MacKay Shields LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 31, 2024), MacKay Shields LLC reported 48 stock positions worth $581.2 million. Its top holding was Nuveen Amt-FR QLTY Muni (XNEAX) at 8.2% of the portfolio, followed by iShares Gold Trust (IAU, 7.9%) and Danaher (DHR, 7.2%). Compared with Q2 2024, it added to 16 and reduced 9. The biggest buy was Nuveen Amt-FR Muni CRDT (NVG, shares +8%) and the biggest sale Gulfport Energy (GPOR, shares −28%).
- Most Recent 13F
- Q2 2026
- Location
- New York, NY
- CIK
- 0000061227
- Portfolio Value
- $581.2M (Q3 2024)
- SEC Filing
- 0001085146-24-005246 ↗ filed Oct 31, 2024
Holdings Value
Holdings 48 stocks · $581.2M
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 8.25% | 4,004,020 | $47.9M | Add +5.3% |
| IAU iShares Gold Trust | 7.95% | 929,500 | $46.2M | No change |
| DHR Danaher Corp. | 7.19% | 150,217 | $41.8M | No change |
| NZF Nuveen Municipal Credit Inc. | 6.96% | 3,088,897 | $40.5M | Add +3.7% |
| NVG Nuveen Amt-FR Muni CRDT | 5.68% | 2,465,242 | $33.0M | Add +8.2% |
| TALO Talos Energy Inc. | 5.58% | 3,132,176 | $32.4M | Reduce -0.3% |
| BTT BlackRock 2030 Muni TRGT TRM | 5.21% | 1,401,701 | $30.3M | No change |
| GPOR Gulfport Energy Corp. | 5.17% | 198,685 | $30.1M | Reduce -27.7% |
| NAD Nuveen Quality Municipal Inc. | 4.77% | 2,238,289 | $27.7M | Add +2.4% |
| NAC Nuveen Ca QLTY Muni Inc. | 4.55% | 2,225,404 | $26.5M | Add +4.7% |
| MHD BlackRock Muniholdings Fund | 4.18% | 1,921,470 | $24.3M | Add +7.0% |
| MUJ BlackRock Munihold NJ QLTY | 2.63% | 1,260,319 | $15.3M | No change |
| FET Forum Energy Technologies Inc. | 2.49% | 937,818 | $14.5M | Reduce -0.5% |
| MHN BlackRock Muniholding NY QLT | 2.30% | 1,195,776 | $13.3M | Add +7.2% |
| XMUIX BlackRock Municipal Income | 2.12% | 979,906 | $12.3M | Add +25.7% |
| XMVFX BlackRock Munivest Fund | 2.08% | 1,589,746 | $12.1M | Reduce -4.3% |
| VOD Vodafone Group PLC-SP ADR | 2.01% | 1,166,022 | $11.7M | No change |
| XMQTX BlackRock Muniyield QLTY II | 1.85% | 992,093 | $10.7M | No change |
| MYN BlackRock Muniyield NY QLTY | 1.74% | 937,524 | $10.1M | Add +12.9% |
| GLD SPDR Gold Shares | 1.58% | 37,836 | $9.2M | Reduce -20.9% |
| NRK Nuveen NY Amt-FR Muni Inc. | 1.54% | 797,635 | $8.9M | No change |
| MIY BlackRock Muniyield Mi QLTY | 1.37% | 664,819 | $8.0M | No change |
| XMHIX Pioneer Muni High Inc. TR | 1.32% | 796,898 | $7.7M | No change |
| XPMAX Pioneer Municipal High Inc. | 1.24% | 816,300 | $7.2M | No change |
| BFK BlackRock Municipal Inc. TRST | 1.00% | 551,983 | $5.8M | Add +0.1% |
| MQY BlackRock Muniyield Quality | 0.81% | 357,837 | $4.7M | No change |
| VFL Abrdn National Municipal Inc. | 0.77% | 401,695 | $4.5M | No change |
| XMYDX BlackRock Muniyield Fund | 0.76% | 388,753 | $4.4M | No change |
| XENWX Eaton Vance New York Municip | 0.73% | 426,471 | $4.2M | No change |
| VKI Invesco Adv Muni Inc. TR II | 0.71% | 445,008 | $4.1M | Add +3.4% |
| VGM Invesco Trust for Investmen | 0.68% | 373,817 | $3.9M | Add +81.8% |
| VKQ Invesco Municipal Trust | 0.59% | 333,051 | $3.4M | Add +168.0% |
| EIM Eaton Vance Municipal Bond | 0.51% | 275,952 | $3.0M | Reduce -27.5% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 0.51% | 233,310 | $2.9M | No change |
| NBB Nuveen Taxable Municipal Inc. | 0.47% | 164,695 | $2.7M | Reduce -50.1% |
| VMO Invesco Municipal Opport | 0.36% | 205,338 | $2.1M | Add +17.4% |
| IQI Invesco Quality Muni Inc. TR | 0.34% | 188,306 | $2.0M | No change |
| MFM Aberdeen Municipal Income | 0.33% | 333,155 | $1.9M | No change |
| XBNYX BlackRock New York Muni Inc. | 0.31% | 162,186 | $1.8M | Add +58.2% |
| KTF DWS Municipal Income Trust | 0.30% | 176,016 | $1.8M | No change |
| BLE BlackRock Muni Inc. TR II | 0.29% | 151,601 | $1.7M | No change |
| MUC BlackRock Munihold Ca QLTY | 0.26% | 131,593 | $1.5M | No change |
| NAN Nuveen NY QLTY Muni Inc. | 0.14% | 70,519 | $831K | Add +41.0% |
| VPV Invesco Pa Val Muni Inc. | 0.12% | 60,475 | $684K | No change |
| ARCC Ares Capital Corp. | 0.10% | 28,999 | $607K | Reduce -92.6% |
| BYM BlackRock Muni Inc. QLTY | 0.07% | 32,501 | $391K | No change |
| TPB Turning Point Brands Inc. | 0.05% | 6,802 | $294K | No change |
| NINEQ Nine Energy Service Inc. | 0.02% | 120,184 | $136K | Reduce -0.7% |
Other holdings (96): bonds, preferreds, convertibles and warrants · $3.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 56,331,000 | $87.6M | Reduce -0.4% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 64,909,000 | $85.2M | New |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 43,973,000 | $81.2M | Reduce -14.1% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 77,438,000 | $77.4M | Reduce -0.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 33,512,000 | $74.4M | Reduce -0.2% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 49,057,000 | $72.6M | Reduce -4.6% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 59,370,000 | $70.7M | Reduce -0.3% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 72,574,000 | $69.2M | Add +0.1% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 69,335,000 | $68.1M | Reduce -0.2% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 42,664,000 | $67.4M | Reduce -0.3% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 69,834,000 | $67.0M | Reduce -22.5% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 63,424,000 | $64.1M | Reduce -0.2% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 42,384,000 | $64.0M | Reduce -0.7% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 60,396,000 | $59.5M | Reduce -0.3% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 1,237,870 | $58.4M | Reduce -0.5% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 56,709,000 | $57.5M | Reduce -0.3% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 44,493,000 | $52.9M | Reduce -0.4% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 55,469,000 | $51.6M | Reduce -0.4% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 47,556,000 | $50.9M | Reduce -0.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 740,081 | $50.6M | Add +0.1% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 40,610,000 | $50.1M | Reduce -0.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 22,323,000 | $50.0M | Reduce -0.3% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 41,527,000 | $49.7M | Reduce -0.3% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 33,339,000 | $49.0M | Add +7.5% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 14,026,000 | $48.3M | Reduce -45.4% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 39,885,000 | $46.8M | Reduce -0.4% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 36,596,000 | $44.6M | Reduce -0.3% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 45,148,000 | $43.9M | No change |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 40,950,000 | $43.4M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 30,110,000 | $43.4M | New |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 53,355,000 | $43.2M | Add +41.5% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 40,132,000 | $42.4M | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 41,294,000 | $39.4M | Reduce -0.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 37,955,000 | $39.3M | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 35,428,000 | $39.1M | Reduce -0.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 30,476 | $38.9M | Add +0.1% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 31,006,000 | $38.2M | Add +3038.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 38,089,000 | $37.7M | Add +937.9% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 32,893,000 | $37.7M | Add +13.3% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 39,380,000 | $37.1M | Reduce -0.4% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 28,400 | $36.4M | Reduce -0.3% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 15,149,000 | $36.0M | No change |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 33,199,000 | $35.3M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 25,694,000 | $33.4M | Reduce -0.5% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 30,793,000 | $32.0M | New |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 29,835,000 | $30.9M | No change |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 31,321,000 | $30.5M | Reduce -10.1% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 24,843,000 | $30.4M | Reduce -0.6% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 20,561,000 | $29.1M | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 7,825,000 | $28.0M | No change |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 29,591,000 | $26.9M | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 26,734,000 | $25.3M | Reduce -0.8% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 27,301,000 | $25.2M | Reduce -0.8% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 26,629,000 | $25.2M | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 24,415,000 | $24.0M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 24,613,000 | $23.9M | No change |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 25,350,000 | $23.3M | Add +3.3% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 25,539,000 | $22.2M | Reduce -19.4% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 15,362,000 | $21.2M | No change |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 19,205,000 | $21.1M | No change |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 409,124 | $20.6M | Reduce -0.4% |
| IMPINJ INC (PI 1.125 05/15/27) | NOTE 1.125% 5/1 · principal | 9,965,000 | $20.0M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 22,799,000 | $19.2M | No change |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 312,979 | $19.0M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 14,881,000 | $17.4M | Add +25.1% |
| FORUM ENERGY TECHNOLOGIE (FET 9 08/04/25) | NOTE 9.000% 8/0 · principal | 17,371,912 | $17.4M | Reduce -49.5% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 19,058,000 | $17.2M | Add +18.5% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 17,070,000 | $16.2M | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 21,526,000 | $16.0M | Reduce -0.1% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 14,210,000 | $14.6M | No change |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 13,787,000 | $13.2M | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 12,965,000 | $12.2M | New |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 12,137,000 | $11.2M | Reduce -1.6% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 9,068,000 | $8.9M | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 7,755,000 | $8.5M | No change |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 9,110,000 | $8.5M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 8,015,000 | $8.1M | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 8,343,000 | $7.8M | Reduce -50.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 7,995,000 | $7.5M | Reduce -78.7% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 6,118,000 | $6.7M | Reduce -2.8% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 6,773,000 | $6.6M | Reduce -2.4% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 6,596,000 | $6.2M | No change |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 4,739,000 | $5.9M | Reduce -2.9% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 5,830,000 | $5.6M | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 4,861,000 | $4.5M | Reduce -2.7% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,622,000 | $4.0M | Add +0.4% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 3,277,000 | $3.3M | Reduce -89.1% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 3,258,000 | $3.2M | Reduce -2.2% |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 2,830,000 | $3.1M | Reduce -16.4% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 650,000 | $724K | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 500,000 | $532K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 500,000 | $531K | No change |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 480,000 | $450K | No change |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 75,000 | $71K | No change |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 45,000 | $34K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 10,000 | $11K | No change |
Total filed on the 13F, all lines: $3.6B.
Portfolio Sells Q2 2024 → Q3 2024
| GPOR Gulfport Energy Corp. | Reduce -27.7% | 5.17% | −2.17 |
| ARCC Ares Capital Corp. | Reduce -92.6% | 0.10% | −1.34 |
| TALO Talos Energy Inc. | Reduce -0.3% | 5.58% | −1.18 |
| NBB Nuveen Taxable Municipal Inc. | Reduce -50.1% | 0.47% | −0.44 |
| FET Forum Energy Technologies Inc. | Reduce -0.5% | 2.49% | −0.32 |
| GLD SPDR Gold Shares | Reduce -20.9% | 1.58% | −0.24 |
| EIM Eaton Vance Municipal Bond | Reduce -27.5% | 0.51% | −0.20 |
| XMVFX BlackRock Munivest Fund | Reduce -4.3% | 2.08% | −0.03 |
| NINEQ Nine Energy Service Inc. | Reduce -0.7% | 0.02% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| NVG Nuveen Amt-FR Muni CRDT | Add +8.2% | 5.68% | +0.65 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Add +5.3% | 8.25% | +0.53 |
| NZF Nuveen Municipal Credit Inc. | Add +3.7% | 6.96% | +0.45 |
| XMUIX BlackRock Municipal Income | Add +25.7% | 2.12% | +0.42 |
| VKQ Invesco Municipal Trust | Add +168.0% | 0.59% | +0.37 |
| MHD BlackRock Muniholdings Fund | Add +7.0% | 4.18% | +0.34 |
| VGM Invesco Trust for Investmen | Add +81.8% | 0.68% | +0.31 |
| NAD Nuveen Quality Municipal Inc. | Add +2.4% | 4.77% | +0.23 |
| NAC Nuveen Ca QLTY Muni Inc. | Add +4.7% | 4.55% | +0.22 |
| MYN BlackRock Muniyield NY QLTY | Add +12.9% | 1.74% | +0.20 |
| MHN BlackRock Muniholding NY QLT | Add +7.2% | 2.30% | +0.17 |
| XBNYX BlackRock New York Muni Inc. | Add +58.2% | 0.31% | +0.11 |
| VMO Invesco Municipal Opport | Add +17.4% | 0.36% | +0.05 |
| NAN Nuveen NY QLTY Muni Inc. | Add +41.0% | 0.14% | +0.04 |
| VKI Invesco Adv Muni Inc. TR II | Add +3.4% | 0.71% | +0.04 |
| BFK BlackRock Municipal Inc. TRST | Add +0.1% | 1.00% | +0.01 |
Notes & Other Activity Q2 2024 → Q3 2024
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -0.4% | 56,331,000 | $87.6M |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | New | 64,909,000 | $85.2M |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | Reduce -14.1% | 43,973,000 | $81.2M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Reduce -0.2% | 77,438,000 | $77.4M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -0.2% | 33,512,000 | $74.4M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Reduce -4.6% | 49,057,000 | $72.6M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -0.3% | 59,370,000 | $70.7M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +0.1% | 72,574,000 | $69.2M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -0.2% | 69,335,000 | $68.1M |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | Reduce -0.3% | 42,664,000 | $67.4M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Reduce -22.5% | 69,834,000 | $67.0M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -0.2% | 63,424,000 | $64.1M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Reduce -0.7% | 42,384,000 | $64.0M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Reduce -0.3% | 60,396,000 | $59.5M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -0.5% | 1,237,870 | $58.4M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -0.3% | 56,709,000 | $57.5M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -0.4% | 44,493,000 | $52.9M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -0.4% | 55,469,000 | $51.6M |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | Reduce -0.3% | 47,556,000 | $50.9M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +0.1% | 740,081 | $50.6M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -0.3% | 40,610,000 | $50.1M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Reduce -0.3% | 22,323,000 | $50.0M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | Reduce -0.3% | 41,527,000 | $49.7M |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | Add +7.5% | 33,339,000 | $49.0M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Reduce -45.4% | 14,026,000 | $48.3M |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | Reduce -0.4% | 39,885,000 | $46.8M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -0.3% | 36,596,000 | $44.6M |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | New | 40,950,000 | $43.4M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 30,110,000 | $43.4M |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | Add +41.5% | 53,355,000 | $43.2M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Sold out | 53,822,000 | $42.5Mbefore exit |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 40,132,000 | $42.4M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -0.4% | 41,294,000 | $39.4M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -0.4% | 35,428,000 | $39.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.1% | 30,476 | $38.9M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +3038.3% | 31,006,000 | $38.2M |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Add +937.9% | 38,089,000 | $37.7M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +13.3% | 32,893,000 | $37.7M |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | Reduce -0.4% | 39,380,000 | $37.1M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.3% | 28,400 | $36.4M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -0.5% | 25,694,000 | $33.4M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | New | 30,793,000 | $32.0M |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | Reduce -10.1% | 31,321,000 | $30.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -0.6% | 24,843,000 | $30.4M |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | New | 20,561,000 | $29.1M |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | New | 29,591,000 | $26.9M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -0.8% | 26,734,000 | $25.3M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Reduce -0.8% | 27,301,000 | $25.2M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Add +3.3% | 25,350,000 | $23.3M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -19.4% | 25,539,000 | $22.2M |
Showing the first 50 of 73.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 19 | $252.3M | BTT, NINE, IAU, MYN, MHD |
| Q1 2026 | 27 | $267.2M | BTT, IAU, NINE, MYN, MHD |
| Q4 2025 | 39 | $319.0M | IAU, TALO, BTT, MHD, GPOR |
| Q3 2025 | 45 | $399.6M | IAU, BTT, TALO, MHD, GPOR |
| Q2 2025 | 49 | $482.1M | XNEAX, NZF, IAU, BTT, NVG |
| Q1 2025 | 49 | $513.6M | XNEAX, IAU, NZF, BTT, TALO |
| Q4 2024 | 49 | $498.8M | XNEAX, NZF, IAU, TALO, NVG |
| Q3 2024 | 48 | $581.2M | XNEAX, IAU, DHR, NZF, NVG |
| Q2 2024 | 48 | $564.9M | XNEAX, GPOR, IAU, TALO, DHR |
| Q1 2024 | 43 | $556.8M | GPOR, TALO, IAU, DHR, BTT |