Kelleher Financial Advisors
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 20, 2026), Kelleher Financial Advisors reported 693 stock positions worth $431.8 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 9.6% of the portfolio, followed by Berkshire Hathaway Class A (BRK.A, 8.4%) and Invesco S&P 500 Equal Weight (RSP, 5.3%). Compared with Q3 2025, it opened 104 new positions, sold out of 50, added to 180 and reduced 62. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +82%) and the biggest sale Berkshire Hathaway Class A (BRK.A, shares −16%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001507971
- Portfolio Value
- $431.8M (Q4 2025)
- SEC Filing
- 0001999371-26-001248 ↗ filed Jan 20, 2026
Holdings Value
Holdings 693 stocks · $431.8M
| IVV iShares Core S&P 500 ETF | 9.56% | 60,252 | $41.3M | Reduce -13.9% |
| BRK.A Berkshire Hathaway Inc. Class A | 8.39% | 48 | $36.2M | Reduce -15.8% |
| RSP Invesco S&P 500 Equal Weight | 5.34% | 120,443 | $23.1M | Add +81.7% |
| MSFT Microsoft Corp. | 4.26% | 37,996 | $18.4M | Add +14.0% |
| AAPL Apple Inc. | 4.26% | 67,581 | $18.4M | Add +13.0% |
| GOOG Alphabet Inc. Class C | 4.02% | 55,324 | $17.4M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.13% | 18,301 | $9.2M | Reduce -15.9% |
| AMZN Amazon.com Inc. | 1.85% | 34,581 | $8.0M | Reduce -30.9% |
| TBGVX Tweedy Browne Intl Val filed as MASTERCARD INC CLASS CLASS A | 1.75% | 268,376 | $7.6M | New |
| DFAS Dimensional US Small Cap ETF | 1.61% | 99,592 | $6.9M | Add +26.6% |
| AMBFX American Balanced Fund-F2 | 1.60% | 184,783 | $6.9M | Add +4.4% |
| EGFIX Edgewood Growth Fund-Inst | 1.54% | 210,918 | $6.7M | New |
| META Meta Platforms Inc. Class A | 1.42% | 9,310 | $6.1M | Reduce -1.5% |
| TRAIX T Rowe PR Captl Apprec-I | 1.35% | 163,432 | $5.8M | Add +9.5% |
| GOOGL Alphabet Inc. Class A | 1.27% | 17,552 | $5.5M | Add +39.7% |
| GFFFX Amer FND GRW FD of Am-F2 | 1.27% | 68,192 | $5.5M | Add +10.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.20% | 27,045 | $5.2M | Add +1.8% |
| CAIFX Amer FNDS Cap Inc. BLDR-F2 filed as AMERICAN FUNDS CAPITAL INCOME BLDR F2 | 1.17% | 65,945 | $5.1M | Add +5.1% |
| FFICX Amer FND Inv Co. of Am-F3 filed as AMERICAN FUNDS INVMT CO | 1.05% | 72,508 | $4.5M | Add +5.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.03% | 7,209 | $4.4M | Add +11.0% |
| AMEFX Amer FNDS Inc. of Amer-F2 | 0.99% | 164,141 | $4.3M | Add +9.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.98% | 8,675 | $4.2M | Add +4.5% |
| ICAFX Amer FND Inv Co. of Am-F2 filed as AMERICAN FUNDS INVMT CO OF AMER F2 | 0.92% | 63,171 | $4.0M | Add +2.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.90% | 8,113 | $3.9M | No change |
| VDIGX Vanguard Dividend Growth-Inv | 0.90% | 117,998 | $3.9M | Add +21.9% |
| GAFFX Amer FND GRW FD of Am-F3 | 0.80% | 43,057 | $3.5M | Add +7.9% |
| FCNTX Fidelity Contrafund | 0.75% | 133,578 | $3.2M | Reduce -3.5% |
| VIG Vanguard Dividend Apprec ETF | 0.75% | 14,646 | $3.2M | Reduce -0.6% |
| NVDA Nvidia Corp. | 0.71% | 16,489 | $3.1M | Reduce -9.4% |
| JPM JPMorgan Chase & Co. | 0.71% | 9,507 | $3.1M | Add +18.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.68% | 4,280 | $2.9M | Add +0.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.65% | 10,854 | $2.8M | Add +5.3% |
| ABBV Abbvie Inc. | 0.63% | 11,903 | $2.7M | Add +80.7% |
| DFSVX Dfa US SM Cap Val Port-Inst | 0.62% | 51,591 | $2.7M | Reduce -5.2% |
| SEQUX Sequoia Fund | 0.59% | 12,627 | $2.6M | Add +0.8% |
| FIFAX Amer FNDS Inc. of Amer-F3 | 0.59% | 97,889 | $2.6M | Add +0.9% |
| CFIHX Amer FNDS Cap Inc. BLDR-F3 | 0.58% | 32,733 | $2.5M | Reduce -5.1% |
| GMMXX BNY Drey MNY Mart FND-Wealth | 0.58% | 2,484,962 | $2.5M | Reduce -38.9% |
| BLDR Builders Firstsource Inc. | 0.55% | 23,093 | $2.4M | No change |
| DFLVX Dfa US LRG Cap Val Port-Inst | 0.55% | 42,028 | $2.4M | Reduce -7.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.53% | 41,377 | $2.3M | Reduce -5.3% |
| NH Spartan 500 Index | 0.52% | 32,127 | $2.2M | New |
| TSLA Tesla Inc. | 0.47% | 4,538 | $2.0M | Add +21.5% |
| JNJ Johnson & Johnson | 0.47% | 9,805 | $2.0M | Reduce -0.8% |
| AFMBX American Balanced Fund-F3 | 0.46% | 53,568 | $2.0M | Reduce -6.8% |
| CCJ Cameco Corp. | 0.38% | 17,796 | $1.6M | No change |
| TREASURY BILL (B 0 02/19/26) filed as UNITED STATES TREAS BILLS 0.000 02/19/26 B/E DTD 02/20/25 | 0.37% | 1,615,000 | $1.6M | No change |
| GLD SPDR Gold Shares | 0.37% | 3,999 | $1.6M | Reduce -7.5% |
| GS Goldman Sachs Group Inc. | 0.36% | 1,791 | $1.6M | Add +619.3% |
| CSCO Cisco Systems Inc. | 0.36% | 20,374 | $1.6M | Add +35.5% |
| APO Apollo Global Management Inc. | 0.36% | 10,748 | $1.6M | No change |
| FEUPX Eupac Fund-F-3 filed as AMER EUROPACIFIC GRW | 0.36% | 25,425 | $1.5M | Add +11.4% |
| ET Energy Transfer LP | 0.33% | 86,649 | $1.4M | Add +8.3% |
| XOM Exxon Mobil Corp. | 0.32% | 11,336 | $1.4M | Add +6.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.29% | 4,360 | $1.3M | Add +2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.29% | 3,774 | $1.3M | Add +36.5% |
| TREASURY BILL (B 0 08/06/26) filed as UNITED STATES TREAS BILLS 0.000 08/06/26 B/E DTD 08/07/25 | 0.28% | 1,250,000 | $1.2M | No change |
| NKE Nike Inc. Class B | 0.28% | 18,958 | $1.2M | Reduce -1.7% |
| UBER Uber Technologies Inc. | 0.27% | 14,190 | $1.2M | Add +0.6% |
| SCHG Schwab US Large-Cap Growth | 0.26% | 34,720 | $1.1M | No change |
| MRK Merck & Co. Inc. | 0.25% | 10,449 | $1.1M | Reduce -7.0% |
| GILD Gilead Sciences Inc. | 0.24% | 8,586 | $1.1M | Add +1954.1% |
| MCD McDonald's Corp. | 0.24% | 3,382 | $1.0M | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.23% | 12,096 | $1.0M | Add +11.0% |
| VZ Verizon Communications Inc. | 0.23% | 24,433 | $995K | Add +48.0% |
| PG The Procter & Gamble Co. | 0.23% | 6,943 | $995K | Add +13.5% |
| TREASURY BILL (B 0 03/19/26) filed as UNITED STATES TREAS BILLS 0.000 03/19/26 REG DTD 03/20/25 | 0.23% | 1,000,000 | $993K | No change |
| TREASURY BILL (B 0 05/14/26) filed as UNITED STATES TREAS BILLS 0.000 05/14/26 B/E DTD 05/15/25 | 0.23% | 1,000,000 | $987K | No change |
| DGVXX BNY Dryfs Govt CSH Mngmt-Inv | 0.23% | 981,710 | $982K | Reduce -54.5% |
| VEUSX Vanguard Eur STK Indx-Adm | 0.22% | 9,171 | $958K | Add +0.9% |
| DODGX Dodge & Cox Stock-I | 0.22% | 56,891 | $944K | Add +1620.8% |
| NFFFX Amer FNDS New World-F2 | 0.21% | 9,757 | $906K | Add +5.7% |
| CDDYX Columbia Dividend Income-I3 | 0.21% | 24,222 | $898K | Reduce -10.8% |
| BR Broadridge Financial Solutio | 0.21% | 4,005 | $894K | No change |
| XLE SS Energy Select Sector | 0.21% | 19,854 | $888K | Reduce -0.6% |
| BABA Alibaba Group Holding-SP ADR | 0.20% | 6,030 | $884K | No change |
| AMGN Amgen Inc. | 0.20% | 2,668 | $873K | Add +1158.5% |
| SCHV Schwab US Large-Cap Value | 0.20% | 29,220 | $865K | No change |
| PFE Pfizer Inc. | 0.20% | 34,471 | $858K | Add +74.0% |
| AVGO Broadcom Inc. | 0.20% | 2,460 | $851K | Reduce -5.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.20% | 2,865 | $849K | Add +2.3% |
| C Citigroup Inc. | 0.19% | 7,135 | $833K | Add +0.0% |
| IEFA iShares Core MSCI Eafe ETF | 0.19% | 9,150 | $819K | Add +32.4% |
| BA The Boeing Co. | 0.19% | 3,694 | $802K | Add +101.0% |
| TIP iShares Tips Bond ETF | 0.18% | 7,220 | $794K | No change |
| TREASURY BILL (B 0 01/22/26) filed as UNITED STATES TREAS BILLS 0.000 01/22/26 B/E DTD 01/23/25 | 0.18% | 767,000 | $765K | Reduce -4.4% |
| JAAA Janus Henderson Aaa Clo ETF | 0.18% | 15,079 | $763K | New |
| GE General Electric filed as GE AEROSPACE | 0.17% | 2,446 | $753K | No change |
| VCSH Vanguard S/T Corp. Bond ETF | 0.17% | 9,285 | $740K | Add +18.3% |
| LLY Eli Lilly & Co. | 0.17% | 682 | $733K | Reduce -12.9% |
| V Visa Inc. Class A | 0.17% | 2,076 | $728K | No change |
| WGIFX Af Cap WLRD GR & Inc.-F2 | 0.17% | 10,143 | $724K | Add +9.8% |
| UNH Unitedhealth Group Inc. | 0.17% | 2,191 | $723K | Add +5.6% |
| VHT Vanguard Health Care ETF | 0.16% | 2,462 | $709K | No change |
| VNQ Vanguard Real Estate ETF | 0.16% | 7,966 | $705K | Add +0.9% |
| PEP Pepsico Inc. | 0.16% | 4,907 | $704K | Reduce -4.6% |
| T AT&T Inc. | 0.16% | 27,374 | $680K | Add +143.0% |
| CAT Caterpillar Inc. | 0.16% | 1,184 | $679K | Add +426.2% |
| FWONK Liberty Media Corp. Class C | 0.15% | 6,515 | $642K | No change |
| INVESTOR AB-B SHS | 0.15% | 17,844 | $640K | New |
Other holdings (32): bonds, preferreds, convertibles and warrants · $4.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| US TREASURY N/B (T 3.875 05/31/27) | FIX | 630,000 | $633K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,010 | $401K | New |
| US TREASURY N/B (T 4.625 02/28/26) | NOT | 350,000 | $350K | No change |
| US TREASURY N/B (T 3.5 09/30/27) | US Treasury | 325,000 | $325K | Add +62.5% |
| US TREASURY N/B (T 4.125 02/28/27) | US Treasury | 315,000 | $317K | No change |
| US TREASURY N/B (T 3.625 08/31/27) | TREASURY | 265,000 | $266K | No change |
| AGNC INVESTMENT CORP (AGNC V6.875 PERP D) | Equities | 9,792 | $240K | New |
| FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) | Equities | 8,499 | $181K | New |
| AMOREPACIFIC CORP-PREF | Preferred Stock | 5,570 | $169K | No change |
| US TREASURY N/B (T 4.5 03/31/26) | COUPON BEARING - U.S. | 150,000 | $150K | No change |
| ANNALY CAPITAL MGMT (NLY V0 PERP I) | Equities | 5,546 | $142K | New |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | 6,827 | $125K | New |
| TRUIST FINANCIAL CORP (TFC 4.75 PERP R) | COM | 5,807 | $111K | New |
| US TREASURY N/B (T 4.125 01/31/27) | US Treasury | 100,000 | $101K | No change |
| US TREASURY N/B (T 3.875 07/31/27) | US Treasury | 100,000 | $101K | No change |
| US TREASURY N/B (T 3.5 10/31/27) | US Treasury | 100,000 | $100K | New |
| US TREASURY N/B (T 0.375 01/31/26) | Fixed Income | 82,000 | $82K | New |
| US TREASURY N/B (T 3.75 04/30/27) | FIX | 65,000 | $65K | No change |
| US TREASURY N/B (T 2.75 02/15/28) | Fixed Income | 65,000 | $64K | New |
| US TREASURY N/B (T 4.25 12/31/26) | FIX | 50,000 | $50K | No change |
| US TREASURY N/B (T 4.25 01/31/26) | Fixed Income | 50,000 | $50K | No change |
| US TREASURY N/B (T 3.75 06/30/27) | US Treasury | 45,000 | $45K | No change |
| US TREASURY N/B (T 2.375 04/30/26) | Fixed Income | 40,000 | $40K | New |
| US TREASURY N/B (T 4.25 03/15/27) | Bond | 31,000 | $31K | New |
| US TREASURY N/B (T 4.625 03/15/26) | Fixed Income | 28,000 | $28K | New |
| US TREASURY N/B (T 1.5 08/15/26) | NOT | 28,000 | $28K | New |
| RLLCF Rolls-Royce Holdings -C SHR | COM | 6,247,367 | $21K | No change |
| NMYPF Namyang Dairy Products-Pref | Preferred Stock | 690 | $16K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2 | $39 | No change |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 27 | $24 | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 27 | $14 | New |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 27 | $11 | New |
Lines left out (1) · $1 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| EGIIX Eaton Vance India Fund-I | Mutual Fund | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $436.0M.
Portfolio Sells Q3 2025 → Q4 2025
| BRK.A Berkshire Hathaway Inc. Class A | Reduce -15.8% | 8.39% | −2.42 |
| IVV iShares Core S&P 500 ETF | Reduce -13.9% | 9.56% | −2.22 |
| BRO Brown & Brown Inc. | Sold out | 0.00% | −0.99 |
| AMZN Amazon.com Inc. | Reduce -30.9% | 1.85% | −0.91 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -15.9% | 2.13% | −0.62 |
| JGRW Jensen Quality Growth ETF | Sold out | 0.00% | −0.51 |
| GMMXX BNY Drey MNY Mart FND-Wealth | Reduce -38.9% | 0.58% | −0.45 |
| META Meta Platforms Inc. Class A | Reduce -1.5% | 1.42% | −0.32 |
| DGVXX BNY Dryfs Govt CSH Mngmt-Inv | Reduce -54.5% | 0.23% | −0.31 |
| CVNA Carvana Co. | Sold out | 0.00% | −0.24 |
| NVDA Nvidia Corp. | Reduce -9.4% | 0.71% | −0.14 |
| TREASURY BILL (B 0 12/11/25) | Sold out | 0.00% | −0.11 |
| FCNTX Fidelity Contrafund | Reduce -3.5% | 0.75% | −0.11 |
| CFIHX Amer FNDS Cap Inc. BLDR-F3 | Reduce -5.1% | 0.58% | −0.10 |
| AFMBX American Balanced Fund-F3 | Reduce -6.8% | 0.46% | −0.09 |
| DFSVX Dfa US SM Cap Val Port-Inst | Reduce -5.2% | 0.62% | −0.07 |
| DFLVX Dfa US LRG Cap Val Port-Inst | Reduce -7.3% | 0.55% | −0.07 |
| TREASURY BILL (B 0 10/02/25) | Sold out | 0.00% | −0.06 |
| NKE Nike Inc. Class B | Reduce -1.7% | 0.28% | −0.06 |
| FMACX Amcap Fund-F3 | Sold out | 0.00% | −0.06 |
| DLVHF Delivery Hero SE | Reduce -85.1% | 0.01% | −0.05 |
| VIG Vanguard Dividend Apprec ETF | Reduce -0.6% | 0.75% | −0.05 |
| FWMIX Amer FND Wash Mut Inv-F3 | Reduce -35.7% | 0.07% | −0.05 |
| TREASURY BILL (B 0 12/26/25) | Sold out | 0.00% | −0.05 |
| CDDYX Columbia Dividend Income-I3 | Reduce -10.8% | 0.21% | −0.05 |
| BAC Bank of America Corp. | Reduce -5.3% | 0.53% | −0.04 |
| COF Capital One Financial Corp. | Reduce -99.3% | 0.00% | −0.04 |
| DFUSX Dfa US LRG Comp Port-Inst | Sold out | 0.00% | −0.03 |
| PPG PPG Industries Inc. | Reduce -8.2% | 0.11% | −0.02 |
| TREASURY BILL (B 0 01/22/26) | Reduce -4.4% | 0.18% | −0.02 |
| BPTIX Baron Partners Fund-Inst | Sold out | 0.00% | −0.02 |
| ABT Abbott Laboratories | Reduce -5.8% | 0.09% | −0.02 |
| TTC Toro Co. | Reduce -49.4% | 0.02% | −0.02 |
| AVGO Broadcom Inc. | Reduce -5.9% | 0.20% | −0.02 |
| GLD SPDR Gold Shares | Reduce -7.5% | 0.37% | −0.02 |
| CLX Clorox Company | Sold out | 0.00% | −0.02 |
| XLE SS Energy Select Sector | Reduce -0.6% | 0.21% | −0.02 |
| PEP Pepsico Inc. | Reduce -4.6% | 0.16% | −0.02 |
| MERIX Merger Fund-I | Sold out | 0.00% | −0.02 |
| CVX Chevron Corp. | Reduce -17.4% | 0.05% | −0.02 |
| ACN Accenture PLC Class A | Reduce -26.0% | 0.05% | −0.02 |
| PINS Pinterest Inc. Class A | Reduce -1.9% | 0.05% | −0.02 |
| TREASURY BILL (B 0 10/23/25) | Sold out | 0.00% | −0.02 |
| ITOT iShares Core S&P Total U.S. | Sold out | 0.00% | −0.02 |
| TBCIX T Rowe PR Blue Chip Grow-I | Reduce -9.9% | 0.07% | −0.02 |
| CCA LONGEVITY III US II LLC | Reduce -3.6% | 0.13% | −0.02 |
| MUTHX Franklin Mutual Shares-Z | Reduce -62.3% | 0.01% | −0.02 |
| JBALX Janus Hndrsn Balanced-I | Reduce -97.8% | 0.00% | −0.02 |
| NOBL Proshares S&P 500 Dividend A | Sold out | 0.00% | −0.01 |
| CMNIX Calamos MRKT Neu Inc. Class I | Reduce -53.5% | 0.01% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| RSP Invesco S&P 500 Equal Weight | Add +81.7% | 5.34% | +2.18 |
| TBGVX Tweedy Browne Intl Val | New | 1.75% | +1.75 |
| EGFIX Edgewood Growth Fund-Inst | New | 1.54% | +1.54 |
| NH Spartan 500 Index | New | 0.52% | +0.52 |
| GOOGL Alphabet Inc. Class A | Add +39.7% | 1.27% | +0.50 |
| AAPL Apple Inc. | Add +13.0% | 4.26% | +0.43 |
| GS Goldman Sachs Group Inc. | Add +619.3% | 0.36% | +0.31 |
| DFAS Dimensional US Small Cap ETF | Add +26.6% | 1.61% | +0.25 |
| ABBV Abbvie Inc. | Add +80.7% | 0.63% | +0.25 |
| GILD Gilead Sciences Inc. | Add +1954.1% | 0.24% | +0.23 |
| AMGN Amgen Inc. | Add +1158.5% | 0.20% | +0.19 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.18% | +0.18 |
| INVESTOR AB-B SHS | New | 0.15% | +0.15 |
| FXAIX Fidelity 500 Index Fund | New | 0.14% | +0.14 |
| CAT Caterpillar Inc. | Add +426.2% | 0.16% | +0.13 |
| BSPIX iShares S&P 500 Index-Inst | New | 0.11% | +0.11 |
| CSCO Cisco Systems Inc. | Add +35.5% | 0.36% | +0.10 |
| RKT Rocket Cos Inc. Class A | New | 0.10% | +0.10 |
| VOO Vanguard S&P 500 ETF | New | 0.10% | +0.10 |
| BINC iShares Flex I A ETF-Usd Inc. | New | 0.09% | +0.09 |
| SPHR Sphere Entertainment Co. | New | 0.09% | +0.09 |
| PHYL Pgim Active High Yield Bond | New | 0.09% | +0.09 |
| GBDC Golub Capital BDC Inc. | New | 0.09% | +0.09 |
| HTGC Hercules Capital Inc. | New | 0.09% | +0.09 |
| BA The Boeing Co. | Add +101.0% | 0.19% | +0.09 |
| TFC Truist Financial Corp. | New | 0.08% | +0.08 |
| DIS The Walt Disney Co. | Add +518.4% | 0.10% | +0.08 |
| AVUV Avantis US Small Cap Value | New | 0.08% | +0.08 |
| FLR Fluor Corp. | New | 0.08% | +0.08 |
| NBIS Nebius Group NV | Add +219.7% | 0.15% | +0.08 |
| T AT&T Inc. | Add +143.0% | 0.16% | +0.08 |
| PFFA Virtus Infracap US Pref STCK | New | 0.07% | +0.07 |
| PFE Pfizer Inc. | Add +74.0% | 0.20% | +0.07 |
| MORGAN STANLEY PVT BANK (MS 5.05 12/21/26 0001) | New | 0.07% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +18.0% | 0.71% | +0.07 |
| SDVGX Sit Dividend Growth Fund-I | New | 0.07% | +0.07 |
| TGT Target Corp. | Add +15431.6% | 0.07% | +0.07 |
| VTI VG Morningstar TS MKT ETF-US | Add +36.5% | 0.29% | +0.07 |
| HUN Huntsman Corp. | Add +2013.1% | 0.07% | +0.06 |
| PFXF Vaneck Pref Sec X-Financials | New | 0.06% | +0.06 |
| IBM CORP (IBM 4.8 02/10/30 ..) | New | 0.06% | +0.06 |
| DEERE & COMPANY (DE 3.1 04/15/30) | New | 0.06% | +0.06 |
| TSLA Tesla Inc. | Add +21.5% | 0.47% | +0.06 |
| SABA Saba Capital Income & Opport | New | 0.05% | +0.05 |
| OBDC Blue Owl Capital Corp. | New | 0.05% | +0.05 |
| DSU BlackRock Debt Strategies | New | 0.05% | +0.05 |
| VRT Vertiv Holdings Co. Class A | Add +2742.0% | 0.05% | +0.05 |
| FS KKR CAPITAL CORP (FSK 7.875 01/15/29) | New | 0.05% | +0.05 |
| Q Qnity Electronics Inc. | Add +118.8% | 0.10% | +0.05 |
| VZ Verizon Communications Inc. | Add +48.0% | 0.23% | +0.05 |
Notes & Other Activity Q3 2025 → Q4 2025
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 10,010 | $401K |
| US TREASURY N/B (T 3.5 09/30/27) | US Treasury | Add +62.5% | 325,000 | $325K |
| AGNC INVESTMENT CORP (AGNC V6.875 PERP D) | Equities | New | 9,792 | $240K |
| FRANKLIN BSP REALTY TRST (FBRT 7.5 PERP E) | Equities | New | 8,499 | $181K |
| ANNALY CAPITAL MGMT (NLY V0 PERP I) | Equities | New | 5,546 | $142K |
| JPMORGAN CHASE & CO (JPM 4.2 PERP MM) | PFD | New | 6,827 | $125K |
| ET Energy Transfer LP | COM UT LTD PTN · principal | Sold out | 6,649 | $114Kbefore exit |
| TRUIST FINANCIAL CORP (TFC 4.75 PERP R) | COM | New | 5,807 | $111K |
| US TREASURY N/B (T 3.5 10/31/27) | US Treasury | New | 100,000 | $100K |
| US TREASURY N/B (T 0.375 01/31/26) | Fixed Income | New | 82,000 | $82K |
| US TREASURY N/B (T 2.75 02/15/28) | Fixed Income | New | 65,000 | $64K |
| US TREASURY N/B (T 2.375 04/30/26) | Fixed Income | New | 40,000 | $40K |
| US TREASURY N/B (T 4.25 03/15/27) | Bond | New | 31,000 | $31K |
| US TREASURY N/B (T 4.625 03/15/26) | Fixed Income | New | 28,000 | $28K |
| US TREASURY N/B (T 1.5 08/15/26) | NOT | New | 28,000 | $28K |
| BEP Brookfield Renewable Partner | PARTNERSHIP UNIT · principal | Sold out | 1,013 | $26Kbefore exit |
| BSM Black Stone Minerals LP | COM UNIT · principal | Sold out | 1,543 | $20Kbefore exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 27 | $14 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 27 | $11 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 831 | $698.4M | IVV, GOOG, AAPL, BRK.A, RSP |
| Q1 2026 | 672 | $391.4M | IVV, BRK.A, AAPL, GOOG, MSFT |
| Q4 2025 | 693 | $431.8M | IVV, BRK.A, RSP, MSFT, AAPL |
| Q3 2025 | 637 | $397.7M | IVV, BRK.A, MSFT, AAPL, GOOG |
| Q2 2025 | 138 | $288.2M | IVV, BRK.A, MSFT, AAPL, AMZN |
| Q1 2025 | 127 | $250.9M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q4 2024 | 113 | $264.9M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q3 2024 | 119 | $262.4M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q2 2024 | 108 | $243.6M | IVV, BRK.A, MSFT, AAPL, BRK.B |
| Q1 2024 | 122 | $241.1M | IVV, BRK.A, MSFT, BRK.B, AAPL |