Kelleher Financial Advisors
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 8, 2026), Kelleher Financial Advisors reported 672 stock positions worth $391.4 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 12.0% of the portfolio, followed by Berkshire Hathaway Class A (BRK.A, 8.8%) and Apple (AAPL, 4.1%). Compared with Q4 2025, it opened 64 new positions, sold out of 86, added to 150 and reduced 95. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +25%) and the biggest sale Invesco S&P 500 Equal Weight (RSP, shares −82%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001507971
- Portfolio Value
- $391.4M (Q1 2026)
- SEC Filing
- 0001999371-26-010268 ↗ filed May 8, 2026
Holdings Value
Holdings 672 stocks · $391.4M
| IVV iShares Core S&P 500 ETF | 11.98% | 75,319 | $46.9M | Add +25.0% |
| BRK.A Berkshire Hathaway Inc. Class A | 8.81% | 48 | $34.5M | No change |
| AAPL Apple Inc. | 4.12% | 68,074 | $16.1M | Add +0.7% |
| GOOG Alphabet Inc. Class C | 4.00% | 56,633 | $15.6M | Add +2.4% |
| MSFT Microsoft Corp. | 3.86% | 38,519 | $15.1M | Add +1.4% |
| AMZN Amazon.com Inc. | 3.02% | 55,363 | $11.8M | Add +60.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.52% | 20,470 | $9.9M | Add +11.8% |
| AMBFX American Balanced Fund-F2 | 1.74% | 184,530 | $6.8M | Reduce -0.1% |
| META Meta Platforms Inc. Class A | 1.64% | 10,727 | $6.4M | Add +15.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.36% | 27,070 | $5.3M | Add +0.1% |
| TRAIX T Rowe PR Captl Apprec-I filed as ROWE T PRICE CAP APPRECIATIO | 1.35% | 153,190 | $5.3M | Reduce -6.3% |
| CAIFX Amer FNDS Cap Inc. BLDR-F2 | 1.33% | 66,911 | $5.2M | Add +1.5% |
| GOOGL Alphabet Inc. Class A | 1.28% | 18,680 | $5.0M | Add +6.4% |
| GFFFX Amer FND GRW FD of Am-F2 | 1.28% | 67,910 | $5.0M | Reduce -0.4% |
| BRO Brown & Brown Inc. | 1.19% | 42,048 | $4.7M | New |
| AMEFX Amer FNDS Inc. of Amer-F2 | 1.12% | 164,998 | $4.4M | Add +0.5% |
| FFICX Amer FND Inv Co. of Am-F3 | 1.06% | 69,894 | $4.2M | Reduce -3.6% |
| RSP Invesco S&P 500 Equal Weight | 1.01% | 21,645 | $3.9M | Reduce -82.0% |
| GMMXX BNY Drey MNY Mart FND-Wealth | 1.00% | 3,901,629 | $3.9M | Add +57.0% |
| DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND | 0.96% | 8,113 | $3.8M | No change |
| ICAFX Amer FND Inv Co. of Am-F2 filed as AMERICAN FUNDS INVMT CO OF AMER F2 | 0.96% | 62,987 | $3.7M | Reduce -0.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.93% | 8,360 | $3.7M | Reduce -3.6% |
| NVDA Nvidia Corp. | 0.84% | 19,262 | $3.3M | Add +16.8% |
| SHV iShares 0-1 Year Treasury Bo | 0.84% | 29,618 | $3.3M | Add +1090.9% |
| VIG Vanguard Dividend Apprec ETF | 0.82% | 14,981 | $3.2M | Add +2.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.80% | 5,512 | $3.1M | Reduce -23.5% |
| DFAS Dimensional US Small Cap ETF | 0.80% | 48,818 | $3.1M | Reduce -51.0% |
| GAFFX Amer FND GRW FD of Am-F3 | 0.79% | 41,779 | $3.1M | Reduce -3.0% |
| VDIGX Vanguard Dividend Growth-Inv | 0.79% | 106,116 | $3.1M | Reduce -10.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.73% | 10,854 | $2.8M | No change |
| FCNTX Fidelity Contrafund | 0.72% | 122,830 | $2.8M | Reduce -8.1% |
| DFSVX Dfa US SM Cap Val Port-Inst | 0.72% | 51,292 | $2.8M | Reduce -0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.71% | 4,298 | $2.8M | Add +0.4% |
| JPM JPMorgan Chase & Co. | 0.69% | 9,150 | $2.7M | Reduce -3.8% |
| FIFAX Amer FNDS Inc. of Amer-F3 | 0.67% | 97,659 | $2.6M | Reduce -0.2% |
| CFIHX Amer FNDS Cap Inc. BLDR-F3 | 0.65% | 32,960 | $2.6M | Add +0.7% |
| DFLVX Dfa US LRG Cap Val Port-Inst | 0.64% | 42,613 | $2.5M | Add +1.4% |
| ABBV Abbvie Inc. | 0.59% | 11,640 | $2.3M | Reduce -2.2% |
| SEQUX Sequoia Fund | 0.58% | 12,627 | $2.3M | No change |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.51% | 40,603 | $2.0M | Reduce -1.9% |
| AFMBX American Balanced Fund-F3 | 0.50% | 53,109 | $2.0M | Reduce -0.9% |
| BLDR Builders Firstsource Inc. | 0.49% | 23,093 | $1.9M | No change |
| JNJ Johnson & Johnson | 0.45% | 10,320 | $1.8M | Add +5.3% |
| TSLA Tesla Inc. | 0.44% | 4,663 | $1.7M | Add +2.8% |
| JGRW Jensen Quality Growth ETF | 0.43% | 64,037 | $1.7M | New |
| SHY iShares 1-3 Year Treasury Bo | 0.43% | 20,453 | $1.7M | Add +69.1% |
| ET Energy Transfer LP | 0.43% | 86,649 | $1.7M | No change |
| DGVXX BNY Dryfs Govt CSH Mngmt-Inv | 0.42% | 1,659,833 | $1.7M | Add +69.1% |
| CSCO Cisco Systems Inc. | 0.39% | 19,982 | $1.5M | Reduce -1.9% |
| FEUPX Eupac Fund-F-3 | 0.38% | 25,425 | $1.5M | No change |
| GS Goldman Sachs Group Inc. | 0.38% | 1,755 | $1.5M | Reduce -2.0% |
| NKE Nike Inc. Class B | 0.35% | 19,028 | $1.4M | Add +0.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.34% | 4,626 | $1.3M | Add +6.1% |
| CCJ Cameco Corp. | 0.34% | 17,796 | $1.3M | No change |
| XOM Exxon Mobil Corp. | 0.32% | 10,979 | $1.3M | Reduce -3.1% |
| VZ Verizon Communications Inc. | 0.32% | 26,090 | $1.2M | Add +6.8% |
| TREASURY BILL (B 0 08/06/26) filed as UNITED STATES TREAS BILLS 0.000 08/06/26 B/E DTD 08/07/25 | 0.32% | 1,250,000 | $1.2M | No change |
| GLD SPDR Gold Shares | 0.31% | 3,787 | $1.2M | Reduce -5.3% |
| GILD Gilead Sciences Inc. | 0.31% | 8,610 | $1.2M | Add +0.3% |
| APO Apollo Global Management Inc. | 0.31% | 10,748 | $1.2M | No change |
| XLE SS Energy Select Sector | 0.30% | 19,454 | $1.2M | Reduce -2.0% |
| PG The Procter & Gamble Co. | 0.28% | 7,074 | $1.1M | Add +1.9% |
| MCD McDonald's Corp. | 0.26% | 3,382 | $1.0M | No change |
| UBER Uber Technologies Inc. | 0.26% | 14,040 | $1.0M | Reduce -1.1% |
| SCHG Schwab US Large-Cap Growth | 0.26% | 34,720 | $1.0M | No change |
| PFE Pfizer Inc. | 0.26% | 37,842 | $1.0M | Add +9.8% |
| TREASURY BILL (B 0 05/14/26) filed as UNITED STATES TREAS BILLS 0.000 05/14/26 B/E DTD 05/15/25 | 0.25% | 1,000,000 | $996K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 2,973 | $954K | Reduce -21.2% |
| CDDYX Columbia Dividend Income-I3 | 0.24% | 24,327 | $928K | Add +0.4% |
| AMGN Amgen Inc. | 0.24% | 2,676 | $926K | Add +0.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.24% | 10,218 | $925K | Add +11.7% |
| MRK Merck & Co. Inc. | 0.23% | 10,277 | $908K | Reduce -1.6% |
| NFFFX Amer FNDS New World-F2 | 0.23% | 9,757 | $893K | No change |
| SCHV Schwab US Large-Cap Value | 0.23% | 29,220 | $891K | No change |
| VEUSX Vanguard Eur STK Indx-Adm | 0.22% | 8,315 | $856K | Reduce -9.3% |
| CVNA Carvana Co. | 0.22% | 2,500 | $842K | New |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 2,865 | $820K | No change |
| V Visa Inc. Class A | 0.21% | 2,642 | $807K | Add +27.3% |
| C Citigroup Inc. | 0.21% | 7,133 | $805K | Reduce -0.0% |
| AVGO Broadcom Inc. | 0.21% | 2,615 | $804K | Add +6.3% |
| TIP iShares Tips Bond ETF | 0.20% | 7,220 | $797K | No change |
| LLY Eli Lilly & Co. | 0.20% | 870 | $786K | Add +27.6% |
| JAAA Janus Henderson Aaa Clo ETF | 0.20% | 15,594 | $785K | Add +3.4% |
| DODGX Dodge & Cox Stock-I | 0.20% | 48,771 | $785K | Reduce -14.3% |
| NBIS Nebius Group NV | 0.20% | 7,512 | $779K | No change |
| T AT&T Inc. | 0.20% | 26,722 | $774K | Reduce -2.4% |
| TREASURY BILL (B 0 03/18/27) filed as UNITED STATES TREAS BILLS 0.000 03/18/27 B/E DTD 03/19/26 | 0.20% | 800,000 | $773K | New |
| BABA Alibaba Group Holding-SP ADR | 0.19% | 6,030 | $755K | No change |
| PEP Pepsico Inc. | 0.19% | 5,429 | $747K | Add +10.6% |
| BA The Boeing Co. | 0.19% | 3,694 | $737K | No change |
| VCSH Vanguard S/T Corp. Bond ETF | 0.19% | 9,285 | $736K | No change |
| WGIFX Af Cap WLRD GR & Inc.-F2 | 0.18% | 10,176 | $715K | Add +0.3% |
| VNQ Vanguard Real Estate ETF | 0.18% | 7,966 | $707K | No change |
| TREASURY BILL (B 0 02/18/27) filed as UNITED STATES TREAS BILLS 0.000 02/18/27 B/E DTD 02/19/26 | 0.17% | 700,000 | $678K | New |
| VHT Vanguard Health Care ETF | 0.17% | 2,462 | $670K | No change |
| INVESTOR AB-B SHS | 0.17% | 17,844 | $668K | No change |
| CAT Caterpillar Inc. | 0.17% | 950 | $665K | Reduce -19.8% |
| NFLX Netflix Inc. | 0.17% | 5,073 | $653K | Add +90.7% |
| BR Broadridge Financial Solutio | 0.17% | 4,005 | $651K | No change |
| GE General Electric filed as GE AEROSPACE | 0.16% | 2,413 | $634K | Reduce -1.4% |
Other holdings (29): bonds, preferreds, convertibles and warrants · $3.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| US TREASURY N/B (T 3.875 05/31/27) | FIX | 630,000 | $630K | No change |
| FLAGSTAR BANK NA (FLG V6.375 PERP A.) | Equities | 10,010 | $388K | New |
| US TREASURY N/B (T 3.5 09/30/27) | US Treasury | 325,000 | $323K | No change |
| US TREASURY N/B (T 4.125 02/28/27) | US Treasury | 315,000 | $316K | No change |
| US TREASURY N/B (T 3.625 08/31/27) | TREASURY | 265,000 | $264K | No change |
| AGNC INVESTMENT CORP (AGNC V6.875 PERP D) | Equities | 9,940 | $244K | Add +1.5% |
| AMOREPACIFIC CORP-PREF | Preferred Stock | 5,570 | $166K | No change |
| FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) | Equities | 8,600 | $166K | Add +1.2% |
| CNI Canadian Natl Railway Co. | COM · principal | 1,560 | $162K | New |
| ANNALY CAPITAL MGMT (NLY V0 PERP I) | Equities | 5,789 | $143K | Add +4.4% |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | 6,912 | $121K | Add +1.3% |
| US TREASURY N/B (T 4.125 01/31/27) | US Treasury | 100,000 | $100K | No change |
| US TREASURY N/B (T 3.875 07/31/27) | US Treasury | 100,000 | $100K | No change |
| US TREASURY N/B (T 3.5 10/31/27) | US Treasury | 100,000 | $99K | No change |
| US TREASURY N/B (T 3.5 01/31/28) | US Treasury | 100,000 | $99K | New |
| US TREASURY N/B (T 3.75 04/30/27) | FIX | 65,000 | $65K | No change |
| US TREASURY N/B (T 2.75 02/15/28) | Fixed Income | 65,000 | $64K | No change |
| US TREASURY N/B (T 4.25 12/31/26) | FIX | 50,000 | $50K | No change |
| US TREASURY N/B (T 3.75 06/30/27) | US Treasury | 45,000 | $45K | No change |
| US TREASURY N/B (T 2.375 04/30/26) | Fixed Income | 40,000 | $40K | No change |
| US TREASURY N/B (T 4.25 03/15/27) | Bond | 31,000 | $31K | No change |
| US TREASURY N/B (T 1.5 08/15/26) | NOT | 28,000 | $28K | No change |
| NMYPF Namyang Dairy Products-Pref | Preferred Stock | 690 | $18K | No change |
| RLLCF Rolls-Royce Holdings -C SHR | COM | 6,247,367 | $17K | No change |
| F Ford Motor Co. | COM · principal | 1,166 | $13K | New |
| TRUIST FINANCIAL CORP (TFC 4.75 PERP R) | COM | 235 | $4K | Reduce -96.0% |
| BB Blackberry Ltd. | COM · principal | 100 | $458 | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2 | $86 | No change |
| SMAN CAPITAL TRUST I (SMAN 10.25 08/09/31) | Preferred Stock | 500 | $0 | New |
Lines left out (1) · $1 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| EGIIX Eaton Vance India Fund-I | Mutual Fund | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $395.1M.
Portfolio Sells Q4 2025 → Q1 2026
| RSP Invesco S&P 500 Equal Weight | Reduce -82.0% | 1.01% | −4.34 |
| TBGVX Tweedy Browne Intl Val | Sold out | 0.00% | −1.75 |
| EGFIX Edgewood Growth Fund-Inst | Sold out | 0.00% | −1.54 |
| DFAS Dimensional US Small Cap ETF | Reduce -51.0% | 0.80% | −0.81 |
| NH Spartan 500 Index | Sold out | 0.00% | −0.52 |
| TREASURY BILL (B 0 02/19/26) | Sold out | 0.00% | −0.37 |
| TREASURY BILL (B 0 03/19/26) | Sold out | 0.00% | −0.23 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -23.5% | 0.80% | −0.23 |
| TREASURY BILL (B 0 01/22/26) | Sold out | 0.00% | −0.18 |
| FXAIX Fidelity 500 Index Fund | Sold out | 0.00% | −0.14 |
| VDIGX Vanguard Dividend Growth-Inv | Reduce -10.1% | 0.79% | −0.11 |
| BSPIX iShares S&P 500 Index-Inst | Sold out | 0.00% | −0.11 |
| RKT Rocket Cos Inc. Class A | Sold out | 0.00% | −0.10 |
| VOO Vanguard S&P 500 ETF | Sold out | 0.00% | −0.10 |
| Q Qnity Electronics Inc. | Reduce -98.8% | 0.00% | −0.10 |
| MORGAN STANLEY PVT BANK (MS 5.05 12/21/26 0001) | Sold out | 0.00% | −0.07 |
| SDVGX Sit Dividend Growth Fund-I | Sold out | 0.00% | −0.07 |
| TREASURY BILL (B 0 03/12/26) | Sold out | 0.00% | −0.06 |
| GLD SPDR Gold Shares | Reduce -5.3% | 0.31% | −0.05 |
| OBDC Blue Owl Capital Corp. | Sold out | 0.00% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -21.2% | 0.24% | −0.05 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -3.6% | 0.93% | −0.05 |
| EPD Enterprise Products Partners | Reduce -62.1% | 0.04% | −0.04 |
| FEDERAL HOME LOAN BANK (FHLB 4.5 09/17/30) | Sold out | 0.00% | −0.04 |
| DIME COMMUNITY BANK (BNBBNK 3.9 03/27/26) | Sold out | 0.00% | −0.04 |
| Total Market Index | Sold out | 0.00% | −0.04 |
| UTG Reaves Utility Income Fund | Sold out | 0.00% | −0.04 |
| OAKMX Oakmark Fund-Inv | Sold out | 0.00% | −0.04 |
| AOK iShares Core 30/70 Conservat | Sold out | 0.00% | −0.04 |
| CNI Canadian Natl Railway Co. | Sold out | 0.00% | −0.04 |
| ABBV Abbvie Inc. | Reduce -2.2% | 0.59% | −0.04 |
| WPSGX AB Concentrated Growth-Adv | Sold out | 0.00% | −0.03 |
| FCNTX Fidelity Contrafund | Reduce -8.1% | 0.72% | −0.03 |
| DAL Delta Air Lines Inc. | Reduce -57.1% | 0.03% | −0.03 |
| PLTR Palantir Technologies Inc. Class A | Reduce -18.6% | 0.08% | −0.03 |
| TBCUX Tweedy Browne in Val II-Cur | Sold out | 0.00% | −0.03 |
| GABAX Gabelli Asset Fund-Aaa | Sold out | 0.00% | −0.02 |
| GSEW Goldman Sachs Eql WGHT Large | Sold out | 0.00% | −0.02 |
| OWL Blue Owl Capital Inc. | Sold out | 0.00% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -1.6% | 0.23% | −0.02 |
| LMNVX Clearbridge Value Fund-I | Sold out | 0.00% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -3.8% | 0.69% | −0.02 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -51.3% | 0.01% | −0.02 |
| BAC Bank of America Corp. | Reduce -1.9% | 0.51% | −0.02 |
| IDXX Idexx Laboratories Inc. | Reduce -3.0% | 0.11% | −0.02 |
| RTX RTX Corp. | Reduce -9.2% | 0.12% | −0.02 |
| DODGX Dodge & Cox Stock-I | Reduce -14.3% | 0.20% | −0.02 |
| LLPFX Longleaf Partners Fund | Sold out | 0.00% | −0.02 |
| IBIT iShares Bitcoin Trust ETF | Reduce -27.3% | 0.03% | −0.02 |
| BTOT iShares Totl Usd F I Mar ETF | Sold out | 0.00% | −0.02 |
Portfolio Buys Q4 2025 → Q1 2026
| IVV iShares Core S&P 500 ETF | Add +25.0% | 11.98% | +2.42 |
| BRO Brown & Brown Inc. | New | 1.19% | +1.19 |
| AMZN Amazon.com Inc. | Add +60.1% | 3.02% | +1.17 |
| SHV iShares 0-1 Year Treasury Bo | Add +1090.9% | 0.84% | +0.77 |
| JGRW Jensen Quality Growth ETF | New | 0.43% | +0.43 |
| GMMXX BNY Drey MNY Mart FND-Wealth | Add +57.0% | 1.00% | +0.42 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +11.8% | 2.52% | +0.39 |
| META Meta Platforms Inc. Class A | Add +15.2% | 1.64% | +0.22 |
| CVNA Carvana Co. | New | 0.22% | +0.22 |
| SHY iShares 1-3 Year Treasury Bo | Add +69.1% | 0.43% | +0.20 |
| TREASURY BILL (B 0 03/18/27) | New | 0.20% | +0.20 |
| DGVXX BNY Dryfs Govt CSH Mngmt-Inv | Add +69.1% | 0.42% | +0.20 |
| TREASURY BILL (B 0 02/18/27) | New | 0.17% | +0.17 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +0.1% | 1.36% | +0.16 |
| CAIFX Amer FNDS Cap Inc. BLDR-F2 | Add +1.5% | 1.33% | +0.15 |
| AMEFX Amer FNDS Inc. of Amer-F2 | Add +0.5% | 1.12% | +0.13 |
| NVDA Nvidia Corp. | Add +16.8% | 0.84% | +0.13 |
| NFLX Netflix Inc. | Add +90.7% | 0.17% | +0.11 |
| DFLVX Dfa US LRG Cap Val Port-Inst | Add +1.4% | 0.64% | +0.09 |
| VZ Verizon Communications Inc. | Add +6.8% | 0.32% | +0.08 |
| SLRC SLR Investment Corp. | Add +1349.3% | 0.09% | +0.08 |
| MORGAN STANLEY PVT BANK (MS V4.734 07/18/31) | New | 0.08% | +0.08 |
| VIG Vanguard Dividend Apprec ETF | Add +2.3% | 0.82% | +0.08 |
| CFIHX Amer FNDS Cap Inc. BLDR-F3 | Add +0.7% | 0.65% | +0.07 |
| NKE Nike Inc. Class B | Add +0.4% | 0.35% | +0.07 |
| GILD Gilead Sciences Inc. | Add +0.3% | 0.31% | +0.06 |
| WI TSY BILL (XIB 0 01/21/27) | New | 0.06% | +0.06 |
| PFE Pfizer Inc. | Add +9.8% | 0.26% | +0.06 |
| DD Dupont DE Nemours Inc. | Add +0.9% | 0.14% | +0.05 |
| IEFA iShares Core MSCI Eafe ETF | Add +11.7% | 0.24% | +0.05 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +6.1% | 0.34% | +0.05 |
| PG The Procter & Gamble Co. | Add +1.9% | 0.28% | +0.04 |
| MSTR Strategy Inc. | New | 0.04% | +0.04 |
| TFC Truist Financial Corp. | Add +771.6% | 0.13% | +0.04 |
| SYK Stryker Corp. | Add +20.7% | 0.13% | +0.04 |
| V Visa Inc. Class A | Add +27.3% | 0.21% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.4% | 0.71% | +0.04 |
| HUN Huntsman Corp. | Add +4.1% | 0.10% | +0.03 |
| AMGN Amgen Inc. | Add +0.3% | 0.24% | +0.03 |
| SCHD Schwab US DVD Equity ETF | Add +2.4% | 0.16% | +0.03 |
| SABA Saba Capital Income & Opport | Add +46.1% | 0.08% | +0.03 |
| LLY Eli Lilly & Co. | Add +27.6% | 0.20% | +0.03 |
| EQT Eqt Corp. | Add +76.6% | 0.05% | +0.03 |
| CDDYX Columbia Dividend Income-I3 | Add +0.4% | 0.24% | +0.03 |
| ACN Accenture PLC Class A | Add +39.8% | 0.08% | +0.03 |
| CHTR Charter Communications Inc. Class A | New | 0.03% | +0.03 |
| PEP Pepsico Inc. | Add +10.6% | 0.19% | +0.03 |
| ABT Abbott Laboratories | Add +10.6% | 0.12% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +5.6% | 0.13% | +0.03 |
| DON Wisdomtree US Midcap Dividen | Add +143.8% | 0.04% | +0.03 |
Notes & Other Activity Q4 2025 → Q1 2026
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | Sold out | 10,010 | $401Kbefore exit |
| FLAGSTAR BANK NA (FLG V6.375 PERP A.) | Equities | New | 10,010 | $388K |
| US TREASURY N/B (T 4.625 02/28/26) | NOT | Sold out | 350,000 | $350Kbefore exit |
| AGNC INVESTMENT CORP (AGNC V6.875 PERP D) | Equities | Add +1.5% | 9,940 | $244K |
| FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) | Equities | Add +1.2% | 8,600 | $166K |
| CNI Canadian Natl Railway Co. | COM · principal | New | 1,560 | $162K |
| US TREASURY N/B (T 4.5 03/31/26) | COUPON BEARING - U.S. | Sold out | 150,000 | $150Kbefore exit |
| ANNALY CAPITAL MGMT (NLY V0 PERP I) | Equities | Add +4.4% | 5,789 | $143K |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | Add +1.3% | 6,912 | $121K |
| US TREASURY N/B (T 3.5 01/31/28) | US Treasury | New | 100,000 | $99K |
| US TREASURY N/B (T 0.375 01/31/26) | Fixed Income | Sold out | 82,000 | $82Kbefore exit |
| US TREASURY N/B (T 4.25 01/31/26) | Fixed Income | Sold out | 50,000 | $50Kbefore exit |
| US TREASURY N/B (T 4.625 03/15/26) | Fixed Income | Sold out | 28,000 | $28Kbefore exit |
| F Ford Motor Co. | COM · principal | New | 1,166 | $13K |
| TRUIST FINANCIAL CORP (TFC 4.75 PERP R) | COM | Reduce -96.0% | 235 | $4K |
| BB Blackberry Ltd. | COM · principal | New | 100 | $458 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 27 | $24before exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 27 | $14before exit |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 27 | $11before exit |
| SMAN CAPITAL TRUST I (SMAN 10.25 08/09/31) | Preferred Stock | New | 500 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 831 | $698.4M | IVV, GOOG, AAPL, BRK.A, RSP |
| Q1 2026 | 672 | $391.4M | IVV, BRK.A, AAPL, GOOG, MSFT |
| Q4 2025 | 693 | $431.8M | IVV, BRK.A, RSP, MSFT, AAPL |
| Q3 2025 | 637 | $397.7M | IVV, BRK.A, MSFT, AAPL, GOOG |
| Q2 2025 | 138 | $288.2M | IVV, BRK.A, MSFT, AAPL, AMZN |
| Q1 2025 | 127 | $250.9M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q4 2024 | 113 | $264.9M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q3 2024 | 119 | $262.4M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q2 2024 | 108 | $243.6M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q1 2024 | 122 | $241.1M | IVV, BRK.A, MSFT, BRK.B, AAPL |