Leigh Baldwin & Co., LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 20, 2026), Leigh Baldwin & Co., LLC reported 162 stock positions worth $154.5 million. Its top holding was Nvidia (NVDA) at 4.7% of the portfolio, followed by iShares Core Dividend Growth (DGRO, 4.2%) and Cap Group Growth Equity (CGGR, 3.7%). Compared with Q4 2025, it opened 13 new positions, sold out of 13, added to 77 and reduced 51. The biggest buy was FT Vest U.S. Equity Buffer E (FDEC, shares +1170%) and the biggest sale FT Vest U.S. Equity Buffer E (FAUG, shares −90%).

Most Recent 13F
Q2 2026
Location
CAZENOVIA, NY
CIK
0000946629
Portfolio Value
$154.5M (Q1 2026)
SEC Filing
0000946629-26-000003 ↗ filed May 20, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q4 2024: $118.5M Q4 2024 Q1 2025: $124.3M Q1 2025 Q2 2025: $152.1M Q2 2025 Q3 2025: $177.6M Q3 2025 Q4 2025: $152.1M Q4 2025 Q1 2026: $154.5M $154.5M Q1 2026 Q2 2026: $185.7M Q2 2026

Holdings 162 stocks · $154.5M
NVDA Nvidia Corp. 4.66% 41,257 $7.2M Reduce -5.5%
DGRO iShares Core Dividend Growth 4.23% 93,174 $6.5M Add +4.0%
CGGR Cap Group Growth Equity 3.67% 141,051 $5.7M Add +10.1%
IWF iShares Russell 1000 Growth 3.50% 12,678 $5.4M Reduce -8.9%
CGCP Cap Group Core Plus Income 3.01% 208,060 $4.6M Add +10.2%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 2.96% 107,578 $4.6M Add +8.6%
AAPL Apple Inc. 2.90% 17,637 $4.5M Reduce -1.3%
FBND Fidelity Total Bond ETF 2.66% 90,051 $4.1M Add +14.9%
FDEC FT Vest U.S. Equity Buffer E 2.38% 73,885 $3.7M Add +1169.5%
DYNF Ishrs US E F R A ETF-Usd Inc. 2.32% 61,721 $3.6M Reduce -15.3%
IEFA iShares Core MSCI Eafe ETF 2.09% 35,622 $3.2M Add +3.6%
GOOG Alphabet Inc. Class C 2.04% 10,979 $3.1M Add +0.6%
BINC iShares Flex I A ETF-Usd Inc. 1.87% 55,683 $2.9M Add +10.4%
FENI Fidelity Enhanced Intl ETF 1.87% 77,648 $2.9M Add +10.8%
MSFT Microsoft Corp. 1.78% 7,416 $2.7M Reduce -2.3%
AMZN Amazon.com Inc. 1.76% 13,031 $2.7M Reduce -0.3%
SPY SS SPDR S&P 500 ETF Trust-US 1.62% 3,856 $2.5M Reduce -18.6%
AVEM Avantis Emerging Markets Eq 1.34% 25,679 $2.1M Add +21.1%
TSLA Tesla Inc. 1.15% 4,759 $1.8M Add +28.3%
BLCR iShares LRG CP CR Act ETF-Ui 1.10% 41,523 $1.7M New
MU Micron Technology Inc. 1.10% 5,013 $1.7M Add +54.6%
WCMI FT WCM International ETF 1.09% 100,265 $1.7M New
RTX RTX Corp. 1.08% 8,661 $1.7M Reduce -3.7%
RSP Invesco S&P 500 Equal Weight 1.03% 8,297 $1.6M Add +79.2%
GEV GE Vernova Inc. 1.02% 1,801 $1.6M Reduce -12.2%
GE General Electric filed as GE AEROSPACE 1.00% 5,456 $1.5M Reduce -15.8%
IVV iShares Core S&P 500 ETF 0.98% 2,330 $1.5M Add +2.9%
WMT Walmart Inc. 0.93% 11,542 $1.4M Reduce -6.1%
GOOGL Alphabet Inc. Class A 0.91% 4,887 $1.4M Add +2.1%
AVGO Broadcom Inc. 0.88% 4,416 $1.4M Add +0.0%
LLY Eli Lilly & Co. 0.87% 1,467 $1.3M Add +2.3%
BAI Ishrs AI in and Tech Act ETF 0.83% 39,000 $1.3M Add +30.3%
LMT Lockheed Martin Corp. 0.81% 2,072 $1.3M Reduce -0.4%
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.79% 35,258 $1.2M Add +2.2%
SHY iShares 1-3 Year Treasury Bo 0.77% 14,472 $1.2M Add +4.9%
XOM Exxon Mobil Corp. 0.77% 7,011 $1.2M Reduce -0.4%
WM Waste Management Inc. 0.76% 5,135 $1.2M Add +1.5%
GLW Corning Inc. 0.72% 8,206 $1.1M Reduce -37.0%
IEF iShares 7-10 Year Treasury B 0.71% 11,486 $1.1M Reduce -4.7%
GLD SPDR Gold Shares 0.67% 2,411 $1.0M Add +9.1%
RDVY First Trust Rising Dividend 0.66% 14,940 $1.0M Add +0.7%
NNY Nuveen New York Muni Val 0.65% 119,818 $1.0M Add +2.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.62% 12,539 $960K Reduce -8.2%
FDVV Fidelity High Dividend ETF 0.60% 16,769 $926K Add +10.5%
BRK.B Berkshire Hathaway Inc. Class B 0.59% 1,909 $915K Reduce -4.7%
CAT Caterpillar Inc. 0.58% 1,267 $898K Add +0.5%
COST Costco Wholesale Corp. 0.54% 842 $839K Add +8.2%
SLV iShares Silver Trust 0.53% 11,990 $817K Add +2.6%
DE Deere & Co. 0.48% 1,319 $743K Reduce -7.8%
QTUM Defiance Quantum ETF 0.47% 6,794 $729K Add +0.8%
VOO Vanguard S&P 500 ETF 0.46% 1,188 $710K Add +0.7%
MRK Merck & Co. Inc. 0.43% 5,564 $669K Reduce -0.1%
JPM JPMorgan Chase & Co. 0.43% 2,259 $665K Add +9.0%
GILD Gilead Sciences Inc. 0.43% 4,768 $664K Add +0.0%
ITA iShares U.S. Aerospace & Def 0.42% 2,983 $653K Reduce -38.7%
NBTB N B T Bancorp Inc. 0.42% 15,210 $648K Add +0.4%
ETN Eaton Corp. PLC 0.41% 1,785 $639K No change
IAU iShares Gold Trust 0.41% 7,240 $638K Add +9.6%
IDEF Ishars Def Ind TC Ac ETF-Ui 0.41% 19,385 $634K New
PLTR Palantir Technologies Inc. Class A 0.39% 4,169 $610K Reduce -3.8%
CVX Chevron Corp. 0.39% 2,947 $610K Add +0.6%
META Meta Platforms Inc. Class A 0.39% 1,054 $603K Reduce -0.8%
VZ Verizon Communications Inc. 0.39% 11,876 $596K Reduce -4.7%
CVS CVS Health Corp. 0.38% 8,201 $589K Add +0.4%
SPYG SS SPDR P S&P 500 Growth ETF 0.38% 6,012 $589K Reduce -1.7%
SU Suncor Energy Inc. 0.38% 8,900 $588K Reduce -1.1%
FOCT FT Vest U.S. Equity Buffer E 0.37% 12,115 $578K Reduce -3.6%
UBER Uber Technologies Inc. 0.37% 7,866 $566K Add +12.4%
SMH Vaneck Semiconductor ETF 0.36% 1,455 $558K Add +2.1%
BMY Bristol-Myers Squibb Co. 0.36% 9,178 $557K Reduce -0.0%
PFE Pfizer Inc. 0.36% 19,788 $556K Add +2.3%
JNJ Johnson & Johnson 0.34% 2,175 $532K No change
WPM Wheaton Precious Metals Corp. 0.34% 3,961 $519K No change
RFDA Alps Dynamic US Dividend Adv 0.33% 8,179 $513K Reduce -12.6%
HD Home Depot Inc. 0.33% 1,554 $511K Add +1.6%
CSCO Cisco Systems Inc. 0.33% 6,546 $508K Add +0.0%
AMD Advanced Micro Devices 0.33% 2,477 $504K Add +16.9%
MCK McKesson Corp. 0.32% 563 $487K No change
GAB Gabelli Equity Trust 0.31% 86,084 $482K No change
NRG NRG Energy Inc. 0.31% 3,285 $480K Add +0.3%
IWM iShares Russell 2000 ETF 0.31% 1,912 $474K Add +1.6%
ICOW Pacer Developed Markets Inte 0.31% 11,156 $473K Add +2.2%
MCD McDonald's Corp. 0.30% 1,497 $465K Add +4.7%
ZM Zoom Communications Inc. 0.30% 5,732 $461K Add +16.5%
AIQ Global X Art Intel & Tech 0.29% 9,592 $448K Add +0.3%
MS Morgan Stanley 0.29% 2,719 $447K Reduce -10.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.29% 1,835 $445K Add +0.1%
V Visa Inc. Class A 0.29% 1,459 $441K Reduce -0.3%
KO The Coca-Cola Co. 0.28% 5,759 $438K Add +2.9%
PANW Palo Alto Networks Inc. 0.28% 2,729 $438K Add +18.7%
QQQ Invesco QQQ Trust Series 1 0.28% 756 $436K Reduce -1.9%
COP Conocophillips 0.28% 3,279 $433K Add +0.1%
T AT&T Inc. 0.28% 14,686 $426K Reduce -10.3%
C Citigroup Inc. 0.28% 3,753 $426K Add +0.1%
STLD Steel Dynamics Inc. 0.28% 2,360 $425K New
FFEB FT Vest US Equity Buffer ETF 0.27% 7,585 $424K No change
KYN Kayne Anderson Energy Infra 0.27% 29,481 $421K Add +9.4%
PAYX Paychex Inc. 0.27% 4,570 $421K Reduce -3.0%
ALL Allstate Corp. 0.27% 2,025 $420K Reduce -29.9%
AMGN Amgen Inc. 0.27% 1,192 $419K Reduce -2.5%
JEPI JPMorgan Equity Premium Inco 0.26% 7,120 $404K Reduce -2.3%
CEG Constellation Energy 0.26% 1,429 $399K Reduce -12.3%
FTEC Fidelity MSCI Info Tech Indx 0.26% 1,899 $395K Reduce -11.6%
DUK Duke Energy Corp. 0.26% 3,012 $394K Add +3.5%
ABBV Abbvie Inc. 0.25% 1,747 $380K Add +2.6%
XLE SS Energy Select Sector 0.25% 6,195 $380K New
LRCX Lam Research Corp. 0.24% 1,716 $367K Reduce -25.6%
JBL Jabil Inc. 0.24% 1,378 $366K No change
GBTC Grayscale Bitcoin Trust ETF 0.23% 6,869 $362K Add +10.1%
PG The Procter & Gamble Co. 0.23% 2,507 $362K Add +5.9%
EPD Enterprise Products Partners 0.23% 9,266 $351K Reduce -0.5%
FJUN FT Vest US Equity Buff ETF-J 0.22% 6,035 $341K No change
CL Colgate-Palmolive Co. 0.22% 3,931 $335K Reduce -11.3%
R Ryder System Inc. 0.22% 1,629 $333K No change
EXC Exelon Corp. 0.21% 6,761 $331K Add +0.5%
VIG Vanguard Dividend Apprec ETF 0.21% 1,497 $322K Reduce -2.2%
ET Energy Transfer LP 0.20% 16,394 $316K Add +1.3%
CAH Cardinal Health Inc. 0.20% 1,484 $314K New
URI United Rentals Inc. 0.20% 422 $307K No change
SO The Southern Co. 0.19% 3,056 $295K Add +0.4%
VYM Vanguard High DVD Yield ETF 0.19% 1,990 $295K No change
STX Seagate Technology Holdings 0.19% 744 $291K No change
RCL Royal Caribbean Cruises Ltd. 0.19% 1,052 $289K No change
FCOM Fidelity MSCI Comm Serv Indx 0.18% 4,183 $285K Add +0.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.18% 5,704 $278K Add +1.4%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.18% 6,021 $276K Reduce -11.4%
KRE SS SPDR S&P Regional Bank 0.18% 4,240 $276K Add +2.4%
BUFR FT Vest Lad Buffervetf-Usd I 0.18% 8,052 $272K Add +2.1%
CIBR First Trust Nasdaq Cybersecu 0.17% 4,297 $269K Reduce -10.4%
FLQL Franklin U.S. Large Cap Mult 0.17% 3,960 $268K Add +0.2%
XLI SS Industrial Select Sector 0.17% 1,650 $267K Add +11.9%
PFF iShares Preferred & Income S 0.17% 8,574 $260K Add +0.2%
FCX Freeport-McMoran Inc. 0.17% 4,376 $257K Add +3.1%
FIXD First Trust Smith Opportunis 0.17% 5,883 $256K Reduce -4.8%
CALF PCR US SM CP CSH CWS ETF-Usd 0.17% 5,690 $255K No change
FSIG FT Ltd. Duration Inv Grade 0.16% 13,368 $253K Reduce -2.9%
BA The Boeing Co. 0.16% 1,271 $253K Reduce -11.2%
SCHW Schwab (charles) Corp. 0.16% 2,680 $252K Add +0.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.16% 2,572 $248K Add +5.3%
ARM Arm Holdings PLC-ADR 0.16% 1,635 $247K New
FPEI First Trust Institutional PR 0.16% 12,743 $242K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.15% 1,952 $232K New
XLV SS Health Care Select Sector 0.15% 1,574 $231K Reduce -12.9%
NSC Norfolk Southern Corp. 0.15% 801 $230K Add +1.9%
SPXC SPX Technologies Inc. 0.15% 1,145 $229K No change
FAUG FT Vest U.S. Equity Buffer E 0.15% 4,415 $229K Reduce -90.1%
CRUS Cirrus Logic Inc. 0.14% 1,545 $223K New
BDC Belden Inc. 0.14% 1,940 $223K No change
IQLT iShares MSCI International Q 0.14% 4,689 $217K Add +0.7%
FAX Abrdn Asia-Pacific Income 0.14% 14,980 $216K Reduce -2.5%
VLO Valero Energy Corp. 0.14% 855 $211K New
RFCI Alps Dynamic Core Income ETF 0.14% 9,396 $210K Add +1.1%
NUE Nucor Corp. 0.14% 1,242 $210K Add +0.2%
INTC Intel Corp. 0.14% 4,756 $210K New
KNG FT Vest S&P 500 DVD Arst TRG 0.14% 4,304 $210K Reduce -71.6%
KMB Kimberly-Clark Corp. 0.14% 2,162 $209K New
PGF Invesco Financial Preferred 0.11% 12,500 $172K No change
RIOT Riot Platforms Inc. 0.09% 11,000 $136K New
JPC Nuveen Prefered & Income Opp 0.05% 10,538 $79K Add +1.5%
CHW Calamos Global Dynamic Incom 0.05% 10,000 $73K No change
GROY Gold Royalty Corp. 0.02% 10,055 $36K No change
TRX TRX Gold Corp. 0.02% 18,750 $28K No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $603 (not counted above)
SecurityClassShares / PrincipalValueChange
GABELLI EQUITY TRUST-RT RIGHT 04/14/2026 86,090$603No change

Total filed on the 13F, all lines: $154.5M.

Portfolio Sells Q4 2025 → Q1 2026
FAUG FT Vest U.S. Equity Buffer E Reduce -90.1% 0.15% −1.40
KORP American Century Diversified Sold out 0.00% −0.85
IWF iShares Russell 1000 Growth Reduce -8.9% 3.50% −0.83
NVDA Nvidia Corp. Reduce -5.5% 4.66% −0.69
MSFT Microsoft Corp. Reduce -2.3% 1.78% −0.64
DYNF Ishrs US E F R A ETF-Usd Inc. Reduce -15.3% 2.32% −0.59
SPY SS SPDR S&P 500 ETF Trust-US Reduce -18.6% 1.62% −0.50
KNG FT Vest S&P 500 DVD Arst TRG Reduce -71.6% 0.14% −0.35
GE General Electric Reduce -15.8% 1.00% −0.31
AAPL Apple Inc. Reduce -1.3% 2.90% −0.30
ITA iShares U.S. Aerospace & Def Reduce -38.7% 0.42% −0.26
AMZN Amazon.com Inc. Reduce -0.3% 1.76% −0.23
DECK Deckers Outdoor Corp. Sold out 0.00% −0.17
QCOM Qualcomm Inc. Sold out 0.00% −0.17
BX Blackstone Inc. Sold out 0.00% −0.16
AVAV Aerovironment Inc. Sold out 0.00% −0.16
SFM Sprouts Farmers Market Inc. Sold out 0.00% −0.16
XLF SS Financial Select Sector Sold out 0.00% −0.14
AFRM Affirm Holdings Inc. Sold out 0.00% −0.14
WFC Wells Fargo & Co. Sold out 0.00% −0.14
UNM Unum Group Sold out 0.00% −0.14
FERG Ferguson Enterprises Inc. Sold out 0.00% −0.13
UNH Unitedhealth Group Inc. Sold out 0.00% −0.13
ALL Allstate Corp. Reduce -29.9% 0.27% −0.12
CEG Constellation Energy Reduce -12.3% 0.26% −0.12
PLTR Palantir Technologies Inc. Class A Reduce -3.8% 0.39% −0.11
RYLD Global X Russell 2000 Cov Class Sold out 0.00% −0.10
SPYM Ste STR SPDR PT S&P 500 ETF Reduce -8.2% 0.62% −0.10
PAYX Paychex Inc. Reduce -3.0% 0.27% −0.08
META Meta Platforms Inc. Class A Reduce -0.8% 0.39% −0.07
BRK.B Berkshire Hathaway Inc. Class B Reduce -4.7% 0.59% −0.07
MS Morgan Stanley Reduce -10.0% 0.29% −0.06
FTEC Fidelity MSCI Info Tech Indx Reduce -11.6% 0.26% −0.06
RFDA Alps Dynamic US Dividend Adv Reduce -12.6% 0.33% −0.06
IEF iShares 7-10 Year Treasury B Reduce -4.7% 0.71% −0.05
V Visa Inc. Class A Reduce -0.3% 0.29% −0.05
CIBR First Trust Nasdaq Cybersecu Reduce -10.4% 0.17% −0.05
SPYG SS SPDR P S&P 500 Growth ETF Reduce -1.7% 0.38% −0.05
BA The Boeing Co. Reduce -11.2% 0.16% −0.04
XLV SS Health Care Select Sector Reduce -12.9% 0.15% −0.03
FOCT FT Vest U.S. Equity Buffer E Reduce -3.6% 0.37% −0.03
QQQ Invesco QQQ Trust Series 1 Reduce -1.9% 0.28% −0.03
GLW Corning Inc. Reduce -37.0% 0.72% −0.03
LRCX Lam Research Corp. Reduce -25.6% 0.24% −0.02
FAX Abrdn Asia-Pacific Income Reduce -2.5% 0.14% −0.02
FIXD First Trust Smith Opportunis Reduce -4.8% 0.17% −0.01
CL Colgate-Palmolive Co. Reduce -11.3% 0.22% −0.01
JEPI JPMorgan Equity Premium Inco Reduce -2.3% 0.26% −0.01
VIG Vanguard Dividend Apprec ETF Reduce -2.2% 0.21% −0.01
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -11.4% 0.18% −0.01

Portfolio Buys Q4 2025 → Q1 2026
FDEC FT Vest U.S. Equity Buffer E Add +1169.5% 2.38% +2.18
BLCR iShares LRG CP CR Act ETF-Ui New 1.10% +1.10
WCMI FT WCM International ETF New 1.09% +1.09
MU Micron Technology Inc. Add +54.6% 1.10% +0.49
RSP Invesco S&P 500 Equal Weight Add +79.2% 1.03% +0.45
IDEF Ishars Def Ind TC Ac ETF-Ui New 0.41% +0.41
FBND Fidelity Total Bond ETF Add +14.9% 2.66% +0.29
STLD Steel Dynamics Inc. New 0.28% +0.28
AVEM Avantis Emerging Markets Eq Add +21.1% 1.34% +0.27
XLE SS Energy Select Sector New 0.25% +0.25
CAH Cardinal Health Inc. New 0.20% +0.20
CGCP Cap Group Core Plus Income Add +10.2% 3.01% +0.20
FENI Fidelity Enhanced Intl ETF Add +10.8% 1.87% +0.19
BAI Ishrs AI in and Tech Act ETF Add +30.3% 0.83% +0.18
ARM Arm Holdings PLC-ADR New 0.16% +0.16
BNY Bank of New York Mellon Corp. New 0.15% +0.15
CRUS Cirrus Logic Inc. New 0.14% +0.14
DGRO iShares Core Dividend Growth Add +4.0% 4.23% +0.14
VLO Valero Energy Corp. New 0.14% +0.14
INTC Intel Corp. New 0.14% +0.14
KMB Kimberly-Clark Corp. New 0.14% +0.14
BINC iShares Flex I A ETF-Usd Inc. Add +10.4% 1.87% +0.12
CGDV Cap Group Dividend Value Add +8.6% 2.96% +0.12
CAT Caterpillar Inc. Add +0.5% 0.58% +0.11
COST Costco Wholesale Corp. Add +8.2% 0.54% +0.10
CVX Chevron Corp. Add +0.6% 0.39% +0.10
GLD SPDR Gold Shares Add +9.1% 0.67% +0.10
RIOT Riot Platforms Inc. New 0.09% +0.09
COP Conocophillips Add +0.1% 0.28% +0.08
IEFA iShares Core MSCI Eafe ETF Add +3.6% 2.09% +0.07
IAU iShares Gold Trust Add +9.6% 0.41% +0.06
KYN Kayne Anderson Energy Infra Add +9.4% 0.27% +0.05
TSLA Tesla Inc. Add +28.3% 1.15% +0.05
GILD Gilead Sciences Inc. Add +0.0% 0.43% +0.05
PFE Pfizer Inc. Add +2.3% 0.36% +0.04
FDVV Fidelity High Dividend ETF Add +10.5% 0.60% +0.03
SLV iShares Silver Trust Add +2.6% 0.53% +0.03
WM Waste Management Inc. Add +1.5% 0.76% +0.03
DUK Duke Energy Corp. Add +3.5% 0.26% +0.03
ET Energy Transfer LP Add +1.3% 0.20% +0.03
ICOW Pacer Developed Markets Inte Add +2.2% 0.31% +0.03
AMD Advanced Micro Devices Add +16.9% 0.33% +0.03
KO The Coca-Cola Co. Add +2.9% 0.28% +0.03
FCX Freeport-McMoran Inc. Add +3.1% 0.17% +0.02
SMH Vaneck Semiconductor ETF Add +2.1% 0.36% +0.02
SHY iShares 1-3 Year Treasury Bo Add +4.9% 0.77% +0.02
XLI SS Industrial Select Sector Add +11.9% 0.17% +0.02
EXC Exelon Corp. Add +0.5% 0.21% +0.02
ZM Zoom Communications Inc. Add +16.5% 0.30% +0.02
SO The Southern Co. Add +0.4% 0.19% +0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 182$185.7MDGRO, NVDA, CGGR, IWF, CGDV
Q1 2026 162$154.5MNVDA, DGRO, CGGR, IWF, CGCP
Q4 2025 162$152.1MNVDA, IWF, DGRO, CGGR, AAPL
Q3 2025Amended 201$177.6MNVDA, IWF, DGRO, AAPL, CGGR
Q2 2025 181$152.1MNVDA, IWF, DGRO, VEEV, AAPL
Q1 2025 170$124.3MNVDA, AAPL, IWF, DGRO, VEEV
Q4 2024Amended 160$118.5MNVDA, AAPL, AMZN, MSFT, IWF