Leigh Baldwin & Co., LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 20, 2026), Leigh Baldwin & Co., LLC reported 162 stock positions worth $154.5 million. Its top holding was Nvidia (NVDA) at 4.7% of the portfolio, followed by iShares Core Dividend Growth (DGRO, 4.2%) and Cap Group Growth Equity (CGGR, 3.7%). Compared with Q4 2025, it opened 13 new positions, sold out of 13, added to 77 and reduced 51. The biggest buy was FT Vest U.S. Equity Buffer E (FDEC, shares +1170%) and the biggest sale FT Vest U.S. Equity Buffer E (FAUG, shares −90%).
- Most Recent 13F
- Q2 2026
- Location
- CAZENOVIA, NY
- CIK
- 0000946629
- Portfolio Value
- $154.5M (Q1 2026)
- SEC Filing
- 0000946629-26-000003 ↗ filed May 20, 2026
Holdings Value
Holdings 162 stocks · $154.5M
| NVDA Nvidia Corp. | 4.66% | 41,257 | $7.2M | Reduce -5.5% |
| DGRO iShares Core Dividend Growth | 4.23% | 93,174 | $6.5M | Add +4.0% |
| CGGR Cap Group Growth Equity | 3.67% | 141,051 | $5.7M | Add +10.1% |
| IWF iShares Russell 1000 Growth | 3.50% | 12,678 | $5.4M | Reduce -8.9% |
| CGCP Cap Group Core Plus Income | 3.01% | 208,060 | $4.6M | Add +10.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.96% | 107,578 | $4.6M | Add +8.6% |
| AAPL Apple Inc. | 2.90% | 17,637 | $4.5M | Reduce -1.3% |
| FBND Fidelity Total Bond ETF | 2.66% | 90,051 | $4.1M | Add +14.9% |
| FDEC FT Vest U.S. Equity Buffer E | 2.38% | 73,885 | $3.7M | Add +1169.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 2.32% | 61,721 | $3.6M | Reduce -15.3% |
| IEFA iShares Core MSCI Eafe ETF | 2.09% | 35,622 | $3.2M | Add +3.6% |
| GOOG Alphabet Inc. Class C | 2.04% | 10,979 | $3.1M | Add +0.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 1.87% | 55,683 | $2.9M | Add +10.4% |
| FENI Fidelity Enhanced Intl ETF | 1.87% | 77,648 | $2.9M | Add +10.8% |
| MSFT Microsoft Corp. | 1.78% | 7,416 | $2.7M | Reduce -2.3% |
| AMZN Amazon.com Inc. | 1.76% | 13,031 | $2.7M | Reduce -0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.62% | 3,856 | $2.5M | Reduce -18.6% |
| AVEM Avantis Emerging Markets Eq | 1.34% | 25,679 | $2.1M | Add +21.1% |
| TSLA Tesla Inc. | 1.15% | 4,759 | $1.8M | Add +28.3% |
| BLCR iShares LRG CP CR Act ETF-Ui | 1.10% | 41,523 | $1.7M | New |
| MU Micron Technology Inc. | 1.10% | 5,013 | $1.7M | Add +54.6% |
| WCMI FT WCM International ETF | 1.09% | 100,265 | $1.7M | New |
| RTX RTX Corp. | 1.08% | 8,661 | $1.7M | Reduce -3.7% |
| RSP Invesco S&P 500 Equal Weight | 1.03% | 8,297 | $1.6M | Add +79.2% |
| GEV GE Vernova Inc. | 1.02% | 1,801 | $1.6M | Reduce -12.2% |
| GE General Electric filed as GE AEROSPACE | 1.00% | 5,456 | $1.5M | Reduce -15.8% |
| IVV iShares Core S&P 500 ETF | 0.98% | 2,330 | $1.5M | Add +2.9% |
| WMT Walmart Inc. | 0.93% | 11,542 | $1.4M | Reduce -6.1% |
| GOOGL Alphabet Inc. Class A | 0.91% | 4,887 | $1.4M | Add +2.1% |
| AVGO Broadcom Inc. | 0.88% | 4,416 | $1.4M | Add +0.0% |
| LLY Eli Lilly & Co. | 0.87% | 1,467 | $1.3M | Add +2.3% |
| BAI Ishrs AI in and Tech Act ETF | 0.83% | 39,000 | $1.3M | Add +30.3% |
| LMT Lockheed Martin Corp. | 0.81% | 2,072 | $1.3M | Reduce -0.4% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.79% | 35,258 | $1.2M | Add +2.2% |
| SHY iShares 1-3 Year Treasury Bo | 0.77% | 14,472 | $1.2M | Add +4.9% |
| XOM Exxon Mobil Corp. | 0.77% | 7,011 | $1.2M | Reduce -0.4% |
| WM Waste Management Inc. | 0.76% | 5,135 | $1.2M | Add +1.5% |
| GLW Corning Inc. | 0.72% | 8,206 | $1.1M | Reduce -37.0% |
| IEF iShares 7-10 Year Treasury B | 0.71% | 11,486 | $1.1M | Reduce -4.7% |
| GLD SPDR Gold Shares | 0.67% | 2,411 | $1.0M | Add +9.1% |
| RDVY First Trust Rising Dividend | 0.66% | 14,940 | $1.0M | Add +0.7% |
| NNY Nuveen New York Muni Val | 0.65% | 119,818 | $1.0M | Add +2.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.62% | 12,539 | $960K | Reduce -8.2% |
| FDVV Fidelity High Dividend ETF | 0.60% | 16,769 | $926K | Add +10.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.59% | 1,909 | $915K | Reduce -4.7% |
| CAT Caterpillar Inc. | 0.58% | 1,267 | $898K | Add +0.5% |
| COST Costco Wholesale Corp. | 0.54% | 842 | $839K | Add +8.2% |
| SLV iShares Silver Trust | 0.53% | 11,990 | $817K | Add +2.6% |
| DE Deere & Co. | 0.48% | 1,319 | $743K | Reduce -7.8% |
| QTUM Defiance Quantum ETF | 0.47% | 6,794 | $729K | Add +0.8% |
| VOO Vanguard S&P 500 ETF | 0.46% | 1,188 | $710K | Add +0.7% |
| MRK Merck & Co. Inc. | 0.43% | 5,564 | $669K | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.43% | 2,259 | $665K | Add +9.0% |
| GILD Gilead Sciences Inc. | 0.43% | 4,768 | $664K | Add +0.0% |
| ITA iShares U.S. Aerospace & Def | 0.42% | 2,983 | $653K | Reduce -38.7% |
| NBTB N B T Bancorp Inc. | 0.42% | 15,210 | $648K | Add +0.4% |
| ETN Eaton Corp. PLC | 0.41% | 1,785 | $639K | No change |
| IAU iShares Gold Trust | 0.41% | 7,240 | $638K | Add +9.6% |
| IDEF Ishars Def Ind TC Ac ETF-Ui | 0.41% | 19,385 | $634K | New |
| PLTR Palantir Technologies Inc. Class A | 0.39% | 4,169 | $610K | Reduce -3.8% |
| CVX Chevron Corp. | 0.39% | 2,947 | $610K | Add +0.6% |
| META Meta Platforms Inc. Class A | 0.39% | 1,054 | $603K | Reduce -0.8% |
| VZ Verizon Communications Inc. | 0.39% | 11,876 | $596K | Reduce -4.7% |
| CVS CVS Health Corp. | 0.38% | 8,201 | $589K | Add +0.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.38% | 6,012 | $589K | Reduce -1.7% |
| SU Suncor Energy Inc. | 0.38% | 8,900 | $588K | Reduce -1.1% |
| FOCT FT Vest U.S. Equity Buffer E | 0.37% | 12,115 | $578K | Reduce -3.6% |
| UBER Uber Technologies Inc. | 0.37% | 7,866 | $566K | Add +12.4% |
| SMH Vaneck Semiconductor ETF | 0.36% | 1,455 | $558K | Add +2.1% |
| BMY Bristol-Myers Squibb Co. | 0.36% | 9,178 | $557K | Reduce -0.0% |
| PFE Pfizer Inc. | 0.36% | 19,788 | $556K | Add +2.3% |
| JNJ Johnson & Johnson | 0.34% | 2,175 | $532K | No change |
| WPM Wheaton Precious Metals Corp. | 0.34% | 3,961 | $519K | No change |
| RFDA Alps Dynamic US Dividend Adv | 0.33% | 8,179 | $513K | Reduce -12.6% |
| HD Home Depot Inc. | 0.33% | 1,554 | $511K | Add +1.6% |
| CSCO Cisco Systems Inc. | 0.33% | 6,546 | $508K | Add +0.0% |
| AMD Advanced Micro Devices | 0.33% | 2,477 | $504K | Add +16.9% |
| MCK McKesson Corp. | 0.32% | 563 | $487K | No change |
| GAB Gabelli Equity Trust | 0.31% | 86,084 | $482K | No change |
| NRG NRG Energy Inc. | 0.31% | 3,285 | $480K | Add +0.3% |
| IWM iShares Russell 2000 ETF | 0.31% | 1,912 | $474K | Add +1.6% |
| ICOW Pacer Developed Markets Inte | 0.31% | 11,156 | $473K | Add +2.2% |
| MCD McDonald's Corp. | 0.30% | 1,497 | $465K | Add +4.7% |
| ZM Zoom Communications Inc. | 0.30% | 5,732 | $461K | Add +16.5% |
| AIQ Global X Art Intel & Tech | 0.29% | 9,592 | $448K | Add +0.3% |
| MS Morgan Stanley | 0.29% | 2,719 | $447K | Reduce -10.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.29% | 1,835 | $445K | Add +0.1% |
| V Visa Inc. Class A | 0.29% | 1,459 | $441K | Reduce -0.3% |
| KO The Coca-Cola Co. | 0.28% | 5,759 | $438K | Add +2.9% |
| PANW Palo Alto Networks Inc. | 0.28% | 2,729 | $438K | Add +18.7% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 756 | $436K | Reduce -1.9% |
| COP Conocophillips | 0.28% | 3,279 | $433K | Add +0.1% |
| T AT&T Inc. | 0.28% | 14,686 | $426K | Reduce -10.3% |
| C Citigroup Inc. | 0.28% | 3,753 | $426K | Add +0.1% |
| STLD Steel Dynamics Inc. | 0.28% | 2,360 | $425K | New |
| FFEB FT Vest US Equity Buffer ETF | 0.27% | 7,585 | $424K | No change |
| KYN Kayne Anderson Energy Infra | 0.27% | 29,481 | $421K | Add +9.4% |
| PAYX Paychex Inc. | 0.27% | 4,570 | $421K | Reduce -3.0% |
| ALL Allstate Corp. | 0.27% | 2,025 | $420K | Reduce -29.9% |
| AMGN Amgen Inc. | 0.27% | 1,192 | $419K | Reduce -2.5% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $603 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 86,090 | $603 | No change |
Total filed on the 13F, all lines: $154.5M.
Portfolio Sells Q4 2025 → Q1 2026
| FAUG FT Vest U.S. Equity Buffer E | Reduce -90.1% | 0.15% | −1.40 |
| KORP American Century Diversified | Sold out | 0.00% | −0.85 |
| IWF iShares Russell 1000 Growth | Reduce -8.9% | 3.50% | −0.83 |
| NVDA Nvidia Corp. | Reduce -5.5% | 4.66% | −0.69 |
| MSFT Microsoft Corp. | Reduce -2.3% | 1.78% | −0.64 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -15.3% | 2.32% | −0.59 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -18.6% | 1.62% | −0.50 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -71.6% | 0.14% | −0.35 |
| GE General Electric | Reduce -15.8% | 1.00% | −0.31 |
| AAPL Apple Inc. | Reduce -1.3% | 2.90% | −0.30 |
| ITA iShares U.S. Aerospace & Def | Reduce -38.7% | 0.42% | −0.26 |
| AMZN Amazon.com Inc. | Reduce -0.3% | 1.76% | −0.23 |
| DECK Deckers Outdoor Corp. | Sold out | 0.00% | −0.17 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.17 |
| BX Blackstone Inc. | Sold out | 0.00% | −0.16 |
| AVAV Aerovironment Inc. | Sold out | 0.00% | −0.16 |
| SFM Sprouts Farmers Market Inc. | Sold out | 0.00% | −0.16 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.14 |
| AFRM Affirm Holdings Inc. | Sold out | 0.00% | −0.14 |
| WFC Wells Fargo & Co. | Sold out | 0.00% | −0.14 |
| UNM Unum Group | Sold out | 0.00% | −0.14 |
| FERG Ferguson Enterprises Inc. | Sold out | 0.00% | −0.13 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.13 |
| ALL Allstate Corp. | Reduce -29.9% | 0.27% | −0.12 |
| CEG Constellation Energy | Reduce -12.3% | 0.26% | −0.12 |
| PLTR Palantir Technologies Inc. Class A | Reduce -3.8% | 0.39% | −0.11 |
| RYLD Global X Russell 2000 Cov Class | Sold out | 0.00% | −0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -8.2% | 0.62% | −0.10 |
| PAYX Paychex Inc. | Reduce -3.0% | 0.27% | −0.08 |
| META Meta Platforms Inc. Class A | Reduce -0.8% | 0.39% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.7% | 0.59% | −0.07 |
| MS Morgan Stanley | Reduce -10.0% | 0.29% | −0.06 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -11.6% | 0.26% | −0.06 |
| RFDA Alps Dynamic US Dividend Adv | Reduce -12.6% | 0.33% | −0.06 |
| IEF iShares 7-10 Year Treasury B | Reduce -4.7% | 0.71% | −0.05 |
| V Visa Inc. Class A | Reduce -0.3% | 0.29% | −0.05 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -10.4% | 0.17% | −0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -1.7% | 0.38% | −0.05 |
| BA The Boeing Co. | Reduce -11.2% | 0.16% | −0.04 |
| XLV SS Health Care Select Sector | Reduce -12.9% | 0.15% | −0.03 |
| FOCT FT Vest U.S. Equity Buffer E | Reduce -3.6% | 0.37% | −0.03 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.9% | 0.28% | −0.03 |
| GLW Corning Inc. | Reduce -37.0% | 0.72% | −0.03 |
| LRCX Lam Research Corp. | Reduce -25.6% | 0.24% | −0.02 |
| FAX Abrdn Asia-Pacific Income | Reduce -2.5% | 0.14% | −0.02 |
| FIXD First Trust Smith Opportunis | Reduce -4.8% | 0.17% | −0.01 |
| CL Colgate-Palmolive Co. | Reduce -11.3% | 0.22% | −0.01 |
| JEPI JPMorgan Equity Premium Inco | Reduce -2.3% | 0.26% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.2% | 0.21% | −0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -11.4% | 0.18% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| FDEC FT Vest U.S. Equity Buffer E | Add +1169.5% | 2.38% | +2.18 |
| BLCR iShares LRG CP CR Act ETF-Ui | New | 1.10% | +1.10 |
| WCMI FT WCM International ETF | New | 1.09% | +1.09 |
| MU Micron Technology Inc. | Add +54.6% | 1.10% | +0.49 |
| RSP Invesco S&P 500 Equal Weight | Add +79.2% | 1.03% | +0.45 |
| IDEF Ishars Def Ind TC Ac ETF-Ui | New | 0.41% | +0.41 |
| FBND Fidelity Total Bond ETF | Add +14.9% | 2.66% | +0.29 |
| STLD Steel Dynamics Inc. | New | 0.28% | +0.28 |
| AVEM Avantis Emerging Markets Eq | Add +21.1% | 1.34% | +0.27 |
| XLE SS Energy Select Sector | New | 0.25% | +0.25 |
| CAH Cardinal Health Inc. | New | 0.20% | +0.20 |
| CGCP Cap Group Core Plus Income | Add +10.2% | 3.01% | +0.20 |
| FENI Fidelity Enhanced Intl ETF | Add +10.8% | 1.87% | +0.19 |
| BAI Ishrs AI in and Tech Act ETF | Add +30.3% | 0.83% | +0.18 |
| ARM Arm Holdings PLC-ADR | New | 0.16% | +0.16 |
| BNY Bank of New York Mellon Corp. | New | 0.15% | +0.15 |
| CRUS Cirrus Logic Inc. | New | 0.14% | +0.14 |
| DGRO iShares Core Dividend Growth | Add +4.0% | 4.23% | +0.14 |
| VLO Valero Energy Corp. | New | 0.14% | +0.14 |
| INTC Intel Corp. | New | 0.14% | +0.14 |
| KMB Kimberly-Clark Corp. | New | 0.14% | +0.14 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +10.4% | 1.87% | +0.12 |
| CGDV Cap Group Dividend Value | Add +8.6% | 2.96% | +0.12 |
| CAT Caterpillar Inc. | Add +0.5% | 0.58% | +0.11 |
| COST Costco Wholesale Corp. | Add +8.2% | 0.54% | +0.10 |
| CVX Chevron Corp. | Add +0.6% | 0.39% | +0.10 |
| GLD SPDR Gold Shares | Add +9.1% | 0.67% | +0.10 |
| RIOT Riot Platforms Inc. | New | 0.09% | +0.09 |
| COP Conocophillips | Add +0.1% | 0.28% | +0.08 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.6% | 2.09% | +0.07 |
| IAU iShares Gold Trust | Add +9.6% | 0.41% | +0.06 |
| KYN Kayne Anderson Energy Infra | Add +9.4% | 0.27% | +0.05 |
| TSLA Tesla Inc. | Add +28.3% | 1.15% | +0.05 |
| GILD Gilead Sciences Inc. | Add +0.0% | 0.43% | +0.05 |
| PFE Pfizer Inc. | Add +2.3% | 0.36% | +0.04 |
| FDVV Fidelity High Dividend ETF | Add +10.5% | 0.60% | +0.03 |
| SLV iShares Silver Trust | Add +2.6% | 0.53% | +0.03 |
| WM Waste Management Inc. | Add +1.5% | 0.76% | +0.03 |
| DUK Duke Energy Corp. | Add +3.5% | 0.26% | +0.03 |
| ET Energy Transfer LP | Add +1.3% | 0.20% | +0.03 |
| ICOW Pacer Developed Markets Inte | Add +2.2% | 0.31% | +0.03 |
| AMD Advanced Micro Devices | Add +16.9% | 0.33% | +0.03 |
| KO The Coca-Cola Co. | Add +2.9% | 0.28% | +0.03 |
| FCX Freeport-McMoran Inc. | Add +3.1% | 0.17% | +0.02 |
| SMH Vaneck Semiconductor ETF | Add +2.1% | 0.36% | +0.02 |
| SHY iShares 1-3 Year Treasury Bo | Add +4.9% | 0.77% | +0.02 |
| XLI SS Industrial Select Sector | Add +11.9% | 0.17% | +0.02 |
| EXC Exelon Corp. | Add +0.5% | 0.21% | +0.02 |
| ZM Zoom Communications Inc. | Add +16.5% | 0.30% | +0.02 |
| SO The Southern Co. | Add +0.4% | 0.19% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 182 | $185.7M | DGRO, NVDA, CGGR, IWF, CGDV |
| Q1 2026 | 162 | $154.5M | NVDA, DGRO, CGGR, IWF, CGCP |
| Q4 2025 | 162 | $152.1M | NVDA, IWF, DGRO, CGGR, AAPL |
| Q3 2025Amended | 201 | $177.6M | NVDA, IWF, DGRO, AAPL, CGGR |
| Q2 2025 | 181 | $152.1M | NVDA, IWF, DGRO, VEEV, AAPL |
| Q1 2025 | 170 | $124.3M | NVDA, AAPL, IWF, DGRO, VEEV |
| Q4 2024Amended | 160 | $118.5M | NVDA, AAPL, AMZN, MSFT, IWF |