Kestra Advisory Services, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 10, 2025), Kestra Advisory Services, LLC reported 2,626 stock positions worth $18.2 billion. Its top holding was Apple (AAPL) at 3.5% of the portfolio, followed by iShares Core S&P 500 ETF (IVV, 2.2%) and Parker Hannifin (PH, 2.1%). Compared with Q3 2024, it opened 313 new positions, sold out of 214, added to 1,366 and reduced 910. The biggest buy was Nvidia (NVDA, shares +15%) and the biggest sale iShares Core Dividend Growth (DGRO, shares −79%).
- Most Recent 13F
- Q2 2026
- Location
- AUSTIN, TX
- CIK
- 0001830819
- Portfolio Value
- $18.2B (Q4 2024)
- SEC Filing
- 0001830819-25-000002 ↗ filed Feb 10, 2025
Holdings Value
Holdings 2,626 stocks · $18.2B
| AAPL Apple Inc. | 3.54% | 2,569,716 | $643.5M | Add +2.0% |
| IVV iShares Core S&P 500 ETF | 2.19% | 677,332 | $398.7M | Add +11.1% |
| PH Parker Hannifin Corp. | 2.13% | 608,130 | $386.8M | Reduce -1.8% |
| NVDA Nvidia Corp. | 2.10% | 2,839,994 | $381.4M | Add +15.2% |
| MSFT Microsoft Corp. | 1.91% | 823,027 | $346.9M | Reduce -4.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.75% | 623,191 | $318.6M | Add +5.5% |
| VOO Vanguard S&P 500 ETF | 1.58% | 534,551 | $288.0M | Add +23.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.57% | 488,425 | $286.3M | Add +3.7% |
| AMZN Amazon.com Inc. | 1.52% | 1,264,608 | $277.4M | Reduce -3.1% |
| VTI VG Morningstar TS MKT ETF-US | 1.07% | 672,659 | $194.9M | Reduce -5.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.05% | 464,960 | $190.8M | Add +12.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.05% | 420,484 | $190.6M | Reduce -18.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.90% | 971,452 | $164.5M | Add +7.8% |
| RDVY First Trust Rising Dividend | 0.84% | 2,572,894 | $152.2M | Add +1.9% |
| RSP Invesco S&P 500 Equal Weight | 0.80% | 826,909 | $144.9M | Add +1.9% |
| FBND Fidelity Total Bond ETF | 0.76% | 3,072,896 | $138.6M | Add +7.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.72% | 3,697,300 | $130.4M | Add +23.2% |
| VYM Vanguard High DVD Yield ETF | 0.71% | 1,006,578 | $128.4M | Reduce -1.0% |
| SCHD Schwab US DVD Equity ETF | 0.70% | 4,671,268 | $127.6M | Reduce -1.1% |
| JPM JPMorgan Chase & Co. | 0.69% | 524,974 | $125.8M | Reduce -17.5% |
| IJR iShares Core S&P Small-Cap E | 0.66% | 1,040,297 | $119.9M | Reduce -11.0% |
| GOOGL Alphabet Inc. Class A | 0.59% | 570,829 | $108.1M | Reduce -7.7% |
| QUAL iShares MSCI USA Quality Fac | 0.56% | 571,071 | $101.7M | Add +4.3% |
| TSLA Tesla Inc. | 0.56% | 251,432 | $101.5M | Add +3.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.55% | 1,779,211 | $100.5M | Add +10.3% |
| GOOG Alphabet Inc. Class C | 0.53% | 505,622 | $96.3M | Reduce -22.1% |
| XLK SS Technology Select Sector | 0.48% | 378,563 | $88.0M | Reduce -0.8% |
| IJH iShares Core S&P Midcap ETF | 0.47% | 1,365,948 | $85.1M | Reduce -5.5% |
| META Meta Platforms Inc. Class A | 0.46% | 143,121 | $83.8M | Add +11.1% |
| BND Vanguard Total Bond Market | 0.44% | 1,126,138 | $81.0M | Add +7.4% |
| AVGO Broadcom Inc. | 0.44% | 346,591 | $80.4M | Add +27.0% |
| VIG Vanguard Dividend Apprec ETF | 0.44% | 407,488 | $79.8M | Reduce -21.1% |
| IVE iShares S&P 500 Value ETF | 0.42% | 401,937 | $76.7M | Reduce -16.9% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 1,321,467 | $76.0M | Add +21.5% |
| XOM Exxon Mobil Corp. | 0.41% | 689,559 | $74.2M | Reduce -7.0% |
| DFAC Dimensional US Core Equity 2 | 0.40% | 2,124,373 | $73.5M | Add +17.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.39% | 268,106 | $70.8M | Reduce -17.0% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.38% | 1,011,062 | $69.7M | Add +2.4% |
| IWF iShares Russell 1000 Growth | 0.38% | 173,563 | $69.7M | Add +2.2% |
| VXUS Vanguard Total Intl Stock | 0.38% | 1,172,476 | $69.1M | Add +6.5% |
| COST Costco Wholesale Corp. | 0.38% | 74,864 | $68.6M | Add +8.5% |
| WMT Walmart Inc. | 0.37% | 749,385 | $67.9M | Reduce -6.2% |
| PRF Invesco Rafi US 1000 ETF | 0.37% | 1,660,364 | $67.0M | Reduce -0.2% |
| IVW iShares S&P 500 Growth ETF | 0.37% | 658,404 | $66.8M | Add +10.1% |
| CGGR Cap Group Growth Equity | 0.37% | 1,794,600 | $66.7M | Reduce -0.6% |
| USFR Wisdomtree Floating Rate Tre | 0.36% | 1,296,762 | $65.3M | Add +39.4% |
| SCHG Schwab US Large-Cap Growth | 0.36% | 2,322,893 | $64.7M | Reduce -15.6% |
| V Visa Inc. Class A | 0.35% | 204,441 | $64.6M | Reduce -17.0% |
| PG The Procter & Gamble Co. | 0.35% | 382,903 | $64.2M | Reduce -2.1% |
| JAAA Janus Henderson Aaa Clo ETF | 0.35% | 1,264,166 | $64.1M | Add +27.1% |
| LLY Eli Lilly & Co. | 0.35% | 82,920 | $64.0M | Reduce -4.2% |
| ABBV Abbvie Inc. | 0.34% | 347,162 | $61.7M | Reduce -2.1% |
| GLD SPDR Gold Shares | 0.34% | 251,933 | $61.0M | Add +8.3% |
| CAT Caterpillar Inc. | 0.33% | 163,946 | $59.5M | Add +4.1% |
| HD Home Depot Inc. | 0.32% | 151,076 | $58.8M | Add +8.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.32% | 1,893,924 | $57.7M | Add +5.9% |
| IYW iShares Ustechnology ETF | 0.31% | 351,433 | $56.1M | Add +9.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.31% | 634,301 | $55.8M | Add +2.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 227,519 | $54.7M | Reduce -32.0% |
| DFAI Dimensional International Co. | 0.30% | 1,851,346 | $54.1M | Add +13.7% |
| AGOX Adaptive Alpha Opportunities | 0.30% | 1,987,716 | $54.0M | Add +3.5% |
| VEA Vanguard Ftse Developed ETF | 0.30% | 1,125,334 | $53.8M | Add +4.8% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.29% | 1,055,356 | $53.0M | Add +17.9% |
| IEFA iShares Core MSCI Eafe ETF | 0.29% | 739,167 | $51.9M | Add +6.0% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 390,695 | $50.3M | Add +5.6% |
| JGRO JPMorgan Active Growth ETF | 0.27% | 612,412 | $49.6M | Add +344.4% |
| UNH Unitedhealth Group Inc. | 0.27% | 97,989 | $49.6M | Add +4.3% |
| JNJ Johnson & Johnson | 0.27% | 334,387 | $48.4M | Reduce -3.6% |
| VGT Vanguard Info Tech ETF | 0.26% | 77,528 | $48.2M | Add +20.0% |
| SPLV Invesco S&P 500 Low Volatili | 0.26% | 678,680 | $47.5M | Add +0.1% |
| CVX Chevron Corp. | 0.25% | 316,907 | $45.9M | Add +1.9% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.25% | 565,845 | $45.4M | Add +0.9% |
| IWM iShares Russell 2000 ETF | 0.25% | 202,943 | $44.8M | Reduce -10.8% |
| FTCS First Trust Capital Strength | 0.24% | 504,415 | $44.3M | Add +20.6% |
| FPE FT-Preferred Secur & Inc. ETF | 0.24% | 2,476,663 | $43.8M | Add +8.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.24% | 775,831 | $43.7M | Add +12.1% |
| FVD First Trust Value Line DVD | 0.24% | 988,611 | $43.1M | Add +0.7% |
| NFLX Netflix Inc. | 0.24% | 48,391 | $43.1M | Add +5.0% |
| ETN Eaton Corp. PLC | 0.24% | 129,520 | $43.0M | Add +5.8% |
| MCD McDonald's Corp. | 0.23% | 146,594 | $42.5M | Add +2.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.23% | 520,499 | $42.1M | Add +10.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.23% | 199,698 | $42.0M | Reduce -0.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 190,886 | $42.0M | Add +7.7% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.23% | 391,807 | $41.9M | Add +24.1% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.22% | 925,859 | $40.7M | Add +2.5% |
| IWD iShares Russell 1000 Value E | 0.22% | 215,298 | $39.9M | Add +3.8% |
| DE Deere & Co. | 0.21% | 91,852 | $39.1M | Add +5.2% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.21% | 309,372 | $38.6M | Add +3.3% |
| DFUS Dimensional US Eq MKT ETF | 0.21% | 601,666 | $38.4M | Reduce -8.6% |
| EFG iShares MSCI Eafe Growth ETF | 0.21% | 395,427 | $38.3M | Add +6.4% |
| SDVY First Trust Smid Cap Rising | 0.21% | 1,064,652 | $38.2M | Add +10.3% |
| TLT iShares 20+ Year Treasury BD | 0.21% | 436,498 | $38.1M | Add +37.7% |
| GS Goldman Sachs Group Inc. | 0.21% | 65,286 | $37.4M | Add +15.0% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.20% | 490,594 | $37.3M | Add +18.4% |
| ORCL Oracle Corp. | 0.20% | 222,919 | $37.1M | Reduce -31.9% |
| AGG iShares Core U.S. Aggregate | 0.20% | 383,189 | $37.1M | Add +13.7% |
| CRM Salesforce Inc. | 0.20% | 108,938 | $36.4M | Reduce -13.9% |
| NEE Nextera Energy Inc. | 0.20% | 504,405 | $36.2M | Add +12.0% |
| MA Mastercard Inc. Class A | 0.20% | 68,094 | $35.9M | Add +1.9% |
| SYK Stryker Corp. | 0.20% | 99,096 | $35.8M | Reduce -1.2% |
Options reported separately and not counted above: NVIDIA CORPORATION puts ($2.3M), CINTAS CORP puts ($1.3M), SMH puts ($1.2M), UNITEDHEALTH GROUP INC puts ($1.0M), APPLE INC calls ($676K), STRATEGY INC calls ($579K), NVIDIA CORPORATION calls ($577K), AMAZON COM INC calls ($439K), OCCIDENTAL PETE CORP calls ($395K), PALO ALTO NETWORKS INC calls ($364K), INVESCO QQQ TR puts ($256K), AEROVIRONMENT INC calls ($231K), and 3 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $19.1M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 11,243 | $13.4M | Add +4.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 3,591 | $4.4M | Add +1.1% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 26,654 | $1.1M | Add +8.5% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 8,589 | $211K | Reduce -13.7% |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 95,183 | $3K | New |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 10,000 | $499 | New |
Total filed on the 13F, all lines: $18.2B.
Portfolio Sells Q3 2024 → Q4 2024
| DGRO iShares Core Dividend Growth | Reduce -79.3% | 0.10% | −0.41 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -18.8% | 1.05% | −0.27 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -81.9% | 0.03% | −0.15 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -70.3% | 0.05% | −0.14 |
| MSFT Microsoft Corp. | Reduce -4.6% | 1.91% | −0.14 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -32.0% | 0.30% | −0.14 |
| KO The Coca-Cola Co. | Reduce -33.3% | 0.18% | −0.13 |
| IWY iShares Russell Top 200 Grow | Reduce -55.2% | 0.12% | −0.13 |
| VIG Vanguard Dividend Apprec ETF | Reduce -21.1% | 0.44% | −0.13 |
| CMCSA Comcast Corp. Class A | Reduce -66.8% | 0.05% | −0.12 |
| VTIP Vanguard Short-Term Tips | Reduce -82.5% | 0.02% | −0.11 |
| MGC Vngrd Mrngstr MG Cap ETF-Usd | Reduce -68.9% | 0.05% | −0.11 |
| FLRT Pacer Aristotle Pacific Floa | Reduce -81.4% | 0.03% | −0.11 |
| APRT Allianzim US Eq BFFR10 Ap-US | Reduce -96.7% | 0.00% | −0.11 |
| IVE iShares S&P 500 Value ETF | Reduce -16.9% | 0.42% | −0.10 |
| PM Philip Morris International | Reduce -52.7% | 0.09% | −0.10 |
| ORCL Oracle Corp. | Reduce -31.9% | 0.20% | −0.10 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -72.3% | 0.04% | −0.10 |
| NVS Novartis AG-Sponsored ADR | Reduce -80.0% | 0.02% | −0.10 |
| WFC Wells Fargo & Co. | Reduce -67.1% | 0.07% | −0.10 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -79.3% | 0.03% | −0.10 |
| IJR iShares Core S&P Small-Cap E | Reduce -11.0% | 0.66% | −0.10 |
| DUHP Dimensional US High Profi Et | Reduce -72.9% | 0.03% | −0.09 |
| JPST JPMorgan Ultra-Short Income | Reduce -42.6% | 0.12% | −0.09 |
| ADI Analog Devices Inc. | Reduce -70.1% | 0.03% | −0.09 |
| SCHM Schwab US Mid Cap ETF | Reduce -75.9% | 0.03% | −0.08 |
| LMT Lockheed Martin Corp. | Reduce -15.3% | 0.19% | −0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -17.0% | 0.39% | −0.08 |
| CGCP Cap Group Core Plus Income | Reduce -69.7% | 0.03% | −0.08 |
| ELV Elevance Health Inc. | Reduce -66.0% | 0.02% | −0.07 |
| GD General Dynamics Corp. | Reduce -44.9% | 0.07% | −0.07 |
| BLK BlackRock Inc. | Reduce -56.7% | 0.12% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -7.0% | 0.41% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -4.2% | 0.35% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -22.1% | 0.53% | −0.07 |
| BKNG Booking Holdings Inc. | Reduce -73.9% | 0.03% | −0.07 |
| MDT Medtronic PLC | Reduce -43.3% | 0.07% | −0.07 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -33.1% | 0.12% | −0.07 |
| VZ Verizon Communications Inc. | Reduce -15.5% | 0.19% | −0.07 |
| RTX RTX Corp. | Reduce -27.3% | 0.14% | −0.06 |
| AMGN Amgen Inc. | Reduce -16.3% | 0.13% | −0.06 |
| UL Unilever PLC | Reduce -68.3% | 0.02% | −0.06 |
| SNY Sanofi-ADR | Reduce -89.9% | 0.01% | −0.06 |
| SCHW Schwab (charles) Corp. | Reduce -55.2% | 0.06% | −0.06 |
| BDX Becton Dickinson and Co. | Reduce -83.8% | 0.01% | −0.06 |
| OMC Omnicom Group | Reduce -85.2% | 0.01% | −0.06 |
| BSCR Invesco Bulletshares 2027 CB | Reduce -72.3% | 0.02% | −0.06 |
| IBDP iShares Ibonds Dec 2024 Term | Sold out | 0.00% | −0.06 |
| EBAY eBay Inc. | Reduce -93.9% | 0.00% | −0.06 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -80.5% | 0.01% | −0.06 |
Portfolio Buys Q3 2024 → Q4 2024
| NVDA Nvidia Corp. | Add +15.2% | 2.10% | +0.44 |
| VOO Vanguard S&P 500 ETF | Add +23.7% | 1.58% | +0.32 |
| AAPL Apple Inc. | Add +2.0% | 3.54% | +0.30 |
| IVV iShares Core S&P 500 ETF | Add +11.1% | 2.19% | +0.25 |
| JGRO JPMorgan Active Growth ETF | Add +344.4% | 0.27% | +0.21 |
| TSLA Tesla Inc. | Add +3.2% | 0.56% | +0.21 |
| AVGO Broadcom Inc. | Add +27.0% | 0.44% | +0.18 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +12.2% | 1.05% | +0.17 |
| QQQ Invesco QQQ Trust Series 1 | Add +5.5% | 1.75% | +0.16 |
| PHYS Sprott Physical Gold Trust | Add +1026.9% | 0.16% | +0.15 |
| CGDV Cap Group Dividend Value | Add +23.2% | 0.72% | +0.11 |
| NVBT All US Equ BUF10 Nov ETF-Usd | New | 0.11% | +0.11 |
| ET Energy Transfer LP | Add +963.3% | 0.11% | +0.10 |
| USFR Wisdomtree Floating Rate Tre | Add +39.4% | 0.36% | +0.10 |
| BOND PIMCO Active Bond Exchange-T | Add +103.2% | 0.18% | +0.09 |
| FTCB FT Core Investment Grade ETF | New | 0.08% | +0.08 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.7% | 1.57% | +0.08 |
| EPD Enterprise Products Partners | Add +191.1% | 0.11% | +0.08 |
| PLTR Palantir Technologies Inc. Class A | Add +33.1% | 0.12% | +0.08 |
| JAAA Janus Henderson Aaa Clo ETF | Add +27.1% | 0.35% | +0.07 |
| MSTR Strategy Inc. | Add +71.7% | 0.10% | +0.07 |
| DFAC Dimensional US Core Equity 2 | Add +17.1% | 0.40% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +21.5% | 0.42% | +0.06 |
| AHRT Ah Realty Trust Inc. | New | 0.06% | +0.06 |
| NFLX Netflix Inc. | Add +5.0% | 0.24% | +0.06 |
| VGT Vanguard Info Tech ETF | Add +20.0% | 0.26% | +0.06 |
| DON Wisdomtree US Midcap Dividen | Add +58.5% | 0.15% | +0.06 |
| PSMD Pacer Swan Sos Moderate Janu | New | 0.05% | +0.05 |
| AIRR First Trust Rba American Ind | Add +43.2% | 0.17% | +0.05 |
| SHY iShares 1-3 Year Treasury Bo | Add +61.9% | 0.15% | +0.05 |
| META Meta Platforms Inc. Class A | Add +11.1% | 0.46% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | Add +51.4% | 0.14% | +0.05 |
| TBIL F/M US Treasury 3 Month Bill | Add +124.2% | 0.10% | +0.05 |
| AJG Arthur J Gallagher & Co. | Add +268.3% | 0.07% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +10.1% | 0.37% | +0.05 |
| MTUM iShares MSCI USA Momentum Fa | Add +118.4% | 0.09% | +0.05 |
| GS Goldman Sachs Group Inc. | Add +15.0% | 0.21% | +0.05 |
| IRM Iron Mountain Inc. | Add +3163.5% | 0.05% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +48.6% | 0.10% | +0.04 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +291.3% | 0.06% | +0.04 |
| ONEQ Fidelity Nasdaq Comp Indx | Add +18.4% | 0.20% | +0.04 |
| IRT Independence Realty Trust Inc. | Add +3843.7% | 0.04% | +0.04 |
| COST Costco Wholesale Corp. | Add +8.5% | 0.38% | +0.04 |
| IYW iShares Ustechnology ETF | Add +9.1% | 0.31% | +0.04 |
| TLT iShares 20+ Year Treasury BD | Add +37.7% | 0.21% | +0.04 |
| COWZ Pacer US Cash Cows 100 ETF | Add +10.3% | 0.55% | +0.04 |
| PSA Public Storage | Add +387.4% | 0.05% | +0.04 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +7.8% | 0.90% | +0.04 |
| O Realty Income Corp. | Add +458.5% | 0.04% | +0.04 |
| PLD Prologis Inc. | Add +399.3% | 0.05% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| NVIDIA CORPORATION | put | Reduce -12.6% | 17,400 | $2.3M |
| CINTAS CORP | put | New | 7,000 | $1.3M |
| SMH Vaneck Semiconductor ETF | put | New | 5,000 | $1.2M |
| APPLE INC | call | Reduce -6.9% | 2,700 | $676K |
| STRATEGY INC | call | Add +17.6% | 2,000 | $579K |
| NVIDIA CORPORATION | call | Add +22.9% | 4,300 | $577K |
| AMAZON COM INC | call | New | 2,000 | $439K |
| OCCIDENTAL PETE CORP | call | New | 8,000 | $395K |
| PALO ALTO NETWORKS INC | call | Add +33.3% | 2,000 | $364K |
| META PLATFORMS INC | put | Sold out | 500 | $286Kbefore exit |
| INVESCO QQQ TR | put | Reduce -95.0% | 500 | $256K |
| APPLE INC | put | Sold out | 1,000 | $233Kbefore exit |
| AEROVIRONMENT INC | call | New | 1,500 | $231K |
| WASTE MGMT INC DEL | call | Sold out | 1,000 | $208Kbefore exit |
| TILRAY BRANDS INC | call | Add +71.9% | 55,000 | $73K |
| SNDL INC | call | New | 22,000 | $39K |
| ORGANIGRAM HLDGS INC | call | New | 17,400 | $28K |
| ORGANIGRAM HLDGS INC | call | Sold out | 15,000 | $27Kbefore exit |
| GROWGENERATION CORP | call | Sold out | 10,000 | $21Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +4.0% | 11,243 | $13.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.1% | 3,591 | $4.4M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +8.5% | 26,654 | $1.1M |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | Sold out | 14,765 | $373Kbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -13.7% | 8,589 | $211K |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | New | 95,183 | $3K |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | New | 10,000 | $499 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 3,239 | $30.9B | AAPL, NVDA, PH, QQQ, IVV |
| Q1 2026 | 3,094 | $26.4B | AAPL, PH, NVDA, IVV, QQQ |
| Q4 2025 | 4,505 | $24.2B | AAPL, NVDA, PH, IVV, MSFT |
| Q3 2025 | 2,874 | $21.8B | AAPL, NVDA, PH, MSFT, IVV |
| Q2 2025 | 2,799 | $20.5B | BRK.A, AAPL, IVV, NVDA, PH |
| Q1 2025 | 2,734 | $20.6B | BRK.A, AAPL, PH, IVV, VOO |
| Q4 2024 | 2,626 | $18.2B | AAPL, IVV, PH, NVDA, MSFT |
| Q3 2024 | 2,527 | $18.1B | AAPL, PH, MSFT, IVV, NVDA |
| Q2 2024 | 2,599 | $17.9B | AAPL, MSFT, NVDA, IVV, PH |
| Q1 2024 | 2,443 | $14.9B | AAPL, PH, MSFT, IVV, VOO |