Keynote Financial Services LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 31, 2025), Keynote Financial Services LLC reported 159 stock positions worth $164.3 million. Its top holding was Apple (AAPL) at 6.1% of the portfolio, followed by Abbvie (ABBV, 5.7%) and Microsoft (MSFT, 3.2%). Compared with Q2 2025, it opened 5 new positions, sold out of 4, added to 47 and reduced 72. The biggest buy was Vanguard Ultra Short Bond Et (VUSB, shares +84%) and the biggest sale Comstock Resources (CRK, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- VERNON, CT
- CIK
- 0002026127
- Portfolio Value
- $164.3M (Q3 2025)
- SEC Filing
- 0002026127-25-000007 ↗ filed Oct 31, 2025
Holdings Value
Holdings 159 stocks · $164.3M
| AAPL Apple Inc. | 6.07% | 39,171 | $10.0M | Reduce -2.9% |
| ABBV Abbvie Inc. | 5.72% | 40,605 | $9.4M | Reduce -0.7% |
| MSFT Microsoft Corp. | 3.19% | 10,134 | $5.2M | Reduce -1.4% |
| VUSB Vanguard Ultra Short Bond Et | 3.12% | 102,681 | $5.1M | Add +84.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 3.05% | 9,964 | $5.0M | Add +5.4% |
| RTX RTX Corp. | 2.98% | 29,243 | $4.9M | Reduce -2.3% |
| GOOGL Alphabet Inc. Class A | 2.54% | 17,159 | $4.2M | Reduce -1.5% |
| ABT Abbott Laboratories | 2.16% | 26,493 | $3.5M | Reduce -0.6% |
| T AT&T Inc. | 1.95% | 113,374 | $3.2M | Add +1.6% |
| INTC Intel Corp. | 1.79% | 87,598 | $2.9M | Reduce -1.2% |
| PFE Pfizer Inc. | 1.54% | 99,121 | $2.5M | Add +1.9% |
| HTO H2O America | 1.52% | 51,414 | $2.5M | Add +11.4% |
| JNJ Johnson & Johnson | 1.43% | 12,694 | $2.4M | Reduce -0.5% |
| OXY Occidental Petroleum Corp. | 1.43% | 49,604 | $2.3M | Add +1.8% |
| CVS CVS Health Corp. | 1.34% | 29,299 | $2.2M | Reduce -1.9% |
| PG The Procter & Gamble Co. | 1.27% | 13,537 | $2.1M | Reduce -0.2% |
| JPM JPMorgan Chase & Co. | 1.22% | 6,339 | $2.0M | Reduce -0.3% |
| VZ Verizon Communications Inc. | 1.19% | 44,536 | $2.0M | Add +1.2% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.13% | 9,369 | $1.9M | Reduce -8.3% |
| MMM 3M Co. | 1.13% | 11,916 | $1.8M | Reduce -3.8% |
| AMGN Amgen Inc. | 1.11% | 6,451 | $1.8M | Add +19.0% |
| AMZN Amazon.com Inc. | 1.07% | 7,985 | $1.8M | Reduce -0.3% |
| NVDA Nvidia Corp. | 1.06% | 9,344 | $1.7M | Reduce -4.8% |
| MO Altria Group Inc. | 1.02% | 25,397 | $1.7M | Reduce -0.1% |
| QCOM Qualcomm Inc. | 0.95% | 9,336 | $1.6M | Add +0.8% |
| LLY Eli Lilly & Co. | 0.94% | 2,027 | $1.5M | Add +6.6% |
| CLF Cleveland-Cliffs Inc. | 0.91% | 122,993 | $1.5M | Reduce -0.1% |
| CAT Caterpillar Inc. | 0.91% | 3,138 | $1.5M | Reduce -3.1% |
| LMT Lockheed Martin Corp. | 0.91% | 2,994 | $1.5M | Add +36.3% |
| DINO HF Sinclair Corp. | 0.90% | 28,146 | $1.5M | Reduce -0.2% |
| BMY Bristol-Myers Squibb Co. | 0.88% | 32,162 | $1.5M | Add +0.1% |
| MPC Marathon Petroleum Corp. | 0.83% | 7,113 | $1.4M | Reduce -0.5% |
| CRK Comstock Resources Inc. | 0.82% | 68,115 | $1.4M | Reduce -5.6% |
| GILD Gilead Sciences Inc. | 0.81% | 12,007 | $1.3M | Reduce -3.1% |
| LITE Lumentum Holdings Inc. | 0.80% | 8,060 | $1.3M | Reduce -4.0% |
| SWKS Skyworks Solutions Inc. | 0.79% | 16,946 | $1.3M | Add +1.9% |
| UNM Unum Group | 0.77% | 16,336 | $1.3M | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.76% | 11,096 | $1.3M | Add +0.5% |
| RAVI NT Ultrashrt Fi ETF | 0.75% | 16,345 | $1.2M | Reduce -18.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.75% | 23,833 | $1.2M | Reduce -0.1% |
| MRK Merck & Co. Inc. | 0.74% | 14,583 | $1.2M | Add +2.0% |
| LNC Lincoln National Corp. | 0.74% | 30,118 | $1.2M | Reduce -2.6% |
| MCD McDonald's Corp. | 0.74% | 3,989 | $1.2M | No change |
| GOOG Alphabet Inc. Class C | 0.71% | 4,786 | $1.2M | Reduce -1.2% |
| DUK Duke Energy Corp. | 0.70% | 9,254 | $1.1M | No change |
| MU Micron Technology Inc. | 0.69% | 6,803 | $1.1M | Reduce -5.8% |
| COHR II-Vi Inc. filed as COHERENT CORP | 0.69% | 10,532 | $1.1M | Reduce -10.7% |
| PM Philip Morris International | 0.66% | 6,679 | $1.1M | Reduce -0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.65% | 3,786 | $1.1M | No change |
| AMAT Applied Materials Inc. | 0.65% | 5,201 | $1.1M | Reduce -2.5% |
| ULTA Ulta Beauty Inc. | 0.64% | 1,920 | $1.0M | Reduce -0.5% |
| KO The Coca-Cola Co. | 0.59% | 14,635 | $971K | No change |
| KHC The Kraft Heinz Co. | 0.57% | 36,103 | $940K | Reduce -10.8% |
| ED Consolidated Edison Inc. | 0.56% | 9,078 | $913K | Reduce -0.2% |
| ALSN Allison Transmission Holding | 0.54% | 10,503 | $891K | Add +13.7% |
| HHH Howard Hughes Holdings Inc. | 0.53% | 10,532 | $865K | Add +0.4% |
| TSLA Tesla Inc. | 0.52% | 1,934 | $860K | Reduce -4.9% |
| MDT Medtronic PLC | 0.52% | 9,023 | $859K | Add +17.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.52% | 7,437 | $852K | Reduce -4.5% |
| URZ Uranerz Energy Corp. filed as DENISON MINES CORP | 0.51% | 306,068 | $842K | Add +0.3% |
| CVX Chevron Corp. | 0.50% | 5,318 | $826K | Reduce -0.4% |
| PSX Phillips 66 | 0.48% | 5,825 | $792K | No change |
| PEP Pepsico Inc. | 0.47% | 5,458 | $767K | Reduce -0.9% |
| LRCX Lam Research Corp. | 0.46% | 5,704 | $764K | Reduce -0.2% |
| CBOE Cboe Global Markets Inc. | 0.45% | 3,041 | $746K | Reduce -7.9% |
| O Realty Income Corp. | 0.41% | 10,956 | $666K | Add +33.6% |
| LKQ LKQ Corp. | 0.40% | 21,758 | $664K | Add +9.1% |
| CSCO Cisco Systems Inc. | 0.39% | 9,441 | $646K | No change |
| LYB Lyondellbasell Indu Class A | 0.39% | 13,043 | $640K | Add +2.5% |
| PII Polaris Inc. | 0.39% | 10,957 | $637K | Add +1.3% |
| SMCI Super Micro Computer Inc. | 0.39% | 13,283 | $637K | Reduce -0.1% |
| WHR Whirlpool Corp. | 0.38% | 8,045 | $632K | Add +11.2% |
| TSN Tyson Foods Inc. Class A | 0.38% | 11,557 | $628K | Reduce -1.6% |
| UPS United Parcel Service Class B | 0.38% | 7,487 | $625K | Add +11.6% |
| REGN Regeneron Pharmaceuticals | 0.37% | 1,093 | $615K | Add +25.3% |
| FLO Flowers Foods Inc. | 0.37% | 46,147 | $602K | Add +104.9% |
| UNFI United Natural Foods Inc. | 0.36% | 15,810 | $595K | Reduce -3.7% |
| CI Cigna Holding Co. filed as THE CIGNA GROUP | 0.36% | 2,046 | $590K | Add +5.8% |
| ES Eversource Energy | 0.36% | 8,209 | $584K | Reduce -3.0% |
| PYPL PayPal Holdings Inc. | 0.34% | 8,355 | $560K | Reduce -2.5% |
| SMITH & WESSON HLDG CORP | 0.34% | 56,561 | $556K | Add +416.3% |
| PFF iShares Preferred & Income S | 0.34% | 17,488 | $553K | Add +37.9% |
| HRL Hormel Foods Corp. | 0.33% | 22,075 | $546K | Add +40.5% |
| AGQ Proshares Ultra Silver | 0.33% | 7,050 | $537K | Reduce -49.8% |
| SLV iShares Silver Trust | 0.33% | 12,650 | $536K | No change |
| GLD SPDR Gold Shares | 0.32% | 1,483 | $527K | Add +11.2% |
| NEE Nextera Energy Inc. | 0.32% | 6,912 | $522K | No change |
| F Ford Motor Co. filed as FORD MTR CO | 0.32% | 43,572 | $521K | Reduce -34.8% |
| STZ Constellation Brands Inc. Class A | 0.32% | 3,867 | $521K | Add +50.9% |
| BIRK Birkenstock Holding PLC | 0.32% | 11,466 | $519K | New |
| ENB Enbridge Inc. | 0.31% | 10,091 | $509K | Add +7.4% |
| TD Toronto-Dominion Bank | 0.31% | 6,312 | $505K | No change |
| STM Stmicroelectronics NV-NY SHS | 0.30% | 17,623 | $498K | Reduce -4.5% |
| HD Home Depot Inc. | 0.30% | 1,226 | $497K | No change |
| Stanley Works | 0.30% | 6,590 | $490K | Add +3.0% |
| UL Unilever PLC | 0.28% | 7,850 | $465K | Add +6.8% |
| WMT Walmart Inc. | 0.28% | 4,477 | $461K | Reduce -10.1% |
| R Ryder System Inc. | 0.28% | 2,444 | $461K | Reduce -3.5% |
| HIG Hartford Insurance Group Inc. | 0.28% | 3,447 | $460K | Reduce -5.5% |
| SOUN Soundhound AI Inc. Class A | 0.28% | 28,258 | $454K | Add +41.8% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $1.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 4.75 PERP Z) | Common Stock | 37,683 | $744K | Add +17.2% |
| CAPITAL ONE FINANCIAL CO (COF 6.25 PERP C) | COM | 1,448 | $308K | No change |
| GMAC CAPITAL TRUST I (ALLY V0 02/15/40 2) | COM | 5,561 | $218K | Reduce -1.5% |
| ALGONQUIN PWR & UTILITY (AQNCN V9.34144 10/17/78) | COM | 40,285 | $216K | Reduce -2.7% |
Total filed on the 13F, all lines: $165.8M.
Portfolio Sells Q2 2025 → Q3 2025
| CRK Comstock Resources Inc. | Reduce -5.6% | 0.82% | −0.53 |
| ABT Abbott Laboratories | Reduce -0.6% | 2.16% | −0.30 |
| MSFT Microsoft Corp. | Reduce -1.4% | 3.19% | −0.28 |
| RAVI NT Ultrashrt Fi ETF | Reduce -18.1% | 0.75% | −0.27 |
| DEA Easterly Government Properti | Sold out | 0.00% | −0.25 |
| MTB M & T Bank Corp. | Reduce -8.3% | 1.13% | −0.22 |
| PG The Procter & Gamble Co. | Reduce -0.2% | 1.27% | −0.20 |
| F Ford Motor Co. | Reduce -34.8% | 0.32% | −0.18 |
| PM Philip Morris International | Reduce -0.1% | 0.66% | −0.17 |
| MMM 3M Co. | Reduce -3.8% | 1.13% | −0.15 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.15 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.14 |
| KHC The Kraft Heinz Co. | Reduce -10.8% | 0.57% | −0.14 |
| DIS The Walt Disney Co. | Reduce -4.5% | 0.52% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -0.3% | 1.07% | −0.13 |
| AGQ Proshares Ultra Silver | Reduce -49.8% | 0.33% | −0.13 |
| UNM Unum Group | Reduce -0.3% | 0.77% | −0.12 |
| GILD Gilead Sciences Inc. | Reduce -3.1% | 0.81% | −0.12 |
| PYPL PayPal Holdings Inc. | Reduce -2.5% | 0.34% | −0.09 |
| CARR Carrier Global Corp. | Reduce -1.6% | 0.22% | −0.09 |
| STM Stmicroelectronics NV-NY SHS | Reduce -4.5% | 0.30% | −0.08 |
| CBOE Cboe Global Markets Inc. | Reduce -7.9% | 0.45% | −0.07 |
| TSN Tyson Foods Inc. Class A | Reduce -1.6% | 0.38% | −0.06 |
| ED Consolidated Edison Inc. | Reduce -0.2% | 0.56% | −0.06 |
| BGC BGC Group Inc. Class A | Reduce -23.7% | 0.10% | −0.06 |
| SMCI Super Micro Computer Inc. | Reduce -0.1% | 0.39% | −0.05 |
| CVS CVS Health Corp. | Reduce -1.9% | 1.34% | −0.05 |
| ELV Elevance Health Inc. | Reduce -0.7% | 0.15% | −0.05 |
| WMT Walmart Inc. | Reduce -10.1% | 0.28% | −0.05 |
| APD Air Products & Chemicals Inc. | Reduce -0.7% | 0.24% | −0.04 |
| CME Cme Group Inc. | Reduce -1.0% | 0.23% | −0.04 |
| MPT Medical Properties Trust Inc. | Reduce -42.9% | 0.05% | −0.04 |
| HIG Hartford Insurance Group Inc. | Reduce -5.5% | 0.28% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -0.3% | 1.22% | −0.03 |
| HYGV NT HY Val-SCRD BD ETF | Reduce -5.0% | 0.19% | −0.03 |
| WY Weyerhaeuser Co. | Reduce -3.2% | 0.15% | −0.03 |
| VTRS Viatris Inc. | Reduce -27.4% | 0.08% | −0.03 |
| NDAQ Nasdaq Inc. | Reduce -0.9% | 0.20% | −0.03 |
| PEP Pepsico Inc. | Reduce -0.9% | 0.47% | −0.03 |
| VALE Vale SA-SP ADR | Reduce -10.0% | 0.25% | −0.03 |
| DOC Healthpeak Properties Inc. | Reduce -13.4% | 0.15% | −0.03 |
| RMD Resmed Inc. | Reduce -6.9% | 0.20% | −0.03 |
| LCID Lucid Group Inc. | Sold out | 0.00% | −0.02 |
| COHR II-Vi Inc. | Reduce -10.7% | 0.69% | −0.02 |
| RBC RBC Bearings Inc. | Reduce -3.1% | 0.15% | −0.02 |
| BAC Bank of America Corp. | Reduce -0.1% | 0.75% | −0.02 |
| CVX Chevron Corp. | Reduce -0.4% | 0.50% | −0.02 |
| AMAT Applied Materials Inc. | Reduce -2.5% | 0.65% | −0.01 |
| FDX FedEx Corp. | Reduce -1.1% | 0.13% | −0.01 |
| MVST Microvast Holdings Inc. | Reduce -4.3% | 0.10% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| VUSB Vanguard Ultra Short Bond Et | Add +84.2% | 3.12% | +1.24 |
| BIRK Birkenstock Holding PLC | New | 0.32% | +0.32 |
| SMITH & WESSON HLDG CORP | Add +416.3% | 0.34% | +0.27 |
| DEA Easterly Govt Pptys Inc. | New | 0.22% | +0.22 |
| LMT Lockheed Martin Corp. | Add +36.3% | 0.91% | +0.22 |
| APLD Applied Digital Corp. | New | 0.14% | +0.14 |
| FIX Comfort Systems USA Inc. | New | 0.14% | +0.14 |
| URZ Uranerz Energy Corp. | Add +0.3% | 0.51% | +0.14 |
| SOUN Soundhound AI Inc. Class A | Add +41.8% | 0.28% | +0.13 |
| FLO Flowers Foods Inc. | Add +104.9% | 0.37% | +0.12 |
| PATH Uipath Inc. Class A | New | 0.10% | +0.10 |
| PII Polaris Inc. | Add +1.3% | 0.39% | +0.09 |
| RGA Reinsurance Group of America | Add +84.7% | 0.23% | +0.09 |
| O Realty Income Corp. | Add +33.6% | 0.41% | +0.08 |
| AMGN Amgen Inc. | Add +19.0% | 1.11% | +0.08 |
| PFF iShares Preferred & Income S | Add +37.9% | 0.34% | +0.07 |
| MDT Medtronic PLC | Add +17.7% | 0.52% | +0.07 |
| REGN Regeneron Pharmaceuticals | Add +25.3% | 0.37% | +0.06 |
| HHH Howard Hughes Holdings Inc. | Add +0.4% | 0.53% | +0.05 |
| GLD SPDR Gold Shares | Add +11.2% | 0.32% | +0.04 |
| OXY Occidental Petroleum Corp. | Add +1.8% | 1.43% | +0.04 |
| STZ Constellation Brands Inc. Class A | Add +50.9% | 0.32% | +0.03 |
| EXPE Expedia Group Inc. | Add +1.9% | 0.17% | +0.02 |
| ENB Enbridge Inc. | Add +7.4% | 0.31% | +0.02 |
| COP Conocophillips | Add +14.3% | 0.28% | +0.02 |
| BBAI Bigbear.ai Holdings Inc. | Add +31.9% | 0.14% | +0.02 |
| GIS General Mills Inc. | Add +19.0% | 0.27% | +0.01 |
| HRL Hormel Foods Corp. | Add +40.5% | 0.33% | +0.01 |
| Stanley Works | Add +3.0% | 0.30% | +0.00 |
| CELU Celularity Inc. Class A | Add +4.3% | 0.03% | −0.00 |
| NWL Newell Brands Inc. | Add +7.7% | 0.05% | −0.00 |
| SENS Senseonics Holdings Inc. | Add +1.5% | 0.06% | −0.01 |
| UL Unilever PLC | Add +6.8% | 0.28% | −0.02 |
| MRK Merck & Co. Inc. | Add +2.0% | 0.74% | −0.02 |
| GPK Graphic Packaging Holding Co. | Add +0.3% | 0.14% | −0.03 |
| XOM Exxon Mobil Corp. | Add +0.5% | 0.76% | −0.05 |
| SWKS Skyworks Solutions Inc. | Add +1.9% | 0.79% | −0.05 |
| ALSN Allison Transmission Holding | Add +13.7% | 0.54% | −0.05 |
| QCOM Qualcomm Inc. | Add +0.8% | 0.95% | −0.06 |
| PFE Pfizer Inc. | Add +1.9% | 1.54% | −0.06 |
| LLY Eli Lilly & Co. | Add +6.6% | 0.94% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +5.4% | 3.05% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Add +0.8% | 0.28% | −0.07 |
| CI Cigna Holding Co. | Add +5.8% | 0.36% | −0.07 |
| UPS United Parcel Service Class B | Add +11.6% | 0.38% | −0.08 |
| LKQ LKQ Corp. | Add +9.1% | 0.40% | −0.10 |
| VZ Verizon Communications Inc. | Add +1.2% | 1.19% | −0.10 |
| HTO H2O America | Add +11.4% | 1.52% | −0.10 |
| LYB Lyondellbasell Indu Class A | Add +2.5% | 0.39% | −0.11 |
| WHR Whirlpool Corp. | Add +11.2% | 0.38% | −0.11 |
Notes & Other Activity Q2 2025 → Q3 2025
| WELLS FARGO & COMPANY (WFC 4.75 PERP Z) | Common Stock | Add +17.2% | 37,683 | $744K |
| GMAC CAPITAL TRUST I (ALLY V0 02/15/40 2) | COM | Reduce -1.5% | 5,561 | $218K |
| ALGONQUIN PWR & UTILITY (AQNCN V9.34144 10/17/78) | COM | Reduce -2.7% | 40,285 | $216K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 181 | $212.2M | AAPL, ABBV, VUSB, INTC, BRK.B |
| Q1 2026 | 170 | $186.6M | AAPL, VUSB, ABBV, BRK.B, RTX |
| Q4 2025 | 164 | $177.3M | AAPL, ABBV, VUSB, BRK.B, RTX |
| Q3 2025 | 159 | $164.3M | AAPL, ABBV, MSFT, VUSB, BRK.B |
| Q2 2025 | 158 | $147.4M | AAPL, ABBV, MSFT, BRK.B, RTX |
| Q1 2025 | 155 | $139.1M | AAPL, ABBV, RTX, BRK.B, MSFT |
| Q4 2024 | 149 | $129.5M | AAPL, ABBV, MSFT, RTX, BRK.B |
| Q3 2024 | 153 | $130.0M | AAPL, ABBV, MSFT, RTX, ABT |
| Q2 2024 | 147 | $118.6M | AAPL, ABBV, MSFT, RTX, ABT |
| Q1 2024 | 149 | $118.5M | AAPL, ABBV, MSFT, ABT, RTX |