Mark Sheptoff Financial Planning, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Mark Sheptoff Financial Planning, LLC reported 428 stock positions worth $188.2 million. Its top holding was Microsoft (MSFT) at 11.5% of the portfolio, followed by Unitedhealth (UNH, 8.7%) and Nextera Energy (NEE, 8.6%). Compared with Q2 2024, it opened 33 new positions, sold out of 34, added to 34 and reduced 76. The biggest buy was Palantir Technologies Class A (PLTR, shares +0%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- GLASTONBURY, CT
- CIK
- 0001607355
- Portfolio Value
- $188.2M (Q3 2024)
- SEC Filing
- 0001214659-24-019213 ↗ filed Nov 14, 2024
Holdings Value
Holdings 428 stocks · $188.2M
| MSFT Microsoft Corp. | 11.54% | 50,489 | $21.7M | Reduce -1.8% |
| UNH Unitedhealth Group Inc. | 8.67% | 27,918 | $16.3M | Reduce -2.3% |
| NEE Nextera Energy Inc. | 8.55% | 190,463 | $16.1M | Reduce -1.2% |
| AAPL Apple Inc. | 6.42% | 51,830 | $12.1M | Reduce -0.7% |
| PEP Pepsico Inc. | 4.20% | 46,429 | $7.9M | Reduce -3.1% |
| JNJ Johnson & Johnson | 3.10% | 35,949 | $5.8M | Reduce -3.4% |
| VEEV Veeva Systems Inc. Class A | 2.98% | 26,697 | $5.6M | Reduce -3.0% |
| VRTX Vertex Pharmaceuticals Inc. | 2.78% | 11,246 | $5.2M | Reduce -1.5% |
| ABBV Abbvie Inc. | 2.67% | 25,439 | $5.0M | Reduce -0.9% |
| ABT Abbott Laboratories | 2.59% | 42,760 | $4.9M | No change |
| RTX RTX Corp. | 1.93% | 30,007 | $3.6M | Add +7.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.75% | 7,162 | $3.3M | No change |
| PLTR Palantir Technologies Inc. Class A | 1.49% | 75,575 | $2.8M | Add +0.1% |
| TSLA Tesla Inc. | 1.47% | 10,594 | $2.8M | Reduce -2.4% |
| COST Costco Wholesale Corp. | 1.42% | 3,016 | $2.7M | Reduce -3.9% |
| GD General Dynamics Corp. | 1.28% | 7,991 | $2.4M | No change |
| V Visa Inc. Class A | 1.24% | 8,494 | $2.3M | No change |
| MDLZ Mondelez International Inc. Class A | 1.22% | 31,176 | $2.3M | Add +0.0% |
| NVDA Nvidia Corp. | 1.16% | 17,899 | $2.2M | Add +11.7% |
| KO The Coca-Cola Co. | 1.09% | 28,506 | $2.0M | Reduce -1.4% |
| RYAN Ryan Specialty Holdings Inc. | 1.04% | 29,625 | $2.0M | Add +0.3% |
| RSP Invesco S&P 500 Equal Weight | 1.02% | 10,725 | $1.9M | Add +28.8% |
| LMT Lockheed Martin Corp. | 0.93% | 3,000 | $1.8M | Add +19.1% |
| STZ Constellation Brands Inc. Class A | 0.91% | 6,650 | $1.7M | No change |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 0.88% | 13,635 | $1.7M | Reduce -20.3% |
| AWK American Water Works Co. Inc. | 0.87% | 11,190 | $1.6M | Reduce -1.3% |
| HD Home Depot Inc. | 0.83% | 3,836 | $1.6M | Reduce -2.7% |
| CIBR First Trust Nasdaq Cybersecu | 0.76% | 24,205 | $1.4M | Add +4.8% |
| VYM Vanguard High DVD Yield ETF | 0.75% | 10,939 | $1.4M | Reduce -5.1% |
| IHAK iShares Cybersecurity & Tech | 0.74% | 28,741 | $1.4M | Add +0.7% |
| LLY Eli Lilly & Co. | 0.66% | 1,409 | $1.2M | Reduce -2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.62% | 2,045 | $1.2M | Reduce -4.7% |
| PG The Procter & Gamble Co. | 0.59% | 6,372 | $1.1M | Reduce -4.5% |
| MMM 3M Co. | 0.59% | 8,063 | $1.1M | Add +0.3% |
| CLS Celestica Inc. | 0.56% | 20,500 | $1.0M | Reduce -0.2% |
| AMZN Amazon.com Inc. | 0.55% | 5,507 | $1.0M | Reduce -45.9% |
| HRL Hormel Foods Corp. | 0.52% | 30,685 | $973K | No change |
| AEP American Electric Power | 0.50% | 9,125 | $936K | Add +2.2% |
| HIG Hartford Insurance Group Inc. | 0.50% | 7,960 | $936K | No change |
| TKR Timken Co. | 0.49% | 12,513 | $919K | No change |
| CL Colgate-Palmolive Co. | 0.46% | 8,364 | $868K | No change |
| TTC Toro Co. | 0.46% | 9,983 | $866K | No change |
| HON Honeywell International Inc. | 0.45% | 4,136 | $855K | No change |
| MRK Merck & Co. Inc. | 0.45% | 7,468 | $848K | Reduce -9.7% |
| CLX Clorox Company | 0.44% | 5,100 | $831K | No change |
| BX Blackstone Inc. | 0.42% | 5,150 | $789K | No change |
| FAS Dirx DLY Finacial B3X ETF-Ui | 0.41% | 6,000 | $779K | No change |
| TXN Texas Instruments Inc. | 0.41% | 3,735 | $772K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.40% | 3,791 | $751K | Add +5.9% |
| COO The Cooper Cos Inc. | 0.40% | 6,785 | $749K | Reduce -8.2% |
| PYPL PayPal Holdings Inc. | 0.32% | 7,632 | $596K | No change |
| IVV iShares Core S&P 500 ETF | 0.31% | 1,002 | $578K | Add +8.0% |
| NVS Novartis AG-Sponsored ADR | 0.30% | 4,916 | $565K | No change |
| PFE Pfizer Inc. | 0.29% | 18,739 | $542K | Reduce -1.6% |
| TRV The Travelers Cos Inc. | 0.25% | 2,015 | $472K | No change |
| ORLY O'reilly Automotive Inc. | 0.24% | 400 | $461K | No change |
| KMB Kimberly-Clark Corp. | 0.24% | 3,200 | $455K | No change |
| FISV Fiserv Inc. | 0.23% | 2,376 | $427K | No change |
| GEN Gen Digital Inc. | 0.23% | 15,507 | $425K | Add +7427.7% |
| PWR Quanta Services Inc. | 0.21% | 1,350 | $403K | No change |
| WM Waste Management Inc. | 0.20% | 1,850 | $384K | No change |
| KWR Quaker Chemical Corporation | 0.20% | 2,200 | $371K | No change |
| JPM JPMorgan Chase & Co. | 0.19% | 1,740 | $367K | No change |
| KTOS Kratos Defense & Security | 0.19% | 15,500 | $361K | Add +278.1% |
| MRSH Marsh & McLennan Cos | 0.19% | 1,609 | $359K | No change |
| PEG Public Service Enterprise GP | 0.19% | 4,000 | $357K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.19% | 726 | $354K | Reduce -17.1% |
| MCD McDonald's Corp. | 0.19% | 1,155 | $352K | No change |
| DXCM Dexcom Inc. | 0.17% | 4,860 | $326K | No change |
| XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP | 0.17% | 11,550 | $319K | Reduce -1.1% |
| DUK Duke Energy Corp. | 0.17% | 2,735 | $315K | Reduce -1.8% |
| MA Mastercard Inc. Class A | 0.17% | 635 | $314K | No change |
| CVS CVS Health Corp. | 0.17% | 4,949 | $311K | Reduce -5.7% |
| LOW Lowe's Cos Inc. | 0.16% | 1,107 | $300K | Reduce -31.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 1,054 | $298K | No change |
| HEI Heico Corp. | 0.16% | 1,139 | $298K | No change |
| T AT&T Inc. | 0.16% | 13,292 | $292K | No change |
| XOM Exxon Mobil Corp. | 0.16% | 2,492 | $292K | No change |
| ED Consolidated Edison Inc. | 0.15% | 2,800 | $292K | No change |
| CSX CSX Corp. | 0.15% | 8,400 | $290K | No change |
| HESM Hess Midstream LP Class A | 0.15% | 8,050 | $284K | New |
| INTC Intel Corp. | 0.15% | 12,000 | $282K | Add +242.9% |
| OGE Oge Energy Corp. | 0.14% | 6,600 | $271K | No change |
| MDT Medtronic PLC | 0.13% | 2,808 | $253K | Reduce -1.8% |
| NFLX Netflix Inc. | 0.13% | 333 | $236K | Add +776.3% |
| CHD Church & Dwight Co. Inc. | 0.12% | 2,200 | $230K | No change |
| META Meta Platforms Inc. Class A | 0.12% | 395 | $226K | Reduce -18.6% |
| DHR Danaher Corp. | 0.12% | 800 | $222K | No change |
| CSCO Cisco Systems Inc. | 0.12% | 4,100 | $218K | No change |
| SYY Sysco Corp. | 0.11% | 2,688 | $210K | No change |
| URI United Rentals Inc. | 0.11% | 250 | $202K | No change |
| ET Energy Transfer LP | 0.10% | 12,160 | $195K | No change |
| GPC Genuine Parts Co. | 0.10% | 1,367 | $191K | No change |
| CMCSA Comcast Corp. Class A | 0.10% | 4,529 | $189K | Reduce -3.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 1,951 | $188K | Reduce -2.0% |
| NI Nisource Inc. | 0.10% | 5,400 | $187K | New |
| EOG EOG Resources Inc. | 0.09% | 1,400 | $172K | No change |
| FELV Fidelity Enh LRG Cap Val ETF | 0.09% | 5,532 | $171K | Reduce -6.1% |
| WMT Walmart Inc. | 0.09% | 2,100 | $170K | No change |
| ENS Enersys | 0.09% | 1,650 | $168K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -1.8% | 11.54% | −1.30 |
| AMZN Amazon.com Inc. | Reduce -45.9% | 0.55% | −0.55 |
| VECO Veeco Instruments Inc. | Reduce -94.7% | 0.02% | −0.53 |
| BP BP PLC-Spons ADR | Reduce -99.6% | 0.00% | −0.47 |
| VITL Vital Farms Inc. | Sold out | 0.00% | −0.32 |
| PEP Pepsico Inc. | Reduce -3.1% | 4.20% | −0.22 |
| APA Apa Corp. | Sold out | 0.00% | −0.21 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -1.5% | 2.78% | −0.21 |
| SJM The JM Smucker Co. | Reduce -20.3% | 0.88% | −0.17 |
| KOS Kosmos Energy Ltd. | Sold out | 0.00% | −0.14 |
| GTLB Gitlab Inc. Class A | Sold out | 0.00% | −0.13 |
| MRK Merck & Co. Inc. | Reduce -9.7% | 0.45% | −0.12 |
| CLS Celestica Inc. | Reduce -0.2% | 0.56% | −0.10 |
| PR Permian Resources Corp. Class A | Sold out | 0.00% | −0.10 |
| CGUS Cap Group Core Equity | Reduce -81.8% | 0.02% | −0.10 |
| ACMR Acm Research Inc. Class A | Sold out | 0.00% | −0.09 |
| PINS Pinterest Inc. Class A | Reduce -91.9% | 0.00% | −0.07 |
| COST Costco Wholesale Corp. | Reduce -3.9% | 1.42% | −0.07 |
| LLY Eli Lilly & Co. | Reduce -2.8% | 0.66% | −0.07 |
| AVGO Broadcom Inc. | Reduce -88.2% | 0.01% | −0.07 |
| MU Micron Technology Inc. | Reduce -69.6% | 0.02% | −0.07 |
| LPG Dorian LPG Ltd. | Sold out | 0.00% | −0.05 |
| GOOG Alphabet Inc. Class C | Reduce -55.1% | 0.03% | −0.05 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -17.1% | 0.19% | −0.05 |
| MFC Manulife Financial Corp. | Sold out | 0.00% | −0.04 |
| LOW Lowe's Cos Inc. | Reduce -31.7% | 0.16% | −0.04 |
| NOBL Proshares S&P 500 Dividend A | Reduce -90.2% | 0.00% | −0.04 |
| PYLD PIMCO Multisector Bond Actv | Reduce -90.2% | 0.00% | −0.04 |
| FANG Diamondback Energy Inc. | Sold out | 0.00% | −0.04 |
| QQEW First TR Nasdaq-100 Sel Eq | Reduce -82.6% | 0.01% | −0.03 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -39.3% | 0.03% | −0.03 |
| FBCG Fidelity Blue Chip Grow ETF | Reduce -75.2% | 0.01% | −0.03 |
| GOOGL Alphabet Inc. Class A | Reduce -14.3% | 0.09% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -4.7% | 0.62% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -4.5% | 0.59% | −0.03 |
| ALL Allstate Corp. | Reduce -47.7% | 0.03% | −0.02 |
| GNK Genco Shipping & Trading Ltd. | Reduce -19.7% | 0.05% | −0.02 |
| REGN Regeneron Pharmaceuticals | Reduce -25.9% | 0.06% | −0.02 |
| ISRG Intuitive Surgical Inc. | Sold out | 0.00% | −0.02 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -17.9% | 0.07% | −0.02 |
| KEX Kirby Corp. | Sold out | 0.00% | −0.02 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -29.4% | 0.05% | −0.02 |
| BSX Boston Scientific Corp. | Reduce -89.9% | 0.00% | −0.02 |
| DUOL Duolingo | Sold out | 0.00% | −0.02 |
| CAVA Cava Group Inc. | Sold out | 0.00% | −0.02 |
| PRCT Procept Biorobotics Corp. | Sold out | 0.00% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -5.1% | 0.75% | −0.02 |
| IJK iShares S&P Mid-Cap 400 Grow | Sold out | 0.00% | −0.02 |
| MRVL Marvell Technology Inc. | Reduce -90.0% | 0.00% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| PLTR Palantir Technologies Inc. Class A | Add +0.1% | 1.49% | +0.42 |
| RTX RTX Corp. | Add +7.1% | 1.93% | +0.36 |
| LMT Lockheed Martin Corp. | Add +19.1% | 0.93% | +0.27 |
| RSP Invesco S&P 500 Equal Weight | Add +28.8% | 1.02% | +0.26 |
| GEN Gen Digital Inc. | Add +7427.7% | 0.23% | +0.22 |
| HESM Hess Midstream LP Class A | New | 0.15% | +0.15 |
| KTOS Kratos Defense & Security | Add +278.1% | 0.19% | +0.15 |
| MMM 3M Co. | Add +0.3% | 0.59% | +0.13 |
| NFLX Netflix Inc. | Add +776.3% | 0.13% | +0.11 |
| NI Nisource Inc. | New | 0.10% | +0.10 |
| RYAN Ryan Specialty Holdings Inc. | Add +0.3% | 1.04% | +0.09 |
| INTC Intel Corp. | Add +242.9% | 0.15% | +0.09 |
| MDLZ Mondelez International Inc. Class A | Add +0.0% | 1.22% | +0.08 |
| VBNK Versabank | New | 0.07% | +0.07 |
| AEP American Electric Power | Add +2.2% | 0.50% | +0.06 |
| NVDA Nvidia Corp. | Add +11.7% | 1.16% | +0.05 |
| CRM Salesforce Inc. | New | 0.04% | +0.04 |
| VIG Vanguard Dividend Apprec ETF | Add +5.9% | 0.40% | +0.03 |
| CIBR First Trust Nasdaq Cybersecu | Add +4.8% | 0.76% | +0.03 |
| ZIM Zim Integrated Shipping Serv | Add +126.7% | 0.05% | +0.03 |
| AMD Advanced Micro Devices | Add +48.6% | 0.08% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +8.0% | 0.31% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | New | 0.02% | +0.02 |
| WPM Wheaton Precious Metals Corp. | Add +120.0% | 0.04% | +0.02 |
| MHK Mohawk Industries Inc. | New | 0.02% | +0.02 |
| PAAS Pan American Silver Corp. | Add +102.5% | 0.04% | +0.02 |
| STOT SS DL St Dur TR Tact ETF | New | 0.02% | +0.02 |
| DFH Dream Finders Homes Inc. Class A | New | 0.02% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +99.0% | 0.06% | +0.02 |
| VST Vistra Corp. | New | 0.02% | +0.02 |
| BLFS Biolife Solutions Inc. | New | 0.01% | +0.01 |
| FBND Fidelity Total Bond ETF | New | 0.01% | +0.01 |
| IHAK iShares Cybersecurity & Tech | Add +0.7% | 0.74% | +0.01 |
| VRT Vertiv Holdings Co. Class A | Add +200.0% | 0.02% | +0.01 |
| ARTV Artiva Biotherapeutics Inc. | New | 0.01% | +0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +43.6% | 0.03% | +0.01 |
| SHOP Shopify Inc. Class A | New | 0.01% | +0.01 |
| MRNA Moderna Inc. | Add +2000.0% | 0.01% | +0.01 |
| GS Goldman Sachs Group Inc. | New | 0.01% | +0.01 |
| TMDX Transmedics Group Inc. | New | 0.01% | +0.01 |
| IWD iShares Russell 1000 Value E | New | 0.01% | +0.01 |
| JBND JPMorgan Active Bond ETF | New | 0.01% | +0.01 |
| IWF iShares Russell 1000 Growth | Add +75.0% | 0.01% | +0.01 |
| SPXL Direxion Daily S&P 500 Bull | Add +50.0% | 0.01% | +0.00 |
| KGC Kinross Gold Corp. | Add +32.0% | 0.02% | +0.00 |
| TPL Texas Pacific Land Corp. | New | 0.00% | +0.00 |
| MTB M & T Bank Corp. | Add +0.7% | 0.04% | +0.00 |
| NLR Vaneck Urani & Nuclr ETF-Usd | New | 0.00% | +0.00 |
| TOL Toll Brothers Inc. | New | 0.00% | +0.00 |
| PAGP Plains GP Holdings LP | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 513 | $188.4M | MSFT, NEE, CLS, AAPL, PLTR |
| Q1 2026 | 509 | $188.8M | MSFT, NEE, CLS, PLTR, AAPL |
| Q4 2025 | 507 | $209.8M | MSFT, NEE, PLTR, AAPL, CLS |
| Q3 2025 | 481 | $208.9M | MSFT, NEE, PLTR, AAPL, VEEV |
| Q2 2025 | 512 | $187.6M | MSFT, NEE, PLTR, AAPL, VEEV |
| Q1 2025 | 445 | $181.4M | MSFT, NEE, UNH, AAPL, PEP |
| Q4 2024 | 431 | $186.4M | MSFT, NEE, UNH, AAPL, PEP |
| Q3 2024 | 428 | $188.2M | MSFT, UNH, NEE, AAPL, PEP |
| Q2 2024 | 429 | $178.9M | MSFT, UNH, NEE, AAPL, PEP |
| Q1 2024 | 402 | $180.3M | MSFT, UNH, NEE, AAPL, PEP |