Leigh Baldwin & Co., LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Leigh Baldwin & Co., LLC reported 201 stock positions worth $177.6 million. Its top holding was Nvidia (NVDA) at 4.8% of the portfolio, followed by iShares Russell 1000 Growth (IWF, 4.2%) and iShares Core Dividend Growth (DGRO, 3.3%). Compared with Q2 2025, it opened 29 new positions, sold out of 9, added to 99 and reduced 39. The biggest buy was FT Vest U.S. Equity Buffer E (FAUG, shares +938%) and the biggest sale an exit from FT Vest U.S. Equity Buffer E (FDEC).
- Most Recent 13F
- Q2 2026
- Location
- CAZENOVIA, NY
- CIK
- 0000946629
- Portfolio Value
- $177.6M (Q3 2025)
- SEC Filing
- 0000946629-25-000010 ↗ filed Nov 14, 2025
Holdings Value
Holdings 201 stocks · $177.6M
| NVDA Nvidia Corp. | 4.75% | 45,244 | $8.4M | Add +0.2% |
| IWF iShares Russell 1000 Growth | 4.20% | 15,924 | $7.5M | Add +8.5% |
| DGRO iShares Core Dividend Growth | 3.27% | 85,270 | $5.8M | Add +8.5% |
| AAPL Apple Inc. | 3.06% | 21,329 | $5.4M | Add +0.4% |
| CGGR Cap Group Growth Equity | 2.84% | 114,901 | $5.0M | Add +12.6% |
| VEEV Veeva Systems Inc. Class A | 2.61% | 15,554 | $4.6M | No change |
| CGCP Cap Group Core Plus Income | 2.35% | 183,892 | $4.2M | Add +8.2% |
| MSFT Microsoft Corp. | 2.21% | 7,582 | $3.9M | Add +5.1% |
| RDVY First Trust Rising Dividend | 2.21% | 58,379 | $3.9M | Add +1.8% |
| AMZN Amazon.com Inc. | 2.18% | 17,614 | $3.9M | Add +2.7% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 2.08% | 62,539 | $3.7M | Add +16.6% |
| FBND Fidelity Total Bond ETF | 1.97% | 75,516 | $3.5M | Add +8.9% |
| GOOG Alphabet Inc. Class C | 1.78% | 13,008 | $3.2M | Reduce -1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.74% | 4,652 | $3.1M | Add +2.0% |
| TSLA Tesla Inc. | 1.55% | 6,206 | $2.8M | Add +39.8% |
| IEFA iShares Core MSCI Eafe ETF | 1.51% | 30,621 | $2.7M | Add +5.7% |
| FAUG FT Vest U.S. Equity Buffer E | 1.34% | 45,845 | $2.4M | Add +938.4% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.30% | 43,328 | $2.3M | Add +14.2% |
| FENI Fidelity Enhanced Intl ETF | 1.23% | 61,903 | $2.2M | Add +10.3% |
| GE General Electric filed as GE AEROSPACE | 1.10% | 6,501 | $2.0M | New |
| MRK Merck & Co. Inc. | 1.05% | 22,186 | $1.9M | Add +3.8% |
| ITA iShares U.S. Aerospace & Def | 1.01% | 8,559 | $1.8M | Add +4.2% |
| GLD SPDR Gold Shares | 0.94% | 4,708 | $1.7M | Reduce -5.8% |
| PNC PNC Financial Services Group | 0.94% | 8,288 | $1.7M | Add +0.9% |
| PFE Pfizer Inc. | 0.91% | 63,285 | $1.6M | Reduce -3.2% |
| RTX RTX Corp. | 0.90% | 9,557 | $1.6M | Add +203.9% |
| IVV iShares Core S&P 500 ETF | 0.86% | 2,289 | $1.5M | Add +12.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.86% | 36,433 | $1.5M | Add +79.1% |
| WMT Walmart Inc. | 0.84% | 14,435 | $1.5M | Reduce -1.6% |
| AVGO Broadcom Inc. | 0.82% | 4,396 | $1.5M | Add +0.6% |
| GOOGL Alphabet Inc. Class A | 0.74% | 5,406 | $1.3M | Add +4.5% |
| GEV GE Vernova Inc. | 0.70% | 2,017 | $1.2M | New |
| IEF iShares 7-10 Year Treasury B | 0.66% | 12,077 | $1.2M | Reduce -1.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.65% | 2,305 | $1.2M | Add +2.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.64% | 14,483 | $1.1M | Reduce -8.3% |
| LLY Eli Lilly & Co. | 0.64% | 1,486 | $1.1M | Add +37.7% |
| JNJ Johnson & Johnson | 0.64% | 6,100 | $1.1M | Add +3.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.63% | 21,825 | $1.1M | Add +4.3% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.63% | 32,318 | $1.1M | Add +4.5% |
| RSP Invesco S&P 500 Equal Weight | 0.62% | 5,834 | $1.1M | Add +0.2% |
| WM Waste Management Inc. | 0.62% | 4,982 | $1.1M | Reduce -1.1% |
| PMAY Innovator U.S. Equity Power | 0.61% | 27,900 | $1.1M | No change |
| SHY iShares 1-3 Year Treasury Bo | 0.60% | 12,872 | $1.1M | Add +10.5% |
| LMT Lockheed Martin Corp. | 0.60% | 2,130 | $1.1M | Add +6.0% |
| AVEM Avantis Emerging Markets Eq | 0.59% | 13,966 | $1.0M | Add +9.5% |
| GLW Corning Inc. | 0.56% | 12,113 | $994K | Reduce -16.5% |
| PFS Provident Financial Services | 0.55% | 50,950 | $982K | Add +1.2% |
| XOM Exxon Mobil Corp. | 0.55% | 8,666 | $977K | Add +13.4% |
| COST Costco Wholesale Corp. | 0.54% | 1,042 | $965K | Add +0.6% |
| EFA iShares MSCI Eafe ETF | 0.53% | 10,019 | $935K | Add +0.5% |
| NNY Nuveen New York Muni Val | 0.51% | 109,571 | $905K | Reduce -2.6% |
| NRG NRG Energy Inc. | 0.49% | 5,329 | $863K | Reduce -0.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.47% | 8,071 | $844K | Reduce -1.9% |
| HD Home Depot Inc. | 0.47% | 2,073 | $840K | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.47% | 2,644 | $834K | Reduce -3.9% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.47% | 16,869 | $832K | Reduce -0.5% |
| UBER Uber Technologies Inc. | 0.47% | 8,472 | $830K | Add +14.2% |
| META Meta Platforms Inc. Class A | 0.46% | 1,119 | $822K | Reduce -0.3% |
| GBTC Grayscale Bitcoin Trust ETF | 0.46% | 9,020 | $810K | Add +14.6% |
| FTEC Fidelity MSCI Info Tech Indx | 0.45% | 3,604 | $801K | Reduce -3.5% |
| ETN Eaton Corp. PLC | 0.45% | 2,117 | $792K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.43% | 4,155 | $758K | Add +9.2% |
| VOO Vanguard S&P 500 ETF | 0.41% | 1,180 | $723K | No change |
| QTUM Defiance Quantum ETF | 0.39% | 6,683 | $701K | Add +3.9% |
| NBTB N B T Bancorp Inc. | 0.39% | 16,579 | $692K | Reduce -11.5% |
| CVS CVS Health Corp. | 0.39% | 9,172 | $691K | Reduce -5.0% |
| DE Deere & Co. | 0.37% | 1,447 | $662K | Add +5.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.37% | 2,334 | $659K | Add +2.1% |
| ALL Allstate Corp. | 0.35% | 2,905 | $624K | New |
| PAYX Paychex Inc. | 0.35% | 4,917 | $623K | Add +31.1% |
| RWK Invesco S&P Midcap 400 Rev | 0.34% | 4,869 | $609K | Add +0.3% |
| VZ Verizon Communications Inc. | 0.34% | 13,816 | $607K | Add +32.0% |
| FOCT FT Vest U.S. Equity Buffer E | 0.34% | 12,765 | $606K | No change |
| PANW Palo Alto Networks Inc. | 0.33% | 2,901 | $591K | No change |
| RFDA Alps Dynamic US Dividend Adv | 0.33% | 9,337 | $588K | Add +0.2% |
| GSLC Goldman Activebeta US LC ETF | 0.32% | 4,308 | $561K | Add +0.1% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.31% | 5,881 | $555K | Add +1.1% |
| V Visa Inc. Class A | 0.31% | 1,620 | $553K | No change |
| CEG Constellation Energy | 0.31% | 1,663 | $547K | Add +2.1% |
| PNOV Innovator U.S. Equity Power | 0.31% | 13,200 | $542K | No change |
| GILD Gilead Sciences Inc. | 0.30% | 4,764 | $529K | Add +2.2% |
| HON Honeywell International Inc. | 0.30% | 2,494 | $525K | Add +0.6% |
| GAB Gabelli Equity Trust | 0.30% | 86,084 | $524K | No change |
| XSVM Invesco S&P Smallcap Value W | 0.29% | 9,049 | $511K | Add +0.7% |
| MS Morgan Stanley | 0.28% | 3,156 | $502K | New |
| T AT&T Inc. | 0.28% | 17,722 | $500K | Add +75.9% |
| CAT Caterpillar Inc. | 0.28% | 1,045 | $499K | Add +4.0% |
| C Citigroup Inc. | 0.27% | 4,785 | $486K | Reduce -4.8% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.27% | 38,882 | $483K | Add +2.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.27% | 4,181 | $479K | New |
| BMY Bristol-Myers Squibb Co. | 0.27% | 10,595 | $478K | Add +15.5% |
| SLV iShares Silver Trust | 0.27% | 11,190 | $474K | No change |
| AIQ Global X Art Intel & Tech | 0.26% | 9,467 | $468K | Add +0.7% |
| SMH Vaneck Semiconductor ETF | 0.26% | 1,423 | $465K | Add +0.7% |
| WPM Wheaton Precious Metals Corp. | 0.26% | 4,127 | $462K | No change |
| CVX Chevron Corp. | 0.26% | 2,970 | $461K | Add +6.0% |
| QQQ Invesco QQQ Trust Series 1 | 0.26% | 763 | $458K | Reduce -0.5% |
| CSCO Cisco Systems Inc. | 0.25% | 6,471 | $443K | Add +25.4% |
| MCK McKesson Corp. | 0.24% | 563 | $435K | No change |
| MCD McDonald's Corp. | 0.24% | 1,427 | $434K | Add +63.3% |
Portfolio Sells Q2 2025 → Q3 2025
| FDEC FT Vest U.S. Equity Buffer E | Sold out | 0.00% | −1.44 |
| KORP American Century Diversified | Sold out | 0.00% | −0.70 |
| DOCU Docusign Inc. | Sold out | 0.00% | −0.40 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -63.7% | 0.16% | −0.33 |
| AIO Virtus Artific Intel & Tech | Sold out | 0.00% | −0.20 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.20 |
| GIS General Mills Inc. | Sold out | 0.00% | −0.18 |
| MATX Matson Inc. | Sold out | 0.00% | −0.14 |
| SPOT Spotify Technology SA | Sold out | 0.00% | −0.14 |
| WM Waste Management Inc. | Reduce -1.1% | 0.62% | −0.14 |
| RFCI Alps Dynamic Core Income ETF | Sold out | 0.00% | −0.13 |
| PFE Pfizer Inc. | Reduce -3.2% | 0.91% | −0.13 |
| SFM Sprouts Farmers Market Inc. | Reduce -1.4% | 0.17% | −0.13 |
| NBTB N B T Bancorp Inc. | Reduce -11.5% | 0.39% | −0.12 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -8.3% | 0.64% | −0.12 |
| IEF iShares 7-10 Year Treasury B | Reduce -1.1% | 0.66% | −0.11 |
| WMT Walmart Inc. | Reduce -1.6% | 0.84% | −0.11 |
| URI United Rentals Inc. | Reduce -36.7% | 0.23% | −0.10 |
| NNY Nuveen New York Muni Val | Reduce -2.6% | 0.51% | −0.09 |
| META Meta Platforms Inc. Class A | Reduce -0.3% | 0.46% | −0.08 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -0.5% | 0.47% | −0.08 |
| NRG NRG Energy Inc. | Reduce -0.4% | 0.49% | −0.08 |
| GLD SPDR Gold Shares | Reduce -5.8% | 0.94% | −0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -19.4% | 0.17% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -3.9% | 0.47% | −0.06 |
| XLV SS Health Care Select Sector | Reduce -14.3% | 0.17% | −0.05 |
| KO The Coca-Cola Co. | Reduce -1.3% | 0.20% | −0.05 |
| CVS CVS Health Corp. | Reduce -5.0% | 0.39% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -1.8% | 0.21% | −0.05 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -8.0% | 0.19% | −0.04 |
| SMCI Super Micro Computer Inc. | Reduce -9.1% | 0.13% | −0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -1.9% | 0.47% | −0.04 |
| ET Energy Transfer LP | Reduce -3.1% | 0.15% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -11.1% | 0.22% | −0.04 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -3.5% | 0.45% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -6.3% | 0.13% | −0.03 |
| PJUL Innovator U.S. Equity Power | Reduce -0.7% | 0.18% | −0.02 |
| XLF SS Financial Select Sector | Reduce -2.3% | 0.13% | −0.02 |
| VWO Vanguard Ftse Emerging Marke | Reduce -3.2% | 0.20% | −0.02 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.5% | 0.26% | −0.02 |
| FERG Ferguson Enterprises Inc. | Reduce -3.0% | 0.12% | −0.02 |
| BDX Becton Dickinson and Co. | Reduce -0.1% | 0.17% | −0.01 |
| IVW iShares S&P 500 Growth ETF | Reduce -0.1% | 0.14% | −0.01 |
| C Citigroup Inc. | Reduce -4.8% | 0.27% | −0.01 |
| R Ryder System Inc. | Reduce -4.7% | 0.17% | −0.01 |
| BX Blackstone Inc. | Reduce -0.1% | 0.15% | −0.00 |
| GLW Corning Inc. | Reduce -16.5% | 0.56% | +0.06 |
| GOOG Alphabet Inc. Class C | Reduce -1.6% | 1.78% | +0.24 |
Portfolio Buys Q2 2025 → Q3 2025
| FAUG FT Vest U.S. Equity Buffer E | Add +938.4% | 1.34% | +1.20 |
| GE General Electric | New | 1.10% | +1.10 |
| GEV GE Vernova Inc. | New | 0.70% | +0.70 |
| TSLA Tesla Inc. | Add +39.8% | 1.55% | +0.63 |
| RTX RTX Corp. | Add +203.9% | 0.90% | +0.60 |
| ALL Allstate Corp. | New | 0.35% | +0.35 |
| CGDV Cap Group Dividend Value | Add +79.1% | 0.86% | +0.33 |
| MS Morgan Stanley | New | 0.28% | +0.28 |
| DIS The Walt Disney Co. | New | 0.27% | +0.27 |
| MU Micron Technology Inc. | New | 0.22% | +0.22 |
| CRWV Coreweave Inc. Class A | New | 0.19% | +0.19 |
| AAPL Apple Inc. | Add +0.4% | 3.06% | +0.19 |
| WFC Wells Fargo & Co. | New | 0.19% | +0.19 |
| AMD Advanced Micro Devices | New | 0.18% | +0.18 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +16.6% | 2.08% | +0.16 |
| UNH Unitedhealth Group Inc. | New | 0.16% | +0.16 |
| PAUG Innovator U.S. Equity Power | New | 0.15% | +0.15 |
| KRE SS SPDR S&P Regional Bank | New | 0.15% | +0.15 |
| GOOGL Alphabet Inc. Class A | Add +4.5% | 0.74% | +0.14 |
| NSC Norfolk Southern Corp. | New | 0.13% | +0.13 |
| VNQ Vanguard Real Estate ETF | New | 0.13% | +0.13 |
| CARR Carrier Global Corp. | New | 0.12% | +0.12 |
| SPXC SPX Technologies Inc. | New | 0.12% | +0.12 |
| DHI D.R. Horton Inc. | New | 0.12% | +0.12 |
| BLK BlackRock Inc. | New | 0.11% | +0.11 |
| IQLT iShares MSCI International Q | New | 0.11% | +0.11 |
| CGGR Cap Group Growth Equity | Add +12.6% | 2.84% | +0.11 |
| INTC Intel Corp. | New | 0.11% | +0.11 |
| PGF Invesco Financial Preferred | New | 0.11% | +0.11 |
| IWF iShares Russell 1000 Growth | Add +8.5% | 4.20% | +0.10 |
| PDO PIMCO Dynamic Income Opport | New | 0.10% | +0.10 |
| T AT&T Inc. | Add +75.9% | 0.28% | +0.09 |
| RYLD Global X Russell 2000 Cov Class | New | 0.09% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +9.2% | 0.43% | +0.09 |
| LLY Eli Lilly & Co. | Add +37.7% | 0.64% | +0.09 |
| CION Cion Investment Corp. | New | 0.08% | +0.08 |
| MCD McDonald's Corp. | Add +63.3% | 0.24% | +0.08 |
| F Ford Motor Co. | New | 0.07% | +0.07 |
| NVDA Nvidia Corp. | Add +0.2% | 4.75% | +0.06 |
| JPC Nuveen Prefered & Income Opp | New | 0.06% | +0.06 |
| ABBV Abbvie Inc. | Add +24.4% | 0.22% | +0.06 |
| JNJ Johnson & Johnson | Add +3.9% | 0.64% | +0.05 |
| VZ Verizon Communications Inc. | Add +32.0% | 0.34% | +0.04 |
| CHW Calamos Global Dynamic Incom | New | 0.04% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +12.3% | 0.86% | +0.03 |
| AVGO Broadcom Inc. | Add +0.6% | 0.82% | +0.02 |
| CAT Caterpillar Inc. | Add +4.0% | 0.28% | +0.02 |
| COP Conocophillips | Add +27.5% | 0.18% | +0.02 |
| GROY Gold Royalty Corp. | New | 0.02% | +0.02 |
| GBTC Grayscale Bitcoin Trust ETF | Add +14.6% | 0.46% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 182 | $185.7M | DGRO, NVDA, CGGR, IWF, CGDV |
| Q1 2026 | 162 | $154.5M | NVDA, DGRO, CGGR, IWF, CGCP |
| Q4 2025 | 162 | $152.1M | NVDA, IWF, DGRO, CGGR, AAPL |
| Q3 2025Amended | 201 | $177.6M | NVDA, IWF, DGRO, AAPL, CGGR |
| Q2 2025 | 181 | $152.1M | NVDA, IWF, DGRO, VEEV, AAPL |
| Q1 2025 | 170 | $124.3M | NVDA, AAPL, IWF, DGRO, VEEV |
| Q4 2024Amended | 160 | $118.5M | NVDA, AAPL, AMZN, MSFT, IWF |