Corp. | 0.39% | 84,496 | $16.7M | Reduce -0.2% |
| LHX L3HARRIS Technologies Inc. | 0.38% | 77,842 | $16.6M | Reduce -6.6% |
| CVS CVS Health Corp. | 0.38% | 207,900 | $16.6M | Reduce -4.2% |
| ICE Intercontinental Exchange Inc. | 0.38% | 119,690 | $16.4M | Reduce -13.7% |
| SYY Sysco Corp. | 0.38% | 202,368 | $16.4M | Reduce -9.0% |
| MCHP Microchip Technology Inc. | 0.38% | 182,766 | $16.4M | Reduce -0.2% |
| KO The Coca-Cola Co. | 0.38% | 266,968 | $16.3M | Reduce -35.7% |
| SCHW Schwab (charles) Corp. | 0.38% | 225,207 | $16.3M | Reduce -55.7% |
| ARES Ares Management Corp. Class A | 0.38% | 122,188 | $16.2M | Reduce -11.2% |
| AMGN Amgen Inc. | 0.38% | 57,036 | $16.2M | Reduce -8.6% |
| IPG Interpublic Group of Cos Inc. | 0.37% | 493,303 | $16.1M | Reduce -2.1% |
| NFLX Netflix Inc. | 0.37% | 26,468 | $16.1M | Reduce -12.6% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $7K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| HELLO GROUP INC (MOMO 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 4,000 | $4K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 74 | $3K | Reduce -66.2% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 3 | $220 | No change |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 49 | $50 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 52 | $25 | Reduce -61.5% |
Lines left out (38) · $479 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SBAC SBA Communications Corp. | CL A | 0 | $45 |
| VDC Vanguard Consumer Staple ETF | CONSUM STP ETF | 0 | $38 |
| QUS SS SPDR MSCI U Stratfact ETF | ST STR MSCI USAQ | 0 | $36 |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | 0 | $29 |
| SKOR NT Crdscr US Corp. BD ETF | CR SCD US BD | 0 | $23 |
| KCE SS SPDR S&P Cap MKTS ETF | ST STR SP CAPMKT | 0 | $22 |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP | 0 | $21 |
| IJJ iShares S&P Mid-Cap 400 Valu | S&P MC 400VL ETF | 0 | $19 |
| NOG Northern Oil and Gas Inc. | COM | 0 | $19 |
| MDY State Street SPDR S&P Midcap | UTSER1 S&PDCRP | 0 | $19 |
| IHDG Wisdomtree International Hed | ITL HDG QTLY DIV | 0 | $19 |
| IDU iShares US Utilities ETF | U.S. UTILITS ETF | 0 | $18 |
| TRP TC Energy Corp. | COM | 0 | $17 |
| DURA Vaneck Durable High Dividend | DURABLE HGH DIV | 0 | $14 |
| RSPT Invesco S&P 500 Equal Weight | S&P500 EQL TEC | 0 | $11 |
| PICB Invesco International Corpor | INTL CORP BD | 0 | $11 |
| IYJ iShares U.S. Industrials ETF | US INDUSTRIALS | 0 | $11 |
| IYH iShares U.S. Healthcare ETF | US HLTHCARE ETF | 0 | $11 |
| TTC Toro Co. | COM | 0 | $11 |
| QQEW First TR Nasdaq-100 Sel Eq | NASDAQ-100 SEL | 0 | $9 |
| JIRE JPMorgan Int Res Enh Eqty | INTRNL RES EQT | 0 | $9 |
| VCLT Vanguard Long-Term Corp. Bond | LG-TERM COR BD | 0 | $9 |
| DFAT Dimensional US Target Value | US TARGETED VLU | 0 | $7 |
| RSPS Invesco S&P 500 Equal Weight | S&P500 EQL STP | 0 | $7 |
| DFE Wisdomtree Eur S/C Dividend | EUROPE SMCP DV | 0 | $7 |
| CGDV Cap Group Dividend Value | SHS CREAT UNIT | 0 | $6 |
| RKT Rocket Cos Inc. Class A | COM CL A | 0 | $6 |
| XHB SS SPDR S&P Homebldrs ETF | ST STR SP HOME | 0 | $4 |
| DFIP Dimensional Inflation-Protec | INFLATION PROTE | 0 | $3 |
| QYLD Global X Nasd 100 Cov Call | NASDAQ 100 COVER | 0 | $3 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | 0 | $3 |
| SPOK Spok Holdings Inc. | COM | 0 | $3 |
| MITT TPG Mortgage Investment Trus | COM NEW | 0 | $2 |
| QTEC First Trust Nasdq 100 Tech I | SHS | 0 | $2 |
| OXFORD LANE CAP CORP | COM | 0 | $2 |
| AQN Algonquin Power & Utilities | COM | 0 | $1 |
| ISWN Amplify Blackswan Iswn ETF | BLACKSWAN ISWN | 0 | $1 |
| PID Invesco International Divide | INTL DIVI ACHI | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $4.3B.
Portfolio Sells Q4 2023 → Q1 2024
| BJUL Innovator U.S. Equity Buffer | Reduce -98.4% | 0.03% | −1.66 |
| PJUL Innovator U.S. Equity Power | Reduce -97.2% | 0.03% | −1.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -99.6% | 0.00% | −1.01 |
| BAUG Innovator U.S. Equity Buffer | Reduce -99.7% | 0.00% | −0.59 |
| CMCSA Comcast Corp. Class A | Reduce -98.8% | 0.01% | −0.58 |
| TLT iShares 20+ Year Treasury BD | Reduce -99.6% | 0.00% | −0.56 |
| AAPL Apple Inc. | Reduce -11.4% | 1.46% | −0.47 |
| SCHW Schwab (charles) Corp. | Reduce -55.7% | 0.38% | −0.47 |
| TLH iShares 10-20 Year Treasury | Reduce -99.6% | 0.00% | −0.43 |
| IJUL Innovator International Deve | Reduce -78.6% | 0.11% | −0.42 |
| KJUL Innovator U.S. Small Cap Pow | Reduce -98.3% | 0.01% | −0.42 |
| ADI Analog Devices Inc. | Reduce -99.0% | 0.00% | −0.40 |
| AVB Avalonbay Communities Inc. | Reduce -99.1% | 0.00% | −0.39 |
| TSCO Tractor Supply Company | Reduce -99.2% | 0.00% | −0.37 |
| EJUL Innovator Emerging Markets P | Reduce -98.3% | 0.01% | −0.37 |
| UPS United Parcel Service Class B | Reduce -97.7% | 0.01% | −0.36 |
| APD Air Products & Chemicals Inc. | Reduce -99.0% | 0.00% | −0.35 |
| G Genpact Ltd. | Reduce -99.8% | 0.00% | −0.35 |
| APTV Aptiv Irish Holdings Ltd. | Reduce -99.8% | 0.00% | −0.34 |
| EXR Extra Space Storage Inc. | Reduce -36.6% | 0.41% | −0.33 |
| IEF iShares 7-10 Year Treasury B | Reduce -99.5% | 0.00% | −0.32 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -4.3% | 2.42% | −0.25 |
| KO The Coca-Cola Co. | Reduce -35.7% | 0.38% | −0.21 |
| NJUL Innovator Growth 100 Power B | Reduce -98.4% | 0.00% | −0.21 |
| JMBS Janus Henderson Mortg Backed | Reduce -2.4% | 1.96% | −0.17 |
| IGTR Innovator Grad Tact Rotation | Reduce -12.4% | 3.97% | −0.11 |
| PANW Palo Alto Networks Inc. | Reduce -4.1% | 0.48% | −0.06 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -2.3% | 1.04% | −0.06 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -3.3% | 2.54% | −0.06 |
| FTSM First Trust Enh Short Mat FD | Reduce -2.8% | 0.82% | −0.06 |
| AMGN Amgen Inc. | Reduce -8.6% | 0.38% | −0.06 |
| ACN Accenture PLC Class A | Reduce -9.4% | 0.35% | −0.06 |
| AMT American Tower Corp. | Reduce -0.2% | 0.39% | −0.05 |
| HD Home Depot Inc. | Reduce -16.8% | 0.41% | −0.05 |
| AXP American Express Co. | Reduce -24.4% | 0.39% | −0.05 |
| TBJL Innovator 20 YR T Bond 9 Buf | Reduce -2.9% | 0.58% | −0.05 |
| BX Blackstone Inc. | Reduce -8.0% | 0.40% | −0.05 |
| ICE Intercontinental Exchange Inc. | Reduce -13.7% | 0.38% | −0.05 |
| HYS PIMCO 0-5 Year H/Y Corp. Bond | Reduce -2.0% | 0.69% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -69.1% | 0.02% | −0.04 |
| NOW ServiceNow Inc. | Reduce -12.4% | 0.39% | −0.04 |
| LHX L3HARRIS Technologies Inc. | Reduce -6.6% | 0.38% | −0.04 |
| VERS Proshares Metaverse ETF | Reduce -99.2% | 0.00% | −0.04 |
| ARE Alexandria Real Estate Equit | Reduce -5.6% | 0.44% | −0.04 |
| USB US Bancorp | Reduce -87.8% | 0.01% | −0.04 |
| LULU Lululemon Athletica Inc. | Reduce -5.7% | 0.08% | −0.04 |
| CI The Cigna Group | Reduce -17.7% | 0.81% | −0.04 |
| LUV Southwest Airlines Co. | Reduce -10.6% | 0.23% | −0.04 |
| AVEM Avantis Emerging Markets Eq | Reduce -2.6% | 0.81% | −0.03 |
| BA The Boeing Co. | Reduce -57.4% | 0.01% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| BFEB Innovator U.S. Equity Buffer | Add +448357.1% | 1.77% | +1.77 |
| PFEB Innovator U.S. Equity Power | Add +102141.8% | 1.72% | +1.72 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +40.8% | 3.77% | +0.96 |
| XFIV Bondbloxx BBG 5 YR US Treas | Add +535.5% | 0.70% | +0.58 |
| MARW Alianzim US Eq BFR20 Mar-Usd | New | 0.57% | +0.57 |
| XSVN Bondbloxx BBG 7 YR US Treas | Add +544.6% | 0.56% | +0.47 |
| IJAN Innovator International Deve | Add +141709.2% | 0.45% | +0.45 |
| SLB SLB Ltd. | Add +2766.6% | 0.43% | +0.41 |
| PG The Procter & Gamble Co. | Add +86.4% | 0.79% | +0.39 |
| ORCL Oracle Corp. | Add +3876.1% | 0.40% | +0.39 |
| CAH Cardinal Health Inc. | Add +55483.3% | 0.39% | +0.39 |
| AJG Arthur J Gallagher & Co. | Add +304861.9% | 0.37% | +0.37 |
| ABBV Abbvie Inc. | Add +894.7% | 0.40% | +0.36 |
| XTRE Bondbloxx BBG 3Y US TSY ETF | Add +543.2% | 0.42% | +0.35 |
| NYT New York Times Co. Class A | New | 0.35% | +0.35 |
| ZBH Zimmer Biomet Holdings Inc. | Add +59968.1% | 0.34% | +0.34 |
| MCD McDonald's Corp. | Add +102.0% | 0.67% | +0.31 |
| CRM Salesforce Inc. | Add +1906.0% | 0.31% | +0.30 |
| XTEN Bondbloxx BBG 10Y US TSY ETF | Add +539.2% | 0.36% | +0.30 |
| MSFT Microsoft Corp. | Add +10.1% | 1.75% | +0.27 |
| AMZN Amazon.com Inc. | Add +4.4% | 1.65% | +0.26 |
| META Meta Platforms Inc. Class A | Add +9.2% | 0.75% | +0.23 |
| KJAN Innovator U.S. Small Cap Pow | Add +31713.9% | 0.23% | +0.23 |
| EJAN Innovator Emerging Markets P | Add +65658.6% | 0.22% | +0.22 |
| LRCX Lam Research Corp. | Add +29.6% | 0.43% | +0.15 |
| COP Conocophillips | Add +25.9% | 0.48% | +0.12 |
| TGT Target Corp. | Add +1.9% | 0.62% | +0.11 |
| GOOG Alphabet Inc. Class C | Add +3.9% | 1.37% | +0.10 |
| NEE Nextera Energy Inc. | Add +15.1% | 0.69% | +0.10 |
| CRPT FT Skybr Crypt & Dig Econ | Add +93.6% | 0.15% | +0.09 |
| MLPA Global X MLP ETF | Add +14.1% | 0.58% | +0.09 |
| WMT Walmart Inc. | Add +9.8% | 0.53% | +0.09 |
| ARKW ARK Next Generation Technolo | Add +383.4% | 0.11% | +0.09 |
| PYPL PayPal Holdings Inc. | Add +9.6% | 0.59% | +0.08 |
| CVX Chevron Corp. | Add +6.7% | 0.93% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.8% | 0.51% | +0.07 |
| DXCM Dexcom Inc. | Add +4.6% | 0.51% | +0.06 |
| ORLY O'reilly Automotive Inc. | Add +7.0% | 0.31% | +0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +521.7% | 0.06% | +0.05 |
| BLOK Amplify Blockchain Tech ETF | Add +81.8% | 0.10% | +0.05 |
| LOW Lowe's Cos Inc. | Add +2.5% | 0.45% | +0.05 |
| SBUX Starbucks Corp. | Add +18.9% | 0.60% | +0.05 |
| ADP Automatic Data Processing | Add +4.3% | 0.70% | +0.05 |
| VTI VG Morningstar TS MKT ETF-US | Add +303.8% | 0.06% | +0.04 |
| CHAT Roundhill Gen AI & Tech ETF | New | 0.04% | +0.04 |
| SPYI Neos S&P 500 High Income ETF | Add +13.3% | 0.35% | +0.04 |
| ULST SS Ultra Short TM Bond ETF | Add +6.8% | 1.46% | +0.04 |
| GSY Invesco Ultra Short Duration | Add +7.0% | 1.46% | +0.04 |
| AVY Avery Dennison Corp. | Add +6.8% | 0.29% | +0.03 |
| FPE FT-Preferred Secur & Inc. ETF | Add +12.1% | 0.31% | +0.03 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 7 | $8Kbefore exit |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | Sold out | 60 | $4Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -66.2% | 74 | $3K |
| SBAC SBA Communications Corp. | CL A | Reduce -100.0% | 0 | $45 |
| VDC Vanguard Consumer Staple ETF | CONSUM STP ETF | Reduce -100.0% | 0 | $38 |
| QUS SS SPDR MSCI U Stratfact ETF | ST STR MSCI USAQ | New | 0 | $36 |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | Reduce -61.5% | 52 | $25 |
| SKOR NT Crdscr US Corp. BD ETF | CR SCD US BD | Reduce -100.0% | 0 | $23 |
| KCE SS SPDR S&P Cap MKTS ETF | ST STR SP CAPMKT | Reduce -100.0% | 0 | $22 |
| VCIT Vanguard Int-Term Corporate | INT-TERM CORP | Reduce -100.0% | 0 | $21 |
| MDY State Street SPDR S&P Midcap | UTSER1 S&PDCRP | Reduce -100.0% | 0 | $19 |
| IJJ iShares S&P Mid-Cap 400 Valu | S&P MC 400VL ETF | New | 0 | $19 |
| IHDG Wisdomtree International Hed | ITL HDG QTLY DIV | New | 0 | $19 |
| IDU iShares US Utilities ETF | U.S. UTILITS ETF | New | 0 | $18 |
| TRP TC Energy Corp. | COM | Reduce -100.0% | 0 | $17 |
| DURA Vaneck Durable High Dividend | DURABLE HGH DIV | Reduce -100.0% | 0 | $14 |
| RSPT Invesco S&P 500 Equal Weight | S&P500 EQL TEC | New | 0 | $11 |
| IYJ iShares U.S. Industrials ETF | US INDUSTRIALS | New | 0 | $11 |
| IYH iShares U.S. Healthcare ETF | US HLTHCARE ETF | New | 0 | $11 |
| QQEW First TR Nasdaq-100 Sel Eq | NASDAQ-100 SEL | New | 0 | $9 |
| JIRE JPMorgan Int Res Enh Eqty | INTRNL RES EQT | New | 0 | $9 |
| UEVM Victoryshares Emerging Marke | VICTORYSHS EMERG | Sold out | 0 | $8before exit |
| DFAT Dimensional US Target Value | US TARGETED VLU | Reduce -100.0% | 0 | $7 |
| RSPS Invesco S&P 500 Equal Weight | S&P500 EQL STP | New | 0 | $7 |
| CGDV Cap Group Dividend Value | SHS CREAT UNIT | New | 0 | $6 |
| XHB SS SPDR S&P Homebldrs ETF | ST STR SP HOME | Reduce -100.0% | 0 | $4 |
| ITB iShares U.S. Home Constructi | US HOME CONS ETF | Reduce -100.0% | 0 | $3 |
| DFIP Dimensional Inflation-Protec | INFLATION PROTE | New | 0 | $3 |
| SPOK Spok Holdings Inc. | COM | New | 0 | $3 |
| QTEC First Trust Nasdq 100 Tech I | SHS | Reduce -100.0% | 0 | $2 |
| MITT TPG Mortgage Investment Trus | COM NEW | New | 0 | $2 |
| OXFORD LANE CAP CORP | COM | New | 0 | $2 |
| AQN Algonquin Power & Utilities | COM | New | 0 | $1 |
| ISWN Amplify Blackswan Iswn ETF | BLACKSWAN ISWN | New | 0 | $1 |
| PID Invesco International Divide | INTL DIVI ACHI | New | 0 | $1 |
| XHE SS SPDR S&P HC Equip ETF | ST STR SP HCEQ | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 448 | $7.2B | SPYM, NVDA, DMBS, AAPL, AMZN |
| Q1 2026 | 420 | $6.5B | SPYM, DMBS, GLDM, NVDA, AMZN |
| Q4 2025 | 343 | $6.3B | SPYM, MSFT, NVDA, AMZN, AAPL |
| Q3 2025 | 369 | $6.0B | SPYM, NVDA, MSFT, AMZN, AAPL |
| Q2 2025 | 358 | $5.5B | SPYM, MSFT, NVDA, AMZN, SPAB |
| Q1 2025 | 320 | $5.0B | SPYM, SPAB, AMZN, MSFT, AAPL |
| Q4 2024 | 298 | $4.9B | SPYM, SPDW, IGTR, SPYI, SPAB |
| Q3 2024 | 299 | $4.8B | SPYM, IGTR, SIXJ, SPDW, SPAB |
| Q2 2024 | 1,362 | $4.5B | SPYM, IGTR, SPDW, SPAB, IGIB |
| Q1 2024 | 1,190 | $4.3B | SPYM, IGTR, IGIB, SPDW, SPAB |