Gradient Investments LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 15, 2024), Gradient Investments LLC reported 299 stock positions worth $4.8 billion. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 4.6% of the portfolio, followed by Innovator Grad Tact Rotation (IGTR, 3.1%) and Allian US Equ 6 Mon BU10-Usd (SIXJ, 3.0%). Compared with Q2 2024, it opened 8 new positions, sold out of 1,071, added to 129 and reduced 152. The biggest buy was a new position in Allian US Equ 6 Mon BU10-Usd (SIXJ) and the biggest sale Innovator U.S. Equity Buffer (BFEB, shares −99%).

Most Recent 13F
Q2 2026
Location
ARDEN HILLS, MN
CIK
0001542265
Portfolio Value
$4.8B (Q3 2024)
SEC Filing
0001542265-24-000006 ↗ filed Oct 15, 2024

Holdings Value

0$2.0B$4.0B$6.0B$8.0B Q1 2024: $4.3B Q1 2024 Q2 2024: $4.5B Q2 2024 Q3 2024: $4.8B $4.8B Q3 2024 Q4 2024: $4.9B Q4 2024 Q1 2025: $5.0B Q1 2025 Q2 2025: $5.5B Q2 2025 Q3 2025: $6.0B Q3 2025 Q4 2025: $6.3B Q4 2025 Q1 2026: $6.5B Q1 2026 Q2 2026: $7.2B Q2 2026

Holdings 299 stocks · $4.8B

SPYM Ste STR SPDR PT S&P 500 ETF 4.63% 3,294,615 $222.4M Add +1.6%
IGTR Innovator Grad Tact Rotation 3.11% 5,267,239 $149.1M Reduce -7.8%
SIXJ Allian US Equ 6 Mon BU10-Usd 3.01% 4,914,084 $144.5M New
SPDW Ste STR SPDR PT DW Eu ETF 2.56% 3,273,496 $123.0M Add +2.6%
SPAB SS SPDR P Agg Bond ETF 2.32% 4,258,147 $111.3M Add +7.7%
HELO JPMorgan Hedged Equity ETF 2.08% 1,628,605 $99.6M Add +38.9%
AAPL Apple Inc. 1.92% 394,806 $92.0M Reduce -0.1%
SPYI Neos S&P 500 High Income ETF 1.89% 1,772,372 $90.8M Add +405.9%
IGIB iShares 5-10Y Inv Grade Corp. 1.86% 1,659,455 $89.1M Reduce -11.1%
MSFT Microsoft Corp. 1.75% 195,225 $84.0M Add +0.3%
AMZN Amazon.com Inc. 1.72% 441,842 $82.3M Add +6.6%
PFEB Innovator U.S. Equity Power 1.70% 2,268,795 $81.8M Add +1.0%
GOOG Alphabet Inc. Class C 1.55% 445,298 $74.4M Add +17.5%
NVDA Nvidia Corp. 1.52% 601,726 $73.1M Add +14.7%
XBJL Inn US Eq Acc 9 Buff July 1.47% 2,111,493 $70.7M New
ULST SS Ultra Short TM Bond ETF 1.45% 1,708,496 $69.7M Reduce -2.6%
GSY Invesco Ultra Short Duration 1.44% 1,379,175 $69.2M Reduce -2.7%
JMBS Janus Henderson Mortg Backed 1.39% 1,425,925 $66.5M Add +0.5%
DMBS Doubleline Mortgage ETF 1.35% 1,286,919 $64.8M Reduce -21.7%
JSI JH Securitized Income ETF 1.26% 1,142,293 $60.5M Add +7.1%
META Meta Platforms Inc. Class A 1.25% 104,457 $59.8M Add +43.9%
QUAL iShares MSCI USA Quality Fac 1.24% 332,084 $59.5M Add +1.3%
UNH Unitedhealth Group Inc. 1.17% 95,719 $56.0M Reduce -4.6%
BBBS BBLX BBB 1-5Y Corp. Bond ETF 1.14% 1,058,154 $54.5M Add +26.4%
TJUL Innovator Equity Defined Pro 1.05% 1,842,535 $50.6M New
JEPI JPMorgan Equity Premium Inco 1.04% 842,152 $50.1M Add +2.5%
SMOT Vaneck Morningstar Smid Moat 1.01% 1,378,447 $48.3M Add +2.4%
GLDM SPDR Gold Minishares Trust 0.98% 900,583 $46.9M Reduce -0.4%
GBUY Goldman Sachs Fut Consumer 0.96% 1,321,557 $46.2M Add +2.0%
JAAA Janus Henderson Aaa Clo ETF 0.95% 900,639 $45.8M Add +13.6%
TFJL Innovator 20 YR Treas Bond 5 0.90% 2,045,069 $43.1M Add +1.0%
XTRE Bondbloxx BBG 3Y US TSY ETF 0.90% 859,121 $43.0M Add +144.9%
IQLT iShares MSCI International Q 0.88% 1,016,070 $42.2M Add +2.3%
PRFD PIMCO Pref and Cap Sec Act 0.82% 764,089 $39.5M Add +4.2%
GS Goldman Sachs Group Inc. 0.79% 76,944 $38.1M Reduce -12.6%
PG The Procter & Gamble Co. 0.79% 217,870 $37.7M Reduce -4.0%
CVX Chevron Corp. 0.78% 254,600 $37.5M Reduce -3.3%
MBS Angel Oak Mortg-Bcked SE ETF 0.77% 4,140,161 $36.8M Add +20.7%
JPM JPMorgan Chase & Co. 0.76% 173,992 $36.7M Reduce -11.4%
AVEM Avantis Emerging Markets Eq 0.76% 565,666 $36.5M Add +2.0%
JNJ Johnson & Johnson 0.76% 225,420 $36.5M Reduce -5.4%
FTSM First Trust Enh Short Mat FD 0.76% 606,416 $36.3M Add +1.2%
LMBS First Trust Low Duration Opp 0.75% 726,399 $35.9M Add +11312.4%
MCD McDonald's Corp. 0.74% 116,475 $35.5M Add +3.8%
MDT Medtronic PLC 0.73% 388,984 $35.0M Reduce -3.4%
SBUX Starbucks Corp. 0.72% 354,524 $34.6M Add +11.8%
MS Morgan Stanley 0.72% 331,311 $34.5M Reduce -8.6%
EXR Extra Space Storage Inc. 0.71% 188,774 $34.0M Add +54.1%
V Visa Inc. Class A 0.69% 121,027 $33.3M Add +49.4%
KO The Coca-Cola Co. 0.68% 456,722 $32.8M Add +0.8%
MLPA Global X MLP ETF 0.67% 665,897 $31.9M Add +8.0%
WMT Walmart Inc. 0.66% 393,513 $31.8M Reduce -2.3%
ABT Abbott Laboratories 0.66% 276,522 $31.5M Add +1.4%
BRK.B Berkshire Hathaway Inc. Class B 0.61% 63,219 $29.1M Add +8.6%
NEE Nextera Energy Inc. 0.60% 343,124 $29.0M Reduce -20.6%
XFIV Bondbloxx BBG 5 YR US Treas 0.60% 574,726 $28.7M Reduce -2.7%
AVGO Broadcom Inc. 0.57% 159,957 $27.6M Add +15.4%
PYPL PayPal Holdings Inc. 0.57% 350,869 $27.4M Reduce -11.6%
PFE Pfizer Inc. 0.56% 926,429 $26.8M Add +64.8%
TGT Target Corp. 0.55% 169,267 $26.4M Add +5.2%
LOW Lowe's Cos Inc. 0.54% 95,387 $25.8M Add +11.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.54% 647,058 $25.7M Reduce -19.0%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.52% 596,155 $25.0M Add +58.4%
URI United Rentals Inc. 0.48% 28,484 $23.1M Add +13.4%
SPTI SS SPDR P Int Term TSY ETF 0.47% 770,067 $22.4M Add +0.7%
PANW Palo Alto Networks Inc. 0.46% 64,543 $22.1M Reduce -20.1%
AMD Advanced Micro Devices 0.45% 130,183 $21.4M Reduce -12.8%
COP Conocophillips 0.44% 201,972 $21.3M Add +15.5%
IJAN Innovator International Deve 0.44% 643,700 $21.2M Add +1.1%
COST Costco Wholesale Corp. 0.44% 23,662 $21.0M Reduce -11.0%
CSHI Neos Enhanced Income 1-3 Mon 0.42% 406,483 $20.2M Add +1.6%
DCRE DBL Comm Real Est Debt 0.40% 366,128 $19.0M Add +1.6%
NOW ServiceNow Inc. 0.40% 21,226 $19.0M Reduce -17.9%
BSX Boston Scientific Corp. 0.39% 221,716 $18.6M Reduce -22.3%
IGSB iShares 1-5Y Inv Grade Corp. 0.38% 342,895 $18.1M Add +19327.5%
ZBH Zimmer Biomet Holdings Inc. 0.36% 160,185 $17.3M Add +22.9%
NFLX Netflix Inc. 0.36% 24,262 $17.2M Reduce -11.9%
BIL SS SPDR BB 1-3M T-Bill ETF 0.36% 187,428 $17.2M Reduce -14.6%
PWR Quanta Services Inc. 0.35% 55,845 $16.7M Add +6.5%
HD Home Depot Inc. 0.34% 40,706 $16.5M Reduce -20.7%
ECL Ecolab Inc. 0.34% 63,804 $16.3M Add +5.0%
INTU Intuit Inc. 0.34% 26,221 $16.3M Add +11.8%
ETN Eaton Corp. PLC 0.34% 48,979 $16.2M Add +7199.4%
SHW The Sherwin-Williams Co. 0.34% 42,467 $16.2M Add +1173.8%
GPN Global Payments Inc. 0.34% 157,268 $16.1M Reduce -9.1%
XOM Exxon Mobil Corp. 0.33% 136,482 $16.0M Reduce -15.8%
KVUE Kenvue Inc. 0.33% 688,306 $15.9M Reduce -12.6%
EQIX Equinix Inc. 0.33% 17,787 $15.8M Add +18.5%
RTX RTX Corp. 0.32% 127,934 $15.5M Reduce -21.6%
ORCL Oracle Corp. 0.32% 90,434 $15.4M Reduce -30.9%
BX Blackstone Inc. 0.32% 100,173 $15.3M Reduce -20.9%
ABBV Abbvie Inc. 0.32% 77,565 $15.3M Reduce -18.5%
NYT New York Times Co. Class A 0.31% 270,975 $15.1M Reduce -20.4%
LRCX Lam Research Corp. 0.31% 18,482 $15.1M Reduce -12.4%
NOC Northrop Grumman Corp. 0.31% 28,472 $15.0M Add +7238.1%
XEL Xcel Energy Inc. 0.31% 230,069 $15.0M Reduce -17.7%
AVY Avery Dennison Corp. 0.31% 67,809 $15.0M Add +13.4%
LUV Southwest Airlines Co. 0.31% 495,685 $14.7M Add +21.7%
AXP American Express Co. 0.30% 53,955 $14.6M Reduce -23.8%
BALL Ball Corp. 0.30% 213,910 $14.5M Reduce -16.4%

Show all 299 holdings

Portfolio Sells Q2 2024 → Q3 2024

BFEB Innovator U.S. Equity Buffer Reduce -99.4% 0.01% −1.83
MARW Alianzim US Eq BFR20 Mar-Usd Reduce -99.0% 0.01% −1.32
ADP Automatic Data Processing Reduce -99.1% 0.01% −0.67
DMBS Doubleline Mortgage ETF Reduce -21.7% 1.35% −0.43
IGTR Innovator Grad Tact Rotation Reduce -7.8% 3.11% −0.42
CI The Cigna Group Reduce -59.8% 0.27% −0.42
AJG Arthur J Gallagher & Co. Sold out 0.00% −0.36
SCHW Schwab (charles) Corp. Sold out 0.00% −0.36
MET Metlife Inc. Sold out 0.00% −0.35
CME Cme Group Inc. Sold out 0.00% −0.31
CVS CVS Health Corp. Sold out 0.00% −0.30
IGIB iShares 5-10Y Inv Grade Corp. Reduce -11.1% 1.86% −0.29
NKE Nike Inc. Class B Sold out 0.00% −0.26
TMO Thermo Fisher Scientific Inc. Sold out 0.00% −0.23
ORLY O'reilly Automotive Inc. Reduce -78.8% 0.06% −0.23
XSVN Bondbloxx BBG 7 YR US Treas Reduce -39.5% 0.30% −0.21
CMG Chipotle Mexican Grill Inc. Reduce -87.3% 0.03% −0.21
LRCX Lam Research Corp. Reduce -12.4% 0.31% −0.19
BAC Bank of America Corp. Reduce -19.0% 0.54% −0.18
PANW Palo Alto Networks Inc. Reduce -20.1% 0.46% −0.15
GSY Invesco Ultra Short Duration Reduce -2.7% 1.44% −0.15
CVX Chevron Corp. Reduce -3.3% 0.78% −0.14
ULST SS Ultra Short TM Bond ETF Reduce -2.6% 1.45% −0.14
JPM JPMorgan Chase & Co. Reduce -11.4% 0.76% −0.13
AMGN Amgen Inc. Reduce -26.1% 0.27% −0.11
BSX Boston Scientific Corp. Reduce -22.3% 0.39% −0.11
PCRX Pacira Biosciences Inc. Sold out 0.00% −0.10
GS Goldman Sachs Group Inc. Reduce -12.6% 0.79% −0.10
AMD Advanced Micro Devices Reduce -12.8% 0.45% −0.10
LHX L3HARRIS Technologies Inc. Reduce -24.8% 0.28% −0.10
ORCL Oracle Corp. Reduce -30.9% 0.32% −0.09
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -14.6% 0.36% −0.09
AMP Ameriprise Financial Inc. Reduce -26.9% 0.27% −0.09
SNAP Snap Inc. Class A Reduce -56.4% 0.03% −0.09
STZ Constellation Brands Inc. Class A Reduce -19.4% 0.26% −0.09
XOM Exxon Mobil Corp. Reduce -15.8% 0.33% −0.09
ARE Alexandria Real Estate Equit Reduce -19.9% 0.26% −0.08
NEE Nextera Energy Inc. Reduce -20.6% 0.60% −0.08
NYT New York Times Co. Class A Reduce -20.4% 0.31% −0.08
MS Morgan Stanley Reduce -8.6% 0.72% −0.07
COST Costco Wholesale Corp. Reduce -11.0% 0.44% −0.07
ICE Intercontinental Exchange Inc. Reduce -24.9% 0.29% −0.07
LPLA LPL Financial Holdings Inc. Reduce -53.0% 0.04% −0.07
HQY Healthequity Inc. Reduce -55.6% 0.04% −0.06
AXP American Express Co. Reduce -23.8% 0.30% −0.06
INVH Invitation Homes Inc. Reduce -55.8% 0.04% −0.06
CB Chubb Ltd. Reduce -21.2% 0.30% −0.06
WEN The Wendy's Co. Reduce -16.1% 0.25% −0.06
NOW ServiceNow Inc. Reduce -17.9% 0.40% −0.06
SAIA Saia Inc. Reduce -51.0% 0.04% −0.06

Portfolio Buys Q2 2024 → Q3 2024

SIXJ Allian US Equ 6 Mon BU10-Usd New 3.01% +3.01
SPYI Neos S&P 500 High Income ETF Add +405.9% 1.89% +1.50
XBJL Inn US Eq Acc 9 Buff July New 1.47% +1.47
TJUL Innovator Equity Defined Pro New 1.05% +1.05
LMBS First Trust Low Duration Opp Add +11312.4% 0.75% +0.74
HELO JPMorgan Hedged Equity ETF Add +38.9% 2.08% +0.53
XTRE Bondbloxx BBG 3Y US TSY ETF Add +144.9% 0.90% +0.51
META Meta Platforms Inc. Class A Add +43.9% 1.25% +0.42
IGSB iShares 1-5Y Inv Grade Corp. Add +19327.5% 0.38% +0.37
ETN Eaton Corp. PLC Add +7199.4% 0.34% +0.33
SHW The Sherwin-Williams Co. Add +1173.8% 0.34% +0.32
NOC Northrop Grumman Corp. Add +7238.1% 0.31% +0.31
CRM Salesforce Inc. Add +1875.5% 0.30% +0.28
EXR Extra Space Storage Inc. Add +54.1% 0.71% +0.28
HON Honeywell International Inc. Add +3510.5% 0.28% +0.27
V Visa Inc. Class A Add +49.4% 0.69% +0.22
PFE Pfizer Inc. Add +64.8% 0.56% +0.21
BBBS BBLX BBB 1-5Y Corp. Bond ETF Add +26.4% 1.14% +0.19
SBUX Starbucks Corp. Add +11.8% 0.72% +0.17
SLB SLB Ltd. Add +58.4% 0.52% +0.12
URI United Rentals Inc. Add +13.4% 0.48% +0.12
LOW Lowe's Cos Inc. Add +11.7% 0.54% +0.12
MBS Angel Oak Mortg-Bcked SE ETF Add +20.7% 0.77% +0.11
MCD McDonald's Corp. Add +3.8% 0.74% +0.10
SPAB SS SPDR P Agg Bond ETF Add +7.7% 2.32% +0.09
AVGO Broadcom Inc. Add +15.4% 0.57% +0.08
BRK.B Berkshire Hathaway Inc. Class B Add +8.6% 0.61% +0.07
EQIX Equinix Inc. Add +18.5% 0.33% +0.07
HODL Vaneck Bitcoin ETF New 0.07% +0.07
NVDA Nvidia Corp. Add +14.7% 1.52% +0.07
IQV Iqvia Holdings Inc. Add +21.6% 0.27% +0.06
MA Mastercard Inc. Class A Add +19.8% 0.28% +0.06
ARKW ARK Next Generation Technolo Add +32.7% 0.21% +0.05
JAAA Janus Henderson Aaa Clo ETF Add +13.6% 0.95% +0.05
SPDW Ste STR SPDR PT DW Eu ETF Add +2.6% 2.56% +0.05
PWR Quanta Services Inc. Add +6.5% 0.35% +0.05
LUV Southwest Airlines Co. Add +21.7% 0.31% +0.04
ZBH Zimmer Biomet Holdings Inc. Add +22.9% 0.36% +0.04
DT Dynatrace Inc. Add +3693100.0% 0.04% +0.04
SMOT Vaneck Morningstar Smid Moat Add +2.4% 1.01% +0.04
KO The Coca-Cola Co. Add +0.8% 0.68% +0.04
BLOK Amplify Blockchain Tech ETF Add +23.4% 0.17% +0.03
WFRD Weatherford International PL New 0.03% +0.03
TSLA Tesla Inc. Add +29.4% 0.06% +0.02
ROBT First Trust Nasdaq Artificia Add +41.8% 0.08% +0.02
JSI JH Securitized Income ETF Add +7.1% 1.26% +0.02
ABT Abbott Laboratories Add +1.4% 0.66% +0.02
LMT Lockheed Martin Corp. Add +0.3% 0.14% +0.02
AVY Avery Dennison Corp. Add +13.4% 0.31% +0.02
JPRE JPMorgan Realty Income ETF Add +4.4% 0.16% +0.02

Notes & Other Activity Q2 2024 → Q3 2024

HELLO GROUP INC (MOMO 1.25 07/01/25) NOTE 1.250% 7/0 · principal Sold out 4,000 $4Kbefore exit
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 74 $3Kbefore exit
EXEEL Chesapeake Energy Corp. -CW26 *W EXP 02/09/202 Sold out 3 $195before exit
FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) NOTE 9.000% 8/0 · principal Sold out 49 $49before exit
DSX.WS Diana Shipping Inc.-28 *W EXP 12/14/202 Sold out 52 $30before exit
TRP TC Energy Corp. COM Sold out 0 $16before exit
ARTY iShares Future AI & Tech ETF FUTU AI TECH ETF Sold out 0 $13before exit
CALM Cal-Maine Foods Inc. COM NEW Sold out 0 $11before exit
FTEC Fidelity MSCI Info Tech Indx MSCI INFO TECH I Sold out 0 $9before exit
PFFD Global X US Preferred ETF US PFD ETF Sold out 0 $8before exit
REFI Chicago Atlantic Real Estate COM Sold out 0 $6before exit
EQT Eqt Corp. COM Sold out 0 $4before exit
ITB iShares U.S. Home Constructi US HOME CONS ETF Sold out 0 $2before exit
AQN Algonquin Power & Utilities COM Sold out 0 $1before exit
VYMI Vanguard Int High DVD YLD Inc. INTL HIGH ETF Sold out 0 $1before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 448$7.2BSPYM, NVDA, DMBS, AAPL, AMZN
Q1 2026 420$6.5BSPYM, DMBS, GLDM, NVDA, AMZN
Q4 2025 343$6.3BSPYM, MSFT, NVDA, AMZN, AAPL
Q3 2025 369$6.0BSPYM, NVDA, MSFT, AMZN, AAPL
Q2 2025 358$5.5BSPYM, MSFT, NVDA, AMZN, SPAB
Q1 2025 320$5.0BSPYM, SPAB, AMZN, MSFT, AAPL
Q4 2024 298$4.9BSPYM, SPDW, IGTR, SPYI, SPAB
Q3 2024 299$4.8BSPYM, IGTR, SIXJ, SPDW, SPAB
Q2 2024 1,362$4.5BSPYM, IGTR, SPDW, SPAB, IGIB
Q1 2024 1,190$4.3BSPYM, IGTR, IGIB, SPDW, SPAB