Lazard Asset Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Lazard Asset Management LLC reported 2,109 stock positions worth $69.6 billion. Its top holding was Microsoft (MSFT) at 6.0% of the portfolio, followed by Amazon.com (AMZN, 4.4%) and Apple (AAPL, 3.6%). Compared with Q2 2024, it opened 224 new positions, sold out of 184, added to 805 and reduced 858. The biggest buy was Apple (AAPL, shares +3%) and the biggest sale Alphabet Class A (GOOGL, shares −22%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001207017
- Portfolio Value
- $69.6B (Q3 2024)
- SEC Filing
- 0001207017-24-000060 ↗ filed Nov 14, 2024
Holdings Value
Holdings 2,109 stocks · $69.6B
| MSFT Microsoft Corp. | 5.96% | 9,636,793 | $4.1B | Reduce -9.6% |
| AMZN Amazon.com Inc. | 4.37% | 16,302,054 | $3.0B | Reduce -7.2% |
| AAPL Apple Inc. | 3.59% | 10,729,055 | $2.5B | Add +3.0% |
| GOOGL Alphabet Inc. Class A | 2.66% | 11,166,692 | $1.9B | Reduce -22.4% |
| ICE Intercontinental Exchange Inc. | 2.14% | 9,260,241 | $1.5B | Reduce -4.3% |
| NSC Norfolk Southern Corp. | 2.04% | 5,706,575 | $1.4B | Reduce -9.5% |
| V Visa Inc. Class A | 1.99% | 5,028,307 | $1.4B | Reduce -6.0% |
| UNH Unitedhealth Group Inc. | 1.83% | 2,178,654 | $1.3B | Reduce -13.4% |
| ACN Accenture PLC Class A | 1.70% | 3,344,286 | $1.2B | Reduce -18.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 1.65% | 28,857,237 | $1.1B | Reduce -2.3% |
| TMO Thermo Fisher Scientific Inc. | 1.59% | 1,790,155 | $1.1B | Reduce -0.9% |
| EXC Exelon Corp. | 1.40% | 24,008,410 | $973.5M | Reduce -6.9% |
| AON Aon PLC Class A | 1.33% | 2,667,404 | $922.9M | Reduce -18.4% |
| XOM Exxon Mobil Corp. | 1.30% | 7,713,176 | $904.1M | Reduce -1.5% |
| AVGO Broadcom Inc. | 1.29% | 5,216,502 | $899.8M | Reduce -16.5% |
| DHR Danaher Corp. | 1.24% | 3,111,442 | $865.0M | Reduce -2.1% |
| AMAT Applied Materials Inc. | 1.22% | 4,205,129 | $849.6M | Reduce -16.7% |
| IQV Iqvia Holdings Inc. | 1.14% | 3,334,469 | $790.2M | Add +1.4% |
| MRVL Marvell Technology Inc. | 1.13% | 10,910,542 | $786.9M | Add +30.6% |
| ADI Analog Devices Inc. | 1.12% | 3,385,307 | $779.2M | Reduce -6.6% |
| PLD Prologis Inc. | 1.10% | 6,061,541 | $765.5M | Reduce -5.8% |
| APH Amphenol Corp. Class A | 1.10% | 11,728,005 | $764.2M | Add +3.5% |
| TSM Taiwan Semiconductor-SP ADR | 1.07% | 4,291,511 | $745.3M | Reduce -1.1% |
| KO The Coca-Cola Co. | 1.06% | 10,271,959 | $738.1M | Reduce -2.6% |
| WM Waste Management Inc. | 1.06% | 3,547,961 | $736.6M | Reduce -1.0% |
| CSX CSX Corp. | 1.01% | 20,416,873 | $705.0M | Reduce -2.3% |
| JNJ Johnson & Johnson | 1.01% | 4,343,163 | $703.9M | Reduce -14.4% |
| COP Conocophillips | 1.00% | 6,594,024 | $694.2M | Reduce -2.5% |
| ROK Rockwell Automation Inc. | 0.98% | 2,549,732 | $684.5M | Add +13.9% |
| MRSH Marsh & McLennan Cos | 0.98% | 3,057,825 | $682.2M | Reduce -1.8% |
| ICLR Icon PLC | 0.97% | 2,360,061 | $678.1M | Reduce -3.6% |
| MDT Medtronic PLC | 0.96% | 7,390,680 | $665.4M | Add +44.3% |
| MCD McDonald's Corp. | 0.96% | 2,184,541 | $665.2M | Reduce -8.4% |
| PG The Procter & Gamble Co. | 0.95% | 3,797,673 | $657.8M | Reduce -9.1% |
| BSX Boston Scientific Corp. | 0.87% | 7,254,033 | $607.9M | Reduce -3.5% |
| NVDA Nvidia Corp. | 0.87% | 5,001,245 | $607.3M | Reduce -43.8% |
| ADBE Adobe Inc. | 0.85% | 1,147,638 | $594.2M | Reduce -9.4% |
| SCHW Schwab (charles) Corp. | 0.83% | 8,919,860 | $578.1M | Add +18.9% |
| ZTS Zoetis Inc. | 0.80% | 2,865,194 | $559.8M | Reduce -12.2% |
| HD Home Depot Inc. | 0.74% | 1,268,010 | $513.8M | Reduce -5.8% |
| CB Chubb Ltd. | 0.72% | 1,746,287 | $503.6M | Reduce -48.3% |
| BABA Alibaba Group Holding-SP ADR | 0.67% | 4,387,924 | $465.6M | Add +13.1% |
| GS Goldman Sachs Group Inc. | 0.66% | 926,176 | $458.6M | Add +20.3% |
| AXP American Express Co. | 0.66% | 1,680,461 | $455.7M | Reduce -42.0% |
| CRH CRH PLC | 0.64% | 4,804,103 | $445.5M | Reduce -17.9% |
| AEP American Electric Power | 0.63% | 4,250,586 | $436.1M | Reduce -48.3% |
| HON Honeywell International Inc. | 0.59% | 1,975,162 | $408.3M | Reduce -17.5% |
| NDSN Nordson Corp. | 0.57% | 1,514,814 | $397.8M | Add +14.3% |
| AVY Avery Dennison Corp. | 0.56% | 1,770,085 | $390.8M | Reduce -1.8% |
| BX Blackstone Inc. | 0.56% | 2,523,715 | $386.5M | Add +7.6% |
| RYAAY Ryanair Holdings PLC-SP ADR | 0.54% | 8,326,607 | $375.3M | Add +81.5% |
| NKE Nike Inc. Class B | 0.51% | 4,044,504 | $357.5M | Reduce -2.0% |
| AMD Advanced Micro Devices | 0.50% | 2,119,008 | $347.7M | Add +276.6% |
| ISRG Intuitive Surgical Inc. | 0.49% | 688,623 | $338.3M | Reduce -2.3% |
| TLK Telkom Indonesia Persero-ADR filed as P T TELEKOMUNIKASI INDONESIA | 0.48% | 16,938,100 | $335.0M | Add +40.6% |
| HEI Heico Corp. | 0.47% | 1,263,131 | $330.3M | Reduce -15.9% |
| NTES Netease Inc.-ADR | 0.47% | 3,530,005 | $330.1M | Add +118.8% |
| GOOG Alphabet Inc. Class C | 0.47% | 1,937,589 | $323.9M | Reduce -50.3% |
| JD Jd.com Inc.-ADR | 0.45% | 7,794,758 | $311.8M | Reduce -1.2% |
| SPGI S&P Global Inc. | 0.44% | 596,716 | $308.3M | Reduce -12.7% |
| WFC Wells Fargo & Co. | 0.42% | 5,231,266 | $295.5M | Reduce -23.9% |
| SYY Sysco Corp. | 0.42% | 3,767,685 | $294.1M | Reduce -2.4% |
| UL Unilever PLC | 0.41% | 4,422,919 | $287.3M | Add +0.8% |
| CBRE CBRE Group Inc. Class A | 0.41% | 2,266,826 | $282.2M | Add +60300.4% |
| MDLZ Mondelez International Inc. Class A | 0.40% | 3,797,239 | $279.7M | Reduce -2.6% |
| HDB HDFC Bank Ltd.-ADR | 0.40% | 4,425,325 | $276.8M | Reduce -7.7% |
| PBR Petroleo Brasileiro-Spon ADR | 0.39% | 18,683,527 | $269.2M | Add +0.1% |
| ODFL Old Dominion Freight Line | 0.37% | 1,284,382 | $255.1M | Add +3.7% |
| CVS CVS Health Corp. | 0.36% | 3,997,547 | $251.4M | Add +7.2% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.35% | 2,453,312 | $244.6M | Reduce -4.7% |
| WIX Wix.com Ltd. | 0.34% | 1,434,803 | $239.9M | Reduce -14.1% |
| OMC Omnicom Group | 0.32% | 2,147,209 | $222.0M | Add +15.7% |
| CX Cemex Sab-Spons ADR Part Cer | 0.31% | 35,709,220 | $217.8M | Add +1688.8% |
| IBN Icici Bank Ltd.-Spon ADR | 0.31% | 7,198,825 | $214.9M | Add +0.1% |
| AY Atlantica Sustainable Infras | 0.30% | 9,575,881 | $210.5M | Reduce -0.7% |
| BRSL Brightstar Lottery PLC filed as INTERNATIONAL GAME TECHNOLOG | 0.30% | 9,659,808 | $205.8M | Add +18.1% |
| AMX America Movil Sab DE CV | 0.29% | 12,518,334 | $204.8M | Reduce -0.1% |
| RELX Relx PLC - Spon ADR | 0.28% | 4,175,541 | $198.2M | Reduce -1.6% |
| BA The Boeing Co. | 0.28% | 1,297,672 | $197.3M | Add +12.8% |
| PTC PTC Inc. | 0.28% | 1,074,126 | $194.0M | Add +1.8% |
| ETN Eaton Corp. PLC | 0.28% | 582,267 | $193.0M | Add +6.7% |
| FISV Fiserv Inc. | 0.27% | 1,056,623 | $189.8M | Reduce -11.3% |
| IVV iShares Core S&P 500 ETF | 0.27% | 327,374 | $188.8M | Reduce -0.1% |
| CSCO Cisco Systems Inc. | 0.27% | 3,546,846 | $188.8M | Reduce -8.3% |
| CRM Salesforce Inc. | 0.26% | 668,856 | $183.1M | Reduce -55.0% |
| SYK Stryker Corp. | 0.26% | 506,657 | $183.0M | Reduce -15.7% |
| ASX Ase Technology Holding -ADR | 0.26% | 18,463,924 | $180.2M | Reduce -12.6% |
| XRAY Dentsply Sirona Inc. | 0.25% | 6,538,300 | $176.9M | Add +25.2% |
| INFY Infosys Ltd.-SP ADR | 0.25% | 7,932,701 | $176.7M | Reduce -53.2% |
| TRMB Trimble Inc. | 0.25% | 2,768,631 | $171.9M | Add +7.3% |
| MU Micron Technology Inc. | 0.25% | 1,644,114 | $170.5M | Add +20.2% |
| HSIC Henry Schein Inc. | 0.24% | 2,306,140 | $168.1M | Add +44.2% |
| CTSH Cognizant Tech Solutions-A | 0.24% | 2,118,632 | $163.5M | Reduce -5.7% |
| BF.B Brown-Forman Corp. Class B | 0.23% | 3,303,865 | $162.6M | Add +88.7% |
| TX Ternium SA-Sponsored ADR | 0.23% | 4,347,567 | $160.5M | Reduce -0.6% |
| QCOM Qualcomm Inc. | 0.23% | 930,129 | $158.2M | Reduce -27.5% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.22% | 1,313,423 | $156.4M | Add +13.7% |
| ADSK Autodesk Inc. | 0.22% | 557,229 | $153.5M | Add +3.8% |
| CL Colgate-Palmolive Co. | 0.22% | 1,454,348 | $151.0M | Reduce -14.0% |
| CDNS Cadence Design SYS Inc. | 0.21% | 533,556 | $144.6M | Add +93.4% |
Other holdings (210): bonds, preferreds, convertibles and warrants · $5.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 155,851,000 | $173.9M | Add +0.5% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 130,969,000 | $127.3M | Reduce -18.3% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 112,514,000 | $125.3M | Reduce -7.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 128,918,000 | $123.0M | Add +11.3% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 65,690,000 | $94.6M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 90,948,000 | $92.3M | Reduce -1.4% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 73,773,000 | $90.8M | Reduce -4.7% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 92,439,000 | $87.6M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 91,801,000 | $86.0M | Add +4.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 94,734,000 | $85.8M | Reduce -1.2% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 79,514,000 | $85.6M | Reduce -6.5% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 39,353,000 | $74.1M | Reduce -37.4% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 73,853,000 | $73.9M | Add +90.0% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 65,829,000 | $73.6M | Reduce -4.4% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 61,924,000 | $73.2M | No change |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 30,868,000 | $69.2M | Add +15.9% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 58,777,000 | $68.9M | Reduce -2.7% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 75,209,000 | $68.3M | Reduce -4.5% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 56,264,000 | $67.5M | Add +3.3% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 19,509,000 | $67.1M | Reduce -11.3% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 55,347,000 | $66.3M | Reduce -8.4% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 52,222,000 | $64.4M | Reduce -5.7% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 48,436,000 | $63.0M | Reduce -25.5% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 60,080,000 | $59.0M | Add +0.5% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 42,558,000 | $58.8M | Reduce -42.4% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 48,380,000 | $57.9M | Reduce -2.3% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 47,278,000 | $56.7M | Reduce -1.6% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 36,527,000 | $54.1M | Add +60.1% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 57,292,000 | $53.5M | Add +14.5% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 54,230,000 | $53.3M | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 54,179,000 | $53.2M | Reduce -3.3% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 43,502,000 | $53.1M | Reduce -18.7% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 56,321,000 | $52.4M | Add +9.9% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 28,275,000 | $52.2M | Reduce -3.2% |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 24,150,000 | $50.6M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 51,886,000 | $50.1M | Reduce -10.0% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 42,074,000 | $50.1M | Reduce -0.6% |
| MANNKIND CORP (MNKD 2.5 03/01/26) | NOTE 2.500% 3/0 · principal | 37,500,000 | $50.0M | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 53,710,000 | $49.8M | Add +13.4% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 40,000,000 | $48.7M | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 47,289,000 | $47.3M | No change |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 41,076,000 | $46.7M | Add +2.2% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 28,325,000 | $45.6M | Reduce -42.0% |
| TRANSOCEAN INTERNTNL LTD (RIG 4.625 09/30/29 *) | DEB 4.625% 9/3 · principal | 30,500,000 | $45.4M | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 40,816,000 | $44.9M | Add +25.6% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 46,973,000 | $44.8M | Add +4.8% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 45,913,000 | $44.1M | Reduce -5.8% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 42,062,000 | $43.3M | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 41,916,000 | $42.6M | Add +24.3% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 41,412,000 | $41.7M | No change |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 43,173,000 | $41.2M | Add +7.0% |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | 31,039,000 | $39.9M | Add +39.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 30,547,000 | $39.5M | Add +10.9% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 35,161,000 | $38.4M | Reduce -10.2% |
| INNOVIVA INC (INVA 2.125 03/15/28) | NOTE 2.125% 3/1 · principal | 38,675,000 | $37.8M | Add +4.5% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 40,950,000 | $37.8M | Reduce -33.9% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 35,528,000 | $35.7M | Reduce -20.2% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 36,484,000 | $34.8M | Reduce -8.3% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 35,708,000 | $34.5M | Reduce -3.3% |
| EVOLENT HEALTH INC (EVH 1.5 10/15/25) | NOTE 1.500%10/1 · principal | 32,494,000 | $34.2M | Add +20.0% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 36,049,000 | $33.4M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 33,834,000 | $33.2M | Reduce -58.4% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 30,476,000 | $33.1M | Reduce -9.0% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 693,192 | $32.1M | No change |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 8,938,000 | $32.0M | Reduce -4.4% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 26,383,000 | $31.8M | Add +1.5% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 31,657,000 | $30.6M | Add +123.0% |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 29,609,000 | $29.6M | No change |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 28,872,000 | $28.3M | Reduce -0.7% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 24,037,000 | $28.2M | Reduce -3.6% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 25,543,000 | $26.8M | No change |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 21,527,000 | $26.4M | Reduce -66.3% |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 25,750,000 | $26.1M | Reduce -8.0% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 28,060,000 | $25.8M | Add +23.4% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 24,925,000 | $25.6M | Reduce -55.0% |
| AGG iShares Core U.S. Aggregate | CORE US AGGBD ET · principal | 248,200 | $25.1M | Reduce -1.0% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 19,794,000 | $25.0M | Add +20.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | ISHS 1-5YR INVS · principal | 465,121 | $24.5M | Reduce -1.9% |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 18,000,000 | $24.4M | No change |
| VTEB Vanguard Tax-Exempt Bond ETF | TAX EXEMPT BD · principal | 475,825 | $24.3M | Reduce -1.2% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 25,276,000 | $23.9M | Reduce -37.6% |
| MITEK SYSTEMS INC (MITK 0.75 02/01/26) | NOTE 0.750% 2/0 · principal | 24,335,000 | $23.1M | Add +57.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 20,906,000 | $23.1M | Add +3.0% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 23,456,000 | $22.5M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 23,487,000 | $22.1M | Add +18.1% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 21,313,000 | $19.9M | Add +15.1% |
| NEOGENOMICS INC (NEO 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 20,000,000 | $19.7M | Reduce -32.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 12,543,000 | $19.5M | Add +25.4% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 18,709,000 | $19.4M | Reduce -38.5% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 19,941,000 | $19.2M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 17,052,000 | $17.6M | No change |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 19,550,000 | $17.5M | Reduce -11.3% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 17,500,000 | $17.4M | Add +22.2% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 18,152,000 | $17.4M | Reduce -14.2% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 17,902,000 | $17.1M | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 17,946,000 | $17.0M | Reduce -9.9% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 14,503,000 | $16.9M | No change |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 15,500,000 | $16.8M | Reduce -56.9% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 14,704,000 | $16.1M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 21,586,000 | $15.9M | Add +18.0% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 16,283,000 | $15.3M | Add +28.1% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 16,772,000 | $15.2M | Reduce -8.9% |
| COHERUS ONCOLOGY INC (CHRS 1.5 04/15/26) | NOTE 1.500% 4/1 · principal | 18,743,000 | $14.7M | Add +19.1% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 40,788,000 | $14.7M | Add +0.3% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 15,000,000 | $14.6M | Add +25.0% |
| VERINT SYSTEMS INC (VRNT 0.25 04/15/26) | NOTE 0.250% 4/1 · principal | 15,211,000 | $14.2M | Add +41.0% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,100,000 | $13.9M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 14,753,000 | $13.6M | New |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 13,590,000 | $13.5M | Add +35.7% |
| XERIS BIOPHARMA HOLDINGS (XERS 5 07/15/25) | NOTE 5.000% 7/1 · principal | 11,500,000 | $13.3M | No change |
| VEECO INSTRUMENTS INC (VECO 3.75 06/01/27) | NOTE 3.750% 6/0 · principal | 5,282,000 | $12.8M | No change |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 12,500,000 | $12.8M | Reduce -56.9% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 13,994,000 | $12.4M | Add +55.6% |
| MBB iShares MBS ETF | MBS ETF · principal | 128,510 | $12.3M | Reduce -0.2% |
| MESA LABORATORIES INC (MLAB 1.375 08/15/25) | NOTE 1.375% 8/1 · principal | 12,659,000 | $12.2M | No change |
| VGSH Vanguard Short-Term Treasury | SHORT TERM TREAS · principal | 183,834 | $10.8M | Reduce -1.4% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 10,503,000 | $10.5M | New |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 10,565,000 | $10.3M | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 11,000,000 | $10.1M | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 12,115,000 | $9.8M | Add +49.3% |
| MUB iShares National Muni Bond E | NATIONAL MUN ETF · principal | 87,244 | $9.5M | No change |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 11,007,000 | $9.4M | Reduce -24.8% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,104,000 | $8.6M | No change |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 9,416,000 | $8.4M | Reduce -13.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 184,636 | $8.3M | Add +6904.4% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 8,965,000 | $8.2M | No change |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 8,270,000 | $8.1M | Reduce -57.2% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | IBOXX HI YD ETF · principal | 99,959 | $8.0M | Reduce -11.9% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 3,481,000 | $8.0M | Add +24.4% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 8,907,000 | $7.7M | No change |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 21,770,000 | $7.7M | No change |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | 6,543,000 | $7.6M | New |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 5,500,000 | $7.4M | Add +1000.0% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 7,300,000 | $7.1M | No change |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 7,516,000 | $7.0M | No change |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 8,000,000 | $6.9M | Reduce -74.2% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 6,909,000 | $6.4M | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 5,992,000 | $6.2M | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,727 | $6.0M | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 6,857,000 | $5.6M | Add +5760.7% |
| VCSH Vanguard S/T Corp. Bond ETF | SHRT TRM CORP BD · principal | 69,738 | $5.5M | No change |
| INOTIV INC (NOTV 3.25 10/15/27) | NOTE 3.250%10/1 · principal | 21,215,000 | $5.5M | Add +5.0% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 4,960,000 | $5.3M | New |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 3,500,000 | $5.1M | Add +0.0% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 5,250,000 | $5.0M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 5,000,000 | $5.0M | Reduce -70.6% |
| VEECO INSTRUMENTS INC (VECO 3.5 01/15/25) | NOTE 3.500% 1/1 · principal | 3,500,000 | $4.9M | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 4,800,000 | $4.8M | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 6,366,000 | $4.8M | No change |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 5,382,000 | $4.7M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 5,519,000 | $4.6M | New |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 4,865,000 | $4.5M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 4,619,000 | $4.5M | No change |
| IEF iShares 7-10 Year Treasury B | 7-10 YR TRSY BD · principal | 45,107 | $4.4M | Reduce -2.0% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 3,480,000 | $3.9M | Reduce -72.1% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 3,167,000 | $3.4M | Reduce -24.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 3,730,000 | $3.4M | Reduce -19.5% |
| BSV Vanguard Short-Term Bond ETF | SHORT TRM BOND · principal | 41,473 | $3.3M | Add +0.2% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 3,500,000 | $3.2M | Add +40.0% |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 3,220,000 | $3.2M | No change |
| SUB iShares Short-Term National | SHRT NAT MUN ETF · principal | 27,583 | $2.9M | Reduce -2.3% |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 3,037,000 | $2.9M | New |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 4,090,000 | $2.7M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 2,979,000 | $2.6M | Add +295.6% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 3,234,000 | $2.6M | Reduce -91.5% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 2,703,000 | $2.6M | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 2,233,000 | $2.5M | Reduce -67.2% |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 2,568,000 | $2.4M | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 2,500,000 | $2.4M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 2,500,000 | $2.3M | No change |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | IBOXX INV CP ETF · principal | 20,783 | $2.3M | Reduce -7.3% |
| VGLT Vanguard Long-Term Treasury | LONG TERM TREAS · principal | 37,669 | $2.3M | Reduce -39.8% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,781,000 | $2.2M | Reduce -95.5% |
| IGIB iShares 5-10Y Inv Grade Corp. | ISHS 5-10YR INVT · principal | 37,800 | $2.0M | No change |
| VMBS Vanguard Mortgage-Backed Sec | MTG-BKD SECS ETF · principal | 38,494 | $1.8M | No change |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 1,619,000 | $1.6M | Reduce -89.6% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 1,869,000 | $1.6M | Reduce -75.1% |
| ITM Vaneck Intermediate Muni ETF | INTRMDT MUNI ETF · principal | 28,132 | $1.3M | Reduce -9.2% |
| SHM SS SPDR N Ice St Muni ETF | ST NUVE TERM ETF · principal | 27,297 | $1.3M | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,215,000 | $1.3M | No change |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 1,227,000 | $1.1M | Reduce -93.7% |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 1,007,000 | $908K | Add +0.0% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 1,053,000 | $906K | No change |
| IEI iShares 3-7 Year Treasury Bo | 3 7 YR TREAS BD · principal | 7,343 | $878K | No change |
| CWB SS SPDR BB Conv Sec ETF | ST STR CONV ETF · principal | 11,000 | $842K | No change |
| IRONWOOD PHARMACEUTICALS (IRWD 1.5 06/15/26) | NOTE 1.500% 6/1 · principal | 751,000 | $667K | No change |
| BND Vanguard Total Bond Market | TOTAL BND MRKT · principal | 6,400 | $480K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 507,000 | $469K | Reduce -94.3% |
| GVI iShares Intermediate Governm | INTRM GOV CR ETF · principal | 3,840 | $411K | Reduce -23.5% |
| TLT iShares 20+ Year Treasury BD | 20 YR TR BD ETF · principal | 3,764 | $369K | Reduce -32.4% |
| BAB Invesco Taxable Municipal Bo | TAXABLE MUN BD · principal | 8,000 | $220K | No change |
| TIP iShares Tips Bond ETF | TIPS BD ETF · principal | 2,000 | $220K | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 2,652 | $180K | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 3,396 | $170K | No change |
| BBN BlackRock Taxable Muni BND | SHS · principal | 9,300 | $165K | No change |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 135,000 | $165K | New |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 188,000 | $163K | Reduce -99.5% |
| BTZ BlackRock Credit Allocation | COM · principal | 13,870 | $156K | Reduce -27.7% |
| MMT Aberdeen Multimarket Income | SH BEN INT · principal | 31,620 | $153K | No change |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF · principal | 7,800 | $144K | No change |
Largest 200 of 210 shown.
Lines left out (2) · $2K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 | 0 | $1K |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 | 0 | $1K |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $74.8B.
Portfolio Sells Q2 2024 → Q3 2024
| GOOGL Alphabet Inc. Class A | Reduce -22.4% | 2.66% | −0.88 |
| NVDA Nvidia Corp. | Reduce -43.8% | 0.87% | −0.61 |
| GOOG Alphabet Inc. Class C | Reduce -50.3% | 0.47% | −0.50 |
| MSFT Microsoft Corp. | Reduce -9.6% | 5.96% | −0.49 |
| CB Chubb Ltd. | Reduce -48.3% | 0.72% | −0.44 |
| CAT Caterpillar Inc. | Reduce -93.8% | 0.04% | −0.43 |
| AMAT Applied Materials Inc. | Reduce -16.7% | 1.22% | −0.39 |
| AEP American Electric Power | Reduce -48.3% | 0.63% | −0.35 |
| CRM Salesforce Inc. | Reduce -55.0% | 0.26% | −0.25 |
| AXP American Express Co. | Reduce -42.0% | 0.66% | −0.25 |
| AMZN Amazon.com Inc. | Reduce -7.2% | 4.37% | −0.23 |
| CBSH Commerce Bancshares Inc. | Reduce -83.3% | 0.05% | −0.22 |
| CDW CDW Corp. | Reduce -95.9% | 0.01% | −0.21 |
| INFY Infosys Ltd.-SP ADR | Reduce -53.2% | 0.25% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -53.3% | 0.19% | −0.15 |
| LULU Lululemon Athletica Inc. | Reduce -99.8% | 0.00% | −0.14 |
| INTU Intuit Inc. | Reduce -64.3% | 0.08% | −0.14 |
| PNW Pinnacle West Capital | Reduce -54.7% | 0.17% | −0.13 |
| WFC Wells Fargo & Co. | Reduce -23.9% | 0.42% | −0.13 |
| ORCL Oracle Corp. | Reduce -78.0% | 0.05% | −0.13 |
| QCOM Qualcomm Inc. | Reduce -27.5% | 0.23% | −0.12 |
| HON Honeywell International Inc. | Reduce -17.5% | 0.59% | −0.10 |
| MRK Merck & Co. Inc. | Reduce -47.5% | 0.10% | −0.10 |
| CCI Crown Castle Inc. | Reduce -58.7% | 0.11% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -35.8% | 0.20% | −0.10 |
| ADBE Adobe Inc. | Reduce -9.4% | 0.85% | −0.10 |
| NXPI NXP Semiconductors NV | Reduce -31.8% | 0.18% | −0.10 |
| EBAY eBay Inc. | Reduce -89.3% | 0.02% | −0.10 |
| KMB Kimberly-Clark Corp. | Reduce -48.1% | 0.12% | −0.09 |
| PH Parker Hannifin Corp. | Reduce -97.4% | 0.00% | −0.09 |
| COST Costco Wholesale Corp. | Reduce -51.5% | 0.09% | −0.08 |
| CMI Cummins Inc. | Reduce -77.7% | 0.03% | −0.07 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -39.6% | 0.13% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -93.5% | 0.01% | −0.07 |
| KHC The Kraft Heinz Co. | Reduce -99.6% | 0.00% | −0.07 |
| RTO Rentokil Initial PLC-SP ADR | Reduce -87.5% | 0.01% | −0.07 |
| MAS Masco Corp. | Reduce -62.5% | 0.07% | −0.07 |
| ASX Ase Technology Holding -ADR | Reduce -12.6% | 0.26% | −0.07 |
| ICLR Icon PLC | Reduce -3.6% | 0.97% | −0.06 |
| AVGO Broadcom Inc. | Reduce -16.5% | 1.29% | −0.06 |
| ELV Elevance Health Inc. | Reduce -64.7% | 0.04% | −0.06 |
| NFLX Netflix Inc. | Reduce -58.5% | 0.05% | −0.06 |
| BP BP PLC-Spons ADR | Reduce -33.6% | 0.10% | −0.06 |
| MCHP Microchip Technology Inc. | Reduce -31.8% | 0.10% | −0.06 |
| CI The Cigna Group | Reduce -65.5% | 0.04% | −0.06 |
| PSA Public Storage | Reduce -60.0% | 0.07% | −0.06 |
| GDDY GoDaddy Inc. Class A | Reduce -93.6% | 0.00% | −0.05 |
| STM Stmicroelectronics NV-NY SHS | Reduce -100.0% | 0.00% | −0.05 |
| CMG Chipotle Mexican Grill Inc. | Reduce -93.9% | 0.00% | −0.05 |
| PEP Pepsico Inc. | Reduce -37.5% | 0.11% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +3.0% | 3.59% | +0.62 |
| MDT Medtronic PLC | Add +44.3% | 0.96% | +0.41 |
| CBRE CBRE Group Inc. Class A | Add +60300.4% | 0.41% | +0.41 |
| AMD Advanced Micro Devices | Add +276.6% | 0.50% | +0.38 |
| MRVL Marvell Technology Inc. | Add +30.6% | 1.13% | +0.34 |
| CX Cemex Sab-Spons ADR Part Cer | Add +1688.8% | 0.31% | +0.30 |
| BABA Alibaba Group Holding-SP ADR | Add +13.1% | 0.67% | +0.29 |
| NTES Netease Inc.-ADR | Add +118.8% | 0.47% | +0.27 |
| IQV Iqvia Holdings Inc. | Add +1.4% | 1.14% | +0.20 |
| GS Goldman Sachs Group Inc. | Add +20.3% | 0.66% | +0.19 |
| TLK Telkom Indonesia Persero-ADR | Add +40.6% | 0.48% | +0.18 |
| BX Blackstone Inc. | Add +7.6% | 0.56% | +0.16 |
| NDSN Nordson Corp. | Add +14.3% | 0.57% | +0.16 |
| SBUX Starbucks Corp. | Add +480.0% | 0.18% | +0.16 |
| ROK Rockwell Automation Inc. | Add +13.9% | 0.98% | +0.15 |
| BF.B Brown-Forman Corp. Class B | Add +88.7% | 0.23% | +0.13 |
| LNTH Lantheus Holdings Inc. | Add +174.7% | 0.17% | +0.13 |
| THO Thor Industries Inc. | Add +69242.1% | 0.13% | +0.13 |
| HSIC Henry Schein Inc. | Add +44.2% | 0.24% | +0.10 |
| OMC Omnicom Group | Add +15.7% | 0.32% | +0.09 |
| BAX Baxter International Inc. | Add +2625447.7% | 0.09% | +0.09 |
| CDNS Cadence Design SYS Inc. | Add +93.4% | 0.21% | +0.09 |
| MFG Mizuho Financial Group-ADR | New | 0.09% | +0.09 |
| EVH Evolent Health Inc. Class A | Add +551.3% | 0.10% | +0.09 |
| UL Unilever PLC | Add +0.8% | 0.41% | +0.09 |
| SCHW Schwab (charles) Corp. | Add +18.9% | 0.83% | +0.08 |
| XRAY Dentsply Sirona Inc. | Add +25.2% | 0.25% | +0.08 |
| COHR Coherent Corp. | Add +9510.7% | 0.08% | +0.08 |
| ASML ASML Holding NV-NY Reg SHS | Add +91.3% | 0.19% | +0.07 |
| ODFL Old Dominion Freight Line | Add +3.7% | 0.37% | +0.07 |
| BRSL Brightstar Lottery PLC | Add +18.1% | 0.30% | +0.07 |
| AVTR Avantor Inc. | Add +6969.1% | 0.07% | +0.07 |
| APH Amphenol Corp. Class A | Add +3.5% | 1.10% | +0.07 |
| CVS CVS Health Corp. | Add +7.2% | 0.36% | +0.06 |
| PAC Grupo Aeroportuario Pac-ADR | Add +33.0% | 0.16% | +0.06 |
| AZPN Aspen Technology Inc. | Add +7.4% | 0.19% | +0.05 |
| ONTO Onto Innovation Inc. | Add +336.0% | 0.07% | +0.05 |
| TER Teradyne Inc. | Add +47.0% | 0.18% | +0.05 |
| TRMB Trimble Inc. | Add +7.3% | 0.25% | +0.05 |
| OMCL Omnicell Inc. | Add +593.9% | 0.06% | +0.05 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +133.7% | 0.08% | +0.05 |
| ZBRA Zebra Technologies Corp. Class A | Add +8.0% | 0.18% | +0.05 |
| JHX James Hardie Ord | New | 0.05% | +0.05 |
| PM Philip Morris International | Add +563.4% | 0.05% | +0.05 |
| ETN Eaton Corp. PLC | Add +6.7% | 0.28% | +0.05 |
| EA Electronic Arts Inc. | Add +34.8% | 0.14% | +0.05 |
| ADSK Autodesk Inc. | Add +3.8% | 0.22% | +0.04 |
| TT Trane Technologies PLC | Add +24.8% | 0.10% | +0.04 |
| GIL Gildan Activewear Inc. | Add +27.5% | 0.09% | +0.04 |
| MPWR Monolithic Power Systems Inc. | Add +284.1% | 0.05% | +0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Add +0.5% | 155,851,000 | $173.9M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 36,200,000 | $129.7Mbefore exit |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -18.3% | 130,969,000 | $127.3M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -7.8% | 112,514,000 | $125.3M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +11.3% | 128,918,000 | $123.0M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 65,690,000 | $94.6M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -1.4% | 90,948,000 | $92.3M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -4.7% | 73,773,000 | $90.8M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 92,439,000 | $87.6M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +4.3% | 91,801,000 | $86.0M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -1.2% | 94,734,000 | $85.8M |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | Reduce -6.5% | 79,514,000 | $85.6M |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -37.4% | 39,353,000 | $74.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +90.0% | 73,853,000 | $73.9M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Reduce -4.4% | 65,829,000 | $73.6M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +15.9% | 30,868,000 | $69.2M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -2.7% | 58,777,000 | $68.9M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -4.5% | 75,209,000 | $68.3M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +3.3% | 56,264,000 | $67.5M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -11.3% | 19,509,000 | $67.1M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 23,526,000 | $66.9Mbefore exit |
| EAGLE BULK SHIPPING INC (EGLE 5 08/01/24) | NOTE 5.000% 8/0 · principal | Sold out | 31,633,000 | $66.8Mbefore exit |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -8.4% | 55,347,000 | $66.3M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -5.7% | 52,222,000 | $64.4M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -25.5% | 48,436,000 | $63.0M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +0.5% | 60,080,000 | $59.0M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Reduce -42.4% | 42,558,000 | $58.8M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -2.3% | 48,380,000 | $57.9M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Reduce -1.6% | 47,278,000 | $56.7M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Add +60.1% | 36,527,000 | $54.1M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +14.5% | 57,292,000 | $53.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -3.3% | 54,179,000 | $53.2M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -18.7% | 43,502,000 | $53.1M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Add +9.9% | 56,321,000 | $52.4M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Reduce -3.2% | 28,275,000 | $52.2M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Reduce -10.0% | 51,886,000 | $50.1M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -0.6% | 42,074,000 | $50.1M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +13.4% | 53,710,000 | $49.8M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Add +2.2% | 41,076,000 | $46.7M |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | Reduce -42.0% | 28,325,000 | $45.6M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +25.6% | 40,816,000 | $44.9M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Add +4.8% | 46,973,000 | $44.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -5.8% | 45,913,000 | $44.1M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 42,062,000 | $43.3M |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Add +24.3% | 41,916,000 | $42.6M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Add +7.0% | 43,173,000 | $41.2M |
| ENCORE CAPITAL GROUP INC (ECPG 3.25 10/01/25) | NOTE 3.250%10/0 · principal | Add +39.7% | 31,039,000 | $39.9M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +10.9% | 30,547,000 | $39.5M |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Sold out | 39,712,000 | $39.5Mbefore exit |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | Reduce -10.2% | 35,161,000 | $38.4M |
Showing the first 50 of 173.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,726 | $66.0B | NVDA, AAPL, MSFT, AMZN, EXC |
| Q1 2026 | 1,661 | $60.7B | AAPL, MSFT, NVDA, AMZN, AMT |
| Q4 2025 | 1,643 | $58.9B | MSFT, AAPL, AMZN, NVDA, GOOGL |
| Q3 2025 | 1,612 | $74.1B | MSFT, AAPL, AMZN, GOOGL, NVDA |
| Q2 2025 | 2,033 | $65.5B | MSFT, AMZN, AAPL, GOOGL, V |
| Q1 2025 | 2,078 | $59.6B | MSFT, AAPL, AMZN, V, GOOGL |
| Q4 2024 | 2,154 | $63.2B | MSFT, AMZN, AAPL, GOOGL, V |
| Q3 2024 | 2,109 | $69.6B | MSFT, AMZN, AAPL, GOOGL, ICE |
| Q2 2024 | 2,068 | $73.9B | MSFT, AMZN, GOOGL, AAPL, V |
| Q1 2024Amended | 1,850 | $76.0B | MSFT, AMZN, GOOGL, V, AAPL |