Lake Street Advisors Group, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Lake Street Advisors Group, LLC reported 582 stock positions worth $2.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 6.1% of the portfolio, followed by iShares 0-3 Month Treasury B (SGOV, 5.9%) and Vanguard Ftse Emerging Marke (VWO, 4.9%). Compared with Q2 2024, it opened 40 new positions, sold out of 20, added to 283 and reduced 215. The biggest buy was iShares 0-3 Month Treasury B (SGOV, shares +40%) and the biggest sale Vanguard Real Estate ETF (VNQ, shares −39%).
- Most Recent 13F
- Q4 2024
- Location
- PORTSMOUTH, NH
- CIK
- 0001724269
- Portfolio Value
- $2.2B (Q3 2024)
- SEC Filing
- 0001308527-24-000008 ↗ filed Oct 23, 2024
Holdings Value
Holdings 582 stocks · $2.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 6.06% | 227,807 | $131.1M | Add +1.7% |
| SGOV iShares 0-3 Month Treasury B | 5.89% | 1,263,965 | $127.3M | Add +40.3% |
| VWO Vanguard Ftse Emerging Marke | 4.91% | 2,216,320 | $106.1M | Reduce -0.2% |
| VOO Vanguard S&P 500 ETF | 4.69% | 191,644 | $101.4M | Add +2.1% |
| VEA Vanguard Ftse Developed ETF | 4.64% | 1,900,038 | $100.3M | Reduce -1.1% |
| VTI VG Morningstar TS MKT ETF-US | 3.75% | 285,372 | $81.1M | Add +1.2% |
| IWB iShares Russell 1000 ETF | 3.11% | 213,682 | $67.2M | Add +0.0% |
| SCHF Schwab Intl Equity ETF | 2.55% | 1,340,813 | $55.1M | Reduce -0.4% |
| BND Vanguard Total Bond Market | 2.34% | 672,406 | $50.5M | Add +1.5% |
| VGIT Vanguard Intermediate-Term T | 2.29% | 819,331 | $49.5M | Add +0.3% |
| AAPL Apple Inc. | 2.23% | 206,918 | $48.2M | Reduce -3.1% |
| BIP Brookfield Infrastructure Pa | 1.99% | 1,225,263 | $42.9M | Add +1.7% |
| SPYX SS SPDR S&P 500 Foss FL ETF | 1.91% | 873,097 | $41.3M | Add +13.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.84% | 508,717 | $39.7M | Reduce -0.5% |
| BEP Brookfield Renewable Partner | 1.83% | 1,406,172 | $39.6M | Add +0.0% |
| NVDA Nvidia Corp. | 1.80% | 320,625 | $38.9M | Add +0.2% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.79% | 420,911 | $38.6M | Reduce -8.0% |
| MSFT Microsoft Corp. | 1.60% | 80,514 | $34.6M | Reduce -5.7% |
| MUB iShares National Muni Bond E | 1.59% | 316,465 | $34.4M | Add +4.4% |
| EFAX State Street SPDR MSCI Eafe | 1.27% | 626,032 | $27.4M | No change |
| AMZN Amazon.com Inc. | 0.97% | 112,478 | $21.0M | Reduce -3.1% |
| VNQ Vanguard Real Estate ETF | 0.93% | 203,898 | $20.0M | Reduce -38.8% |
| EFA iShares MSCI Eafe ETF | 0.89% | 229,229 | $19.2M | Reduce -0.6% |
| ESGD iShares Trust iShares ESG Aw | 0.86% | 221,587 | $18.7M | Reduce -10.5% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.84% | 484,337 | $18.2M | No change |
| IJR iShares Core S&P Small-Cap E | 0.81% | 148,974 | $17.4M | Reduce -12.7% |
| IEMG iShares Core MSCI Emerging | 0.78% | 294,169 | $16.9M | Reduce -1.8% |
| SCHE Schwab Emrg Mrkts Eqty ETF | 0.69% | 508,858 | $14.8M | Add +7.1% |
| IVV iShares Core S&P 500 ETF | 0.68% | 25,501 | $14.7M | Add +1.0% |
| BIPC Brookfield Infrastructure-A | 0.64% | 320,008 | $13.9M | Add +2.5% |
| ESGV Vanguard ESG US Stock ETF | 0.62% | 131,345 | $13.4M | Add +3.7% |
| META Meta Platforms Inc. Class A | 0.60% | 22,684 | $13.0M | Add +1.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.58% | 27,195 | $12.5M | Add +0.9% |
| AVGO Broadcom Inc. | 0.55% | 68,674 | $11.8M | Reduce -34.1% |
| GOOG Alphabet Inc. Class C | 0.55% | 70,534 | $11.8M | Reduce -3.9% |
| GOOGL Alphabet Inc. Class A | 0.52% | 68,310 | $11.3M | Reduce -0.7% |
| SCHR Schwab Intermediate-Term US | 0.51% | 218,601 | $11.1M | Add +12.3% |
| BEPC Brookfield Renewable Cor-A | 0.51% | 335,036 | $10.9M | Add +2.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.45% | 155,625 | $9.8M | Add +0.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 19,752 | $9.7M | Add +0.7% |
| LLY Eli Lilly & Co. | 0.44% | 10,808 | $9.6M | Add +0.7% |
| NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD | 0.44% | 697,694 | $9.5M | Reduce -20.4% |
| SCHX Schwab US Large-Cap ETF | 0.43% | 137,987 | $9.4M | Add +0.1% |
| ABBV Abbvie Inc. | 0.40% | 43,341 | $8.6M | Add +14.0% |
| BA The Boeing Co. | 0.39% | 56,143 | $8.5M | Reduce -0.3% |
| DKNG Draftkings Inc. Class A | 0.39% | 212,496 | $8.3M | Add +0.8% |
| FRSH Freshworks Inc. Class A | 0.36% | 686,812 | $7.9M | Reduce -0.0% |
| AGG iShares Core U.S. Aggregate | 0.35% | 75,460 | $7.6M | Add +0.2% |
| NUEM Nuveen ESG Emerging Markets | 0.34% | 238,629 | $7.4M | No change |
| UNH Unitedhealth Group Inc. | 0.34% | 12,397 | $7.2M | Add +1.9% |
| SPEM State Street SP PTF Em ETF | 0.33% | 172,962 | $7.1M | No change |
| SCZ iShares MSCI Eafe Small-Cap | 0.33% | 105,185 | $7.1M | Reduce -23.8% |
| IWM iShares Russell 2000 ETF | 0.31% | 30,558 | $6.8M | Add +30.3% |
| ESGU iShares ESG Aware MSCI USA | 0.31% | 53,296 | $6.7M | Add +0.2% |
| JPM JPMorgan Chase & Co. | 0.29% | 30,018 | $6.3M | Add +0.8% |
| TSLA Tesla Inc. | 0.26% | 21,559 | $5.6M | Add +16.3% |
| ACWI iShares MSCI Acwi ETF | 0.25% | 45,580 | $5.4M | No change |
| MA Mastercard Inc. Class A | 0.25% | 10,765 | $5.3M | Add +0.7% |
| ORCL Oracle Corp. | 0.24% | 31,032 | $5.3M | Add +4.2% |
| V Visa Inc. Class A | 0.24% | 19,085 | $5.2M | Reduce -1.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.24% | 112,240 | $5.1M | Add +0.0% |
| XOM Exxon Mobil Corp. | 0.23% | 43,228 | $5.1M | Reduce -24.7% |
| GUNR NT Mstar GLBL NR ETF | 0.23% | 121,697 | $5.0M | Add +0.0% |
| NFLX Netflix Inc. | 0.20% | 6,045 | $4.3M | Add +2.8% |
| COST Costco Wholesale Corp. | 0.20% | 4,791 | $4.2M | Add +4.2% |
| HD Home Depot Inc. | 0.19% | 10,391 | $4.2M | Add +2.3% |
| VYM Vanguard High DVD Yield ETF | 0.18% | 31,134 | $4.0M | Reduce -6.0% |
| BSV Vanguard Short-Term Bond ETF | 0.18% | 49,557 | $3.9M | No change |
| ESGE iShares Inc. iShares ESG Awar | 0.18% | 104,023 | $3.8M | Reduce -7.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.17% | 21,653 | $3.8M | Add +0.3% |
| ACN Accenture PLC Class A | 0.17% | 10,295 | $3.6M | Add +7.9% |
| CAT Caterpillar Inc. | 0.15% | 8,454 | $3.3M | Reduce -47.6% |
| PG The Procter & Gamble Co. | 0.15% | 18,447 | $3.2M | Add +0.6% |
| IWR iShares Russell Mid-Cap ETF | 0.15% | 35,726 | $3.1M | No change |
| UBER Uber Technologies Inc. | 0.14% | 41,572 | $3.1M | Add +0.4% |
| EAGG iShares ESG Aware US Aggrega | 0.14% | 63,719 | $3.1M | Add +36.6% |
| BBEU JPMorgan Betabuilders Europe | 0.14% | 49,529 | $3.1M | Reduce -7.7% |
| ETN Eaton Corp. PLC | 0.14% | 9,210 | $3.1M | Reduce -58.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.14% | 11,529 | $3.0M | Add +0.2% |
| CRM Salesforce Inc. | 0.14% | 11,025 | $3.0M | Reduce -4.0% |
| INTU Intuit Inc. | 0.14% | 4,817 | $3.0M | Add +5.9% |
| MRK Merck & Co. Inc. | 0.14% | 25,892 | $3.0M | Reduce -42.2% |
| BX Blackstone Inc. | 0.14% | 19,340 | $3.0M | Reduce -52.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.14% | 12,382 | $2.9M | Reduce -4.0% |
| ADP Automatic Data Processing | 0.13% | 10,288 | $2.9M | Add +4.8% |
| DELL Dell Technologies -C | 0.13% | 23,233 | $2.8M | Reduce -48.1% |
| PEP Pepsico Inc. | 0.13% | 16,104 | $2.7M | Reduce -27.5% |
| JNJ Johnson & Johnson | 0.13% | 16,879 | $2.7M | Add +1.5% |
| ARES Ares Management Corp. Class A | 0.13% | 17,425 | $2.7M | Reduce -65.0% |
| MCD McDonald's Corp. | 0.12% | 8,758 | $2.7M | Reduce -32.5% |
| GRAB Grab Holdings Ltd. Class A | 0.12% | 695,634 | $2.6M | Reduce -0.7% |
| LOW Lowe's Cos Inc. | 0.12% | 9,626 | $2.6M | Add +7.3% |
| TMO Thermo Fisher Scientific Inc. | 0.12% | 4,200 | $2.6M | Add +0.7% |
| TXN Texas Instruments Inc. | 0.12% | 12,489 | $2.6M | Reduce -37.5% |
| CSCO Cisco Systems Inc. | 0.12% | 48,304 | $2.6M | Add +5.1% |
| SPGI S&P Global Inc. | 0.12% | 4,973 | $2.6M | Add +5.2% |
| WMT Walmart Inc. | 0.12% | 31,634 | $2.6M | Add +1.5% |
| FM iShares Frontier and Select | 0.12% | 92,331 | $2.5M | No change |
| AMAT Applied Materials Inc. | 0.12% | 12,534 | $2.5M | Add +3.6% |
| SCHB Schwab US Broad Market ETF | 0.11% | 36,578 | $2.4M | No change |
Other holdings (64): bonds, preferreds, convertibles and warrants · $4.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 147,000 | $140K | Add +24.6% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 97,000 | $138K | Add +22.8% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 147,000 | $137K | Add +24.6% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 153,000 | $135K | Add +25.4% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 77,000 | $130K | Add +22.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 57,000 | $126K | Add +21.3% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 106,000 | $117K | Add +23.3% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 76,000 | $114K | Add +22.6% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 116,000 | $112K | Add +24.7% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 119,000 | $112K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 114,000 | $112K | Add +23.9% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 118,000 | $110K | Add +25.5% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 74,000 | $109K | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 107,000 | $108K | Add +24.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 121,000 | $107K | Add +26.0% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 104,000 | $101K | Add +25.3% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 94,000 | $99K | Add +23.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 102,000 | $99K | Add +25.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 101,000 | $96K | Add +23.2% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 93,000 | $92K | Add +25.7% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 101,000 | $91K | Add +26.3% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 86,000 | $90K | Add +22.9% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 81,000 | $89K | Add +68.8% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 63,000 | $82K | Add +23.5% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 86,000 | $79K | Add +26.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 56,000 | $79K | Add +21.7% |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 78,000 | $78K | Add +23.8% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 77,000 | $78K | Add +24.2% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 40,000 | $74K | Add +21.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 61,000 | $73K | Add +24.5% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 37,000 | $69K | Add +19.4% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 63,000 | $68K | Add +23.5% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 51,000 | $60K | Add +24.4% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 59,000 | $55K | Add +25.5% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 51,000 | $55K | Add +24.4% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 45,000 | $54K | Add +28.6% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 53,000 | $53K | Add +23.3% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 55,000 | $52K | Add +27.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 50,000 | $52K | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 58,000 | $51K | Add +26.1% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 48,000 | $50K | Add +26.3% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 37,000 | $48K | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 48,000 | $48K | Add +26.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 43,000 | $48K | Add +26.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 53,000 | $46K | Add +29.3% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 39,000 | $46K | Add +21.9% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 36,000 | $43K | Add +24.1% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 44,000 | $41K | Add +29.4% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 44,000 | $41K | No change |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 44,000 | $41K | Add +29.4% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 39,000 | $40K | New |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 45,000 | $40K | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 33,000 | $39K | Add +22.2% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 38,000 | $38K | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 29,000 | $38K | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 36,000 | $36K | Add +28.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 30,000 | $33K | Add +25.0% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 22,000 | $32K | Add +22.2% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 22,000 | $27K | Add +22.2% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 24,000 | $25K | Add +33.3% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 24,000 | $24K | Add +33.3% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 24,000 | $21K | Add +33.3% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 50,000 | $19K | Add +28.2% |
| COCHW Envoy Medical Inc.-CW27 | *W EXP 09/29/202 | 100,300 | $8K | No change |
Total filed on the 13F, all lines: $2.2B.
Portfolio Sells Q2 2024 → Q3 2024
| VNQ Vanguard Real Estate ETF | Reduce -38.8% | 0.93% | −0.43 |
| AVGO Broadcom Inc. | Reduce -34.1% | 0.55% | −0.26 |
| MSFT Microsoft Corp. | Reduce -5.7% | 1.60% | −0.23 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -8.0% | 1.79% | −0.23 |
| SCHH Schwab US REIT ETF | Reduce -85.5% | 0.04% | −0.20 |
| ARES Ares Management Corp. Class A | Reduce -65.0% | 0.13% | −0.19 |
| ETN Eaton Corp. PLC | Reduce -58.1% | 0.14% | −0.19 |
| DELL Dell Technologies -C | Reduce -48.1% | 0.13% | −0.17 |
| CERE Cerevel Therapeutics Holding | Sold out | 0.00% | −0.17 |
| WMB Williams Cos Inc. | Reduce -66.7% | 0.07% | −0.14 |
| MRK Merck & Co. Inc. | Reduce -42.2% | 0.14% | −0.13 |
| AMZN Amazon.com Inc. | Reduce -3.1% | 0.97% | −0.11 |
| KMI Kinder Morgan Inc. | Reduce -70.9% | 0.05% | −0.11 |
| CAT Caterpillar Inc. | Reduce -47.6% | 0.15% | −0.11 |
| BX Blackstone Inc. | Reduce -52.5% | 0.14% | −0.11 |
| NU Nu Holdings Ltd./Cayman Isl-A | Reduce -20.4% | 0.44% | −0.10 |
| GOOG Alphabet Inc. Class C | Reduce -3.9% | 0.55% | −0.10 |
| IYR iShares US Real Estate ETF | Reduce -86.4% | 0.02% | −0.10 |
| HPQ HP Inc. | Reduce -67.9% | 0.05% | −0.10 |
| BA The Boeing Co. | Reduce -0.3% | 0.39% | −0.10 |
| STWD Starwood Property Trust Inc. | Reduce -74.6% | 0.03% | −0.09 |
| CVX Chevron Corp. | Reduce -41.1% | 0.10% | −0.09 |
| AMGN Amgen Inc. | Reduce -45.8% | 0.10% | −0.09 |
| OKE Oneok Inc. | Reduce -61.5% | 0.06% | −0.09 |
| SPG Simon Property Group Inc. | Reduce -64.2% | 0.05% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -24.7% | 0.23% | −0.08 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -38.4% | 0.08% | −0.08 |
| SCZ iShares MSCI Eafe Small-Cap | Reduce -23.8% | 0.33% | −0.08 |
| GOOGL Alphabet Inc. Class A | Reduce -0.7% | 0.52% | −0.08 |
| ESGD iShares Trust iShares ESG Aw | Reduce -10.5% | 0.86% | −0.08 |
| IJR iShares Core S&P Small-Cap E | Reduce -12.7% | 0.81% | −0.07 |
| DVN Devon Energy Corp. | Reduce -63.4% | 0.03% | −0.07 |
| TXN Texas Instruments Inc. | Reduce -37.5% | 0.12% | −0.07 |
| ENB Enbridge Inc. | Reduce -74.3% | 0.03% | −0.07 |
| AFL Aflac Inc. | Reduce -60.6% | 0.06% | −0.07 |
| NXE Nexgen Energy Ltd. | Sold out | 0.00% | −0.06 |
| SBUX Starbucks Corp. | Reduce -53.9% | 0.08% | −0.06 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -50.6% | 0.06% | −0.06 |
| CME Cme Group Inc. | Reduce -52.1% | 0.06% | −0.06 |
| FRSH Freshworks Inc. Class A | Reduce -0.0% | 0.36% | −0.06 |
| MS Morgan Stanley | Reduce -34.7% | 0.11% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -45.7% | 0.10% | −0.05 |
| SMCI Super Micro Computer Inc. | Reduce -54.5% | 0.01% | −0.05 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -78.6% | 0.01% | −0.05 |
| COIN Coinbase Global Inc. Class A | Sold out | 0.00% | −0.05 |
| PEP Pepsico Inc. | Reduce -27.5% | 0.13% | −0.05 |
| WSO Watsco Inc. | Reduce -74.0% | 0.02% | −0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -60.0% | 0.02% | −0.05 |
| EXR Extra Space Storage Inc. | Reduce -61.4% | 0.03% | −0.05 |
| USFR Wisdomtree Floating Rate Tre | Sold out | 0.00% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| SGOV iShares 0-3 Month Treasury B | Add +40.3% | 5.89% | +1.52 |
| BIP Brookfield Infrastructure Pa | Add +1.7% | 1.99% | +0.39 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +13.8% | 1.91% | +0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +1.7% | 6.06% | +0.18 |
| BEP Brookfield Renewable Partner | Add +0.0% | 1.83% | +0.16 |
| VOO Vanguard S&P 500 ETF | Add +2.1% | 4.69% | +0.15 |
| BIPC Brookfield Infrastructure-A | Add +2.5% | 0.64% | +0.14 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.2% | 3.75% | +0.10 |
| URA Global X Uranium ETF | Add +458.6% | 0.11% | +0.09 |
| TSLA Tesla Inc. | Add +16.3% | 0.26% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +30.3% | 0.31% | +0.08 |
| ABBV Abbvie Inc. | Add +14.0% | 0.40% | +0.08 |
| SCHE Schwab Emrg Mrkts Eqty ETF | Add +7.1% | 0.69% | +0.08 |
| BTC Grayscale Bitcoin Mini Trust | New | 0.06% | +0.06 |
| META Meta Platforms Inc. Class A | Add +1.9% | 0.60% | +0.06 |
| BEPC Brookfield Renewable Cor-A | Add +2.5% | 0.51% | +0.06 |
| USHY iShares Broad Usd High Yield | New | 0.06% | +0.06 |
| SCHR Schwab Intermediate-Term US | Add +12.3% | 0.51% | +0.05 |
| NVS Novartis AG-Sponsored ADR | Add +127.4% | 0.09% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.9% | 0.58% | +0.05 |
| IWB iShares Russell 1000 ETF | Add +0.0% | 3.11% | +0.05 |
| ORCL Oracle Corp. | Add +4.2% | 0.24% | +0.04 |
| EAGG iShares ESG Aware US Aggrega | Add +36.6% | 0.14% | +0.04 |
| BND Vanguard Total Bond Market | Add +1.5% | 2.34% | +0.04 |
| UNH Unitedhealth Group Inc. | Add +1.9% | 0.34% | +0.04 |
| MSTR Strategy Inc. | New | 0.04% | +0.04 |
| MUB iShares National Muni Bond E | Add +4.4% | 1.59% | +0.03 |
| ACN Accenture PLC Class A | Add +7.9% | 0.17% | +0.03 |
| ESGV Vanguard ESG US Stock ETF | Add +3.7% | 0.62% | +0.03 |
| MNDY Monday.com Ltd. | New | 0.03% | +0.03 |
| HD Home Depot Inc. | Add +2.3% | 0.19% | +0.03 |
| LOW Lowe's Cos Inc. | Add +7.3% | 0.12% | +0.03 |
| SPOT Spotify Technology SA | New | 0.03% | +0.03 |
| ZTS Zoetis Inc. | Add +24.4% | 0.10% | +0.03 |
| SHW The Sherwin-Williams Co. | Add +4.9% | 0.10% | +0.02 |
| PH Parker Hannifin Corp. | Add +7.5% | 0.10% | +0.02 |
| NOW ServiceNow Inc. | Add +24.6% | 0.08% | +0.02 |
| MELI MercadoLibre Inc. | New | 0.02% | +0.02 |
| ADP Automatic Data Processing | Add +4.8% | 0.13% | +0.02 |
| MA Mastercard Inc. Class A | Add +0.7% | 0.25% | +0.02 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 0.02% | +0.02 |
| RMD Resmed Inc. | Add +9.5% | 0.07% | +0.02 |
| SPGI S&P Global Inc. | Add +5.2% | 0.12% | +0.02 |
| WMT Walmart Inc. | Add +1.5% | 0.12% | +0.02 |
| GLD SPDR Gold Shares | Add +29.3% | 0.06% | +0.02 |
| CNI Canadian Natl Railway Co. | Add +44.3% | 0.06% | +0.02 |
| AMT American Tower Corp. | Add +1.5% | 0.11% | +0.01 |
| INFL Horizon Kinetics Infl Benef | Add +101.4% | 0.03% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +1.0% | 0.68% | +0.01 |
| PLTR Palantir Technologies Inc. Class A | Add +5.7% | 0.04% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +24.6% | 147,000 | $140K |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | Add +22.8% | 97,000 | $138K |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | Add +24.6% | 147,000 | $137K |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +25.4% | 153,000 | $135K |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +22.2% | 77,000 | $130K |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +21.3% | 57,000 | $126K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +23.3% | 106,000 | $117K |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +22.6% | 76,000 | $114K |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +24.7% | 116,000 | $112K |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | New | 119,000 | $112K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +23.9% | 114,000 | $112K |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Add +25.5% | 118,000 | $110K |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +24.4% | 107,000 | $108K |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +26.0% | 121,000 | $107K |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | Add +25.3% | 104,000 | $101K |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Add +23.7% | 94,000 | $99K |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +25.9% | 102,000 | $99K |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +23.2% | 101,000 | $96K |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +25.7% | 93,000 | $92K |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Add +26.3% | 101,000 | $91K |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | Add +22.9% | 86,000 | $90K |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Add +68.8% | 81,000 | $89K |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Add +23.5% | 63,000 | $82K |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Add +26.5% | 86,000 | $79K |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +21.7% | 56,000 | $79K |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | Add +23.8% | 78,000 | $78K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +24.2% | 77,000 | $78K |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Add +21.2% | 40,000 | $74K |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +24.5% | 61,000 | $73K |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +19.4% | 37,000 | $69K |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | Add +23.5% | 63,000 | $68K |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +24.4% | 51,000 | $60K |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +25.5% | 59,000 | $55K |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Add +24.4% | 51,000 | $55K |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Add +28.6% | 45,000 | $54K |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +23.3% | 53,000 | $53K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +27.9% | 55,000 | $52K |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +26.1% | 58,000 | $51K |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Add +26.3% | 48,000 | $50K |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 37,000 | $48K |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Add +26.3% | 48,000 | $48K |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +26.5% | 43,000 | $48K |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +29.3% | 53,000 | $46K |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +21.9% | 39,000 | $46K |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +24.1% | 36,000 | $43K |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +29.4% | 44,000 | $41K |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | Add +29.4% | 44,000 | $41K |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | New | 39,000 | $40K |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +22.2% | 33,000 | $39K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | New | 38,000 | $38K |
Showing the first 50 of 60.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.