Mason & Associates Inc
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Mason & Associates Inc reported 109 stock positions worth $400.8 million. Its top holding was FT Vest US Equity Buffer ETF (FMAR) at 14.4% of the portfolio, followed by JPMorgan US Quality Factor (JQUA, 12.2%) and Dimensional US Eq MKT ETF (DFUS, 11.0%). Compared with Q2 2024, it opened 13 new positions, sold out of 11, added to 45 and reduced 34. The biggest buy was Vanguard S/T Corp. Bond ETF (VCSH, shares +801%) and the biggest sale an exit from Invesco Senior Loan ETF (BKLN).
- Most Recent 13F
- Q2 2026
- Location
- LOS ANGELES, CA
- CIK
- 0001917686
- Portfolio Value
- $400.8M (Q3 2024)
- SEC Filing
- 0001917686-24-000005 ↗ filed Oct 23, 2024
Holdings Value
Holdings 109 stocks · $400.8M
| FMAR FT Vest US Equity Buffer ETF | 14.38% | 1,364,186 | $57.7M | Reduce -20.4% |
| JQUA JPMorgan US Quality Factor | 12.15% | 861,023 | $48.7M | Add +25.9% |
| DFUS Dimensional US Eq MKT ETF | 11.05% | 711,872 | $44.3M | Add +21.3% |
| JAAA Janus Henderson Aaa Clo ETF | 3.73% | 294,199 | $15.0M | Add +52.9% |
| AGZ iShares Agency Bond ETF | 3.44% | 125,030 | $13.8M | Add +46.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 3.42% | 172,449 | $13.7M | Add +801.0% |
| IEF iShares 7-10 Year Treasury B | 3.36% | 137,224 | $13.5M | Add +56.4% |
| IEI iShares 3-7 Year Treasury Bo | 3.33% | 111,687 | $13.4M | Add +62.6% |
| SMH Vaneck Semiconductor ETF | 2.91% | 47,574 | $11.7M | Add +57.8% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 2.75% | 398,462 | $11.0M | Add +77.6% |
| IQLT iShares MSCI International Q | 2.74% | 264,574 | $11.0M | Reduce -21.9% |
| IHDG Wisdomtree International Hed | 2.72% | 238,528 | $10.9M | Add +63.9% |
| USFR Wisdomtree Floating Rate Tre | 2.39% | 190,664 | $9.6M | Reduce -49.8% |
| AAPL Apple Inc. | 1.96% | 33,644 | $7.8M | Add +0.3% |
| JEPI JPMorgan Equity Premium Inco | 1.49% | 100,538 | $6.0M | Add +84.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.40% | 12,173 | $5.6M | Reduce -0.6% |
| XCEM Columbia Em Core Ex-China | 1.29% | 158,772 | $5.2M | Reduce -20.9% |
| OUSM Alps Oshares US Small-Cap Qu | 1.26% | 112,088 | $5.1M | Add +542.7% |
| XMHQ Invesco S&P Midcap Qual ETF | 1.19% | 46,614 | $4.8M | Reduce -6.8% |
| NVDA Nvidia Corp. | 1.14% | 37,760 | $4.6M | Add +13.1% |
| MSFT Microsoft Corp. | 1.05% | 9,760 | $4.2M | Add +1.9% |
| RSPG Invesco S&P 500 Equal Weight | 0.72% | 37,906 | $2.9M | Reduce -60.3% |
| IHI iShares U.S. Medical Devices | 0.71% | 48,093 | $2.8M | Reduce -33.1% |
| IHF iShares U.S. Healthcare Prov | 0.69% | 48,578 | $2.8M | Reduce -36.0% |
| GSLC Goldman Activebeta US LC ETF | 0.68% | 24,044 | $2.7M | Reduce -23.0% |
| SDVY First Trust Smid Cap Rising | 0.67% | 73,905 | $2.7M | Add +1068.6% |
| AMZN Amazon.com Inc. | 0.65% | 14,003 | $2.6M | Add +4.3% |
| GOOG Alphabet Inc. Class C | 0.64% | 15,425 | $2.6M | Add +121.2% |
| TSLA Tesla Inc. | 0.61% | 9,405 | $2.5M | Add +0.4% |
| CWS Advisorshares Equity Focused | 0.61% | 35,732 | $2.5M | Reduce -11.8% |
| EWX State Street SPDR S&P Emergi | 0.61% | 39,190 | $2.4M | Reduce -32.7% |
| UNH Unitedhealth Group Inc. | 0.60% | 4,084 | $2.4M | Reduce -0.5% |
| SPEM State Street SP PTF Em ETF | 0.56% | 54,063 | $2.2M | Add +29.0% |
| DFAS Dimensional US Small Cap ETF | 0.55% | 33,769 | $2.2M | Add +167.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.53% | 8,112 | $2.1M | Reduce -13.2% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.50% | 39,273 | $2.0M | Add +232.8% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.47% | 34,111 | $1.9M | Add +15.2% |
| JMUB JPMorgan Municipal ETF | 0.42% | 32,486 | $1.7M | Add +1.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.41% | 31,862 | $1.6M | Add +31.9% |
| CVBF CVB Financial Corp. | 0.39% | 87,430 | $1.6M | No change |
| XOM Exxon Mobil Corp. | 0.35% | 12,109 | $1.4M | Reduce -1.5% |
| VTI VG Morningstar TS MKT ETF-US | 0.35% | 4,930 | $1.4M | Reduce -5.5% |
| JPM JPMorgan Chase & Co. | 0.33% | 6,295 | $1.3M | Reduce -1.9% |
| HYMB SS SPDR N Ice HY Muni ETF | 0.33% | 50,292 | $1.3M | New |
| SLF Sun Life Financial Inc. | 0.32% | 22,000 | $1.3M | No change |
| SHW The Sherwin-Williams Co. | 0.30% | 3,173 | $1.2M | No change |
| GLD SPDR Gold Shares | 0.30% | 4,925 | $1.2M | New |
| GOOGL Alphabet Inc. Class A | 0.27% | 6,536 | $1.1M | Add +0.5% |
| AMD Advanced Micro Devices | 0.27% | 6,530 | $1.1M | Add +102.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.26% | 3,745 | $1.1M | Add +50.3% |
| SCHB Schwab US Broad Market ETF | 0.24% | 14,410 | $959K | Reduce -1.1% |
| ALL Allstate Corp. | 0.22% | 4,598 | $872K | New |
| ITA iShares U.S. Aerospace & Def | 0.21% | 5,749 | $860K | Reduce -12.2% |
| IWV iShares Russell 3000 ETF | 0.21% | 2,618 | $855K | No change |
| LLY Eli Lilly & Co. | 0.20% | 922 | $817K | Add +14.0% |
| LMT Lockheed Martin Corp. | 0.20% | 1,373 | $803K | Add +3.9% |
| AVGO Broadcom Inc. | 0.19% | 4,527 | $781K | New |
| AMGN Amgen Inc. | 0.18% | 2,273 | $733K | Add +10.2% |
| XLK SS Technology Select Sector | 0.18% | 3,178 | $717K | Add +10.0% |
| IWX iShares Russell Top 200 Valu | 0.17% | 8,541 | $694K | No change |
| NOC Northrop Grumman Corp. | 0.17% | 1,306 | $690K | Add +9.4% |
| OZ Belpointe Prep LLC Class A | 0.17% | 9,700 | $669K | No change |
| HD Home Depot Inc. | 0.16% | 1,623 | $658K | Add +3.4% |
| VIG Vanguard Dividend Apprec ETF | 0.16% | 3,160 | $626K | Reduce -93.1% |
| COST Costco Wholesale Corp. | 0.15% | 698 | $619K | Add +24.2% |
| META Meta Platforms Inc. Class A | 0.15% | 1,068 | $611K | Add +22.1% |
| FSK FS KKR Capital Corp. | 0.15% | 30,764 | $607K | No change |
| ABBV Abbvie Inc. | 0.15% | 3,007 | $594K | Reduce -10.5% |
| SLV iShares Silver Trust | 0.14% | 20,351 | $578K | Add +37.0% |
| XLE SS Energy Select Sector | 0.14% | 6,512 | $572K | Reduce -19.1% |
| PLTR Palantir Technologies Inc. Class A | 0.14% | 14,924 | $555K | Add +50.5% |
| EW Edwards Lifesciences Corp. | 0.13% | 7,882 | $520K | Add +78.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.13% | 885 | $508K | Reduce -0.8% |
| V Visa Inc. Class A | 0.13% | 1,845 | $507K | Reduce -26.7% |
| PANW Palo Alto Networks Inc. | 0.12% | 1,420 | $485K | Reduce -1.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.11% | 1,189 | $456K | Reduce -1.2% |
| IJH iShares Core S&P Midcap ETF | 0.11% | 6,988 | $435K | No change |
| PFE Pfizer Inc. | 0.11% | 14,855 | $430K | Reduce -0.6% |
| BABA Alibaba Group Holding-SP ADR | 0.11% | 4,050 | $430K | No change |
| SCHW Schwab (charles) Corp. | 0.10% | 6,233 | $404K | Add +3.7% |
| CIBR First Trust Nasdaq Cybersecu | 0.10% | 6,680 | $396K | Add +6.8% |
| MA Mastercard Inc. Class A | 0.09% | 749 | $370K | Reduce -5.1% |
| AEM Agnico Eagle Mines Ltd. | 0.09% | 4,570 | $368K | No change |
| CVX Chevron Corp. | 0.08% | 2,215 | $326K | Reduce -6.3% |
| O Realty Income Corp. | 0.08% | 5,143 | $326K | Reduce -0.1% |
| MS Morgan Stanley | 0.08% | 3,087 | $322K | New |
| TECK Teck Resources Ltd.-CLS B | 0.08% | 5,960 | $311K | No change |
| JNJ Johnson & Johnson | 0.07% | 1,811 | $293K | Add +14.3% |
| SCHG Schwab US Large-Cap Growth | 0.07% | 2,812 | $293K | Reduce -2.8% |
| MCD McDonald's Corp. | 0.07% | 962 | $293K | Reduce -6.7% |
| SNOW Snowflake Inc. | 0.07% | 2,510 | $288K | New |
| FIW First Trust Water ETF | 0.07% | 2,590 | $283K | No change |
| SKYY First Trust Cloud Computing | 0.07% | 2,767 | $283K | No change |
| WMT Walmart Inc. | 0.07% | 3,412 | $276K | No change |
| MU Micron Technology Inc. | 0.07% | 2,580 | $268K | New |
| XSOE Wisdmtree Emerg MKT Ex-St Ow | 0.07% | 7,967 | $263K | No change |
| BX Blackstone Inc. | 0.07% | 1,714 | $262K | No change |
| LOW Lowe's Cos Inc. | 0.06% | 945 | $256K | New |
| IWY iShares Russell Top 200 Grow | 0.06% | 1,153 | $254K | Add +2.3% |
| DAL Delta Air Lines Inc. | 0.06% | 4,928 | $250K | Add +2.6% |
Portfolio Sells Q2 2024 → Q3 2024
| BKLN Invesco Senior Loan ETF | Sold out | 0.00% | −6.06 |
| FMAR FT Vest US Equity Buffer ETF | Reduce -20.4% | 14.38% | −4.11 |
| USFR Wisdomtree Floating Rate Tre | Reduce -49.8% | 2.39% | −2.69 |
| VIG Vanguard Dividend Apprec ETF | Reduce -93.1% | 0.16% | −2.07 |
| RSPG Invesco S&P 500 Equal Weight | Reduce -60.3% | 0.72% | −1.32 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Sold out | 0.00% | −0.93 |
| IQLT iShares MSCI International Q | Reduce -21.9% | 2.74% | −0.78 |
| XCEM Columbia Em Core Ex-China | Reduce -20.9% | 1.29% | −0.41 |
| IHF iShares U.S. Healthcare Prov | Reduce -36.0% | 0.69% | −0.37 |
| IHI iShares U.S. Medical Devices | Reduce -33.1% | 0.71% | −0.36 |
| EWX State Street SPDR S&P Emergi | Reduce -32.7% | 0.61% | −0.29 |
| GSLC Goldman Activebeta US LC ETF | Reduce -23.0% | 0.68% | −0.21 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.15 |
| XMHQ Invesco S&P Midcap Qual ETF | Reduce -6.8% | 1.19% | −0.10 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.08 |
| SHM SS SPDR N Ice St Muni ETF | Sold out | 0.00% | −0.08 |
| CPER United States Copper Index | Sold out | 0.00% | −0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -13.2% | 0.53% | −0.07 |
| BIIB Biogen Inc. | Sold out | 0.00% | −0.06 |
| SCHD Schwab US DVD Equity ETF | Sold out | 0.00% | −0.06 |
| BA The Boeing Co. | Reduce -38.6% | 0.06% | −0.06 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.06 |
| VOO Vanguard S&P 500 ETF | Sold out | 0.00% | −0.06 |
| CWS Advisorshares Equity Focused | Reduce -11.8% | 0.61% | −0.06 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.06 |
| XLE SS Energy Select Sector | Reduce -19.1% | 0.14% | −0.05 |
| V Visa Inc. Class A | Reduce -26.7% | 0.13% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -5.5% | 0.35% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -1.5% | 0.35% | −0.02 |
| CVX Chevron Corp. | Reduce -6.3% | 0.08% | −0.02 |
| ITA iShares U.S. Aerospace & Def | Reduce -12.2% | 0.21% | −0.02 |
| JPM JPMorgan Chase & Co. | Reduce -1.9% | 0.33% | −0.01 |
| PANW Palo Alto Networks Inc. | Reduce -1.4% | 0.12% | −0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -1.2% | 0.11% | −0.01 |
| ABBV Abbvie Inc. | Reduce -10.5% | 0.15% | −0.01 |
| SCHB Schwab US Broad Market ETF | Reduce -1.1% | 0.24% | −0.00 |
| SCHG Schwab US Large-Cap Growth | Reduce -2.8% | 0.07% | −0.00 |
| PFE Pfizer Inc. | Reduce -0.6% | 0.11% | −0.00 |
| SUSA iShares ESG Optimized MSCI U | Reduce -5.2% | 0.06% | −0.00 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.8% | 0.13% | −0.00 |
| MA Mastercard Inc. Class A | Reduce -5.1% | 0.09% | −0.00 |
| MCD McDonald's Corp. | Reduce -6.7% | 0.07% | +0.00 |
| O Realty Income Corp. | Reduce -0.1% | 0.08% | +0.01 |
| UNH Unitedhealth Group Inc. | Reduce -0.5% | 0.60% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.6% | 1.40% | +0.07 |
Portfolio Buys Q2 2024 → Q3 2024
| VCSH Vanguard S/T Corp. Bond ETF | Add +801.0% | 3.42% | +3.02 |
| JQUA JPMorgan US Quality Factor | Add +25.9% | 12.15% | +2.52 |
| DFUS Dimensional US Eq MKT ETF | Add +21.3% | 11.05% | +1.86 |
| IEI iShares 3-7 Year Treasury Bo | Add +62.6% | 3.33% | +1.22 |
| IEF iShares 7-10 Year Treasury B | Add +56.4% | 3.36% | +1.17 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +77.6% | 2.75% | +1.15 |
| JAAA Janus Henderson Aaa Clo ETF | Add +52.9% | 3.73% | +1.13 |
| OUSM Alps Oshares US Small-Cap Qu | Add +542.7% | 1.26% | +1.07 |
| AGZ iShares Agency Bond ETF | Add +46.2% | 3.44% | +1.00 |
| IHDG Wisdomtree International Hed | Add +63.9% | 2.72% | +0.95 |
| SMH Vaneck Semiconductor ETF | Add +57.8% | 2.91% | +0.82 |
| JEPI JPMorgan Equity Premium Inco | Add +84.4% | 1.49% | +0.67 |
| SDVY First Trust Smid Cap Rising | Add +1068.6% | 0.67% | +0.61 |
| DFAS Dimensional US Small Cap ETF | Add +167.9% | 0.55% | +0.34 |
| JMST JPM Ultra-Short Muni Income | Add +232.8% | 0.50% | +0.34 |
| HYMB SS SPDR N Ice HY Muni ETF | New | 0.33% | +0.33 |
| GOOG Alphabet Inc. Class C | Add +121.2% | 0.64% | +0.30 |
| GLD SPDR Gold Shares | New | 0.30% | +0.30 |
| ALL Allstate Corp. | New | 0.22% | +0.22 |
| AVGO Broadcom Inc. | New | 0.19% | +0.19 |
| SPEM State Street SP PTF Em ETF | Add +29.0% | 0.56% | +0.14 |
| AMD Advanced Micro Devices | Add +102.8% | 0.27% | +0.13 |
| TSLA Tesla Inc. | Add +0.4% | 0.61% | +0.12 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +31.9% | 0.41% | +0.08 |
| MS Morgan Stanley | New | 0.08% | +0.08 |
| AAPL Apple Inc. | Add +0.3% | 1.96% | +0.08 |
| SNOW Snowflake Inc. | New | 0.07% | +0.07 |
| PLTR Palantir Technologies Inc. Class A | Add +50.5% | 0.14% | +0.07 |
| MU Micron Technology Inc. | New | 0.07% | +0.07 |
| LOW Lowe's Cos Inc. | New | 0.06% | +0.06 |
| NVO Novo-Nordisk A/S-Spons ADR | New | 0.06% | +0.06 |
| ISRG Intuitive Surgical Inc. | New | 0.06% | +0.06 |
| CAH Cardinal Health Inc. | New | 0.05% | +0.05 |
| PWV Invesco Large Cap Value ETF | New | 0.05% | +0.05 |
| CAT Caterpillar Inc. | New | 0.05% | +0.05 |
| NVDA Nvidia Corp. | Add +13.1% | 1.14% | +0.05 |
| SLV iShares Silver Trust | Add +37.0% | 0.14% | +0.04 |
| LMT Lockheed Martin Corp. | Add +3.9% | 0.20% | +0.04 |
| META Meta Platforms Inc. Class A | Add +22.1% | 0.15% | +0.04 |
| NOC Northrop Grumman Corp. | Add +9.4% | 0.17% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +15.2% | 0.47% | +0.03 |
| COST Costco Wholesale Corp. | Add +24.2% | 0.15% | +0.03 |
| EW Edwards Lifesciences Corp. | Add +78.3% | 0.13% | +0.02 |
| HD Home Depot Inc. | Add +3.4% | 0.16% | +0.02 |
| JNJ Johnson & Johnson | Add +14.3% | 0.07% | +0.01 |
| AMGN Amgen Inc. | Add +10.2% | 0.18% | +0.01 |
| LLY Eli Lilly & Co. | Add +14.0% | 0.20% | +0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +50.3% | 0.26% | +0.01 |
| XLK SS Technology Select Sector | Add +10.0% | 0.18% | +0.01 |
| CIBR First Trust Nasdaq Cybersecu | Add +6.8% | 0.10% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 161 | $619.0M | IWB, RECS, DFUS, SMH, HFXI |
| Q1 2026 | 158 | $515.0M | IWB, RECS, DFUS, AVDE, HFXI |
| Q4 2025 | 157 | $531.3M | IWB, RECS, DFUS, AVDE, HFXI |
| Q3 2025 | 133 | $496.5M | JQUA, RECS, DFUS, AVDE, HFXI |
| Q2 2025 | 120 | $433.2M | JQUA, RECS, DFUS, VCSH, SMH |
| Q1 2025 | 113 | $402.4M | JQUA, DFUS, VCSH, AGZ, SJNK |
| Q4 2024 | 105 | $425.0M | JQUA, DFUS, JAAA, AGZ, VCSH |
| Q3 2024 | 109 | $400.8M | FMAR, JQUA, DFUS, JAAA, AGZ |
| Q2 2024 | 107 | $375.9M | FMAR, JQUA, DFUS, BKLN, USFR |
| Q1 2024 | 112 | $374.9M | FDEC, JQUA, DFUS, USFR, BKLN |