Lazard Asset Management LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed July 9, 2024), Lazard Asset Management LLC reported 1,850 stock positions worth $76.0 billion. Its top holding was Microsoft (MSFT) at 6.1% of the portfolio, followed by Amazon.com (AMZN, 4.1%) and Alphabet Class A (GOOGL, 3.4%). Compared with Q4 2023, it opened 204 new positions, sold out of 422, added to 561 and reduced 950. The biggest buy was Apple (AAPL, shares +161%) and the biggest sale Alphabet Class A (GOOGL, shares −25%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001207017
- Portfolio Value
- $76.0B (Q1 2024)
- SEC Filing
- 0001207017-24-000029 ↗ filed Jul 9, 2024
Holdings Value
Holdings 1,850 stocks · $76.0B
| MSFT Microsoft Corp. | 6.09% | 10,997,452 | $4.6B | Reduce -3.6% |
| AMZN Amazon.com Inc. | 4.07% | 17,164,692 | $3.1B | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 3.38% | 17,024,506 | $2.6B | Reduce -24.6% |
| V Visa Inc. Class A | 2.12% | 5,761,648 | $1.6B | Reduce -7.1% |
| AAPL Apple Inc. | 1.98% | 8,759,445 | $1.5B | Add +161.2% |
| NSC Norfolk Southern Corp. | 1.88% | 5,598,714 | $1.4B | Reduce -28.7% |
| ACN Accenture PLC Class A | 1.73% | 3,797,028 | $1.3B | Add +4.1% |
| ICE Intercontinental Exchange Inc. | 1.68% | 9,288,442 | $1.3B | Reduce -1.9% |
| EXC Exelon Corp. | 1.56% | 31,480,121 | $1.2B | Add +112.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 1.53% | 30,622,950 | $1.2B | Reduce -1.6% |
| AON Aon PLC Class A | 1.51% | 3,434,343 | $1.1B | Reduce -10.1% |
| AMAT Applied Materials Inc. | 1.41% | 5,189,202 | $1.1B | Add +10.4% |
| TMO Thermo Fisher Scientific Inc. | 1.41% | 1,840,452 | $1.1B | Reduce -2.0% |
| UNH Unitedhealth Group Inc. | 1.33% | 2,048,594 | $1.0B | Reduce -3.0% |
| JNJ Johnson & Johnson | 1.22% | 5,879,645 | $930.1M | Reduce -0.9% |
| AXP American Express Co. | 1.22% | 4,075,388 | $927.9M | Reduce -17.2% |
| CB Chubb Ltd. | 1.21% | 3,543,763 | $918.3M | Add +14.8% |
| ADI Analog Devices Inc. | 1.20% | 4,601,978 | $910.2M | Reduce -2.7% |
| COP Conocophillips | 1.17% | 7,008,011 | $892.0M | Reduce -1.2% |
| ICLR Icon PLC | 1.15% | 2,594,559 | $871.6M | Reduce -6.0% |
| CVX Chevron Corp. | 1.14% | 5,505,005 | $868.4M | Reduce -1.4% |
| NVDA Nvidia Corp. | 1.12% | 942,134 | $851.3M | Reduce -1.2% |
| DHR Danaher Corp. | 1.09% | 3,318,193 | $828.6M | Reduce -7.8% |
| IQV Iqvia Holdings Inc. | 1.09% | 3,263,944 | $825.4M | Add +0.9% |
| WM Waste Management Inc. | 1.08% | 3,839,761 | $818.4M | Reduce -5.3% |
| APH Amphenol Corp. Class A | 1.06% | 6,981,962 | $805.4M | Reduce -1.9% |
| PLD Prologis Inc. | 1.05% | 6,126,318 | $797.8M | Add +5.9% |
| RYAAY Ryanair Holdings PLC-SP ADR | 1.04% | 5,431,050 | $790.7M | Reduce -5.6% |
| AEP American Electric Power | 0.97% | 8,586,577 | $739.3M | Add +9.9% |
| MCD McDonald's Corp. | 0.97% | 2,602,136 | $733.7M | Reduce -17.6% |
| PG The Procter & Gamble Co. | 0.94% | 4,383,195 | $711.2M | Reduce -12.9% |
| CSX CSX Corp. | 0.92% | 18,882,408 | $700.0M | Reduce -24.7% |
| AVGO Broadcom Inc. | 0.91% | 523,732 | $694.2M | Add +297.2% |
| MRSH Marsh & McLennan Cos | 0.88% | 3,237,013 | $666.8M | Reduce -13.7% |
| KO The Coca-Cola Co. | 0.87% | 10,852,448 | $663.9M | Reduce -1.9% |
| TSM Taiwan Semiconductor-SP ADR | 0.85% | 4,736,495 | $644.4M | Reduce -9.4% |
| HON Honeywell International Inc. | 0.84% | 3,116,835 | $639.7M | Reduce -15.5% |
| GOOG Alphabet Inc. Class C | 0.78% | 3,880,455 | $590.8M | Reduce -10.3% |
| ADBE Adobe Inc. | 0.72% | 1,089,183 | $549.6M | Add +9.7% |
| CVS CVS Health Corp. | 0.70% | 6,698,579 | $534.3M | Add +1.9% |
| HD Home Depot Inc. | 0.70% | 1,383,280 | $530.6M | Add +2.0% |
| SCHW Schwab (charles) Corp. | 0.70% | 7,305,050 | $528.4M | Add +8.9% |
| BSX Boston Scientific Corp. | 0.67% | 7,429,839 | $508.9M | Reduce -15.8% |
| PNW Pinnacle West Capital | 0.66% | 6,719,397 | $502.1M | Add +72.7% |
| WFC Wells Fargo & Co. | 0.62% | 8,157,073 | $472.8M | Reduce -3.1% |
| ZTS Zoetis Inc. | 0.62% | 2,772,899 | $469.2M | Reduce -2.7% |
| MDT Medtronic PLC | 0.61% | 5,287,435 | $460.8M | Reduce -8.9% |
| AVY Avery Dennison Corp. | 0.59% | 2,012,135 | $449.2M | Reduce -4.6% |
| ROK Rockwell Automation Inc. | 0.58% | 1,510,019 | $439.9M | Add +32.0% |
| CRH CRH PLC | 0.58% | 5,082,961 | $438.5M | Add +35497.5% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.55% | 2,698,724 | $416.0M | Reduce -16.5% |
| SPGI S&P Global Inc. | 0.55% | 975,597 | $415.1M | Reduce -18.3% |
| SYY Sysco Corp. | 0.52% | 4,851,321 | $393.8M | Reduce -15.8% |
| CAT Caterpillar Inc. | 0.51% | 1,068,019 | $391.4M | Reduce -3.8% |
| CRM Salesforce Inc. | 0.51% | 1,287,164 | $387.7M | Reduce -25.5% |
| LH Laboratory CRP of Amer Hldgs | 0.49% | 1,701,126 | $371.6M | Reduce -6.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.48% | 2,974,234 | $363.9M | Reduce -5.6% |
| HEI Heico Corp. | 0.42% | 1,673,052 | $319.6M | Reduce -1.3% |
| NKE Nike Inc. Class B | 0.40% | 3,200,886 | $300.8M | Add +7.9% |
| GS Goldman Sachs Group Inc. | 0.39% | 716,441 | $299.2M | Add +0.9% |
| BABA Alibaba Group Holding-SP ADR | 0.39% | 4,068,380 | $294.4M | Reduce -2.0% |
| MDLZ Mondelez International Inc. Class A | 0.38% | 4,105,273 | $287.4M | Reduce -1.1% |
| META Meta Platforms Inc. Class A | 0.38% | 590,659 | $286.8M | Reduce -6.2% |
| PBR Petroleo Brasileiro-Spon ADR | 0.37% | 18,722,557 | $284.8M | Reduce -18.7% |
| MRVL Marvell Technology Inc. | 0.37% | 4,001,745 | $283.6M | Add +47934.4% |
| ISRG Intuitive Surgical Inc. | 0.37% | 700,438 | $279.5M | Reduce -3.3% |
| HDB HDFC Bank Ltd.-ADR | 0.36% | 4,849,918 | $271.4M | Reduce -3.7% |
| TLK Telkom Indonesia Persero-ADR filed as P T TELEKOMUNIKASI INDONESIA | 0.35% | 12,101,146 | $269.4M | Reduce -0.4% |
| NDSN Nordson Corp. | 0.34% | 942,540 | $258.8M | Add +10.4% |
| OMC Omnicom Group | 0.33% | 2,578,575 | $249.5M | Reduce -1.7% |
| BX Blackstone Inc. | 0.33% | 1,883,409 | $247.4M | Add +19048.1% |
| WIX Wix.com Ltd. | 0.32% | 1,786,413 | $245.6M | Add +242.0% |
| HRB H&R Block Inc. filed as BLOCK H & R INC | 0.32% | 4,899,439 | $240.6M | Add +3.4% |
| ASX Ase Technology Holding -ADR | 0.31% | 21,308,753 | $234.2M | Add +2.8% |
| FISV Fiserv Inc. | 0.31% | 1,465,102 | $234.2M | Reduce -3.4% |
| AMX America Movil Sab DE CV | 0.31% | 12,528,301 | $233.8M | Add +9.9% |
| FIS Fidelity National Info Serv | 0.31% | 3,146,539 | $233.4M | Add +8.7% |
| SNPS Synopsys Inc. | 0.31% | 407,978 | $233.2M | Reduce -21.2% |
| BA The Boeing Co. | 0.30% | 1,185,449 | $228.8M | Add +0.1% |
| CBSH Commerce Bancshares Inc. | 0.30% | 4,288,826 | $228.2M | Reduce -8.7% |
| CDW CDW Corp. | 0.30% | 881,586 | $225.5M | Add +225.9% |
| BRSL Brightstar Lottery PLC filed as INTERNATIONAL GAME TECHNOLOG | 0.30% | 9,942,319 | $224.6M | Add +51.1% |
| LLY Eli Lilly & Co. | 0.29% | 284,104 | $221.0M | Reduce -10.5% |
| QCOM Qualcomm Inc. | 0.28% | 1,261,492 | $213.6M | Reduce -1.4% |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.28% | 2,653,096 | $211.3M | Reduce -15.2% |
| UL Unilever PLC | 0.27% | 4,132,640 | $207.4M | Add +19.3% |
| PXD Pioneer Natural Resources Co. | 0.27% | 783,412 | $205.6M | Reduce -27.1% |
| ORCL Oracle Corp. | 0.27% | 1,627,755 | $204.5M | Add +81.2% |
| RELX Relx PLC - Spon ADR | 0.27% | 4,680,581 | $202.6M | Reduce -2.5% |
| IBN Icici Bank Ltd.-Spon ADR | 0.27% | 7,653,335 | $202.1M | Reduce -26.4% |
| INFY Infosys Ltd.-SP ADR | 0.26% | 11,217,138 | $201.1M | Reduce -4.8% |
| SYK Stryker Corp. | 0.26% | 561,539 | $201.0M | Add +5.9% |
| ADSK Autodesk Inc. | 0.26% | 768,954 | $200.3M | Reduce -12.8% |
| PTC PTC Inc. | 0.26% | 1,059,845 | $200.2M | Reduce -5.7% |
| EBAY eBay Inc. | 0.26% | 3,695,630 | $195.1M | Reduce -29.3% |
| MA Mastercard Inc. Class A | 0.25% | 390,361 | $188.0M | Reduce -1.6% |
| AY Atlantica Sustainable Infras | 0.24% | 9,826,614 | $181.6M | Add +110.8% |
| IVV iShares Core S&P 500 ETF | 0.23% | 337,449 | $177.4M | Add +1.0% |
| OTIS Otis Worldwide Corp. | 0.23% | 1,777,643 | $176.5M | Reduce -8.5% |
| CCI Crown Castle Inc. | 0.23% | 1,665,563 | $176.3M | Reduce -0.6% |
Other holdings (199): bonds, preferreds, convertibles and warrants · $6.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 156,241,000 | $185.1M | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 99,396,000 | $174.5M | Reduce -2.8% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 151,298,000 | $143.4M | Add +6.7% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 63,143,000 | $141.7M | Reduce -13.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 125,613,000 | $138.3M | No change |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | 40,000,000 | $132.8M | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 122,078,000 | $121.6M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 115,683,000 | $120.1M | Reduce -13.1% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 81,623,000 | $98.3M | New |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 65,965,000 | $93.3M | Add +18.9% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 91,686,000 | $90.7M | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 81,693,000 | $87.8M | Add +83.6% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 63,705,000 | $87.1M | Reduce -41.5% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 85,469,000 | $86.8M | Reduce -26.8% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 29,000,000 | $81.5M | Reduce -3.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 88,044,000 | $81.4M | Reduce -29.4% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 27,402,000 | $78.5M | Reduce -2.6% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 77,440,000 | $78.2M | Add +2.8% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 95,852,000 | $77.2M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 66,792,000 | $73.4M | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 68,865,000 | $73.1M | Add +61.3% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 61,924,000 | $71.7M | Add +3.4% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 22,655,000 | $64.8M | Add +0.1% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 48,566,000 | $63.9M | Add +73484.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 67,814,000 | $63.7M | Add +2.5% |
| EAGLE BULK SHIPPING INC (EGLE 5 08/01/24) | NOTE 5.000% 8/0 · principal | 31,633,000 | $62.6M | No change |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 71,641,000 | $61.6M | Add +1.1% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 52,938,000 | $61.5M | Add +698.9% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 30,179,000 | $61.1M | No change |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 49,537,000 | $60.9M | Add +27.7% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 55,000,000 | $60.0M | Reduce -9.8% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 51,464,000 | $59.6M | Add +88.1% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 56,447,000 | $58.9M | Add +43.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 60,423,000 | $57.1M | Add +104.5% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 53,300,000 | $56.5M | Add +433.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 58,950,000 | $53.2M | Reduce -7.1% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 40,000,000 | $53.0M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 54,306,000 | $52.2M | Add +29.6% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 26,950,000 | $52.1M | Reduce -39.3% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 54,643,000 | $52.0M | Add +15.0% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 50,686,000 | $52.0M | Reduce -15.0% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 50,882,000 | $50.4M | No change |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 28,093,000 | $50.0M | New |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 36,500,000 | $48.5M | Add +1.4% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 49,613,000 | $47.3M | Add +19.9% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 51,432,000 | $47.1M | Add +102.8% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 40,196,000 | $47.1M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 46,687,000 | $46.9M | Add +0.7% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 47,289,000 | $46.8M | Add +3.4% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 49,346,000 | $45.7M | Add +89.2% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 47,592,000 | $44.7M | New |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 18,000,000 | $44.0M | Add +0.0% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 45,641,000 | $43.5M | Add +12.3% |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | 27,000,000 | $41.3M | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 42,339,000 | $41.2M | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 41,412,000 | $40.0M | New |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 43,561,000 | $38.8M | Add +19.3% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 38,869,000 | $38.7M | Add +6.6% |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 39,100,000 | $38.5M | Add +1454.7% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 39,856,000 | $38.0M | Reduce -0.4% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 34,000,000 | $37.8M | Reduce -5.0% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 39,487,000 | $37.3M | Reduce -36.6% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 36,624,000 | $36.1M | Reduce -11.8% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 40,000,000 | $35.5M | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 36,270,000 | $35.5M | Add +862.1% |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | NOTE 7.500% 8/0 · principal | 36,000,000 | $35.4M | Add +20.0% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 36,914,000 | $35.3M | Add +2510.6% |
| MARCUS CORPORATION (MCS 5 09/15/25) | NOTE 5.000% 9/1 · principal | 24,500,000 | $35.3M | No change |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 30,800,000 | $35.2M | Reduce -3.8% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 38,000,000 | $35.0M | Add +192.3% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 25,983,000 | $34.2M | Add +4.3% |
| FIVERR INTERNATIONAL LTD (FVRR 0 11/01/25) | NOTE 11/0 · principal | 37,300,000 | $33.7M | Reduce -3.1% |
| HARMONIC INC (HLIT 2 09/01/24) | DBCV 2.000% 9/0 · principal | 21,000,000 | $33.2M | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 24,781,000 | $32.5M | Reduce -46.5% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 34,500,000 | $31.4M | Add +19.9% |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 32,258,000 | $31.3M | Add +44.9% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 33,113,000 | $31.0M | Reduce -25.4% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 24,483,000 | $30.8M | Reduce -29.7% |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 27,745,000 | $30.8M | Add +38.7% |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 32,567,000 | $30.8M | Reduce -3.0% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 26,500,000 | $30.4M | Reduce -20.3% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 31,292,000 | $30.1M | Reduce -9.9% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 30,717,000 | $29.7M | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 23,808,000 | $29.6M | Add +27.1% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 747,316 | $29.1M | Add +0.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 25,917,000 | $28.5M | Reduce -31.6% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 24,250,000 | $27.4M | Reduce -6.7% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 9,351,000 | $26.6M | Reduce -33.5% |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 20,922,000 | $26.3M | Reduce -8.7% |
| VTEB Vanguard Tax-Exempt Bond ETF | TAX EXEMPT BD · principal | 504,010 | $25.5M | Reduce -3.2% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 25,543,000 | $25.2M | New |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 25,500,000 | $24.8M | Add +21.4% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 26,924,000 | $24.8M | New |
| IGSB iShares 1-5Y Inv Grade Corp. | ISHS 1-5YR INVS · principal | 479,410 | $24.6M | Add +1.5% |
| AGG iShares Core U.S. Aggregate | CORE US AGGBD ET · principal | 244,236 | $23.9M | Reduce -8.3% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 24,000,000 | $22.7M | Reduce -4.0% |
| EZCORP INC (EZPW 2.875 07/01/24) | NOTE 2.875% 7/0 · principal | 20,251,000 | $22.6M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 22,657,000 | $22.4M | Add +402.0% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 29,100,000 | $22.2M | Reduce -32.5% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 22,450,000 | $21.6M | Add +26626.2% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 24,865,000 | $21.2M | Reduce -55.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 20,290,000 | $20.9M | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 20,747,000 | $20.6M | Reduce -12.6% |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 16,500,000 | $20.6M | Add +13.8% |
| MAXEON SOLAR TECH (MAXN 6.5 07/15/25) | NOTE 6.500% 7/1 · principal | 36,015,000 | $19.6M | Add +0.0% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 30,500,000 | $19.4M | Add +22.0% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 20,144,000 | $18.9M | Add +5.2% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 18,738,000 | $18.7M | New |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 18,000,000 | $18.4M | Reduce -44.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 17,052,000 | $18.4M | Add +5.7% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 20,330,000 | $18.2M | Add +50.6% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 19,290,000 | $18.0M | Reduce -11.1% |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 18,645,000 | $17.8M | Reduce -22.6% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 14,000,000 | $17.5M | New |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 26,743,000 | $17.2M | Reduce -24.6% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 40,646,000 | $16.8M | Reduce -10.9% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 15,490,000 | $16.4M | Reduce -27.7% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 15,455,000 | $15.8M | Reduce -11.7% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 14,936,000 | $15.0M | Reduce -21.4% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 15,741,000 | $14.6M | Add +183.8% |
| NATIONAL VISION HOLDINGS (EYE 2.5 05/15/25) | NOTE 2.500% 5/1 · principal | 13,888,000 | $14.6M | Reduce -44.5% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 15,837,000 | $14.2M | Add +0.0% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 15,754,000 | $14.1M | Add +57.5% |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 22,840,000 | $13.9M | Reduce -6.2% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 10,000,000 | $13.7M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 14,000,000 | $13.6M | Reduce -6.7% |
| VEECO INSTRUMENTS INC (VECO 3.75 06/01/27) | NOTE 3.750% 6/0 · principal | 5,282,000 | $13.5M | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 10,780,000 | $12.7M | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 14,000,000 | $12.7M | Reduce -6.7% |
| MBB iShares MBS ETF | MBS ETF · principal | 134,989 | $12.5M | Add +3.7% |
| XERIS BIOPHARMA HOLDINGS (XERS 5 07/15/25) | NOTE 5.000% 7/1 · principal | 11,500,000 | $11.9M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 12,609,000 | $11.6M | Add +39.7% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 11,380,000 | $11.6M | Reduce -4.2% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 7,005,000 | $11.4M | Reduce -56.0% |
| VGSH Vanguard Short-Term Treasury | SHORT TERM TREAS · principal | 192,573 | $11.2M | Add +2.4% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 9,000,000 | $10.0M | Add +1700.0% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 10,410,000 | $9.7M | Reduce -80.8% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 9,000,000 | $9.7M | Reduce -10.0% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 8,621,000 | $9.6M | Add +0.7% |
| MUB iShares National Muni Bond E | NATIONAL MUN ETF · principal | 86,952 | $9.4M | Add +3.4% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 9,500,000 | $9.1M | New |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 11,003,000 | $8.9M | Add +9.1% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 21,770,000 | $8.9M | Reduce -17.1% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 9,168,000 | $8.5M | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 9,000,000 | $8.5M | Reduce -36.6% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 15,030,000 | $8.4M | Reduce -51.3% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 7,675,000 | $7.1M | Add +91.9% |
| WISDOMTREE INC (WT 5.75 08/15/28) | NOTE 5.750% 8/1 · principal | 6,000,000 | $7.0M | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 7,646,000 | $6.6M | New |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 7,646,000 | $6.6M | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 6,911,000 | $6.2M | Add +1263.1% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 6,909,000 | $6.1M | Reduce -83.7% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,727 | $5.6M | Add +2.2% |
| VCSH Vanguard S/T Corp. Bond ETF | SHRT TRM CORP BD · principal | 72,363 | $5.6M | Reduce -1.3% |
| MODEL N INC (MODN 2.625 06/01/25) | NOTE 2.625% 6/0 · principal | 5,065,000 | $5.5M | No change |
| VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) | NOTE 3.500% 1/1 · principal | 3,500,000 | $5.3M | No change |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 5,000,000 | $4.9M | No change |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 5,273,000 | $4.6M | New |
| IEF iShares 7-10 Year Treasury B | 7-10 YR TRSY BD · principal | 47,444 | $4.5M | Add +3.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 4,000,000 | $3.8M | New |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 4,000,000 | $3.6M | Add +60.0% |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS · principal | 54,795 | $3.2M | Add +23.0% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 2,833,000 | $3.2M | Reduce -85.9% |
| BSV Vanguard Short-Term Bond ETF | SHORT TRM BOND · principal | 40,983 | $3.1M | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 3,059,000 | $3.1M | New |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | IBOXX HI YD ETF · principal | 38,882 | $3.0M | New |
| SUB iShares Short-Term National | SHRT NAT MUN ETF · principal | 27,593 | $2.9M | Add +8.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | IBOXX INV CP ETF · principal | 22,481 | $2.4M | Reduce -11.3% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 2,500,000 | $2.2M | Reduce -78.3% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 2,315,000 | $2.1M | New |
| IGIB iShares 5-10Y Inv Grade Corp. | ISHS 5-10YR INVT · principal | 37,800 | $1.9M | No change |
| OMNICELL INC (OMCL 0.25 09/15/25) | NOTE 0.250% 9/1 · principal | 2,054,000 | $1.9M | New |
| KARYOPHARM THERAPEUTICS (KPTI 3 10/15/25) | NOTE 3.000%10/1 · principal | 3,500,000 | $1.9M | Reduce -36.4% |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 2,251,000 | $1.8M | Reduce -61.9% |
| VMBS Vanguard Mortgage-Backed Sec | MTG-BKD SECS ETF · principal | 38,494 | $1.8M | No change |
| GOVT iShares US Treasury Bond ETF | US TREAS BD ETF · principal | 64,285 | $1.5M | Reduce -15.6% |
| ITM Vaneck Intermediate Muni ETF | INTRMDT MUNI ETF · principal | 31,198 | $1.5M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 1,531,000 | $1.3M | Reduce -30.3% |
| SHM SS SPDR N Ice St Muni ETF | ST NUVE TERM ETF · principal | 27,297 | $1.3M | No change |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 719,000 | $1.3M | New |
| IEI iShares 3-7 Year Treasury Bo | 3 7 YR TREAS BD · principal | 7,343 | $850K | No change |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF · principal | 11,000 | $803K | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 500,000 | $795K | No change |
| GVI iShares Intermediate Governm | INTRM GOV CR ETF · principal | 5,113 | $531K | No change |
| TLT iShares 20+ Year Treasury BD | 20 YR TR BD ETF · principal | 5,002 | $473K | Add +21.2% |
| BND Vanguard Total Bond Market | TOTAL BND MRKT · principal | 6,400 | $464K | Reduce -3.5% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 389,000 | $412K | New |
| TIP iShares Tips Bond ETF | TIPS BD ETF · principal | 2,000 | $214K | No change |
| BAB Invesco Taxable Municipal Bo | TAXABLE MUN BD · principal | 8,000 | $212K | No change |
| MMT Aberdeen Multimarket Income | SH BEN INT · principal | 40,370 | $186K | No change |
| BBN BlackRock Taxable Muni BND | SHS · principal | 9,300 | $151K | No change |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF · principal | 7,800 | $141K | No change |
| BTZ BlackRock Credit Allocation | COM · principal | 11,980 | $128K | New |
| NRK Nuveen NY Amt-FR Muni Inc. | COM · principal | 11,800 | $128K | No change |
| JNK SS SPDR BB High Yield Bond | ST BLOO HIGH ETF · principal | 800 | $76K | No change |
| SHV iShares 0-1 Year Treasury Bo | TRUST ISHARE 0-1 · principal | 660 | $72K | Reduce -61.4% |
| NAN Nuveen NY QLTY Muni Inc. | COM · principal | 3,500 | $38K | No change |
| XMPT Vaneck Cef Muni Income ETF | CEF MUNI INCOME · principal | 1,800 | $38K | No change |
| XBNYX BlackRock New York Muni Inc. | SH BEN INT · principal | 3,473 | $36K | No change |
Lines left out (1) · $1K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 | 0 | $1K |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $82.3B.
Portfolio Sells Q4 2023 → Q1 2024
| GOOGL Alphabet Inc. Class A | Reduce -24.6% | 3.38% | −0.93 |
| NSC Norfolk Southern Corp. | Reduce -28.7% | 1.88% | −0.66 |
| PPL PPL Corp. | Sold out | 0.00% | −0.49 |
| UNP Union Pacific Corp. | Reduce -91.5% | 0.04% | −0.45 |
| CSCO Cisco Systems Inc. | Reduce -63.6% | 0.21% | −0.40 |
| MCD McDonald's Corp. | Reduce -17.6% | 0.97% | −0.32 |
| CSX CSX Corp. | Reduce -24.7% | 0.92% | −0.27 |
| ULTA Ulta Beauty Inc. | Reduce -98.2% | 0.00% | −0.25 |
| HON Honeywell International Inc. | Reduce -15.5% | 0.84% | −0.22 |
| IBM Intl Business Machines Corp. | Reduce -76.4% | 0.07% | −0.21 |
| UNH Unitedhealth Group Inc. | Reduce -3.0% | 1.33% | −0.19 |
| SPGI S&P Global Inc. | Reduce -18.3% | 0.55% | −0.17 |
| SWKS Skyworks Solutions Inc. | Reduce -90.3% | 0.02% | −0.17 |
| ZTS Zoetis Inc. | Reduce -2.7% | 0.62% | −0.15 |
| IPGP Ipg Photonics Corp. | Sold out | 0.00% | −0.15 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.15 |
| PBR Petroleo Brasileiro-Spon ADR | Reduce -18.7% | 0.37% | −0.13 |
| HSBC HSBC Holdings PLC-Spons ADR | Reduce -98.2% | 0.00% | −0.12 |
| CRM Salesforce Inc. | Reduce -25.5% | 0.51% | −0.11 |
| AZPN Aspen Technology Inc. | Sold out | 0.00% | −0.11 |
| SJM The JM Smucker Co. | Reduce -79.4% | 0.03% | −0.11 |
| APTV Aptiv Irish Holdings Ltd. | Reduce -15.2% | 0.28% | −0.11 |
| HDB HDFC Bank Ltd.-ADR | Reduce -3.7% | 0.36% | −0.11 |
| EL Estee Lauder Companies Class A | Reduce -16.5% | 0.55% | −0.10 |
| MRSH Marsh & McLennan Cos | Reduce -13.7% | 0.88% | −0.09 |
| V Visa Inc. Class A | Reduce -7.1% | 2.12% | −0.09 |
| ADI Analog Devices Inc. | Reduce -2.7% | 1.20% | −0.09 |
| PEP Pepsico Inc. | Reduce -33.3% | 0.16% | −0.08 |
| LH Laboratory CRP of Amer Hldgs | Reduce -6.6% | 0.49% | −0.08 |
| TLK Telkom Indonesia Persero-ADR | Reduce -0.4% | 0.35% | −0.07 |
| IBN Icici Bank Ltd.-Spon ADR | Reduce -26.4% | 0.27% | −0.07 |
| PG The Procter & Gamble Co. | Reduce -12.9% | 0.94% | −0.07 |
| EEM iShares MSCI Emerging Market | Reduce -63.4% | 0.04% | −0.07 |
| TSLA Tesla Inc. | Reduce -18.7% | 0.08% | −0.07 |
| NXPI NXP Semiconductors NV | Reduce -24.3% | 0.23% | −0.06 |
| SMG Scotts Miracle-Gro Co. | Sold out | 0.00% | −0.06 |
| PXD Pioneer Natural Resources Co. | Reduce -27.1% | 0.27% | −0.06 |
| CTSH Cognizant Tech Solutions-A | Reduce -16.1% | 0.21% | −0.06 |
| SNPS Synopsys Inc. | Reduce -21.2% | 0.31% | −0.06 |
| SYY Sysco Corp. | Reduce -15.8% | 0.52% | −0.06 |
| BN Brookfield Corp. | Sold out | 0.00% | −0.06 |
| GOOG Alphabet Inc. Class C | Reduce -10.3% | 0.78% | −0.06 |
| EBAY eBay Inc. | Reduce -29.3% | 0.26% | −0.06 |
| BABA Alibaba Group Holding-SP ADR | Reduce -2.0% | 0.39% | −0.05 |
| MELI MercadoLibre Inc. | Reduce -29.0% | 0.10% | −0.05 |
| PFE Pfizer Inc. | Reduce -64.5% | 0.03% | −0.05 |
| PH Parker Hannifin Corp. | Reduce -42.5% | 0.10% | −0.05 |
| TXN Texas Instruments Inc. | Reduce -30.8% | 0.11% | −0.05 |
| JNJ Johnson & Johnson | Reduce -0.9% | 1.22% | −0.05 |
| MCHP Microchip Technology Inc. | Reduce -22.6% | 0.14% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| AAPL Apple Inc. | Add +161.2% | 1.98% | +1.09 |
| EXC Exelon Corp. | Add +112.1% | 1.56% | +0.83 |
| AVGO Broadcom Inc. | Add +297.2% | 0.91% | +0.71 |
| CRH CRH PLC | Add +35497.5% | 0.58% | +0.58 |
| MRVL Marvell Technology Inc. | Add +47934.4% | 0.37% | +0.37 |
| AMAT Applied Materials Inc. | Add +10.4% | 1.41% | +0.37 |
| BX Blackstone Inc. | Add +19048.1% | 0.33% | +0.32 |
| PNW Pinnacle West Capital | Add +72.7% | 0.66% | +0.28 |
| CB Chubb Ltd. | Add +14.8% | 1.21% | +0.25 |
| WIX Wix.com Ltd. | Add +242.0% | 0.32% | +0.24 |
| CDW CDW Corp. | Add +225.9% | 0.30% | +0.21 |
| ORCL Oracle Corp. | Add +81.2% | 0.27% | +0.14 |
| CPAY Corpay Inc. | Add +116320.6% | 0.11% | +0.11 |
| AEP American Electric Power | Add +9.9% | 0.97% | +0.10 |
| AY Atlantica Sustainable Infras | Add +110.8% | 0.24% | +0.10 |
| NTES Netease Inc.-ADR | Add +804.5% | 0.11% | +0.10 |
| ROK Rockwell Automation Inc. | Add +32.0% | 0.58% | +0.09 |
| SNOW Snowflake Inc. | Add +4766.3% | 0.09% | +0.09 |
| COST Costco Wholesale Corp. | Add +656.4% | 0.10% | +0.09 |
| BNY Bank of New York Mellon Corp. | Add +1981.6% | 0.08% | +0.07 |
| FIS Fidelity National Info Serv | Add +8.7% | 0.31% | +0.07 |
| MAS Masco Corp. | Add +55.8% | 0.16% | +0.07 |
| TRMB Trimble Inc. | Add +25.4% | 0.22% | +0.07 |
| SCHW Schwab (charles) Corp. | Add +8.9% | 0.70% | +0.06 |
| IQV Iqvia Holdings Inc. | Add +0.9% | 1.09% | +0.06 |
| MU Micron Technology Inc. | Add +4.6% | 0.22% | +0.06 |
| RTO Rentokil Initial PLC-SP ADR | Add +345196.7% | 0.06% | +0.06 |
| STM Stmicroelectronics NV-NY SHS | Add +1564831.9% | 0.06% | +0.06 |
| COR Cencora Inc. | Add +69.3% | 0.12% | +0.06 |
| PAC Grupo Aeroportuario Pac-ADR | Add +141.5% | 0.10% | +0.06 |
| HD Home Depot Inc. | Add +2.0% | 0.70% | +0.06 |
| STT State Street Corp. | Add +168.7% | 0.08% | +0.05 |
| BRSL Brightstar Lottery PLC | Add +51.1% | 0.30% | +0.05 |
| UHS Universal Health Services-B | Add +1191.8% | 0.05% | +0.05 |
| SYK Stryker Corp. | Add +5.9% | 0.26% | +0.05 |
| BMY Bristol-Myers Squibb Co. | Add +51.5% | 0.12% | +0.04 |
| UL Unilever PLC | Add +19.3% | 0.27% | +0.04 |
| ASX Ase Technology Holding -ADR | Add +2.8% | 0.31% | +0.04 |
| CI The Cigna Group | Add +54.3% | 0.09% | +0.04 |
| NFLX Netflix Inc. | Add +35.0% | 0.10% | +0.04 |
| HCA HCA Healthcare Inc. | Add +44.3% | 0.09% | +0.04 |
| FIX Comfort Systems USA Inc. | Add +88.3% | 0.05% | +0.04 |
| JD Jd.com Inc.-ADR | Add +30.7% | 0.21% | +0.03 |
| NDSN Nordson Corp. | Add +10.4% | 0.34% | +0.03 |
| DVA Davita Inc. | Add +147.3% | 0.05% | +0.03 |
| MRK Merck & Co. Inc. | Add +1.4% | 0.21% | +0.03 |
| VRRM Verra Mobility Corp. | Add +243.9% | 0.04% | +0.03 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +845.1% | 0.03% | +0.03 |
| SPG Simon Property Group Inc. | Add +57.2% | 0.07% | +0.03 |
| BLD Topbuild Corp. | Add +18.2% | 0.10% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Reduce -2.8% | 99,396,000 | $174.5M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +6.7% | 151,298,000 | $143.4M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -13.8% | 63,143,000 | $141.7M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 122,078,000 | $121.6M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -13.1% | 115,683,000 | $120.1M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 81,623,000 | $98.3M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +18.9% | 65,965,000 | $93.3M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 91,686,000 | $90.7M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +83.6% | 81,693,000 | $87.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -41.5% | 63,705,000 | $87.1M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -26.8% | 85,469,000 | $86.8M |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | Reduce -3.3% | 29,000,000 | $81.5M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Reduce -29.4% | 88,044,000 | $81.4M |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Reduce -2.6% | 27,402,000 | $78.5M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +2.8% | 77,440,000 | $78.2M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 95,852,000 | $77.2M |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | Sold out | 110,397,000 | $74.9Mbefore exit |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 66,792,000 | $73.4M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +61.3% | 68,865,000 | $73.1M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | Add +3.4% | 61,924,000 | $71.7M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Sold out | 77,362,000 | $66.2Mbefore exit |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +0.1% | 22,655,000 | $64.8M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Add +73484.9% | 48,566,000 | $63.9M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +2.5% | 67,814,000 | $63.7M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +1.1% | 71,641,000 | $61.6M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +698.9% | 52,938,000 | $61.5M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +27.7% | 49,537,000 | $60.9M |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Reduce -9.8% | 55,000,000 | $60.0M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Add +88.1% | 51,464,000 | $59.6M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +43.1% | 56,447,000 | $58.9M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +104.5% | 60,423,000 | $57.1M |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | Add +433.0% | 53,300,000 | $56.5M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Reduce -7.1% | 58,950,000 | $53.2M |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | Add +29.6% | 54,306,000 | $52.2M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -39.3% | 26,950,000 | $52.1M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +15.0% | 54,643,000 | $52.0M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Reduce -15.0% | 50,686,000 | $52.0M |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | New | 28,093,000 | $50.0M |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | Add +1.4% | 36,500,000 | $48.5M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +19.9% | 49,613,000 | $47.3M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +102.8% | 51,432,000 | $47.1M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +0.7% | 46,687,000 | $46.9M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +3.4% | 47,289,000 | $46.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +89.2% | 49,346,000 | $45.7M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Sold out | 65,997,000 | $45.2Mbefore exit |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 47,592,000 | $44.7M |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | Sold out | 35,334,000 | $44.4Mbefore exit |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Add +0.0% | 18,000,000 | $44.0M |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Add +12.3% | 45,641,000 | $43.5M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | New | 42,339,000 | $41.2M |
Showing the first 50 of 220.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,726 | $66.0B | NVDA, AAPL, MSFT, AMZN, EXC |
| Q1 2026 | 1,661 | $60.7B | AAPL, MSFT, NVDA, AMZN, AMT |
| Q4 2025 | 1,643 | $58.9B | MSFT, AAPL, AMZN, NVDA, GOOGL |
| Q3 2025 | 1,612 | $74.1B | MSFT, AAPL, AMZN, GOOGL, NVDA |
| Q2 2025 | 2,033 | $65.5B | MSFT, AMZN, AAPL, GOOGL, V |
| Q1 2025 | 2,078 | $59.6B | MSFT, AAPL, AMZN, V, GOOGL |
| Q4 2024 | 2,154 | $63.2B | MSFT, AMZN, AAPL, GOOGL, V |
| Q3 2024 | 2,109 | $69.6B | MSFT, AMZN, AAPL, GOOGL, ICE |
| Q2 2024 | 2,068 | $73.9B | MSFT, AMZN, GOOGL, AAPL, V |
| Q1 2024Amended | 1,850 | $76.0B | MSFT, AMZN, GOOGL, V, AAPL |