Mark Sheptoff Financial Planning, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 11, 2026), Mark Sheptoff Financial Planning, LLC reported 509 stock positions worth $188.8 million. Its top holding was Microsoft (MSFT) at 10.0% of the portfolio, followed by Nextera Energy (NEE, 8.9%) and Celestica (CLS, 6.6%). Compared with Q4 2025, it opened 76 new positions, sold out of 74, added to 67 and reduced 114. The biggest buy was a new position in Vanguard Int-Term Corporate (VCIT) and the biggest sale Abbott Laboratories (ABT, shares −58%).
- Most Recent 13F
- Q2 2026
- Location
- GLASTONBURY, CT
- CIK
- 0001607355
- Portfolio Value
- $188.8M (Q1 2026)
- SEC Filing
- 0001214659-26-005887 ↗ filed May 11, 2026
Holdings Value
Holdings 509 stocks · $188.8M
| MSFT Microsoft Corp. | 10.00% | 45,888 | $18.9M | Reduce -5.0% |
| NEE Nextera Energy Inc. | 8.95% | 175,488 | $16.9M | Reduce -4.3% |
| CLS Celestica Inc. | 6.56% | 29,680 | $12.4M | Reduce -2.1% |
| PLTR Palantir Technologies Inc. Class A | 5.28% | 73,309 | $10.0M | Add +0.6% |
| AAPL Apple Inc. | 4.69% | 31,144 | $8.9M | Reduce -33.3% |
| RTX RTX Corp. | 4.09% | 44,714 | $7.7M | Add +1.0% |
| JNJ Johnson & Johnson | 3.92% | 32,832 | $7.4M | Reduce -7.8% |
| PEP Pepsico Inc. | 3.02% | 36,737 | $5.7M | Reduce -9.9% |
| VEEV Veeva Systems Inc. Class A | 2.47% | 27,247 | $4.7M | Reduce -4.0% |
| ABBV Abbvie Inc. | 2.31% | 21,209 | $4.4M | Reduce -16.6% |
| VRTX Vertex Pharmaceuticals Inc. | 2.15% | 9,546 | $4.1M | Reduce -6.8% |
| RSP Invesco S&P 500 Equal Weight | 1.86% | 17,322 | $3.5M | Add +9.5% |
| TSLA Tesla Inc. | 1.80% | 8,714 | $3.4M | Reduce -45.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.68% | 6,816 | $3.2M | Reduce -4.8% |
| GD General Dynamics Corp. | 1.52% | 8,216 | $2.9M | Add +3.5% |
| V Visa Inc. Class A | 1.39% | 8,128 | $2.6M | Reduce -4.7% |
| CIBR First Trust Nasdaq Cybersecu | 1.24% | 32,939 | $2.3M | Reduce -5.2% |
| NVDA Nvidia Corp. | 1.18% | 11,330 | $2.2M | Reduce -30.2% |
| VYM Vanguard High DVD Yield ETF | 1.14% | 13,741 | $2.1M | Add +24.2% |
| KO The Coca-Cola Co. | 1.11% | 26,638 | $2.1M | Reduce -7.6% |
| BAI Ishrs AI in and Tech Act ETF | 1.06% | 44,889 | $2.0M | Reduce -2.1% |
| AMZN Amazon.com Inc. | 1.02% | 7,044 | $1.9M | Add +28.9% |
| COST Costco Wholesale Corp. | 0.87% | 1,624 | $1.7M | Reduce -46.1% |
| ABT Abbott Laboratories | 0.82% | 17,872 | $1.6M | Reduce -58.3% |
| IHAK iShares Cybersecurity & Tech | 0.82% | 31,392 | $1.6M | Reduce -2.3% |
| PWR Quanta Services Inc. | 0.74% | 1,800 | $1.4M | No change |
| MDLZ Mondelez International Inc. Class A | 0.72% | 22,305 | $1.4M | Reduce -5.4% |
| AEP American Electric Power | 0.67% | 9,250 | $1.3M | Reduce -13.3% |
| VIG Vanguard Dividend Apprec ETF | 0.67% | 5,537 | $1.3M | Add +29.0% |
| UNH Unitedhealth Group Inc. | 0.62% | 3,238 | $1.2M | Reduce -65.0% |
| KTOS Kratos Defense & Security | 0.60% | 19,125 | $1.1M | Add +0.7% |
| HD Home Depot Inc. | 0.57% | 3,424 | $1.1M | Reduce -1.7% |
| TXN Texas Instruments Inc. | 0.56% | 3,735 | $1.0M | No change |
| HIG Hartford Insurance Group Inc. | 0.55% | 7,735 | $1.0M | Reduce -0.3% |
| VCIT Vanguard Int-Term Corporate | 0.55% | 12,475 | $1.0M | New |
| AWK American Water Works Co. Inc. | 0.54% | 8,150 | $1.0M | Reduce -10.4% |
| TTC Toro Co. | 0.50% | 9,983 | $939K | No change |
| KNSA Kiniksa Pharmaceuticals Inte | 0.50% | 16,500 | $936K | Add +0.9% |
| JCPB JPMorgan Core Plus Bond ETF | 0.47% | 19,000 | $889K | New |
| DVN Devon Energy Corp. | 0.44% | 16,450 | $839K | Reduce -2.1% |
| LMT Lockheed Martin Corp. | 0.44% | 1,619 | $824K | Reduce -3.6% |
| FAS Dirx DLY Finacial B3X ETF-Ui | 0.42% | 6,000 | $801K | No change |
| XLI SS Industrial Select Sector | 0.42% | 4,570 | $788K | Add +17.9% |
| XLV SS Health Care Select Sector | 0.40% | 5,144 | $747K | Add +13.8% |
| NVS Novartis AG-Sponsored ADR | 0.39% | 5,120 | $745K | Reduce -7.2% |
| EVTR Eaton Vance Total Return | 0.39% | 14,504 | $736K | Add +5.1% |
| GILD Gilead Sciences Inc. | 0.39% | 5,502 | $734K | Reduce -2.6% |
| PG The Procter & Gamble Co. | 0.38% | 4,897 | $710K | Reduce -12.2% |
| SJM The JM Smucker Co. filed as SMUCKER J M CO | 0.37% | 7,250 | $701K | Add +1.1% |
| LLY Eli Lilly & Co. | 0.37% | 705 | $697K | No change |
| FDVV Fidelity High Dividend ETF | 0.36% | 11,618 | $683K | Add +9745.8% |
| CCJ Cameco Corp. | 0.35% | 5,745 | $658K | Add +0.9% |
| ATRO Astronics Corp. | 0.35% | 8,850 | $653K | Reduce -2.2% |
| TRV The Travelers Cos Inc. | 0.31% | 1,925 | $580K | Reduce -4.5% |
| NLR Vaneck Urani & Nuclr ETF-Usd | 0.31% | 4,080 | $577K | Add +21.8% |
| ORLY O'reilly Automotive Inc. | 0.30% | 6,000 | $570K | No change |
| CFG Citizens Financial Group | 0.30% | 8,700 | $560K | No change |
| BX Blackstone Inc. | 0.29% | 4,500 | $552K | Reduce -2.2% |
| HON Honeywell International Inc. | 0.29% | 2,611 | $546K | Reduce -10.3% |
| CL Colgate-Palmolive Co. | 0.27% | 5,942 | $513K | Reduce -21.4% |
| IVV iShares Core S&P 500 ETF | 0.25% | 644 | $468K | Reduce -18.1% |
| SYM Symbotic Inc. | 0.24% | 7,825 | $454K | Reduce -1.6% |
| KGC Kinross Gold Corp. | 0.24% | 15,437 | $445K | Reduce -0.6% |
| WM Waste Management Inc. | 0.22% | 1,850 | $415K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.21% | 1,123 | $401K | Add +0.1% |
| HPE Hewlett Packard Enterprise | 0.21% | 13,100 | $394K | New |
| COO The Cooper Cos Inc. | 0.20% | 6,185 | $379K | Reduce -3.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.20% | 542 | $369K | Add +31.6% |
| ENS Enersys | 0.19% | 1,650 | $364K | No change |
| PFE Pfizer Inc. | 0.18% | 12,734 | $337K | Reduce -32.0% |
| ET Energy Transfer LP | 0.18% | 16,260 | $332K | No change |
| DUK Duke Energy Corp. | 0.17% | 2,584 | $330K | Reduce -3.8% |
| HNGE Hinge Health Inc. Class A | 0.17% | 6,450 | $321K | No change |
| MU Micron Technology Inc. | 0.17% | 500 | $320K | No change |
| PEG Public Service Enterprise GP | 0.17% | 4,000 | $319K | No change |
| T AT&T Inc. | 0.17% | 12,208 | $316K | Reduce -15.4% |
| HEI Heico Corp. | 0.17% | 1,139 | $316K | No change |
| OGE Oge Energy Corp. | 0.17% | 6,600 | $316K | No change |
| MA Mastercard Inc. Class A | 0.17% | 635 | $316K | No change |
| ED Consolidated Edison Inc. | 0.16% | 2,800 | $306K | No change |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.16% | 7,069 | $302K | Reduce -1.9% |
| BIV Vanguard Intermediate-Term B | 0.15% | 3,789 | $291K | New |
| NSRGY Nestle SA-Spons ADR | 0.15% | 2,907 | $289K | New |
| WMT Walmart Inc. | 0.15% | 2,200 | $288K | Reduce -29.0% |
| PYPL PayPal Holdings Inc. | 0.15% | 6,063 | $282K | Reduce -14.2% |
| XOM Exxon Mobil Corp. | 0.14% | 1,752 | $271K | Reduce -10.3% |
| MRSH Marsh & McLennan Cos | 0.14% | 1,609 | $269K | No change |
| RYAN Ryan Specialty Holdings Inc. | 0.14% | 8,775 | $268K | Reduce -12.0% |
| RCAT Red Cat Holdings Inc. | 0.14% | 25,350 | $264K | Reduce -6.8% |
| UEC Uranium Energy Corp. | 0.13% | 17,400 | $252K | Add +159.7% |
| LOW Lowe's Cos Inc. | 0.13% | 1,107 | $249K | No change |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.13% | 5,178 | $242K | Add +46.3% |
| MCD McDonald's Corp. | 0.12% | 814 | $232K | Reduce -30.1% |
| CSCO Cisco Systems Inc. | 0.12% | 2,408 | $227K | Reduce -42.8% |
| ORCL Oracle Corp. | 0.12% | 1,225 | $227K | Add +145.0% |
| OKE Oneok Inc. | 0.12% | 2,488 | $224K | Reduce -9.1% |
| GOOGL Alphabet Inc. Class A | 0.12% | 575 | $223K | Reduce -41.7% |
| FELV Fidelity Enh LRG Cap Val ETF | 0.11% | 5,684 | $217K | Add +0.5% |
| BMY Bristol-Myers Squibb Co. | 0.11% | 3,700 | $211K | Reduce -5.1% |
| GOOG Alphabet Inc. Class C | 0.11% | 540 | $208K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $63K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DILLARDS CAP TRUST I (DDS 7.5 08/01/38) | PFD | 2,400 | $63K | New |
Total filed on the 13F, all lines: $188.9M.
Portfolio Sells Q4 2025 → Q1 2026
| ABT Abbott Laboratories | Reduce -58.3% | 0.82% | −1.73 |
| TSLA Tesla Inc. | Reduce -45.7% | 1.80% | −1.64 |
| AAPL Apple Inc. | Reduce -33.3% | 4.69% | −1.36 |
| MSFT Microsoft Corp. | Reduce -5.0% | 10.00% | −1.14 |
| UNH Unitedhealth Group Inc. | Reduce -65.0% | 0.62% | −0.83 |
| VEEV Veeva Systems Inc. Class A | Reduce -4.0% | 2.47% | −0.55 |
| ABBV Abbvie Inc. | Reduce -16.6% | 2.31% | −0.45 |
| TKR Timken Co. | Sold out | 0.00% | −0.44 |
| SPY SS SPDR S&P 500 ETF Trust-US | Sold out | 0.00% | −0.43 |
| HMY Harmony Gold MNG-Spon ADR | Sold out | 0.00% | −0.37 |
| COST Costco Wholesale Corp. | Reduce -46.1% | 0.87% | −0.37 |
| CRDO Credo Technology Group Holdi | Reduce -87.4% | 0.07% | −0.29 |
| NVDA Nvidia Corp. | Reduce -30.2% | 1.18% | −0.26 |
| TVTX Travere Therapeutics Inc. | Sold out | 0.00% | −0.14 |
| CLM Cornerstone Strategic Invest | Sold out | 0.00% | −0.14 |
| KRMN Karman Holdings Inc. | Reduce -96.9% | 0.00% | −0.14 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.13 |
| CSX CSX Corp. | Reduce -84.7% | 0.03% | −0.12 |
| META Meta Platforms Inc. Class A | Reduce -80.9% | 0.03% | −0.11 |
| RYAN Ryan Specialty Holdings Inc. | Reduce -12.0% | 0.14% | −0.10 |
| URI United Rentals Inc. | Sold out | 0.00% | −0.10 |
| MDT Medtronic PLC | Reduce -58.5% | 0.05% | −0.08 |
| HRL Hormel Foods Corp. | Reduce -56.6% | 0.06% | −0.08 |
| GE General Electric | Reduce -83.5% | 0.01% | −0.07 |
| EOG EOG Resources Inc. | Sold out | 0.00% | −0.07 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -6.8% | 2.15% | −0.07 |
| PAAS Pan American Silver Corp. | Reduce -45.2% | 0.09% | −0.06 |
| APP AppLovin Corp. Class A | Reduce -91.8% | 0.00% | −0.05 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.05 |
| COO The Cooper Cos Inc. | Reduce -3.1% | 0.20% | −0.05 |
| GNW Genworth Financial Inc. | Sold out | 0.00% | −0.05 |
| PYPL PayPal Holdings Inc. | Reduce -14.2% | 0.15% | −0.05 |
| MCD McDonald's Corp. | Reduce -30.1% | 0.12% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -71.4% | 0.02% | −0.05 |
| BX Blackstone Inc. | Reduce -2.2% | 0.29% | −0.05 |
| AMD Advanced Micro Devices | Reduce -83.8% | 0.02% | −0.04 |
| PFE Pfizer Inc. | Reduce -32.0% | 0.18% | −0.04 |
| SPXS Dirx Dai S&P500 B 3X ETF-Usd | Sold out | 0.00% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -95.0% | 0.00% | −0.04 |
| GLW Corning Inc. | Reduce -82.5% | 0.02% | −0.04 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.04 |
| BA The Boeing Co. | Sold out | 0.00% | −0.04 |
| V Visa Inc. Class A | Reduce -4.7% | 1.39% | −0.04 |
| INTC Intel Corp. | Sold out | 0.00% | −0.04 |
| TEVA Teva Pharmaceutical-SP ADR | Sold out | 0.00% | −0.04 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.04 |
| CSCO Cisco Systems Inc. | Reduce -42.8% | 0.12% | −0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -4.8% | 1.68% | −0.03 |
| DHR Danaher Corp. | Reduce -25.0% | 0.06% | −0.03 |
| MRCY Mercury Systems Inc. | Reduce -81.8% | 0.01% | −0.03 |
Portfolio Buys Q4 2025 → Q1 2026
| VCIT Vanguard Int-Term Corporate | New | 0.55% | +0.55 |
| JCPB JPMorgan Core Plus Bond ETF | New | 0.47% | +0.47 |
| RSP Invesco S&P 500 Equal Weight | Add +9.5% | 1.86% | +0.42 |
| AMZN Amazon.com Inc. | Add +28.9% | 1.02% | +0.42 |
| VYM Vanguard High DVD Yield ETF | Add +24.2% | 1.14% | +0.38 |
| FDVV Fidelity High Dividend ETF | Add +9745.8% | 0.36% | +0.36 |
| GD General Dynamics Corp. | Add +3.5% | 1.52% | +0.24 |
| RTX RTX Corp. | Add +1.0% | 4.09% | +0.22 |
| VIG Vanguard Dividend Apprec ETF | Add +29.0% | 0.67% | +0.22 |
| HPE Hewlett Packard Enterprise | New | 0.21% | +0.21 |
| KNSA Kiniksa Pharmaceuticals Inte | Add +0.9% | 0.50% | +0.17 |
| BIV Vanguard Intermediate-Term B | New | 0.15% | +0.15 |
| NSRGY Nestle SA-Spons ADR | New | 0.15% | +0.15 |
| XLI SS Industrial Select Sector | Add +17.9% | 0.42% | +0.13 |
| NLR Vaneck Urani & Nuclr ETF-Usd | Add +21.8% | 0.31% | +0.11 |
| CCJ Cameco Corp. | Add +0.9% | 0.35% | +0.10 |
| UEC Uranium Energy Corp. | Add +159.7% | 0.13% | +0.10 |
| IGIB iShares 5-10Y Inv Grade Corp. | New | 0.09% | +0.09 |
| NOBL Proshares S&P 500 Dividend A | Add +509.1% | 0.09% | +0.08 |
| QQQ Invesco QQQ Trust Series 1 | Add +31.6% | 0.20% | +0.07 |
| ORCL Oracle Corp. | Add +145.0% | 0.12% | +0.07 |
| IA Innovative Solutions & Supp | New | 0.07% | +0.07 |
| XLV SS Health Care Select Sector | Add +13.8% | 0.40% | +0.06 |
| IBM Intl Business Machines Corp. | Add +427.0% | 0.06% | +0.06 |
| CGDV Cap Group Dividend Value | Add +46.3% | 0.13% | +0.05 |
| AVGO Broadcom Inc. | Add +59.8% | 0.10% | +0.05 |
| EVTR Eaton Vance Total Return | Add +5.1% | 0.39% | +0.05 |
| GMED Globus Medical Inc. Class A | Add +86.1% | 0.08% | +0.04 |
| LGN Legence Corp. Class A | New | 0.04% | +0.04 |
| DYN Dyne Therapeutics Inc. | New | 0.04% | +0.04 |
| RECS Columbia Resear Enh Cor ETF | Add +178.0% | 0.05% | +0.04 |
| SJM The JM Smucker Co. | Add +1.1% | 0.37% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.1% | 0.21% | +0.03 |
| VG Venture Global Inc. Class A | New | 0.03% | +0.03 |
| SOLS Solstice Adv Materials Inc. | New | 0.03% | +0.03 |
| CVS CVS Health Corp. | Add +28.0% | 0.10% | +0.03 |
| PAGP Plains GP Holdings LP | Add +13.5% | 0.08% | +0.03 |
| DEC Diversified Energy Co. | New | 0.03% | +0.03 |
| RWL Invesco S&P 500 Revenue ETF | Add +97.7% | 0.04% | +0.03 |
| DGRO iShares Core Dividend Growth | New | 0.03% | +0.03 |
| AR Antero Resources Corp. | New | 0.02% | +0.02 |
| DTCR Global X Data Center & Digit | New | 0.02% | +0.02 |
| DX Dynex Capital Inc. | Add +1000.0% | 0.02% | +0.02 |
| FELV Fidelity Enh LRG Cap Val ETF | Add +0.5% | 0.11% | +0.02 |
| INFL Horizon Kinetics Infl Benef | New | 0.02% | +0.02 |
| XLE SS Energy Select Sector | New | 0.02% | +0.02 |
| CEG Constellation Energy | Add +1428.6% | 0.02% | +0.02 |
| CGBL Cap Group Core Balanced | Add +22.9% | 0.05% | +0.02 |
| FNMA Fannie Mae | New | 0.02% | +0.02 |
| FCX Freeport-McMoran Inc. | New | 0.02% | +0.02 |
Notes & Other Activity Q4 2025 → Q1 2026
| DILLARDS CAP TRUST I (DDS 7.5 08/01/38) | PFD | New | 2,400 | $63K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 513 | $188.4M | MSFT, NEE, CLS, AAPL, PLTR |
| Q1 2026 | 509 | $188.8M | MSFT, NEE, CLS, PLTR, AAPL |
| Q4 2025 | 507 | $209.8M | MSFT, NEE, PLTR, AAPL, CLS |
| Q3 2025 | 481 | $208.9M | MSFT, NEE, PLTR, AAPL, VEEV |
| Q2 2025 | 512 | $187.6M | MSFT, NEE, PLTR, AAPL, VEEV |
| Q1 2025 | 445 | $181.4M | MSFT, NEE, UNH, AAPL, PEP |
| Q4 2024 | 431 | $186.4M | MSFT, NEE, UNH, AAPL, PEP |
| Q3 2024 | 428 | $188.2M | MSFT, UNH, NEE, AAPL, PEP |
| Q2 2024 | 429 | $178.9M | MSFT, UNH, NEE, AAPL, PEP |
| Q1 2024 | 402 | $180.3M | MSFT, UNH, NEE, AAPL, PEP |