MacKay Shields LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 8, 2024), MacKay Shields LLC reported 48 stock positions worth $564.9 million. Its top holding was Nuveen Amt-FR QLTY Muni (XNEAX) at 7.7% of the portfolio, followed by Gulfport Energy (GPOR, 7.3%) and iShares Gold Trust (IAU, 7.2%). Compared with Q1 2024, it opened 8 new positions, sold out of 3, added to 19 and reduced 6. The biggest buy was Nuveen Amt-FR QLTY Muni (XNEAX, shares +108%) and the biggest sale Gulfport Energy (GPOR, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0000061227
- Portfolio Value
- $564.9M (Q2 2024)
- SEC Filing
- 0001085146-24-003587 ↗ filed Aug 8, 2024
Holdings Value
Holdings 48 stocks · $564.9M
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 7.72% | 3,804,020 | $43.6M | Add +108.3% |
| GPOR Gulfport Energy Corp. | 7.35% | 274,844 | $41.5M | Reduce -66.6% |
| IAU iShares Gold Trust | 7.23% | 929,500 | $40.8M | No change |
| TALO Talos Energy Inc. | 6.76% | 3,142,973 | $38.2M | Reduce -0.3% |
| DHR Danaher Corp. | 6.64% | 150,217 | $37.5M | No change |
| NZF Nuveen Municipal Credit Inc. | 6.51% | 2,979,726 | $36.8M | Add +139.5% |
| BTT BlackRock 2030 Muni TRGT TRM | 5.15% | 1,401,701 | $29.1M | No change |
| NVG Nuveen Amt-FR Muni CRDT | 5.03% | 2,278,835 | $28.4M | Add +223.6% |
| NAD Nuveen Quality Municipal Inc. | 4.54% | 2,185,212 | $25.7M | Add +513.0% |
| NAC Nuveen Ca QLTY Muni Inc. | 4.34% | 2,124,904 | $24.5M | Add +380.2% |
| MHD BlackRock Muniholdings Fund | 3.84% | 1,795,430 | $21.7M | Add +32.5% |
| FET Forum Energy Technologies Inc. | 2.81% | 942,040 | $15.9M | Reduce -3.2% |
| MUJ BlackRock Munihold NJ QLTY | 2.54% | 1,260,319 | $14.4M | Add +10.3% |
| MHN BlackRock Muniholding NY QLT | 2.13% | 1,115,776 | $12.0M | Add +0.4% |
| XMVFX BlackRock Munivest Fund | 2.11% | 1,660,494 | $11.9M | Add +62.5% |
| VOD Vodafone Group PLC-SP ADR | 1.83% | 1,166,022 | $10.3M | No change |
| GLD SPDR Gold Shares | 1.82% | 47,836 | $10.3M | Reduce -13.6% |
| XMQTX BlackRock Muniyield QLTY II | 1.81% | 992,093 | $10.2M | No change |
| XMUIX BlackRock Municipal Income | 1.70% | 779,528 | $9.6M | Add +5.5% |
| NRK Nuveen NY Amt-FR Muni Inc. | 1.57% | 797,635 | $8.8M | Add +1.4% |
| MYN BlackRock Muniyield NY QLTY | 1.54% | 830,046 | $8.7M | Add +1.9% |
| ARCC Ares Capital Corp. | 1.45% | 392,848 | $8.2M | Reduce -35.6% |
| MIY BlackRock Muniyield Mi QLTY | 1.35% | 664,819 | $7.6M | No change |
| XMHIX Pioneer Muni High Inc. TR | 1.29% | 796,898 | $7.3M | Add +3.2% |
| XPMAX Pioneer Municipal High Inc. | 1.19% | 816,300 | $6.7M | Add +8.5% |
| BFK BlackRock Municipal Inc. TRST | 1.00% | 551,464 | $5.6M | Add +69.0% |
| NBB Nuveen Taxable Municipal Inc. | 0.91% | 330,069 | $5.1M | New |
| MQY BlackRock Muniyield Quality | 0.78% | 357,837 | $4.4M | No change |
| VFL Abrdn National Municipal Inc. | 0.75% | 401,695 | $4.2M | No change |
| XMYDX BlackRock Muniyield Fund | 0.75% | 388,753 | $4.2M | Add +1.7% |
| XENWX Eaton Vance New York Municip | 0.74% | 426,471 | $4.2M | No change |
| EIM Eaton Vance Municipal Bond | 0.71% | 380,465 | $4.0M | Add +7.7% |
| VKI Invesco Adv Muni Inc. TR II | 0.68% | 430,567 | $3.8M | New |
| XNQPX Nuveen Pa QLTY Muni Inc. | 0.50% | 233,310 | $2.8M | No change |
| VGM Invesco Trust for Investmen | 0.37% | 205,674 | $2.1M | New |
| IQI Invesco Quality Muni Inc. TR | 0.33% | 188,306 | $1.9M | New |
| MFM Aberdeen Municipal Income | 0.32% | 333,155 | $1.8M | No change |
| VMO Invesco Municipal Opport | 0.31% | 174,976 | $1.8M | New |
| KTF DWS Municipal Income Trust | 0.30% | 176,016 | $1.7M | No change |
| BLE BlackRock Muni Inc. TR II | 0.29% | 151,601 | $1.6M | Add +10.6% |
| MUC BlackRock Munihold Ca QLTY | 0.26% | 131,593 | $1.5M | No change |
| VKQ Invesco Municipal Trust | 0.22% | 124,286 | $1.2M | New |
| XBNYX BlackRock New York Muni Inc. | 0.19% | 102,548 | $1.1M | Add +29.8% |
| VPV Invesco Pa Val Muni Inc. | 0.12% | 60,475 | $657K | No change |
| NAN Nuveen NY QLTY Muni Inc. | 0.10% | 50,000 | $563K | New |
| BYM BlackRock Muni Inc. QLTY | 0.07% | 32,501 | $372K | No change |
| TPB Turning Point Brands Inc. | 0.04% | 6,802 | $218K | New |
| NINEQ Nine Energy Service Inc. | 0.04% | 121,080 | $203K | Reduce -33.3% |
Other holdings (91): bonds, preferreds, convertibles and warrants · $2.7B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 51,203,000 | $90.0M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 25,665,000 | $87.6M | Reduce -0.8% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 90,098,000 | $85.0M | Reduce -16.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 77,613,000 | $82.2M | Reduce -0.3% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 56,536,000 | $70.5M | Reduce -0.6% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 69,489,000 | $70.4M | Reduce -0.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 72,514,000 | $69.5M | Reduce -4.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 59,539,000 | $65.6M | Add +55.9% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 33,565,000 | $64.4M | Reduce -46.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 63,569,000 | $63.9M | Reduce -0.3% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 51,438,000 | $62.5M | New |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 42,809,000 | $61.3M | Reduce -0.6% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 60,563,000 | $54.8M | Reduce -0.4% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 56,905,000 | $54.7M | Add +14.3% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 42,665,000 | $51.8M | Reduce -0.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 1,244,233 | $51.8M | Reduce -0.9% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 55,669,000 | $49.8M | Reduce -0.6% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 44,673,000 | $49.8M | Reduce -0.7% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 41,649,000 | $48.7M | Add +39.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 739,572 | $48.6M | Reduce -1.1% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 47,693,000 | $48.6M | Reduce -0.5% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 22,396,000 | $47.2M | Reduce -0.3% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 40,754,000 | $45.1M | Reduce -0.8% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 40,044,000 | $44.6M | Add +30.2% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 53,822,000 | $42.5M | Reduce -0.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 36,717,000 | $42.4M | Reduce -0.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 45,148,000 | $42.1M | New |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 15,149,000 | $41.8M | Reduce -0.3% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 31,013,000 | $41.7M | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 41,463,000 | $41.6M | Reduce -0.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 35,581,000 | $37.9M | Reduce -0.9% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 25,831,000 | $37.5M | Reduce -0.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 37,955,000 | $36.9M | Add +3.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 30,455 | $36.5M | Reduce -1.6% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 39,551,000 | $36.0M | Reduce -0.8% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 33,199,000 | $35.7M | Add +8.0% |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 34,399,394 | $34.4M | Reduce -0.4% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 37,555,000 | $34.3M | Reduce -44.8% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 28,491 | $34.0M | Reduce -0.8% |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 34,821,000 | $33.8M | Reduce -31.4% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 24,986,000 | $33.6M | Reduce -0.9% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 29,036,000 | $33.5M | Add +53.9% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 29,835,000 | $31.2M | Reduce -0.1% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 30,020,000 | $31.0M | Add +0.6% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 37,705,000 | $28.2M | Add +29.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 31,698,000 | $26.3M | Reduce -0.9% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 7,825,000 | $25.3M | Reduce -0.4% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 27,515,000 | $24.8M | Reduce -1.4% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 26,953,000 | $24.4M | Reduce -1.3% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 26,629,000 | $24.1M | Reduce -0.3% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 24,415,000 | $23.8M | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 410,660 | $23.5M | Reduce -0.8% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 24,613,000 | $22.5M | Reduce -0.6% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 24,550,000 | $21.6M | Add +8.9% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 19,205,000 | $20.7M | Reduce -0.2% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 15,362,000 | $20.3M | Reduce -0.2% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 22,799,000 | $18.2M | Add +17.7% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 21,543,000 | $17.4M | Reduce -2.1% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 16,081,000 | $15.7M | Reduce -0.3% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 9,965,000 | $15.5M | Reduce -0.3% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 16,792,000 | $15.4M | Reduce -0.2% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 14,210,000 | $14.7M | Reduce -0.3% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 13,787,000 | $13.1M | Reduce -0.4% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 11,895,000 | $12.8M | Reduce -0.4% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 12,332,000 | $10.9M | Reduce -1.9% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 9,068,000 | $8.7M | Reduce -59.0% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 9,110,000 | $8.5M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 8,015,000 | $8.0M | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 7,755,000 | $7.7M | Add +2.2% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 6,296,000 | $6.7M | Reduce -3.6% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 6,942,000 | $6.5M | Reduce -2.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 6,596,000 | $6.1M | Reduce -0.8% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 4,882,000 | $5.9M | Reduce -77.4% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 6,130,000 | $5.8M | Reduce -75.8% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 5,830,000 | $5.4M | Reduce -0.1% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 7,358,000 | $4.3M | Reduce -73.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 4,998,000 | $4.1M | Reduce -93.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,607,000 | $3.8M | Reduce -11.8% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 3,385,000 | $3.7M | Reduce -4.8% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 5,890,000 | $3.7M | Reduce -89.1% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 3,670,000 | $3.6M | Reduce -3.0% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,330,000 | $3.2M | Reduce -92.6% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 988,000 | $1.1M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 650,000 | $665K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 500,000 | $501K | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 500,000 | $480K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 480,000 | $441K | No change |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 75,000 | $69K | Reduce -99.3% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 45,000 | $36K | No change |
| EVERBRIDGE INC (EVBG 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 17,000 | $17K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 10,000 | $10K | Reduce -100.0% |
Total filed on the 13F, all lines: $3.3B.
Portfolio Sells Q1 2024 → Q2 2024
| GPOR Gulfport Energy Corp. | Reduce -66.6% | 7.35% | −16.35 |
| CHRD Chord Energy Corp. | Sold out | 0.00% | −3.07 |
| KOS Kosmos Energy Ltd. | Sold out | 0.00% | −1.61 |
| TALO Talos Energy Inc. | Reduce -0.3% | 6.76% | −1.13 |
| ARCC Ares Capital Corp. | Reduce -35.6% | 1.45% | −0.83 |
| FET Forum Energy Technologies Inc. | Reduce -3.2% | 2.81% | −0.68 |
| GLD SPDR Gold Shares | Reduce -13.6% | 1.82% | −0.22 |
| VST Vistra Corp. | Sold out | 0.00% | −0.17 |
| NINEQ Nine Energy Service Inc. | Reduce -33.3% | 0.04% | −0.04 |
Portfolio Buys Q1 2024 → Q2 2024
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +108.3% | 7.72% | +4.09 |
| NAD Nuveen Quality Municipal Inc. | Add +513.0% | 4.54% | +3.81 |
| NZF Nuveen Municipal Credit Inc. | Add +139.5% | 6.51% | +3.78 |
| NVG Nuveen Amt-FR Muni CRDT | Add +223.6% | 5.03% | +3.49 |
| NAC Nuveen Ca QLTY Muni Inc. | Add +380.2% | 4.34% | +3.46 |
| NBB Nuveen Taxable Municipal Inc. | New | 0.91% | +0.91 |
| MHD BlackRock Muniholdings Fund | Add +32.5% | 3.84% | +0.90 |
| XMVFX BlackRock Munivest Fund | Add +62.5% | 2.11% | +0.81 |
| VKI Invesco Adv Muni Inc. TR II | New | 0.68% | +0.68 |
| BFK BlackRock Municipal Inc. TRST | Add +69.0% | 1.00% | +0.39 |
| VGM Invesco Trust for Investmen | New | 0.37% | +0.37 |
| IQI Invesco Quality Muni Inc. TR | New | 0.33% | +0.33 |
| VMO Invesco Municipal Opport | New | 0.31% | +0.31 |
| VKQ Invesco Municipal Trust | New | 0.22% | +0.22 |
| MUJ BlackRock Munihold NJ QLTY | Add +10.3% | 2.54% | +0.15 |
| XMUIX BlackRock Municipal Income | Add +5.5% | 1.70% | +0.10 |
| NAN Nuveen NY QLTY Muni Inc. | New | 0.10% | +0.10 |
| XPMAX Pioneer Municipal High Inc. | Add +8.5% | 1.19% | +0.09 |
| XMHIX Pioneer Muni High Inc. TR | Add +3.2% | 1.29% | +0.06 |
| EIM Eaton Vance Municipal Bond | Add +7.7% | 0.71% | +0.06 |
| XBNYX BlackRock New York Muni Inc. | Add +29.8% | 0.19% | +0.04 |
| TPB Turning Point Brands Inc. | New | 0.04% | +0.04 |
| NRK Nuveen NY Amt-FR Muni Inc. | Add +1.4% | 1.57% | +0.03 |
| BLE BlackRock Muni Inc. TR II | Add +10.6% | 0.29% | +0.02 |
| MHN BlackRock Muniholding NY QLT | Add +0.4% | 2.13% | +0.01 |
| MYN BlackRock Muniyield NY QLTY | Add +1.9% | 1.54% | −0.00 |
| XMYDX BlackRock Muniyield Fund | Add +1.7% | 0.75% | −0.01 |
Notes & Other Activity Q1 2024 → Q2 2024
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | Sold out | 36,290,000 | $103.9Mbefore exit |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | New | 51,203,000 | $90.0M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -0.8% | 25,665,000 | $87.6M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Reduce -16.8% | 90,098,000 | $85.0M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Reduce -0.3% | 77,613,000 | $82.2M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -0.6% | 56,536,000 | $70.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -0.5% | 69,489,000 | $70.4M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Reduce -4.2% | 72,514,000 | $69.5M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +55.9% | 59,539,000 | $65.6M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -46.2% | 33,565,000 | $64.4M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -0.3% | 63,569,000 | $63.9M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | New | 51,438,000 | $62.5M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Reduce -0.6% | 42,809,000 | $61.3M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Reduce -0.4% | 60,563,000 | $54.8M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +14.3% | 56,905,000 | $54.7M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Reduce -0.9% | 42,665,000 | $51.8M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -0.9% | 1,244,233 | $51.8M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -0.6% | 55,669,000 | $49.8M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -0.7% | 44,673,000 | $49.8M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Add +39.3% | 41,649,000 | $48.7M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -1.1% | 739,572 | $48.6M |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Reduce -0.5% | 47,693,000 | $48.6M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -0.3% | 22,396,000 | $47.2M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -0.8% | 40,754,000 | $45.1M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Add +30.2% | 40,044,000 | $44.6M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -0.1% | 53,822,000 | $42.5M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -0.7% | 36,717,000 | $42.4M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | New | 45,148,000 | $42.1M |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | Reduce -0.3% | 15,149,000 | $41.8M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | New | 31,013,000 | $41.7M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -0.6% | 41,463,000 | $41.6M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -0.9% | 35,581,000 | $37.9M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -0.9% | 25,831,000 | $37.5M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +3.9% | 37,955,000 | $36.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.6% | 30,455 | $36.5M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Reduce -0.8% | 39,551,000 | $36.0M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Add +8.0% | 33,199,000 | $35.7M |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | Reduce -0.4% | 34,399,394 | $34.4M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Reduce -44.8% | 37,555,000 | $34.3M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.8% | 28,491 | $34.0M |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | Sold out | 35,546,000 | $33.9Mbefore exit |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | Reduce -31.4% | 34,821,000 | $33.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -0.9% | 24,986,000 | $33.6M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +53.9% | 29,036,000 | $33.5M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Reduce -0.1% | 29,835,000 | $31.2M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +0.6% | 30,020,000 | $31.0M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Add +29.6% | 37,705,000 | $28.2M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -0.9% | 31,698,000 | $26.3M |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | Reduce -0.4% | 7,825,000 | $25.3M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Reduce -1.4% | 27,515,000 | $24.8M |
Showing the first 50 of 95.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 19 | $252.3M | BTT, NINE, IAU, MYN, MHD |
| Q1 2026 | 27 | $267.2M | BTT, IAU, NINE, MYN, MHD |
| Q4 2025 | 39 | $319.0M | IAU, TALO, BTT, MHD, GPOR |
| Q3 2025 | 45 | $399.6M | IAU, BTT, TALO, MHD, GPOR |
| Q2 2025 | 49 | $482.1M | XNEAX, NZF, IAU, BTT, NVG |
| Q1 2025 | 49 | $513.6M | XNEAX, IAU, NZF, BTT, TALO |
| Q4 2024 | 49 | $498.8M | XNEAX, NZF, IAU, TALO, NVG |
| Q3 2024 | 48 | $581.2M | XNEAX, IAU, DHR, NZF, NVG |
| Q2 2024 | 48 | $564.9M | XNEAX, GPOR, IAU, TALO, DHR |
| Q1 2024 | 43 | $556.8M | GPOR, TALO, IAU, DHR, BTT |