Lake Street Advisors Group, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Lake Street Advisors Group, LLC reported 583 stock positions worth $2.1 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.3% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 4.9%) and Vanguard Ftse Emerging Marke (VWO, 4.4%). Compared with Q4 2023, it opened 39 new positions, sold out of 25, added to 302 and reduced 187. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +94%) and the biggest sale iShares Short-Term National (SUB, shares −95%).

Most Recent 13F
Q4 2024
Location
PORTSMOUTH, NH
CIK
0001724269
Portfolio Value
$2.1B (Q1 2024)
SEC Filing
0001724269-24-000002 ↗ filed May 13, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $2.1B $2.1B Q1 2024 Q2 2024: $2.1B Q2 2024 Q3 2024: $2.2B Q3 2024 Q4 2024: $2.2B Q4 2024

Holdings 583 stocks · $2.1B
SPY SS SPDR S&P 500 ETF Trust-US 5.33% 216,851 $113.8M Add +2.5%
VEA Vanguard Ftse Developed ETF 4.87% 2,073,882 $104.0M Reduce -5.6%
VWO Vanguard Ftse Emerging Marke 4.39% 2,245,376 $93.8M Reduce -0.7%
VOO Vanguard S&P 500 ETF 3.69% 163,961 $78.8M Add +7.7%
VTI VG Morningstar TS MKT ETF-US 3.36% 276,036 $71.7M Add +0.6%
SGOV iShares 0-3 Month Treasury B 3.32% 704,711 $71.0M Add +93.7%
IWB iShares Russell 1000 ETF 2.88% 213,629 $61.5M Reduce -0.1%
SCHF Schwab Intl Equity ETF 2.61% 1,427,443 $55.7M Reduce -1.0%
BIL SS SPDR BB 1-3M T-Bill ETF 2.34% 544,653 $50.0M Add +119.3%
VNQ Vanguard Real Estate ETF 2.33% 574,334 $49.7M Reduce -2.8%
BND Vanguard Total Bond Market 2.16% 636,174 $46.2M Add +6.0%
IEFA iShares Core MSCI Eafe ETF 1.88% 541,436 $40.2M Reduce -0.8%
SCZ iShares MSCI Eafe Small-Cap 1.83% 617,513 $39.1M Reduce -21.1%
BIP Brookfield Infrastructure Pa 1.80% 1,234,621 $38.5M Add +1.2%
VGIT Vanguard Intermediate-Term T 1.78% 651,028 $38.1M Add +3.4%
AAPL Apple Inc. 1.68% 209,343 $35.9M Add +0.8%
MSFT Microsoft Corp. 1.68% 85,190 $35.8M Add +1.6%
IJR iShares Core S&P Small-Cap E 1.58% 306,242 $33.8M Reduce -12.5%
MUB iShares National Muni Bond E 1.58% 313,118 $33.7M Add +0.0%
BEP Brookfield Renewable Partner 1.53% 1,410,941 $32.8M Reduce -0.2%
EFAX State Street SPDR MSCI Eafe 1.50% 769,303 $32.0M No change
NVDA Nvidia Corp. 1.33% 31,479 $28.4M Add +7.9%
AMZN Amazon.com Inc. 0.97% 114,874 $20.7M Add +7.3%
SPYX SS SPDR S&P 500 Foss FL ETF 0.94% 470,348 $20.1M Add +36.0%
ESGD iShares Trust iShares ESG Aw 0.93% 247,489 $19.8M Reduce -7.4%
EFA iShares MSCI Eafe ETF 0.91% 243,378 $19.4M Reduce -3.6%
SPDW Ste STR SPDR PT DW Eu ETF 0.84% 500,152 $17.9M No change
SCHR Schwab Intermediate-Term US 0.75% 326,646 $16.0M Reduce -5.8%
IEMG iShares Core MSCI Emerging 0.70% 289,577 $14.9M Reduce -2.0%
SCHH Schwab US REIT ETF 0.66% 696,910 $14.1M Reduce -2.5%
AVGO Broadcom Inc. 0.66% 10,595 $14.0M Add +1.4%
IVV iShares Core S&P 500 ETF 0.63% 25,393 $13.3M Reduce -5.3%
SCHE Schwab Emrg Mrkts Eqty ETF 0.56% 471,423 $11.9M Reduce -2.5%
GOOG Alphabet Inc. Class C 0.55% 76,606 $11.7M Reduce -0.1%
BILS SS Spdrb B 3-12M T-Bill ETF 0.54% 115,000 $11.4M Reduce -25.0%
BRK.B Berkshire Hathaway Inc. Class B 0.53% 27,083 $11.4M Add +2.1%
ESGV Vanguard ESG US Stock ETF 0.53% 121,409 $11.3M Reduce -1.9%
QQQ Invesco QQQ Trust Series 1 0.52% 25,086 $11.2M Reduce -5.4%
BA The Boeing Co. 0.51% 56,254 $10.9M Reduce -0.5%
META Meta Platforms Inc. Class A 0.51% 22,340 $10.8M Add +15.3%
BIPC Brookfield Infrastructure-A 0.51% 300,080 $10.8M Add +1.6%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.49% 876,136 $10.5M Reduce -11.1%
GOOGL Alphabet Inc. Class A 0.47% 66,269 $10.0M Add +0.0%
DKNG Draftkings Inc. Class A 0.44% 207,843 $9.4M Reduce -2.5%
VEU Vanguard Ftse All-World Ex-U 0.43% 155,622 $9.1M No change
SCHX Schwab US Large-Cap ETF 0.40% 137,847 $8.6M No change
LLY Eli Lilly & Co. 0.40% 10,936 $8.5M Add +8.4%
AGG iShares Core U.S. Aggregate 0.38% 83,782 $8.2M Add +0.1%
IYR iShares US Real Estate ETF 0.38% 90,566 $8.1M Reduce 0.0%
BEPC Brookfield Renewable Cor-A 0.37% 320,187 $7.9M Add +2.9%
ABBV Abbvie Inc. 0.33% 38,459 $7.0M Add +1.0%
ETN Eaton Corp. PLC 0.32% 21,677 $6.8M Add +0.5%
ARES Ares Management Corp. Class A 0.30% 48,950 $6.5M Reduce -2.1%
NUEM Nuveen ESG Emerging Markets 0.30% 235,740 $6.5M Add +22.7%
DXJ Wisdomtree Japan Hedged Eq 0.30% 59,395 $6.4M Reduce -1.7%
SPEM State Street SP PTF Em ETF 0.29% 172,962 $6.3M No change
ESGU iShares ESG Aware MSCI USA 0.28% 52,946 $6.1M Add +52.7%
UNH Unitedhealth Group Inc. 0.28% 12,141 $6.0M Reduce -1.7%
JPM JPMorgan Chase & Co. 0.28% 29,902 $6.0M Reduce -0.6%
MRK Merck & Co. Inc. 0.28% 44,478 $5.9M Add +1.5%
CAT Caterpillar Inc. 0.27% 16,007 $5.9M Add +2.9%
V Visa Inc. Class A 0.26% 19,551 $5.5M Add +3.0%
BX Blackstone Inc. 0.25% 40,451 $5.3M Add +1.3%
MA Mastercard Inc. Class A 0.24% 10,858 $5.2M Add +2.1%
SPSM SS SPDR P S&P 600 Small Cap 0.24% 121,309 $5.2M No change
IWM iShares Russell 2000 ETF 0.24% 24,794 $5.2M Add +3.3%
ACWI iShares MSCI Acwi ETF 0.24% 45,662 $5.0M Reduce -0.1%
DELL Dell Technologies -C 0.23% 43,933 $5.0M Add +2.6%
GUNR NT Mstar GLBL NR ETF 0.23% 121,691 $5.0M Add +0.0%
UBER Uber Technologies Inc. 0.21% 59,469 $4.6M Reduce -23.3%
SBUX Starbucks Corp. 0.20% 46,255 $4.2M Reduce -7.2%
WMB Williams Cos Inc. 0.19% 106,526 $4.2M Add +0.2%
TSLA Tesla Inc. 0.19% 23,321 $4.1M Add +17.2%
STIP iShares 0-5 Year Tips Bond E 0.19% 40,947 $4.1M Add +1482.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.19% 24,703 $4.0M Reduce -29.1%
VYM Vanguard High DVD Yield ETF 0.19% 33,064 $4.0M Reduce -18.6%
HD Home Depot Inc. 0.19% 10,422 $4.0M Add +4.8%
CVX Chevron Corp. 0.19% 25,150 $4.0M Add +1.5%
PEP Pepsico Inc. 0.18% 22,084 $3.9M Add +2.6%
MCHI iShares MSCI China ETF 0.18% 96,734 $3.8M Add +42.9%
BSV Vanguard Short-Term Bond ETF 0.18% 49,387 $3.8M Add +0.3%
MCD McDonald's Corp. 0.17% 13,186 $3.7M Reduce -0.7%
ORCL Oracle Corp. 0.17% 29,537 $3.7M Add +0.5%
NFLX Netflix Inc. 0.17% 6,034 $3.7M Reduce -1.4%
ACN Accenture PLC Class A 0.17% 10,555 $3.7M Add +2.0%
AMGN Amgen Inc. 0.17% 12,755 $3.6M Add +0.1%
ESGE iShares Inc. iShares ESG Awar 0.17% 111,273 $3.6M Reduce -5.6%
CERE Cerevel Therapeutics Holding 0.17% 83,857 $3.5M No change
TXN Texas Instruments Inc. 0.16% 20,109 $3.5M Add +4.1%
CRM Salesforce Inc. 0.16% 11,189 $3.4M Add +0.2%
ABNB Airbnb Inc. Class A 0.16% 20,157 $3.3M Reduce -22.7%
MS Morgan Stanley 0.15% 35,077 $3.3M Add +3.6%
NVO Novo-Nordisk A/S-Spons ADR 0.15% 25,068 $3.2M Add +0.5%
PXD Pioneer Natural Resources Co. 0.15% 12,270 $3.2M Reduce -7.6%
BBEU JPMorgan Betabuilders Europe 0.15% 53,726 $3.2M Add +3.5%
OKE Oneok Inc. 0.15% 39,167 $3.1M Reduce -0.3%
EMXC iShares MSCI Emr MRK Ex Chna 0.15% 54,379 $3.1M Add +0.2%
INTU Intuit Inc. 0.15% 4,807 $3.1M Reduce -0.6%
COST Costco Wholesale Corp. 0.15% 4,240 $3.1M Add +8.7%
SPG Simon Property Group Inc. 0.14% 19,594 $3.1M Reduce -0.6%

Show all 583 holdings

Other holdings (73): bonds, preferreds, convertibles and warrants · $3.8M (not counted above)
SecurityClassShares / PrincipalValueChange
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 118,000$130KNo change
VERINT SYSTEMS INC (VRNT 0.25 04/15/26) NOTE 0.250% 4/1 · principal 118,000$111KNo change
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal 101,000$107KNo change
ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) NOTE 1.750% 6/1 · principal 79,000$103KNo change
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 122,000$102KNo change
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 86,000$97KAdd +207.1%
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 92,000$95KAdd +84.0%
RAPID7 INC (RPD 0.25 03/15/27) NOTE 0.250% 3/1 · principal 104,000$91KNo change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 86,000$87KAdd +72.0%
WAYFAIR INC (W 1 08/15/26) NOTE 1.000% 8/1 · principal 94,000$87KNo change
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal 63,000$83KNo change
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal 96,000$82KNew
BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) NOTE 1.250% 5/1 · principal 82,000$81KNo change
ENVESTNET INC (ENV 2.625 12/01/27) NOTE 2.625%12/0 · principal 76,000$80KNo change
PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) NOTE 1.750%12/0 · principal 62,000$80KNo change
EXACT SCIENCES CORP (EXAS 0.375 03/15/27) NOTE 0.375% 3/1 · principal 83,000$79KNo change
ETSY INC (ETSY 0.125 10/01/26) NOTE 0.125%10/0 · principal 74,000$78KNo change
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal 47,000$78KNo change
PELOTON INTERACTIVE INC (PTON 0 02/15/26) NOTE 2/1 · principal 92,000$78KNo change
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 81,000$76KNo change
JAMF HOLDING CORP (JAMF 0.125 09/01/26) NOTE 0.125% 9/0 · principal 80,000$71KAdd +135.3%
BLACKLINE INC (BL 0.125 08/01/24) NOTE 0.125% 8/0 · principal 68,000$69KNo change
ZIFF DAVIS INC (ZD 1.75 11/01/26) NOTE 1.750%11/0 · principal 68,000$64KNo change
BOX INC (BOX 0 01/15/26) NOTE 1/1 · principal 51,000$61KNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 62,000$61KNew
IMAX CORP (IMAX 0.5 04/01/26) NOTE 0.500% 4/0 · principal 63,000$59KNo change
M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) NOTE 0.250% 3/1 · principal 46,000$58KNo change
LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) NOTE 2.000% 2/1 · principal 51,000$56KNo change
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal 33,000$56KNo change
POST HOLDINGS INC (POST 2.5 08/15/27) NOTE 2.500% 8/1 · principal 49,000$55KNo change
ZILLOW GROUP INC (Z 2.75 05/15/25) NOTE 2.750% 5/1 · principal 50,000$53KNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal 50,000$53KNo change
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 48,000$49KNo change
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 35,000$46KNew
PERFICIENT INC (PRFT 0.125 11/15/26) NOTE 0.125%11/1 · principal 53,000$46KNo change
IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) NOTE 1.500% 6/1 · principal 45,000$46KNew
INTERDIGITAL INC (IDCC 3.5 06/01/27) NOTE 3.500% 6/0 · principal 31,000$44KNo change
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal 43,000$44KNew
NICE LTD (NICEIT 0 09/15/25) NOTE 9/1 · principal 42,000$44KNo change
CONMED CORP (CNMD 2.25 06/15/27) NOTE 2.250% 6/1 · principal 47,000$43KNo change
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal 43,000$42KNo change
MARRIOTT VACATION WORLDW (VAC 0 01/15/26) NOTE 1/1 · principal 44,000$42KNo change
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal 29,000$41KNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 34,000$40KNo change
ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) NOTE 1.000% 9/1 · principal 41,000$39KNo change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 43,000$38KNo change
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal 38,000$38KNo change
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal 39,000$37KNew
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) NOTE 2.375%12/1 · principal 32,000$35KNew
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) NOTE 0.250% 3/0 · principal 38,000$34KNo change
DROPBOX INC (DBX 0 03/01/26) NOTE 3/0 · principal 34,000$32KNo change
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal 34,000$32KNo change
LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) NOTE 0.500% 6/1 · principal 41,000$32KNo change
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal 34,000$32KNo change
DAYFORCE INC (DAY 0.25 03/15/26) NOTE 0.250% 3/1 · principal 34,000$31KNo change
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal 34,000$31KNo change
BLACKLINE INC (BL 0 03/15/26) NOTE 3/1 · principal 34,000$31KNo change
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 29,000$30KNo change
VARONIS SYSTEM INC (VRNS 1.25 08/15/25) NOTE 1.250% 8/1 · principal 19,000$30KReduce -44.1%
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 24,000$27KNo change
ON SEMICONDUCTOR CORP (ON 0 05/01/27) NOTE 5/0 · principal 18,000$26KNo change
NOVOCURE LTD (NVCR 0 11/01/25) NOTE 11/0 · principal 29,000$26KNo change
HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) NOTE 1.000% 8/1 · principal 27,000$26KNo change
BENTLEY SYSTEMS (BSY 0.375 07/01/27) NOTE 0.375% 7/0 · principal 29,000$26KNo change
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 18,000$25KNo change
ZILLOW GROUP INC (Z 1.375 09/01/26) NOTE 1.375% 9/0 · principal 18,000$22KNo change
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 25,000$22KNo change
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal 39,000$22KNew
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal 18,000$18KNo change
LCI INDUSTRIES (LCII 1.125 05/15/26) NOTE 1.125% 5/1 · principal 18,000$18KNo change
SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) NOTE 0.500% 8/0 · principal 18,000$17KNo change
SNAP INC (SNAP 0 05/01/27) NOTE 5/0 · principal 18,000$15KNo change
COCHW Envoy Medical Inc.-CW27 *W EXP 09/29/202 100,300$11KAdd +401.5%

Total filed on the 13F, all lines: $2.1B.

Portfolio Sells Q4 2023 → Q1 2024
SUB iShares Short-Term National Reduce -95.5% 0.03% −0.63
SCZ iShares MSCI Eafe Small-Cap Reduce -21.1% 1.83% −0.61
VEA Vanguard Ftse Developed ETF Reduce -5.6% 4.87% −0.42
BEP Brookfield Renewable Partner Reduce -0.2% 1.53% −0.33
IJR iShares Core S&P Small-Cap E Reduce -12.5% 1.58% −0.32
VNQ Vanguard Real Estate ETF Reduce -2.8% 2.33% −0.30
VWO Vanguard Ftse Emerging Marke Reduce -0.7% 4.39% −0.28
BA The Boeing Co. Reduce -0.5% 0.51% −0.23
BILS SS Spdrb B 3-12M T-Bill ETF Reduce -25.0% 0.54% −0.23
USFR Wisdomtree Floating Rate Tre Reduce -80.8% 0.04% −0.19
SCHR Schwab Intermediate-Term US Reduce -5.8% 0.75% −0.12
ESGD iShares Trust iShares ESG Aw Reduce -7.4% 0.93% −0.09
ADBE Adobe Inc. Reduce -30.9% 0.10% −0.09
NET Cloudflare Inc. Class A Sold out 0.00% −0.09
SCHH Schwab US REIT ETF Reduce -2.5% 0.66% −0.08
DGRO iShares Core Dividend Growth Sold out 0.00% −0.08
VTV Vanguard Mrngstr Val ETF-Aui Reduce -29.1% 0.19% −0.07
SCHF Schwab Intl Equity ETF Reduce -1.0% 2.61% −0.07
PANW Palo Alto Networks Inc. Reduce -64.2% 0.03% −0.07
ESML iShares ESG Aware MSCI USA S Sold out 0.00% −0.06
EXR Extra Space Storage Inc. Reduce -34.7% 0.07% −0.06
CMCSA Comcast Corp. Class A Reduce -32.6% 0.10% −0.06
LOGI Logitech International-Reg Reduce -72.2% 0.02% −0.06
AMLP Alerian MLP ETF Reduce -68.8% 0.03% −0.06
IEMG iShares Core MSCI Emerging Reduce -2.0% 0.70% −0.05
IEFA iShares Core MSCI Eafe ETF Reduce -0.8% 1.88% −0.05
EFA iShares MSCI Eafe ETF Reduce -3.6% 0.91% −0.05
UNH Unitedhealth Group Inc. Reduce -1.7% 0.28% −0.05
SCHE Schwab Emrg Mrkts Eqty ETF Reduce -2.5% 0.56% −0.05
NKE Nike Inc. Class B Reduce -34.5% 0.05% −0.04
SBUX Starbucks Corp. Reduce -7.2% 0.20% −0.04
VGSH Vanguard Short-Term Treasury Reduce -48.7% 0.04% −0.04
VYM Vanguard High DVD Yield ETF Reduce -18.6% 0.19% −0.04
EEM iShares MSCI Emerging Market Reduce -25.1% 0.10% −0.04
RWR SS SPDR Dow Jones REIT ETF Sold out 0.00% −0.04
BNDX Vanguard Total Intl Bond ETF Reduce -40.3% 0.05% −0.04
IYR iShares US Real Estate ETF Reduce 0.0% 0.38% −0.04
DIA SS SPDR Dow Jones Indus Avg Reduce -45.2% 0.04% −0.04
LYFT LYFT Inc. Class A Reduce -40.0% 0.08% −0.03
MDB Mongodb Inc. Sold out 0.00% −0.03
SDG Ish MSCI Glob Sust Deve Goal Sold out 0.00% −0.03
IEI iShares 3-7 Year Treasury Bo Sold out 0.00% −0.03
DVN Devon Energy Corp. Reduce -23.2% 0.10% −0.03
SCHO Schwab Short-Term US Treas Sold out 0.00% −0.03
UBER Uber Technologies Inc. Reduce -23.3% 0.21% −0.03
QQQ Invesco QQQ Trust Series 1 Reduce -5.4% 0.52% −0.02
MCD McDonald's Corp. Reduce -0.7% 0.17% −0.02
ABNB Airbnb Inc. Class A Reduce -22.7% 0.16% −0.02
XOP SS SPDR S&P Og Exp & Prod Sold out 0.00% −0.02
ESGE iShares Inc. iShares ESG Awar Reduce -5.6% 0.17% −0.02

Portfolio Buys Q4 2023 → Q1 2024
SGOV iShares 0-3 Month Treasury B Add +93.7% 3.32% +1.49
BIL SS SPDR BB 1-3M T-Bill ETF Add +119.3% 2.34% +1.20
NVDA Nvidia Corp. Add +7.9% 1.33% +0.61
VOO Vanguard S&P 500 ETF Add +7.7% 3.69% +0.35
SPYX SS SPDR S&P 500 Foss FL ETF Add +36.0% 0.94% +0.27
SPY SS SPDR S&P 500 ETF Trust-US Add +2.5% 5.33% +0.25
STIP iShares 0-5 Year Tips Bond E Add +1482.8% 0.19% +0.18
META Meta Platforms Inc. Class A Add +15.3% 0.51% +0.16
AMZN Amazon.com Inc. Add +7.3% 0.97% +0.15
LLY Eli Lilly & Co. Add +8.4% 0.40% +0.10
ESGU iShares ESG Aware MSCI USA Add +52.7% 0.28% +0.10
MSFT Microsoft Corp. Add +1.6% 1.68% +0.09
VTI VG Morningstar TS MKT ETF-US Add +0.6% 3.36% +0.08
AVGO Broadcom Inc. Add +1.4% 0.66% +0.07
DELL Dell Technologies -C Add +2.6% 0.23% +0.07
JAAA Janus Henderson Aaa Clo ETF New 0.06% +0.06
COIN Coinbase Global Inc. Class A New 0.06% +0.06
BRK.B Berkshire Hathaway Inc. Class B Add +2.1% 0.53% +0.06
ETN Eaton Corp. PLC Add +0.5% 0.32% +0.06
FXI iShares China Large-Cap ETF New 0.05% +0.05
SMCI Super Micro Computer Inc. Add +70.9% 0.06% +0.05
CAT Caterpillar Inc. Add +2.9% 0.27% +0.04
NUEM Nuveen ESG Emerging Markets Add +22.7% 0.30% +0.04
MCHI iShares MSCI China ETF Add +42.9% 0.18% +0.04
CONSOL ENERGY INC New 0.04% +0.04
MRK Merck & Co. Inc. Add +1.5% 0.28% +0.03
TSM Taiwan Semiconductor-SP ADR Add +63.6% 0.07% +0.03
IEF iShares 7-10 Year Treasury B New 0.03% +0.03
ABBV Abbvie Inc. Add +1.0% 0.33% +0.03
DIS The Walt Disney Co. Add +3.2% 0.11% +0.03
ASML ASML Holding NV-NY Reg SHS Add +3.2% 0.12% +0.02
AMD Advanced Micro Devices Add +8.9% 0.11% +0.02
NVO Novo-Nordisk A/S-Spons ADR Add +0.5% 0.15% +0.02
SNOW Snowflake Inc. New 0.02% +0.02
FLUT Flutter Entertainment PLC-Di New 0.02% +0.02
SPMO Invesco S&P 500 Momentum ETF New 0.02% +0.02
BBCA JPMorgan Betabuilders Canada Add +33.6% 0.08% +0.02
VGLT Vanguard Long-Term Treasury New 0.02% +0.02
ORCL Oracle Corp. Add +0.5% 0.17% +0.02
MA Mastercard Inc. Class A Add +2.1% 0.24% +0.02
ARCC Ares Capital Corp. Add +119.6% 0.03% +0.02
XOM Exxon Mobil Corp. Add +4.0% 0.14% +0.02
MOAT Vaneck Morningstar Wide Moat New 0.01% +0.01
MPC Marathon Petroleum Corp. Add +0.5% 0.07% +0.01
MDY State Street SPDR S&P Midcap Add +14.7% 0.10% +0.01
LYV Live Nation Entertainment Inc. New 0.01% +0.01
HD Home Depot Inc. Add +4.8% 0.19% +0.01
DG Dollar General Corp. Add +21.6% 0.06% +0.01
QCOM Qualcomm Inc. Add +7.2% 0.10% +0.01
COST Costco Wholesale Corp. Add +8.7% 0.15% +0.01

Notes & Other Activity Q4 2023 → Q1 2024
INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) NOTE 0.500% 8/1 · principal Sold out 118,000 $111Kbefore exit
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Add +207.1% 86,000 $97K
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Add +84.0% 92,000 $95K
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal Add +72.0% 86,000 $87K
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal New 96,000 $82K
JAMF HOLDING CORP (JAMF 0.125 09/01/26) NOTE 0.125% 9/0 · principal Add +135.3% 80,000 $71K
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal New 62,000 $61K
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal Sold out 60,000 $56Kbefore exit
OKTA INC (OKTA 0.375 06/15/26) NOTE 0.375% 6/1 · principal Sold out 62,000 $55Kbefore exit
IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) NOTE 0.750% 6/1 · principal Sold out 51,000 $53Kbefore exit
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal Sold out 34,000 $49Kbefore exit
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal New 35,000 $46K
IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) NOTE 1.500% 6/1 · principal New 45,000 $46K
BLOCK INC (XYZ 0.125 03/01/25) NOTE 0.125% 3/0 · principal New 43,000 $44K
WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) NOTE 1.500% 4/0 · principal Sold out 34,000 $43Kbefore exit
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal Sold out 21,000 $40Kbefore exit
FIVE9 INC (FIVN 0.5 06/01/25) NOTE 0.500% 6/0 · principal Sold out 41,000 $39Kbefore exit
ENPHASE ENERGY INC (ENPH 0 03/01/26) NOTE 3/0 · principal Sold out 43,000 $39Kbefore exit
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal New 39,000 $37K
CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) NOTE 2.375%12/1 · principal New 32,000 $35K
SPIRIT AIRLINES INC (SAVE 1 05/15/26) NOTE 1.000% 5/1 · principal Sold out 50,000 $35Kbefore exit
VARONIS SYSTEM INC (VRNS 1.25 08/15/25) NOTE 1.250% 8/1 · principal Reduce -44.1% 19,000 $30K
NUVASIVE INC (GMED 0.375 03/15/25) NOTE 0.375% 3/1 · principal Sold out 26,000 $24Kbefore exit
CONMED CORP (CNMD 2.625 02/01/24) NOTE 2.625% 2/0 · principal Sold out 18,000 $22Kbefore exit
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal New 39,000 $22K
SABRE GLBL INC (SABHLD 4 04/15/25) NOTE 4.000% 4/1 · principal Sold out 19,000 $19Kbefore exit
JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) CONVERTIBLE BOND · principal Sold out 19,000 $14Kbefore exit
COCHW Envoy Medical Inc.-CW27 *W EXP 09/29/202 Add +401.5% 100,300 $11K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q4 2024 585$2.2BSPY, SGOV, VOO, VWO, VEA
Q3 2024 582$2.2BSPY, SGOV, VWO, VOO, VEA
Q2 2024 562$2.1BSPY, VWO, VEA, VOO, SGOV
Q1 2024 583$2.1BSPY, VEA, VWO, VOO, VTI