LM Advisors LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 13, 2025), LM Advisors LLC reported 206 stock positions worth $689.9 million. Its top holding was Amazon.com (AMZN) at 8.6% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 7.9%) and SS SPDR S&P 500 ETF Trust-US (SPY, 6.6%). Compared with Q2 2025, it opened 28 new positions, sold out of 5, added to 58 and reduced 46. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +120%) and the biggest sale Microsoft (MSFT, shares −85%).

Most Recent 13F
Q2 2026
Location
SAN DIEGO, CA
CIK
0002011314
Portfolio Value
$689.9M (Q3 2025)
SEC Filing
0002011314-25-000008 ↗ filed Nov 13, 2025

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $568.6M Q1 2024 Q2 2024: $502.0M Q2 2024 Q3 2024: $487.6M Q3 2024 Q4 2024: $554.8M Q4 2024 Q1 2025: $551.2M Q1 2025 Q2 2025: $772.9M Q2 2025 Q3 2025: $689.9M $689.9M Q3 2025 Q4 2025: $25.3M Q4 2025 Q1 2026: $18.0M Q1 2026 Q2 2026: $22.9M Q2 2026

Holdings 206 stocks · $689.9M
AMZN Amazon.com Inc. 8.57% 269,409 $59.2M Add +0.5%
VOO Vanguard S&P 500 ETF 7.86% 88,517 $54.2M Add +10.3%
SPY SS SPDR S&P 500 ETF Trust-US 6.59% 291,862 $45.4M Add +366.0%
QQQ Invesco QQQ Trust Series 1 5.97% 68,614 $41.2M Add +119.6%
OMFL Invesco Russell 1000 DYN M/F 5.44% 622,513 $37.5M Reduce -0.9%
GOOG Alphabet Inc. Class C 4.87% 137,998 $33.6M Reduce -3.5%
AAPL Apple Inc. 3.89% 105,476 $26.9M Reduce -65.2%
VIG Vanguard Dividend Apprec ETF 3.13% 99,920 $21.6M Add +2.8%
BRK.B Berkshire Hathaway Inc. Class B 2.71% 37,200 $18.7M Add +150.2%
MSFT Microsoft Corp. 2.64% 35,134 $18.2M Reduce -85.0%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 2.46% 36,615 $17.0M Add +149.3%
META Meta Platforms Inc. Class A 1.72% 16,160 $11.9M Add +3.5%
GOOGL Alphabet Inc. Class A 1.72% 48,690 $11.8M Reduce -0.1%
VTI VG Morningstar TS MKT ETF-US 1.66% 34,918 $11.5M No change
RSP Invesco S&P 500 Equal Weight 1.59% 57,949 $11.0M Add +2.9%
VHT Vanguard Health Care ETF 1.19% 31,704 $8.2M Reduce -4.1%
BRK.A Berkshire Hathaway Inc. Class A 1.09% 10 $7.5M No change
PLTR Palantir Technologies Inc. Class A 1.04% 39,458 $7.2M Add +0.5%
NVDA Nvidia Corp. 0.98% 36,219 $6.8M Add +5.4%
BSV Vanguard Short-Term Bond ETF 0.85% 74,684 $5.9M No change
YSEP FT VST Int Eq MB ETF-Usd Inc. 0.78% 209,941 $5.4M Add +1.0%
AVGO Broadcom Inc. 0.74% 15,438 $5.1M Add +29.0%
FFEB FT Vest US Equity Buffer ETF 0.73% 91,679 $5.1M Add +3.5%
WMT Walmart Inc. 0.69% 46,315 $4.8M Add +5.6%
ORCL Oracle Corp. 0.67% 16,362 $4.6M Reduce -0.4%
IEMG iShares Core MSCI Emerging 0.66% 68,957 $4.5M Reduce -0.7%
COST Costco Wholesale Corp. 0.64% 4,752 $4.4M No change
EEMV iShares MSCI Emg MKT Min Vol 0.64% 59,811 $4.4M New
CRM Salesforce Inc. 0.61% 17,873 $4.2M Reduce -1.3%
JPM JPMorgan Chase & Co. 0.60% 13,162 $4.2M Add +0.8%
TSLA Tesla Inc. 0.59% 9,197 $4.1M Reduce -95.7%
GLD SPDR Gold Shares 0.58% 11,257 $4.0M Add +206.2%
XJUN FT Vest U.S. Equity Enhance 0.58% 94,380 $4.0M No change
IAU iShares Gold Trust 0.57% 54,452 $4.0M Reduce -3.0%
LLY Eli Lilly & Co. 0.56% 5,035 $3.8M Add +0.1%
IHI iShares U.S. Medical Devices 0.55% 62,974 $3.8M Reduce -7.1%
VWO Vanguard Ftse Emerging Marke 0.54% 69,383 $3.8M Reduce -0.7%
IWV iShares Russell 3000 ETF 0.54% 9,849 $3.7M Add +884.9%
NAC Nuveen Ca QLTY Muni Inc. 0.53% 320,013 $3.7M No change
NAD Nuveen Quality Municipal Inc. 0.52% 305,359 $3.6M Reduce -0.9%
XLV SS Health Care Select Sector 0.50% 25,005 $3.5M Add +1.3%
SOFI Sofi Technologies Inc. 0.48% 126,503 $3.3M Reduce -6.0%
SDVY First Trust Smid Cap Rising 0.48% 87,363 $3.3M Add +217.5%
GS Goldman Sachs Group Inc. 0.46% 4,022 $3.2M Reduce -0.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.46% 17,092 $3.2M Reduce -0.6%
IEFA iShares Core MSCI Eafe ETF 0.43% 34,364 $3.0M Add +20.3%
IBIT iShares Bitcoin Trust ETF 0.42% 44,071 $2.9M Add +200.7%
SPHD Invesco S&P 500 High Dividen 0.41% 56,603 $2.8M Add +1.8%
V Visa Inc. Class A 0.41% 8,192 $2.8M Reduce -0.1%
GJAN FT Vest US Equity Moderate B 0.37% 61,981 $2.6M Add +0.6%
FJUN FT Vest US Equity Buff ETF-J 0.36% 44,186 $2.5M No change
XLU St Sr Utl SL SE SPDR ETF-Usd 0.36% 28,179 $2.5M Reduce -0.2%
EWJ iShares MSCI Japan ETF 0.35% 30,317 $2.4M No change
MDY State Street SPDR S&P Midcap 0.34% 3,884 $2.3M Add +36.6%
DGRW Wisdomtree U.S. Quality Divi 0.32% 24,875 $2.2M Add +6.5%
MA Mastercard Inc. Class A 0.32% 3,821 $2.2M Reduce -3.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.31% 40,887 $2.1M Reduce -18.0%
RECS Columbia Resear Enh Cor ETF 0.30% 50,698 $2.0M Add +25.0%
QCOM Qualcomm Inc. 0.28% 11,692 $1.9M No change
VGT Vanguard Info Tech ETF 0.28% 2,587 $1.9M No change
XLF SS Financial Select Sector 0.28% 35,520 $1.9M Add +4.7%
ADBE Adobe Inc. 0.27% 5,327 $1.9M Add +301.4%
IVV iShares Core S&P 500 ETF 0.27% 2,736 $1.8M No change
AMD Advanced Micro Devices 0.26% 11,253 $1.8M Add +12.6%
BYM BlackRock Muni Inc. QLTY 0.26% 165,392 $1.8M Add +0.3%
C Citigroup Inc. 0.26% 17,701 $1.8M Reduce -10.2%
ESS Essex Property Trust Inc. 0.26% 6,600 $1.8M Reduce -3.9%
JNJ Johnson & Johnson 0.24% 9,114 $1.7M Add +7.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.24% 14,647 $1.7M Add +11.3%
OBDC Blue Owl Capital Corp. 0.24% 126,607 $1.7M Reduce -38.7%
UNH Unitedhealth Group Inc. 0.24% 4,739 $1.6M Add +45.6%
NFLX Netflix Inc. 0.23% 1,340 $1.6M Add +6.3%
YMAR FT VT Int Equ M B- Mar-US I 0.22% 58,682 $1.5M Reduce -1.8%
SHV iShares 0-1 Year Treasury Bo 0.22% 13,572 $1.5M No change
DIVD Altrius Global Dividend ETF 0.22% 40,641 $1.5M Add +28.9%
MRK Merck & Co. Inc. 0.21% 17,401 $1.5M Add +13.0%
IWF iShares Russell 1000 Growth 0.20% 2,969 $1.4M Add +29.4%
SBAC SBA Communications Corp. 0.20% 7,103 $1.4M Reduce -2.8%
BLK BlackRock Inc. 0.19% 1,138 $1.3M No change
TMO Thermo Fisher Scientific Inc. 0.18% 2,532 $1.2M Reduce -1.1%
BX Blackstone Inc. 0.18% 7,150 $1.2M Reduce -9.5%
GJUN FT Vest US Equity Moderate B 0.18% 31,290 $1.2M No change
NEE Nextera Energy Inc. 0.17% 15,628 $1.2M No change
TQQQ Proshares Ultrapro QQQ 0.17% 11,035 $1.1M New
VZ Verizon Communications Inc. 0.16% 25,344 $1.1M Add +0.0%
CRWD CrowdStrike Holdings Inc. Class A 0.16% 2,185 $1.1M Add +12.8%
ETN Eaton Corp. PLC 0.15% 2,800 $1.0M Reduce -2.4%
HD Home Depot Inc. 0.15% 2,504 $1.0M No change
BSTZ BlackRock Sci & Tech TRM TR 0.15% 45,528 $1.0M Reduce -8.7%
CIBR First Trust Nasdaq Cybersecu 0.14% 13,111 $997K No change
MS Morgan Stanley 0.14% 6,104 $970K No change
IBB iShares Biotechnology ETF 0.14% 6,569 $948K No change
PANW Palo Alto Networks Inc. 0.14% 4,621 $941K Add +53.0%
PPA Invesco Aerospace & Defense 0.14% 6,000 $933K No change
LMT Lockheed Martin Corp. 0.13% 1,860 $929K Add +4.6%
RSPH Invesco S&P 500 Equal Weight 0.13% 31,573 $928K Reduce -8.4%
MSDL Morgan Stanley Direct Lendin 0.13% 55,784 $925K Reduce -1.9%
XOM Exxon Mobil Corp. 0.13% 8,184 $923K No change
CMF iShares California Muni Bond 0.13% 16,003 $913K No change
MUST Columbia Multi-Sect Muni Inc. 0.13% 43,339 $890K Add +6.4%
XBI SS SPDR S&P Biotech ETF 0.13% 8,760 $878K Reduce -1.3%
SPXL Direxion Daily S&P 500 Bull 0.12% 4,060 $860K New
ITA iShares U.S. Aerospace & Def 0.12% 4,015 $840K No change
O Realty Income Corp. 0.12% 13,215 $803K Reduce -11.1%
KO The Coca-Cola Co. 0.12% 12,041 $799K No change
ASML ASML Holding NV-NY Reg SHS 0.12% 820 $794K Add +6.5%
FMAR FT Vest US Equity Buffer ETF 0.11% 16,313 $757K No change
LTH Life Time Group Holdings Inc. 0.10% 26,000 $718K New
IIGD Invesco Inv Grade Defensive 0.10% 28,494 $707K No change
UDOW Proshares Ultrapro DOW30 0.10% 6,571 $703K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.10% 2,469 $697K No change
CVX Chevron Corp. 0.10% 4,479 $696K No change
AXP American Express Co. 0.10% 2,068 $687K No change
FJUL FT Vest US Equity Buffer ETF 0.10% 12,000 $657K No change
ELV Elevance Health Inc. 0.09% 2,000 $646K Add +100.0%
BA The Boeing Co. 0.09% 2,935 $633K No change
EFSC Enterprise Financial Service 0.09% 10,832 $628K No change
ETHA iShares Ethereum Trust ETF 0.09% 19,728 $622K Add +37.8%
IJH iShares Core S&P Midcap ETF 0.09% 9,455 $617K No change
RTX RTX Corp. 0.09% 3,632 $608K Add +19.0%
XMAR FT Vest US Equity Enhance & 0.09% 15,380 $603K No change
IWD iShares Russell 1000 Value E 0.09% 2,941 $599K No change
BXSL Blackstone Secured Lending F 0.09% 22,088 $593K No change
VGK Vanguard Ftse Europe ETF 0.09% 7,378 $589K No change
UPRO Proshares Ultrapro S&P 500 0.08% 5,250 $585K New
MELI MercadoLibre Inc. 0.08% 247 $577K No change
SHOP Shopify Inc. Class A 0.08% 3,820 $568K Reduce -5.6%
ACP Abrdn Income Credit Strat 0.08% 97,219 $564K No change
VTEB Vanguard Tax-Exempt Bond ETF 0.08% 11,155 $559K No change
MRVL Marvell Technology Inc. 0.08% 6,600 $555K New
PFE Pfizer Inc. 0.08% 21,193 $540K Reduce -2.3%
NDMO Nuveen Dynamic Municipal Opp 0.08% 50,726 $527K No change
FSEP FT Vest U.S. Equity Buffer E 0.07% 10,000 $505K Add +11.1%
PYPL PayPal Holdings Inc. 0.07% 7,496 $503K Reduce -7.5%
VXF Vanguard Extended Market ETF 0.07% 2,389 $500K No change
MCD McDonald's Corp. 0.07% 1,622 $493K Reduce -13.3%
AMT American Tower Corp. 0.07% 2,370 $460K Add +33.9%
SMH Vaneck Semiconductor ETF 0.07% 1,399 $457K Add +13.5%
IWM iShares Russell 2000 ETF 0.06% 1,853 $448K Reduce -13.1%
MCK McKesson Corp. 0.06% 580 $448K No change
PLD Prologis Inc. 0.06% 3,906 $447K Add +0.1%
ABT Abbott Laboratories 0.06% 3,133 $420K Reduce -2.0%
SPGI S&P Global Inc. 0.06% 834 $406K No change
BABA Alibaba Group Holding-SP ADR 0.06% 2,199 $393K New
SOXX iShares Semiconductor ETF 0.06% 1,429 $387K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.05% 3,482 $379K No change
IGM iShares Expanded Tech Sector 0.05% 3,000 $378K No change
AI C3.AI Inc. Class A 0.05% 21,450 $372K New
AGG iShares Core U.S. Aggregate 0.05% 3,706 $372K Add +13.2%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.05% 3,294 $367K No change
BBJP JPMorgan Betabuilders Japan 0.05% 5,244 $348K No change
BIRK Birkenstock Holding PLC 0.05% 7,700 $348K New
MRNA Moderna Inc. 0.05% 13,274 $343K No change
PG The Procter & Gamble Co. 0.05% 2,203 $339K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.05% 1,150 $338K No change
TSM Taiwan Semiconductor-SP ADR 0.05% 1,195 $335K Add +4.9%
IXJ iShares Global Healthcare Et 0.05% 3,748 $332K No change
GMAR FT Vest US Equity Moderate B 0.05% 8,248 $331K No change
XLE SS Energy Select Sector 0.05% 3,670 $328K Add +21.5%
ABNB Airbnb Inc. Class A 0.05% 2,662 $323K New
ORLY O'reilly Automotive Inc. 0.05% 3,000 $323K No change
BND Vanguard Total Bond Market 0.05% 4,339 $323K No change
NKE Nike Inc. Class B 0.05% 4,618 $322K Reduce -2.7%
TGT Target Corp. 0.05% 3,594 $322K Reduce -40.5%
DGRO iShares Core Dividend Growth 0.05% 4,684 $319K No change
EEM iShares MSCI Emerging Market 0.05% 5,940 $317K No change
GM General Motors Co. 0.05% 5,175 $316K Add +20.7%
INFL Horizon Kinetics Infl Benef 0.05% 7,074 $316K No change
KBWB Invesco KBW Bank ETF 0.05% 4,000 $313K No change
CHKP Check Point Software Tech 0.04% 1,500 $310K No change
KLAC KLA Corp. 0.04% 280 $302K Reduce -26.3%
FEZ State Street SPDR Euro Stoxx 0.04% 4,766 $296K No change
GE General Electric filed as GE AEROSPACE 0.04% 945 $285K No change
DJP Ipath Bloomberg Commodity Inc. filed as BARCLAYS BANK PLC 0.04% 8,000 $284K New
IREN Iren Ltd. filed as IREN LIMITED 0.04% 6,043 $284K New
SDY SS SPDR S&P Dividend ETF 0.04% 2,000 $280K No change
MUC BlackRock Munihold Ca QLTY 0.04% 25,582 $278K Reduce -11.4%
ITOT iShares Core S&P Total U.S. 0.04% 1,888 $275K No change
BSX Boston Scientific Corp. 0.04% 2,797 $273K Add +3.6%
STT State Street Corp. 0.04% 2,330 $270K No change
RSI Rush Street Interactive Inc. 0.04% 13,000 $266K New
COP Conocophillips 0.04% 2,646 $250K No change
HTZ Hertz Global Hldgs Inc. 0.04% 36,627 $249K No change
GEV GE Vernova Inc. 0.04% 399 $245K New
RSPG Invesco S&P 500 Equal Weight 0.04% 3,066 $244K No change
WYNN WYNN Resorts Ltd. 0.04% 1,900 $244K New
GSK GSK PLC-Spon ADR 0.03% 5,519 $240K Reduce -3.4%
FCX Freeport-McMoran Inc. 0.03% 6,090 $239K No change
IGV iShares Expanded Tech-Softwa 0.03% 2,068 $238K New
PSX Phillips 66 0.03% 1,737 $236K No change
NOW ServiceNow Inc. 0.03% 257 $236K Add +0.8%
VNQ Vanguard Real Estate ETF 0.03% 2,571 $235K Reduce -93.7%
IJR iShares Core S&P Small-Cap E 0.03% 1,957 $233K No change
JMUB JPMorgan Municipal ETF 0.03% 4,600 $232K New
MOAT Vaneck Morningstar Wide Moat 0.03% 2,342 $232K New
GSEP FT Vest US Equity Moderate B 0.03% 5,818 $222K New
UBER Uber Technologies Inc. 0.03% 2,265 $222K New
ODD Oddity Tech Ltd. Class A 0.03% 3,571 $222K No change
URTH iShares MSCI World ETF 0.03% 1,171 $213K New
ARKF ARK Blockchain & Fintech Inn 0.03% 3,732 $212K New
HWM Howmet Aerospace Inc. 0.03% 1,067 $209K New
VPL Vanguard Ftse Pacific ETF 0.03% 2,385 $209K New
HTGC Hercules Capital Inc. 0.03% 10,900 $206K New
HLT Hilton Worldwide Holdings Inc. 0.03% 793 $206K No change
AMAT Applied Materials Inc. 0.03% 1,000 $205K New
VEA Vanguard Ftse Developed ETF 0.03% 3,425 $205K New
Other holdings (1): bonds, preferreds, convertibles and warrants · $4.3M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 3,458$4.3MAdd +0.5%

Total filed on the 13F, all lines: $694.2M.

Portfolio Sells Q2 2025 → Q3 2025
MSFT Microsoft Corp. Reduce -85.0% 2.64% −12.49
TSLA Tesla Inc. Reduce -95.7% 0.59% −8.25
AAPL Apple Inc. Reduce -65.2% 3.89% −4.15
VNQ Vanguard Real Estate ETF Reduce -93.7% 0.03% −0.44
OBDC Blue Owl Capital Corp. Reduce -38.7% 0.24% −0.14
SOXL Direx Dail Semi Bu 3X Et-Usd Sold out 0.00% −0.07
KKR KKR & Co. Inc. Sold out 0.00% −0.06
TGT Target Corp. Reduce -40.5% 0.05% −0.03
ON On Semiconductor Sold out 0.00% −0.03
WFC Wells Fargo & Co. Sold out 0.00% −0.03
STWD Starwood Property Trust Inc. Sold out 0.00% −0.03
CRM Salesforce Inc. Reduce -1.3% 0.61% −0.02
SBAC SBA Communications Corp. Reduce -2.8% 0.20% −0.02
PYPL PayPal Holdings Inc. Reduce -7.5% 0.07% −0.01
MSDL Morgan Stanley Direct Lendin Reduce -1.9% 0.13% −0.00
IHI iShares U.S. Medical Devices Reduce -7.1% 0.55% −0.00
KLAC KLA Corp. Reduce -26.3% 0.04% −0.00
BAC Bank of America Corp. Reduce -18.0% 0.31% +0.00
MCD McDonald's Corp. Reduce -13.3% 0.07% +0.00
MUC BlackRock Munihold Ca QLTY Reduce -11.4% 0.04% +0.00
NKE Nike Inc. Class B Reduce -2.7% 0.05% +0.00
RSPH Invesco S&P 500 Equal Weight Reduce -8.4% 0.13% +0.00
ABT Abbott Laboratories Reduce -2.0% 0.06% +0.00
IWM iShares Russell 2000 ETF Reduce -13.1% 0.06% +0.01
O Realty Income Corp. Reduce -11.1% 0.12% +0.01
GSK GSK PLC-Spon ADR Reduce -3.4% 0.03% +0.01
ESS Essex Property Trust Inc. Reduce -3.9% 0.26% +0.01
PFE Pfizer Inc. Reduce -2.3% 0.08% +0.01
BSTZ BlackRock Sci & Tech TRM TR Reduce -8.7% 0.15% +0.01
ETN Eaton Corp. PLC Reduce -2.4% 0.15% +0.02
SHOP Shopify Inc. Class A Reduce -5.6% 0.08% +0.02
BX Blackstone Inc. Reduce -9.5% 0.18% +0.02
YMAR FT VT Int Equ M B- Mar-US I Reduce -1.8% 0.22% +0.03
MA Mastercard Inc. Class A Reduce -3.1% 0.32% +0.03
V Visa Inc. Class A Reduce -0.1% 0.41% +0.03
XBI SS SPDR S&P Biotech ETF Reduce -1.3% 0.13% +0.03
C Citigroup Inc. Reduce -10.2% 0.26% +0.04
TMO Thermo Fisher Scientific Inc. Reduce -1.1% 0.18% +0.04
XLU St Sr Utl SL SE SPDR ETF-Usd Reduce -0.2% 0.36% +0.06
NAD Nuveen Quality Municipal Inc. Reduce -0.9% 0.52% +0.07
VTV Vanguard Mrngstr Val ETF-Aui Reduce -0.6% 0.46% +0.07
GS Goldman Sachs Group Inc. Reduce -0.3% 0.46% +0.09
VWO Vanguard Ftse Emerging Marke Reduce -0.7% 0.54% +0.10
IEMG iShares Core MSCI Emerging Reduce -0.7% 0.66% +0.12
IAU iShares Gold Trust Reduce -3.0% 0.57% +0.12
VHT Vanguard Health Care ETF Reduce -4.1% 1.19% +0.13
SOFI Sofi Technologies Inc. Reduce -6.0% 0.48% +0.17
ORCL Oracle Corp. Reduce -0.4% 0.67% +0.20
GOOGL Alphabet Inc. Class A Reduce -0.1% 1.72% +0.60
OMFL Invesco Russell 1000 DYN M/F Reduce -0.9% 5.44% +0.74

Portfolio Buys Q2 2025 → Q3 2025
QQQ Invesco QQQ Trust Series 1 Add +119.6% 5.97% +3.74
VOO Vanguard S&P 500 ETF Add +10.3% 7.86% +1.96
BRK.B Berkshire Hathaway Inc. Class B Add +150.2% 2.71% +1.78
DIA SS SPDR Dow Jones Indus Avg Add +149.3% 2.46% +1.63
SPY SS SPDR S&P 500 ETF Trust-US Add +366.0% 6.59% +1.58
AMZN Amazon.com Inc. Add +0.5% 8.57% +0.96
EEMV iShares MSCI Emg MKT Min Vol New 0.64% +0.64
VIG Vanguard Dividend Apprec ETF Add +2.8% 3.13% +0.55
IWV iShares Russell 3000 ETF Add +884.9% 0.54% +0.50
GLD SPDR Gold Shares Add +206.2% 0.58% +0.43
SDVY First Trust Smid Cap Rising Add +217.5% 0.48% +0.36
PLTR Palantir Technologies Inc. Class A Add +0.5% 1.04% +0.35
AVGO Broadcom Inc. Add +29.0% 0.74% +0.31
IBIT iShares Bitcoin Trust ETF Add +200.7% 0.42% +0.30
NVDA Nvidia Corp. Add +5.4% 0.98% +0.28
RSP Invesco S&P 500 Equal Weight Add +2.9% 1.59% +0.27
META Meta Platforms Inc. Class A Add +3.5% 1.72% +0.23
ADBE Adobe Inc. Add +301.4% 0.27% +0.21
TQQQ Proshares Ultrapro QQQ New 0.17% +0.17
WMT Walmart Inc. Add +5.6% 0.69% +0.14
FFEB FT Vest US Equity Buffer ETF Add +3.5% 0.73% +0.13
MDY State Street SPDR S&P Midcap Add +36.6% 0.34% +0.13
IEFA iShares Core MSCI Eafe ETF Add +20.3% 0.43% +0.13
SPXL Direxion Daily S&P 500 Bull New 0.12% +0.12
YSEP FT VST Int Eq MB ETF-Usd Inc. Add +1.0% 0.78% +0.12
JPM JPMorgan Chase & Co. Add +0.8% 0.60% +0.11
UNH Unitedhealth Group Inc. Add +45.6% 0.24% +0.11
LTH Life Time Group Holdings Inc. New 0.10% +0.10
RECS Columbia Resear Enh Cor ETF Add +25.0% 0.30% +0.10
UDOW Proshares Ultrapro DOW30 New 0.10% +0.10
UPRO Proshares Ultrapro S&P 500 New 0.08% +0.08
MRVL Marvell Technology Inc. New 0.08% +0.08
AMD Advanced Micro Devices Add +12.6% 0.26% +0.08
JNJ Johnson & Johnson Add +7.0% 0.24% +0.08
IWF iShares Russell 1000 Growth Add +29.4% 0.20% +0.08
XLV SS Health Care Select Sector Add +1.3% 0.50% +0.07
DIVD Altrius Global Dividend ETF Add +28.9% 0.22% +0.07
DGRW Wisdomtree U.S. Quality Divi Add +6.5% 0.32% +0.07
SPHD Invesco S&P 500 High Dividen Add +1.8% 0.41% +0.06
BABA Alibaba Group Holding-SP ADR New 0.06% +0.06
PANW Palo Alto Networks Inc. Add +53.0% 0.14% +0.06
MRK Merck & Co. Inc. Add +13.0% 0.21% +0.06
GJAN FT Vest US Equity Moderate B Add +0.6% 0.37% +0.06
ETHA iShares Ethereum Trust ETF Add +37.8% 0.09% +0.05
AI C3.AI Inc. Class A New 0.05% +0.05
BIRK Birkenstock Holding PLC New 0.05% +0.05
LLY Eli Lilly & Co. Add +0.1% 0.56% +0.05
XLF SS Financial Select Sector Add +4.7% 0.28% +0.05
ABNB Airbnb Inc. Class A New 0.05% +0.05
ELV Elevance Health Inc. Add +100.0% 0.09% +0.04

Notes & Other Activity Q2 2025 → Q3 2025
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +0.5% 3,458 $4.3M

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 223$22.9MLLY, COST, GS, ASML, LMT
Q1 2026 211$18.0MCOST, VTI, AVGO, BLK, OMFL
Q4 2025 209$25.3MGOOG, GOOGL, JPM, OMFL, SPY
Q3 2025 206$689.9MAMZN, VOO, SPY, QQQ, OMFL
Q2 2025 183$772.9MMSFT, TSLA, AAPL, AMZN, VOO
Q1 2025 214$551.2MAMZN, VOO, SPY, OMFL, AAPL
Q4 2024Amended 185$554.8MAMZN, VOO, SPY, OMFL, GOOG
Q3 2024 170$487.6MAMZN, VOO, SPY, OMFL, AAPL
Q2 2024 171$502.0MAMZN, VOO, OMFL, SPY, GOOG
Q1 2024 205$568.6MVOO, AMZN, OMFL, SPY, AAPL