Mason & Associates Inc

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 23, 2024), Mason & Associates Inc reported 112 stock positions worth $374.9 million. Its top holding was FT Vest U.S. Equity Buffer E (FDEC) at 18.8% of the portfolio, followed by JPMorgan US Quality Factor (JQUA, 9.1%) and Dimensional US Eq MKT ETF (DFUS, 8.5%). Compared with Q4 2023, it opened 36 new positions, sold out of 5, added to 30 and reduced 23. The biggest buy was a new position in FT Vest U.S. Equity Buffer E (FDEC) and the biggest sale an exit from FT Vest US Equity Buff ETF-J (FJUN).

Most Recent 13F
Q2 2026
Location
LOS ANGELES, CA
CIK
0001917686
Portfolio Value
$374.9M (Q1 2024)
SEC Filing
0001917686-24-000002 ↗ filed Apr 23, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $374.9M $374.9M Q1 2024 Q2 2024: $375.9M Q2 2024 Q3 2024: $400.8M Q3 2024 Q4 2024: $425.0M Q4 2024 Q1 2025: $402.4M Q1 2025 Q2 2025: $433.2M Q2 2025 Q3 2025: $496.5M Q3 2025 Q4 2025: $531.3M Q4 2025 Q1 2026: $515.0M Q1 2026 Q2 2026: $619.0M Q2 2026

Holdings 112 stocks · $374.9M
FDEC FT Vest U.S. Equity Buffer E 18.84% 1,714,085 $70.6M New
JQUA JPMorgan US Quality Factor 9.05% 641,763 $33.9M New
DFUS Dimensional US Eq MKT ETF 8.49% 558,777 $31.8M Reduce -41.9%
USFR Wisdomtree Floating Rate Tre 7.65% 569,990 $28.7M Reduce -47.2%
BKLN Invesco Senior Loan ETF 7.31% 1,295,417 $27.4M Reduce -24.0%
IQLT iShares MSCI International Q 3.53% 333,779 $13.2M Add +16.6%
VIG Vanguard Dividend Apprec ETF 2.53% 51,960 $9.5M Reduce -62.4%
JAAA Janus Henderson Aaa Clo ETF 2.41% 177,741 $9.0M New
AGZ iShares Agency Bond ETF 2.26% 78,518 $8.5M New
IEF iShares 7-10 Year Treasury B 2.07% 82,092 $7.8M New
SMH Vaneck Semiconductor ETF 2.03% 33,905 $7.6M Add +44.3%
RSPG Invesco S&P 500 Equal Weight 2.03% 91,582 $7.6M Reduce -0.2%
IEI iShares 3-7 Year Treasury Bo 1.90% 61,640 $7.1M New
XCEM Columbia Em Core Ex-China 1.63% 196,343 $6.1M Add +156.1%
IHDG Wisdomtree International Hed 1.49% 121,536 $5.6M New
AAPL Apple Inc. 1.41% 30,771 $5.3M Add +3.5%
XMHQ Invesco S&P Midcap Qual ETF 1.40% 47,662 $5.2M New
HFXI Nylim Ftse Intr Eq CN ETF-Ui 1.34% 186,594 $5.0M New
BRK.B Berkshire Hathaway Inc. Class B 1.29% 11,472 $4.8M Add +20.0%
IHI iShares U.S. Medical Devices 1.13% 72,538 $4.2M Add +7.3%
IHF iShares U.S. Healthcare Prov 1.11% 76,227 $4.2M Add +6.5%
CALF PCR US SM CP CSH CWS ETF-Usd 1.02% 78,139 $3.8M New
MSFT Microsoft Corp. 0.98% 8,777 $3.7M Add +12.3%
NVDA Nvidia Corp. 0.96% 3,977 $3.6M Add +0.3%
EWX State Street SPDR S&P Emergi 0.86% 57,483 $3.2M New
CWS Advisorshares Equity Focused 0.66% 38,909 $2.5M New
AMZN Amazon.com Inc. 0.64% 13,370 $2.4M Reduce -0.1%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.61% 9,096 $2.3M Reduce -72.5%
GSLC Goldman Activebeta US LC ETF 0.52% 18,947 $2.0M Add +89.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.47% 32,319 $1.8M Add +110.5%
JMUB JPMorgan Municipal ETF 0.46% 34,070 $1.7M Add +5.2%
UNH Unitedhealth Group Inc. 0.44% 3,338 $1.7M Add +5.1%
CVBF CVB Financial Corp. 0.42% 87,430 $1.6M No change
TSLA Tesla Inc. 0.41% 8,687 $1.5M Add +15.6%
XOM Exxon Mobil Corp. 0.38% 12,177 $1.4M Reduce -0.1%
VTEB Vanguard Tax-Exempt Bond ETF 0.38% 27,903 $1.4M Reduce -0.1%
VTI VG Morningstar TS MKT ETF-US 0.36% 5,231 $1.4M No change
SPEM State Street SP PTF Em ETF 0.36% 37,283 $1.3M New
JPM JPMorgan Chase & Co. 0.34% 6,327 $1.3M Add +3.9%
SLF Sun Life Financial Inc. 0.32% 22,000 $1.2M No change
JEPI JPMorgan Equity Premium Inco 0.32% 20,631 $1.2M Add +50.9%
SHW The Sherwin-Williams Co. 0.29% 3,173 $1.1M No change
GOOG Alphabet Inc. Class C 0.28% 6,971 $1.1M Add +8.4%
GOOGL Alphabet Inc. Class A 0.25% 6,173 $932K Add +15.6%
ITA iShares U.S. Aerospace & Def 0.24% 6,848 $903K Add +12.1%
SCHB Schwab US Broad Market ETF 0.24% 14,575 $890K Add +0.1%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.22% 16,202 $822K Reduce -15.1%
IWV iShares Russell 3000 ETF 0.21% 2,647 $794K Add +0.0%
CRWD CrowdStrike Holdings Inc. Class A 0.21% 2,418 $775K Reduce -3.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.20% 6,139 $751K No change
XLE SS Energy Select Sector 0.19% 7,485 $707K Reduce -3.2%
BA The Boeing Co. 0.19% 3,645 $703K Add +78.2%
XLK SS Technology Select Sector 0.18% 3,171 $660K Add +0.0%
V Visa Inc. Class A 0.17% 2,337 $652K Add +6.9%
IWX iShares Russell Top 200 Valu 0.17% 8,541 $652K Reduce -46.6%
ABBV Abbvie Inc. 0.17% 3,399 $619K Add +0.0%
OZ Belpointe Prep LLC Class A 0.16% 9,700 $591K No change
FSK FS KKR Capital Corp. 0.16% 30,764 $587K Reduce -5.6%
NOC Northrop Grumman Corp. 0.15% 1,194 $572K No change
LMT Lockheed Martin Corp. 0.15% 1,221 $555K Reduce -5.0%
HD Home Depot Inc. 0.14% 1,409 $541K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.13% 962 $503K Add +2.9%
AMGN Amgen Inc. 0.13% 1,755 $499K Reduce -13.8%
IJH iShares Core S&P Midcap ETF 0.12% 7,668 $466K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.12% 11,970 $454K Add +1.7%
SCHW Schwab (charles) Corp. 0.12% 6,009 $435K No change
EW Edwards Lifesciences Corp. 0.11% 4,442 $424K No change
PFE Pfizer Inc. 0.11% 14,945 $415K New
VUG Vanguard Mrngstar GR ETF-Sui 0.11% 1,203 $414K No change
COST Costco Wholesale Corp. 0.11% 562 $412K Add +0.2%
PANW Palo Alto Networks Inc. 0.11% 1,440 $409K New
USO United States Oil Fund LP 0.11% 5,120 $403K No change
HUM Humana Inc. 0.10% 1,120 $388K New
AMD Advanced Micro Devices 0.10% 2,086 $377K Reduce -57.5%
MA Mastercard Inc. Class A 0.10% 749 $361K Add +0.1%
CVX Chevron Corp. 0.10% 2,265 $357K No change
CIBR First Trust Nasdaq Cybersecu 0.09% 6,256 $353K No change
DFAS Dimensional US Small Cap ETF 0.09% 5,592 $349K New
TECK Teck Resources Ltd.-CLS B 0.09% 7,600 $348K New
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.09% 6,335 $347K New
SHM SS SPDR N Ice St Muni ETF 0.09% 6,942 $329K Reduce -14.2%
META Meta Platforms Inc. Class A 0.08% 652 $317K No change
VCSH Vanguard S/T Corp. Bond ETF 0.08% 4,055 $313K New
AEM Agnico Eagle Mines Ltd. 0.08% 5,190 $310K New
BABA Alibaba Group Holding-SP ADR 0.08% 4,050 $293K New
MCD McDonald's Corp. 0.08% 1,031 $291K No change
LULU Lululemon Athletica Inc. 0.08% 741 $289K New
JNJ Johnson & Johnson 0.08% 1,809 $286K Reduce -1.7%
LLY Eli Lilly & Co. 0.07% 361 $281K New
O Realty Income Corp. 0.07% 5,147 $278K No change
MRK Merck & Co. Inc. 0.07% 2,027 $268K Reduce -0.9%
SCHG Schwab US Large-Cap Growth 0.07% 2,877 $267K Reduce -14.4%
SKYY First Trust Cloud Computing 0.07% 2,767 $265K No change
FIW First Trust Water ETF 0.07% 2,590 $264K No change
TEUCRIUM WHEAT FUND 0.07% 47,700 $258K New
OUSM Alps Oshares US Small-Cap Qu 0.07% 6,010 $256K New
SLV iShares Silver Trust 0.07% 11,221 $255K New
XSOE Wisdmtree Emerg MKT Ex-St Ow 0.07% 8,267 $244K No change
SCHD Schwab US DVD Equity ETF 0.06% 2,962 $239K Add +4.4%
SUSA iShares ESG Optimized MSCI U 0.06% 2,130 $233K Reduce -29.7%

Show all 112 holdings

Portfolio Sells Q4 2023 → Q1 2024
FJUN FT Vest US Equity Buff ETF-J Sold out 0.00% −19.27
USFR Wisdomtree Floating Rate Tre Reduce -47.2% 7.65% −8.30
DFUS Dimensional US Eq MKT ETF Reduce -41.9% 8.49% −6.16
VIG Vanguard Dividend Apprec ETF Reduce -62.4% 2.53% −4.39
BKLN Invesco Senior Loan ETF Reduce -24.0% 7.31% −3.31
PULS Pgim Ultra Short Bond ETF Sold out 0.00% −3.23
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -72.5% 0.61% −1.65
SCHE Schwab Emrg Mrkts Eqty ETF Sold out 0.00% −1.40
DVN Devon Energy Corp. Sold out 0.00% −0.17
IWX iShares Russell Top 200 Valu Reduce -46.6% 0.17% −0.16
FAPR FT Vest U.S. Equity Buffer E Sold out 0.00% −0.11
AMD Advanced Micro Devices Reduce -57.5% 0.10% −0.11
JMST JPM Ultra-Short Muni Income Reduce -15.1% 0.22% −0.07
VTEB Vanguard Tax-Exempt Bond ETF Reduce -0.1% 0.38% −0.04
AMGN Amgen Inc. Reduce -13.8% 0.13% −0.04
FSK FS KKR Capital Corp. Reduce -5.6% 0.16% −0.03
SUSA iShares ESG Optimized MSCI U Reduce -29.7% 0.06% −0.03
SHM SS SPDR N Ice St Muni ETF Reduce -14.2% 0.09% −0.03
LMT Lockheed Martin Corp. Reduce -5.0% 0.15% −0.02
IWY iShares Russell Top 200 Grow Reduce -21.0% 0.06% −0.01
SCHG Schwab US Large-Cap Growth Reduce -14.4% 0.07% −0.01
JNJ Johnson & Johnson Reduce -1.7% 0.08% −0.01
XLE SS Energy Select Sector Reduce -3.2% 0.19% −0.00
MRK Merck & Co. Inc. Reduce -0.9% 0.07% +0.01
CRWD CrowdStrike Holdings Inc. Class A Reduce -3.7% 0.21% +0.02
XOM Exxon Mobil Corp. Reduce -0.1% 0.38% +0.02
RSPG Invesco S&P 500 Equal Weight Reduce -0.2% 2.03% +0.04
AMZN Amazon.com Inc. Reduce -0.1% 0.64% +0.05

Portfolio Buys Q4 2023 → Q1 2024
FDEC FT Vest U.S. Equity Buffer E New 18.84% +18.84
JQUA JPMorgan US Quality Factor New 9.05% +9.05
JAAA Janus Henderson Aaa Clo ETF New 2.41% +2.41
AGZ iShares Agency Bond ETF New 2.26% +2.26
IEF iShares 7-10 Year Treasury B New 2.07% +2.07
IEI iShares 3-7 Year Treasury Bo New 1.90% +1.90
IHDG Wisdomtree International Hed New 1.49% +1.49
XMHQ Invesco S&P Midcap Qual ETF New 1.40% +1.40
HFXI Nylim Ftse Intr Eq CN ETF-Ui New 1.34% +1.34
CALF PCR US SM CP CSH CWS ETF-Usd New 1.02% +1.02
XCEM Columbia Em Core Ex-China Add +156.1% 1.63% +0.95
EWX State Street SPDR S&P Emergi New 0.86% +0.86
SMH Vaneck Semiconductor ETF Add +44.3% 2.03% +0.83
CWS Advisorshares Equity Focused New 0.66% +0.66
NVDA Nvidia Corp. Add +0.3% 0.96% +0.38
IQLT iShares MSCI International Q Add +16.6% 3.53% +0.37
SPEM State Street SP PTF Em ETF New 0.36% +0.36
BRK.B Berkshire Hathaway Inc. Class B Add +20.0% 1.29% +0.28
GSLC Goldman Activebeta US LC ETF Add +89.1% 0.52% +0.25
JEPQ JPM Nasdaq Equity Premium Add +110.5% 0.47% +0.24
MSFT Microsoft Corp. Add +12.3% 0.98% +0.12
PFE Pfizer Inc. New 0.11% +0.11
PANW Palo Alto Networks Inc. New 0.11% +0.11
HUM Humana Inc. New 0.10% +0.10
JEPI JPMorgan Equity Premium Inco Add +50.9% 0.32% +0.10
DFAS Dimensional US Small Cap ETF New 0.09% +0.09
TECK Teck Resources Ltd.-CLS B New 0.09% +0.09
SLB SLB Ltd. New 0.09% +0.09
VCSH Vanguard S/T Corp. Bond ETF New 0.08% +0.08
AEM Agnico Eagle Mines Ltd. New 0.08% +0.08
BABA Alibaba Group Holding-SP ADR New 0.08% +0.08
LULU Lululemon Athletica Inc. New 0.08% +0.08
LLY Eli Lilly & Co. New 0.07% +0.07
TEUCRIUM WHEAT FUND New 0.07% +0.07
OUSM Alps Oshares US Small-Cap Qu New 0.07% +0.07
SLV iShares Silver Trust New 0.07% +0.07
IHI iShares U.S. Medical Devices Add +7.3% 1.13% +0.06
PLTR Palantir Technologies Inc. Class A New 0.06% +0.06
LOW Lowe's Cos Inc. New 0.06% +0.06
FXI iShares China Large-Cap ETF New 0.06% +0.06
VOO Vanguard S&P 500 ETF New 0.06% +0.06
DAL Delta Air Lines Inc. New 0.06% +0.06
CAH Cardinal Health Inc. New 0.05% +0.05
WMT Walmart Inc. New 0.05% +0.05
IWP iShares Russell Mid-Cap Grow New 0.05% +0.05
ISRG Intuitive Surgical Inc. New 0.05% +0.05
JPM JPMorgan Chase & Co. Add +3.9% 0.34% +0.03
BA The Boeing Co. Add +78.2% 0.19% +0.03
GOOGL Alphabet Inc. Class A Add +15.6% 0.25% +0.03
GOOG Alphabet Inc. Class C Add +8.4% 0.28% +0.02

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 161$619.0MIWB, RECS, DFUS, SMH, HFXI
Q1 2026 158$515.0MIWB, RECS, DFUS, AVDE, HFXI
Q4 2025 157$531.3MIWB, RECS, DFUS, AVDE, HFXI
Q3 2025 133$496.5MJQUA, RECS, DFUS, AVDE, HFXI
Q2 2025 120$433.2MJQUA, RECS, DFUS, VCSH, SMH
Q1 2025 113$402.4MJQUA, DFUS, VCSH, AGZ, SJNK
Q4 2024 105$425.0MJQUA, DFUS, JAAA, AGZ, VCSH
Q3 2024 109$400.8MFMAR, JQUA, DFUS, JAAA, AGZ
Q2 2024 107$375.9MFMAR, JQUA, DFUS, BKLN, USFR
Q1 2024 112$374.9MFDEC, JQUA, DFUS, USFR, BKLN