Lake Street Advisors Group, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Lake Street Advisors Group, LLC reported 583 stock positions worth $2.1 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.3% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 4.9%) and Vanguard Ftse Emerging Marke (VWO, 4.4%). Compared with Q4 2023, it opened 39 new positions, sold out of 25, added to 302 and reduced 187. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +94%) and the biggest sale iShares Short-Term National (SUB, shares −95%).
- Most Recent 13F
- Q4 2024
- Location
- PORTSMOUTH, NH
- CIK
- 0001724269
- Portfolio Value
- $2.1B (Q1 2024)
- SEC Filing
- 0001724269-24-000002 ↗ filed May 13, 2024
Holdings Value
Holdings 583 stocks · $2.1B
| SPY SS SPDR S&P 500 ETF Trust-US | 5.33% | 216,851 | $113.8M | Add +2.5% |
| VEA Vanguard Ftse Developed ETF | 4.87% | 2,073,882 | $104.0M | Reduce -5.6% |
| VWO Vanguard Ftse Emerging Marke | 4.39% | 2,245,376 | $93.8M | Reduce -0.7% |
| VOO Vanguard S&P 500 ETF | 3.69% | 163,961 | $78.8M | Add +7.7% |
| VTI VG Morningstar TS MKT ETF-US | 3.36% | 276,036 | $71.7M | Add +0.6% |
| SGOV iShares 0-3 Month Treasury B | 3.32% | 704,711 | $71.0M | Add +93.7% |
| IWB iShares Russell 1000 ETF | 2.88% | 213,629 | $61.5M | Reduce -0.1% |
| SCHF Schwab Intl Equity ETF | 2.61% | 1,427,443 | $55.7M | Reduce -1.0% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 2.34% | 544,653 | $50.0M | Add +119.3% |
| VNQ Vanguard Real Estate ETF | 2.33% | 574,334 | $49.7M | Reduce -2.8% |
| BND Vanguard Total Bond Market | 2.16% | 636,174 | $46.2M | Add +6.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.88% | 541,436 | $40.2M | Reduce -0.8% |
| SCZ iShares MSCI Eafe Small-Cap | 1.83% | 617,513 | $39.1M | Reduce -21.1% |
| BIP Brookfield Infrastructure Pa | 1.80% | 1,234,621 | $38.5M | Add +1.2% |
| VGIT Vanguard Intermediate-Term T | 1.78% | 651,028 | $38.1M | Add +3.4% |
| AAPL Apple Inc. | 1.68% | 209,343 | $35.9M | Add +0.8% |
| MSFT Microsoft Corp. | 1.68% | 85,190 | $35.8M | Add +1.6% |
| IJR iShares Core S&P Small-Cap E | 1.58% | 306,242 | $33.8M | Reduce -12.5% |
| MUB iShares National Muni Bond E | 1.58% | 313,118 | $33.7M | Add +0.0% |
| BEP Brookfield Renewable Partner | 1.53% | 1,410,941 | $32.8M | Reduce -0.2% |
| EFAX State Street SPDR MSCI Eafe | 1.50% | 769,303 | $32.0M | No change |
| NVDA Nvidia Corp. | 1.33% | 31,479 | $28.4M | Add +7.9% |
| AMZN Amazon.com Inc. | 0.97% | 114,874 | $20.7M | Add +7.3% |
| SPYX SS SPDR S&P 500 Foss FL ETF | 0.94% | 470,348 | $20.1M | Add +36.0% |
| ESGD iShares Trust iShares ESG Aw | 0.93% | 247,489 | $19.8M | Reduce -7.4% |
| EFA iShares MSCI Eafe ETF | 0.91% | 243,378 | $19.4M | Reduce -3.6% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.84% | 500,152 | $17.9M | No change |
| SCHR Schwab Intermediate-Term US | 0.75% | 326,646 | $16.0M | Reduce -5.8% |
| IEMG iShares Core MSCI Emerging | 0.70% | 289,577 | $14.9M | Reduce -2.0% |
| SCHH Schwab US REIT ETF | 0.66% | 696,910 | $14.1M | Reduce -2.5% |
| AVGO Broadcom Inc. | 0.66% | 10,595 | $14.0M | Add +1.4% |
| IVV iShares Core S&P 500 ETF | 0.63% | 25,393 | $13.3M | Reduce -5.3% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.56% | 471,423 | $11.9M | Reduce -2.5% |
| GOOG Alphabet Inc. Class C | 0.55% | 76,606 | $11.7M | Reduce -0.1% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.54% | 115,000 | $11.4M | Reduce -25.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.53% | 27,083 | $11.4M | Add +2.1% |
| ESGV Vanguard ESG US Stock ETF | 0.53% | 121,409 | $11.3M | Reduce -1.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.52% | 25,086 | $11.2M | Reduce -5.4% |
| BA The Boeing Co. | 0.51% | 56,254 | $10.9M | Reduce -0.5% |
| META Meta Platforms Inc. Class A | 0.51% | 22,340 | $10.8M | Add +15.3% |
| BIPC Brookfield Infrastructure-A | 0.51% | 300,080 | $10.8M | Add +1.6% |
| NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD | 0.49% | 876,136 | $10.5M | Reduce -11.1% |
| GOOGL Alphabet Inc. Class A | 0.47% | 66,269 | $10.0M | Add +0.0% |
| DKNG Draftkings Inc. Class A | 0.44% | 207,843 | $9.4M | Reduce -2.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.43% | 155,622 | $9.1M | No change |
| SCHX Schwab US Large-Cap ETF | 0.40% | 137,847 | $8.6M | No change |
| LLY Eli Lilly & Co. | 0.40% | 10,936 | $8.5M | Add +8.4% |
| AGG iShares Core U.S. Aggregate | 0.38% | 83,782 | $8.2M | Add +0.1% |
| IYR iShares US Real Estate ETF | 0.38% | 90,566 | $8.1M | Reduce 0.0% |
| BEPC Brookfield Renewable Cor-A | 0.37% | 320,187 | $7.9M | Add +2.9% |
| ABBV Abbvie Inc. | 0.33% | 38,459 | $7.0M | Add +1.0% |
| ETN Eaton Corp. PLC | 0.32% | 21,677 | $6.8M | Add +0.5% |
| ARES Ares Management Corp. Class A | 0.30% | 48,950 | $6.5M | Reduce -2.1% |
| NUEM Nuveen ESG Emerging Markets | 0.30% | 235,740 | $6.5M | Add +22.7% |
| DXJ Wisdomtree Japan Hedged Eq | 0.30% | 59,395 | $6.4M | Reduce -1.7% |
| SPEM State Street SP PTF Em ETF | 0.29% | 172,962 | $6.3M | No change |
| ESGU iShares ESG Aware MSCI USA | 0.28% | 52,946 | $6.1M | Add +52.7% |
| UNH Unitedhealth Group Inc. | 0.28% | 12,141 | $6.0M | Reduce -1.7% |
| JPM JPMorgan Chase & Co. | 0.28% | 29,902 | $6.0M | Reduce -0.6% |
| MRK Merck & Co. Inc. | 0.28% | 44,478 | $5.9M | Add +1.5% |
| CAT Caterpillar Inc. | 0.27% | 16,007 | $5.9M | Add +2.9% |
| V Visa Inc. Class A | 0.26% | 19,551 | $5.5M | Add +3.0% |
| BX Blackstone Inc. | 0.25% | 40,451 | $5.3M | Add +1.3% |
| MA Mastercard Inc. Class A | 0.24% | 10,858 | $5.2M | Add +2.1% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.24% | 121,309 | $5.2M | No change |
| IWM iShares Russell 2000 ETF | 0.24% | 24,794 | $5.2M | Add +3.3% |
| ACWI iShares MSCI Acwi ETF | 0.24% | 45,662 | $5.0M | Reduce -0.1% |
| DELL Dell Technologies -C | 0.23% | 43,933 | $5.0M | Add +2.6% |
| GUNR NT Mstar GLBL NR ETF | 0.23% | 121,691 | $5.0M | Add +0.0% |
| UBER Uber Technologies Inc. | 0.21% | 59,469 | $4.6M | Reduce -23.3% |
| SBUX Starbucks Corp. | 0.20% | 46,255 | $4.2M | Reduce -7.2% |
| WMB Williams Cos Inc. | 0.19% | 106,526 | $4.2M | Add +0.2% |
| TSLA Tesla Inc. | 0.19% | 23,321 | $4.1M | Add +17.2% |
| STIP iShares 0-5 Year Tips Bond E | 0.19% | 40,947 | $4.1M | Add +1482.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.19% | 24,703 | $4.0M | Reduce -29.1% |
| VYM Vanguard High DVD Yield ETF | 0.19% | 33,064 | $4.0M | Reduce -18.6% |
| HD Home Depot Inc. | 0.19% | 10,422 | $4.0M | Add +4.8% |
| CVX Chevron Corp. | 0.19% | 25,150 | $4.0M | Add +1.5% |
| PEP Pepsico Inc. | 0.18% | 22,084 | $3.9M | Add +2.6% |
| MCHI iShares MSCI China ETF | 0.18% | 96,734 | $3.8M | Add +42.9% |
| BSV Vanguard Short-Term Bond ETF | 0.18% | 49,387 | $3.8M | Add +0.3% |
| MCD McDonald's Corp. | 0.17% | 13,186 | $3.7M | Reduce -0.7% |
| ORCL Oracle Corp. | 0.17% | 29,537 | $3.7M | Add +0.5% |
| NFLX Netflix Inc. | 0.17% | 6,034 | $3.7M | Reduce -1.4% |
| ACN Accenture PLC Class A | 0.17% | 10,555 | $3.7M | Add +2.0% |
| AMGN Amgen Inc. | 0.17% | 12,755 | $3.6M | Add +0.1% |
| ESGE iShares Inc. iShares ESG Awar | 0.17% | 111,273 | $3.6M | Reduce -5.6% |
| CERE Cerevel Therapeutics Holding | 0.17% | 83,857 | $3.5M | No change |
| TXN Texas Instruments Inc. | 0.16% | 20,109 | $3.5M | Add +4.1% |
| CRM Salesforce Inc. | 0.16% | 11,189 | $3.4M | Add +0.2% |
| ABNB Airbnb Inc. Class A | 0.16% | 20,157 | $3.3M | Reduce -22.7% |
| MS Morgan Stanley | 0.15% | 35,077 | $3.3M | Add +3.6% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.15% | 25,068 | $3.2M | Add +0.5% |
| PXD Pioneer Natural Resources Co. | 0.15% | 12,270 | $3.2M | Reduce -7.6% |
| BBEU JPMorgan Betabuilders Europe | 0.15% | 53,726 | $3.2M | Add +3.5% |
| OKE Oneok Inc. | 0.15% | 39,167 | $3.1M | Reduce -0.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.15% | 54,379 | $3.1M | Add +0.2% |
| INTU Intuit Inc. | 0.15% | 4,807 | $3.1M | Reduce -0.6% |
| COST Costco Wholesale Corp. | 0.15% | 4,240 | $3.1M | Add +8.7% |
| SPG Simon Property Group Inc. | 0.14% | 19,594 | $3.1M | Reduce -0.6% |
Other holdings (73): bonds, preferreds, convertibles and warrants · $3.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 118,000 | $130K | No change |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 118,000 | $111K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 101,000 | $107K | No change |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 79,000 | $103K | No change |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 122,000 | $102K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 86,000 | $97K | Add +207.1% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 92,000 | $95K | Add +84.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 104,000 | $91K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 86,000 | $87K | Add +72.0% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 94,000 | $87K | No change |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 63,000 | $83K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 96,000 | $82K | New |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 82,000 | $81K | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 76,000 | $80K | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 62,000 | $80K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 83,000 | $79K | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 74,000 | $78K | No change |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 47,000 | $78K | No change |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 92,000 | $78K | No change |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 81,000 | $76K | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 80,000 | $71K | Add +135.3% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 68,000 | $69K | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 68,000 | $64K | No change |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 51,000 | $61K | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 62,000 | $61K | New |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 63,000 | $59K | No change |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 46,000 | $58K | No change |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 51,000 | $56K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 33,000 | $56K | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 49,000 | $55K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 50,000 | $53K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 50,000 | $53K | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 48,000 | $49K | No change |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 35,000 | $46K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 53,000 | $46K | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 45,000 | $46K | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 31,000 | $44K | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 43,000 | $44K | New |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 42,000 | $44K | No change |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 47,000 | $43K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 43,000 | $42K | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 44,000 | $42K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 29,000 | $41K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 34,000 | $40K | No change |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 41,000 | $39K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 43,000 | $38K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 38,000 | $38K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 39,000 | $37K | New |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 32,000 | $35K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 38,000 | $34K | No change |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 34,000 | $32K | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 34,000 | $32K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 41,000 | $32K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 34,000 | $32K | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 34,000 | $31K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 34,000 | $31K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 34,000 | $31K | No change |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 29,000 | $30K | No change |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 19,000 | $30K | Reduce -44.1% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 24,000 | $27K | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 18,000 | $26K | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 29,000 | $26K | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 27,000 | $26K | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 29,000 | $26K | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 18,000 | $25K | No change |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 18,000 | $22K | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 25,000 | $22K | No change |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 39,000 | $22K | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 18,000 | $18K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 18,000 | $18K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 18,000 | $17K | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 18,000 | $15K | No change |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 100,300 | $11K | Add +401.5% |
Total filed on the 13F, all lines: $2.1B.
Portfolio Sells Q4 2023 → Q1 2024
| SUB iShares Short-Term National | Reduce -95.5% | 0.03% | −0.63 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -21.1% | 1.83% | −0.61 |
| VEA Vanguard Ftse Developed ETF | Reduce -5.6% | 4.87% | −0.42 |
| BEP Brookfield Renewable Partner | Reduce -0.2% | 1.53% | −0.33 |
| IJR iShares Core S&P Small-Cap E | Reduce -12.5% | 1.58% | −0.32 |
| VNQ Vanguard Real Estate ETF | Reduce -2.8% | 2.33% | −0.30 |
| VWO Vanguard Ftse Emerging Marke | Reduce -0.7% | 4.39% | −0.28 |
| BA The Boeing Co. | Reduce -0.5% | 0.51% | −0.23 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -25.0% | 0.54% | −0.23 |
| USFR Wisdomtree Floating Rate Tre | Reduce -80.8% | 0.04% | −0.19 |
| SCHR Schwab Intermediate-Term US | Reduce -5.8% | 0.75% | −0.12 |
| ESGD iShares Trust iShares ESG Aw | Reduce -7.4% | 0.93% | −0.09 |
| ADBE Adobe Inc. | Reduce -30.9% | 0.10% | −0.09 |
| NET Cloudflare Inc. Class A | Sold out | 0.00% | −0.09 |
| SCHH Schwab US REIT ETF | Reduce -2.5% | 0.66% | −0.08 |
| DGRO iShares Core Dividend Growth | Sold out | 0.00% | −0.08 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -29.1% | 0.19% | −0.07 |
| SCHF Schwab Intl Equity ETF | Reduce -1.0% | 2.61% | −0.07 |
| PANW Palo Alto Networks Inc. | Reduce -64.2% | 0.03% | −0.07 |
| ESML iShares ESG Aware MSCI USA S | Sold out | 0.00% | −0.06 |
| EXR Extra Space Storage Inc. | Reduce -34.7% | 0.07% | −0.06 |
| CMCSA Comcast Corp. Class A | Reduce -32.6% | 0.10% | −0.06 |
| LOGI Logitech International-Reg | Reduce -72.2% | 0.02% | −0.06 |
| AMLP Alerian MLP ETF | Reduce -68.8% | 0.03% | −0.06 |
| IEMG iShares Core MSCI Emerging | Reduce -2.0% | 0.70% | −0.05 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.8% | 1.88% | −0.05 |
| EFA iShares MSCI Eafe ETF | Reduce -3.6% | 0.91% | −0.05 |
| UNH Unitedhealth Group Inc. | Reduce -1.7% | 0.28% | −0.05 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Reduce -2.5% | 0.56% | −0.05 |
| NKE Nike Inc. Class B | Reduce -34.5% | 0.05% | −0.04 |
| SBUX Starbucks Corp. | Reduce -7.2% | 0.20% | −0.04 |
| VGSH Vanguard Short-Term Treasury | Reduce -48.7% | 0.04% | −0.04 |
| VYM Vanguard High DVD Yield ETF | Reduce -18.6% | 0.19% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -25.1% | 0.10% | −0.04 |
| RWR SS SPDR Dow Jones REIT ETF | Sold out | 0.00% | −0.04 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -40.3% | 0.05% | −0.04 |
| IYR iShares US Real Estate ETF | Reduce 0.0% | 0.38% | −0.04 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -45.2% | 0.04% | −0.04 |
| LYFT LYFT Inc. Class A | Reduce -40.0% | 0.08% | −0.03 |
| MDB Mongodb Inc. | Sold out | 0.00% | −0.03 |
| SDG Ish MSCI Glob Sust Deve Goal | Sold out | 0.00% | −0.03 |
| IEI iShares 3-7 Year Treasury Bo | Sold out | 0.00% | −0.03 |
| DVN Devon Energy Corp. | Reduce -23.2% | 0.10% | −0.03 |
| SCHO Schwab Short-Term US Treas | Sold out | 0.00% | −0.03 |
| UBER Uber Technologies Inc. | Reduce -23.3% | 0.21% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.4% | 0.52% | −0.02 |
| MCD McDonald's Corp. | Reduce -0.7% | 0.17% | −0.02 |
| ABNB Airbnb Inc. Class A | Reduce -22.7% | 0.16% | −0.02 |
| XOP SS SPDR S&P Og Exp & Prod | Sold out | 0.00% | −0.02 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -5.6% | 0.17% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| SGOV iShares 0-3 Month Treasury B | Add +93.7% | 3.32% | +1.49 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +119.3% | 2.34% | +1.20 |
| NVDA Nvidia Corp. | Add +7.9% | 1.33% | +0.61 |
| VOO Vanguard S&P 500 ETF | Add +7.7% | 3.69% | +0.35 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +36.0% | 0.94% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.5% | 5.33% | +0.25 |
| STIP iShares 0-5 Year Tips Bond E | Add +1482.8% | 0.19% | +0.18 |
| META Meta Platforms Inc. Class A | Add +15.3% | 0.51% | +0.16 |
| AMZN Amazon.com Inc. | Add +7.3% | 0.97% | +0.15 |
| LLY Eli Lilly & Co. | Add +8.4% | 0.40% | +0.10 |
| ESGU iShares ESG Aware MSCI USA | Add +52.7% | 0.28% | +0.10 |
| MSFT Microsoft Corp. | Add +1.6% | 1.68% | +0.09 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.6% | 3.36% | +0.08 |
| AVGO Broadcom Inc. | Add +1.4% | 0.66% | +0.07 |
| DELL Dell Technologies -C | Add +2.6% | 0.23% | +0.07 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.06% | +0.06 |
| COIN Coinbase Global Inc. Class A | New | 0.06% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.1% | 0.53% | +0.06 |
| ETN Eaton Corp. PLC | Add +0.5% | 0.32% | +0.06 |
| FXI iShares China Large-Cap ETF | New | 0.05% | +0.05 |
| SMCI Super Micro Computer Inc. | Add +70.9% | 0.06% | +0.05 |
| CAT Caterpillar Inc. | Add +2.9% | 0.27% | +0.04 |
| NUEM Nuveen ESG Emerging Markets | Add +22.7% | 0.30% | +0.04 |
| MCHI iShares MSCI China ETF | Add +42.9% | 0.18% | +0.04 |
| CONSOL ENERGY INC | New | 0.04% | +0.04 |
| MRK Merck & Co. Inc. | Add +1.5% | 0.28% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +63.6% | 0.07% | +0.03 |
| IEF iShares 7-10 Year Treasury B | New | 0.03% | +0.03 |
| ABBV Abbvie Inc. | Add +1.0% | 0.33% | +0.03 |
| DIS The Walt Disney Co. | Add +3.2% | 0.11% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +3.2% | 0.12% | +0.02 |
| AMD Advanced Micro Devices | Add +8.9% | 0.11% | +0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +0.5% | 0.15% | +0.02 |
| SNOW Snowflake Inc. | New | 0.02% | +0.02 |
| FLUT Flutter Entertainment PLC-Di | New | 0.02% | +0.02 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.02% | +0.02 |
| BBCA JPMorgan Betabuilders Canada | Add +33.6% | 0.08% | +0.02 |
| VGLT Vanguard Long-Term Treasury | New | 0.02% | +0.02 |
| ORCL Oracle Corp. | Add +0.5% | 0.17% | +0.02 |
| MA Mastercard Inc. Class A | Add +2.1% | 0.24% | +0.02 |
| ARCC Ares Capital Corp. | Add +119.6% | 0.03% | +0.02 |
| XOM Exxon Mobil Corp. | Add +4.0% | 0.14% | +0.02 |
| MOAT Vaneck Morningstar Wide Moat | New | 0.01% | +0.01 |
| MPC Marathon Petroleum Corp. | Add +0.5% | 0.07% | +0.01 |
| MDY State Street SPDR S&P Midcap | Add +14.7% | 0.10% | +0.01 |
| LYV Live Nation Entertainment Inc. | New | 0.01% | +0.01 |
| HD Home Depot Inc. | Add +4.8% | 0.19% | +0.01 |
| DG Dollar General Corp. | Add +21.6% | 0.06% | +0.01 |
| QCOM Qualcomm Inc. | Add +7.2% | 0.10% | +0.01 |
| COST Costco Wholesale Corp. | Add +8.7% | 0.15% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 118,000 | $111Kbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +207.1% | 86,000 | $97K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +84.0% | 92,000 | $95K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +72.0% | 86,000 | $87K |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | New | 96,000 | $82K |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Add +135.3% | 80,000 | $71K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 62,000 | $61K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Sold out | 60,000 | $56Kbefore exit |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Sold out | 62,000 | $55Kbefore exit |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | Sold out | 51,000 | $53Kbefore exit |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | Sold out | 34,000 | $49Kbefore exit |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | New | 35,000 | $46K |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | New | 45,000 | $46K |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | New | 43,000 | $44K |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | Sold out | 34,000 | $43Kbefore exit |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Sold out | 21,000 | $40Kbefore exit |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | Sold out | 41,000 | $39Kbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Sold out | 43,000 | $39Kbefore exit |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | New | 39,000 | $37K |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | New | 32,000 | $35K |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | Sold out | 50,000 | $35Kbefore exit |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | Reduce -44.1% | 19,000 | $30K |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | Sold out | 26,000 | $24Kbefore exit |
| CONMED CORP (CNMD 2.625 02/01/24) | NOTE 2.625% 2/0 · principal | Sold out | 18,000 | $22Kbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | New | 39,000 | $22K |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | Sold out | 19,000 | $19Kbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 19,000 | $14Kbefore exit |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | Add +401.5% | 100,300 | $11K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.