Mizuho Securities USA LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Mizuho Securities USA LLC reported 121 stock positions worth $4.1 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 77.9% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 6.9%) and SS SPDR S&P Retail ETF (XRT, 1.8%). Compared with Q4 2023, it opened 45 new positions, sold out of 98, added to 39 and reduced 35. The biggest buy was a new position in Invesco QQQ Trust Series 1 (QQQ) and the biggest sale SS SPDR S&P 500 ETF Trust-US (SPY, shares −20%).
- Most Recent 13F
- Q1 2025
- Location
- NEW YORK, NY
- CIK
- 0001513006
- Portfolio Value
- $4.1B (Q1 2024)
- SEC Filing
- 0001062993-24-009832 ↗ filed May 10, 2024
Holdings Value
Holdings 121 stocks · $4.1B
| SPY SS SPDR S&P 500 ETF Trust-US | 77.88% | 6,087,641 | $3.2B | Reduce -19.8% |
| QQQ Invesco QQQ Trust Series 1 | 6.90% | 635,957 | $282.5M | New |
| XRT SS SPDR S&P Retail ETF | 1.83% | 950,000 | $75.0M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | 0.90% | 26,986,000 | $36.7M | Add +27.7% |
| MONGODB INC (MDB 0.25 01/15/26) | 0.87% | 20,271,000 | $35.4M | Add +21.7% |
| RRACF Rigel Resource Acquisit Class A | 0.49% | 1,814,369 | $20.2M | Add +20.8% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | 0.44% | 17,149,000 | $18.0M | Reduce -2.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | 0.40% | 13,920,000 | $16.4M | Add +58.5% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | 0.38% | 11,179,000 | $15.6M | Reduce -2.8% |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | 0.37% | 9,900,000 | $14.9M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | 0.30% | 8,701,000 | $12.2M | Add +167.4% |
| TRTLF Tortoiseecofin Acquisition-A | 0.29% | 1,114,740 | $12.0M | Add +24.0% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | 0.25% | 8,510,000 | $10.3M | Add +25.7% |
| APCA Ap Acquisition Corp. Class A | 0.24% | 878,500 | $9.8M | Add +9.7% |
| IVCBF Invest Acquisition Corp. | 0.22% | 815,492 | $9.1M | Add +8.7% |
| CLOUDFLARE INC (NET 0 08/15/26) | 0.22% | 9,500,000 | $8.8M | Add +108.2% |
| TGAAF Target Global Acquisition -A | 0.20% | 741,210 | $8.2M | Add +0.6% |
| LCW Learn CW Investment Corp. Class A | 0.20% | 745,115 | $8.1M | Add +3.6% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | 0.19% | 5,458,000 | $8.0M | New |
| BLACKLINE INC (BL 0.125 08/01/24) | 0.19% | 7,761,000 | $7.9M | Reduce -38.8% |
| APXIF Apx Acquisition Corp. I | 0.19% | 695,777 | $7.9M | Add +17.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | 0.18% | 8,443,000 | $7.5M | Add +59.3% |
| TRIS Tristar Acquisition I Corp. Class A | 0.18% | 683,792 | $7.5M | Add +127.0% |
| FNVTF Finnovate Acquisition Corp. Class A | 0.18% | 651,308 | $7.3M | Add +1.7% |
| GAQ Generation Asia I Acquisit-A | 0.16% | 616,000 | $6.7M | Add +4.2% |
| EMCGF Embrace Change Acquisition C | 0.16% | 593,500 | $6.6M | Reduce -1.2% |
| SEDA SDCL Edge Acquisition Corp. Class A | 0.16% | 599,263 | $6.5M | Add +6.9% |
| DYCQU DT Cloud Acquisition Corp. | 0.15% | 624,848 | $6.3M | New |
| PLAOF Patria Latin American Opport | 0.15% | 554,741 | $6.2M | Add +30.5% |
| MCAA Mountain & Co. I Acquisition | 0.15% | 525,000 | $6.0M | Reduce -36.7% |
| EGRVF Evergreen Corporation Class A | 0.14% | 507,913 | $5.7M | Add +22.8% |
| ZLSSF Zalatoris II Acquisition Cor | 0.14% | 518,822 | $5.6M | Add +9.2% |
| BKHAU Black Hawk Acquisition Corp. | 0.14% | 550,000 | $5.6M | New |
| CVII Churchill Capital Corp. Vii-A | 0.14% | 523,200 | $5.5M | Add +246.4% |
| BURTECH ACQUISITION CORP | 0.13% | 504,531 | $5.5M | Reduce -0.1% |
| SNAP INC (SNAP 0.75 08/01/26) | 0.13% | 5,648,000 | $5.4M | Add +5.2% |
| GDST Goldenstone Acquisition Ltd. | 0.13% | 483,778 | $5.3M | Reduce -0.0% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | 0.12% | 5,031,000 | $5.0M | Reduce -2.3% |
| WORKIVA INC (WK 1.125 08/15/26) | 0.12% | 4,019,000 | $4.9M | No change |
| SPOTIFY USA INC (SPOT 0 03/15/26) | 0.11% | 5,000,000 | $4.6M | New |
| BOCN Blue Ocean Acquisition Cor-A | 0.11% | 411,296 | $4.5M | Reduce -12.8% |
| LATG Chenghe Acquisition I Co. | 0.11% | 400,000 | $4.5M | Add +9.0% |
| TLGYF TLGY Acquisition Corp. Class A | 0.11% | 396,344 | $4.4M | Reduce -4.2% |
| JVSA Jvspac Acquisition Corp. Class A | 0.11% | 435,000 | $4.4M | New |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | 0.10% | 2,209,000 | $4.2M | Reduce -70.8% |
| MONTEREY CAP ACQUISITION COR | 0.10% | 374,691 | $4.1M | Reduce -31.9% |
| GODN Golden Star Acquisition Corp. | 0.10% | 375,101 | $3.9M | Reduce -39.6% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | 0.10% | 3,000,000 | $3.9M | Add +210.9% |
| AIMTF Aimfinity Investment-Subunit | 0.10% | 356,057 | $3.9M | Reduce -0.6% |
| SVIIF Spring Valley Acquisition-A | 0.10% | 357,500 | $3.9M | New |
| CSLMF CSLM Acquisition Corp. | 0.10% | 355,494 | $3.9M | Add +11.4% |
| BFACF Battery Future Acquisition-A | 0.09% | 339,232 | $3.7M | Add +2.9% |
| PGSS Pegasus Digital Mobility A-A | 0.09% | 330,517 | $3.7M | Reduce -17.4% |
| ARES ACQUISITION CORP II | 0.09% | 350,355 | $3.7M | New |
| TENX KEANE ACQUISITION | 0.09% | 331,000 | $3.6M | Reduce -36.6% |
| IVCAF Libity filed as INVESTCORP INDIA ACQUISTN CO | 0.09% | 319,759 | $3.5M | Add +280.5% |
| CNDA Concord Acquisition Corp. Class A | 0.09% | 336,935 | $3.5M | New |
| HSPOF Horizon Space Acquisition I | 0.08% | 308,389 | $3.3M | Reduce -24.0% |
| SLAMF Slam Corp. Class A | 0.08% | 305,530 | $3.3M | New |
| GLST Global Star Acquisition Class A | 0.08% | 295,361 | $3.1M | Add +1.0% |
| ALPHATIME ACQUISITION CORP | 0.08% | 288,625 | $3.1M | Add +15.4% |
| ALSAF Alpha Star Acquisition Corp. | 0.07% | 261,849 | $2.9M | Add +30.9% |
| SNAP INC (SNAP 0.25 05/01/25) | 0.07% | 3,000,000 | $2.9M | Reduce -65.7% |
| ESHA Esh Acquisition Corp. Class A | 0.07% | 279,846 | $2.9M | New |
| SCRM Screaming Eagle Acq Class A | 0.07% | 260,021 | $2.8M | New |
| TMTC TMT Acquisition Corp. Class A | 0.07% | 258,917 | $2.8M | Add +354.4% |
| SCIO FT Struct Credit Inc. Opp ETF | 0.07% | 134,700 | $2.7M | New |
| CAAA First Trust Aaa CMBS ETF-Usd | 0.07% | 134,519 | $2.7M | New |
| AFJK Aimei Health Technology Co. | 0.07% | 268,343 | $2.7M | Reduce -36.2% |
| CDAQF Compass Digital Acquisition | 0.07% | 256,206 | $2.7M | Add +10.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.07% | 19,400 | $2.7M | New |
| ARYD Arya Sciences Acquisition-A | 0.07% | 241,846 | $2.7M | Reduce -27.3% |
| BLACKLINE INC (BL 0 03/15/26) | 0.07% | 3,000,000 | $2.7M | New |
| EQT Eqt Corp. | 0.06% | 70,080 | $2.6M | New |
| ALPHAVEST ACQUISITION CORP | 0.06% | 236,073 | $2.6M | Add +87.8% |
| LEGT.U Legato Merger Corp. III | 0.06% | 253,409 | $2.5M | New |
| WELNF Integrated Wellness Acq - A | 0.06% | 220,816 | $2.5M | Add +0.1% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | 0.06% | 2,500,000 | $2.3M | New |
| BILL HOLDINGS INC (BILL 0 12/01/25) | 0.06% | 2,504,000 | $2.3M | Add +150.4% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | 0.06% | 2,430,000 | $2.3M | New |
| VMCAF Valuence Merger Corp. I Class A | 0.06% | 205,198 | $2.3M | Reduce -0.0% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | 0.05% | 1,000,000 | $2.2M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | 0.05% | 2,500,000 | $2.2M | Reduce -50.0% |
| BAYA Bayview Acquisition Corp. Class A | 0.05% | 219,623 | $2.2M | Reduce -30.9% |
| DIST Distoken Acquisition Corp. | 0.05% | 187,330 | $2.0M | Add +29.4% |
| NNAG 99 Acquisition Group in Class A | 0.05% | 193,139 | $2.0M | New |
| OAKU Oak Woods Acquisition Corp. Class A | 0.05% | 182,800 | $2.0M | Add +383.8% |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | 0.05% | 1,821,000 | $1.9M | Reduce -33.0% |
| TETEF Technology & Telecommunicati | 0.04% | 156,526 | $1.8M | Reduce -36.3% |
| RENEF Cartesian Growth Corp. II- A | 0.04% | 162,214 | $1.8M | Reduce -48.7% |
| RCFAF Perception Capital Corp. IV filed as RCF ACQUISITION CORP | 0.04% | 160,384 | $1.8M | Add +7.1% |
| PHYTF Pyrophyte Acquisition Corp. Class A | 0.04% | 141,257 | $1.6M | New |
| KVACF Keen Vision Acquisition Corp. | 0.04% | 150,000 | $1.6M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | 0.04% | 1,000,000 | $1.5M | New |
| PLUM ACQUISITION CORP I | 0.03% | 130,000 | $1.4M | Reduce -50.8% |
| GDX Vaneck Gold Miners ETF | 0.03% | 40,000 | $1.3M | Reduce -38.5% |
| HCI GROUP INC (HCI 4.75 06/01/42) | 0.03% | 807,000 | $1.3M | New |
| SMCI Super Micro Computer Inc. | 0.03% | 1,200 | $1.2M | New |
| FRLA Fortune Rise Acquisition Cor | 0.03% | 94,828 | $1.0M | Reduce -64.6% |
| HCVI Hennessy Capital Invest Class A | 0.02% | 78,380 | $815K | New |
Options reported separately and not counted above: GDX calls ($300K), QQQ puts ($20K).
Other holdings (19): bonds, preferreds, convertibles and warrants · $44K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 101,797 | $10K | New |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 89,325 | $4K | New |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 357,118 | $4K | Add +0.1% |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 70,050 | $4K | New |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | 281,864 | $3K | Add +62.3% |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 256,600 | $3K | No change |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 252,442 | $3K | Add +89.4% |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 25,096 | $3K | New |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 223,412 | $2K | Reduce -33.1% |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | 28,700 | $1K | New |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 118,941 | $1K | No change |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | 108,460 | $1K | New |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 100,000 | $1K | New |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 99,960 | $1K | No change |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 100,000 | $1K | New |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 98,990 | $990 | Add +0.1% |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 79,264 | $793 | Add +29.1% |
| NNAGW 99 Acquisition Group in-C-28 | *W EXP 08/25/202 | 50,000 | $500 | Reduce -80.0% |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 25,600 | $256 | New |
Total filed on the 13F, all lines: $4.1B.
Portfolio Sells Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -19.8% | 77.88% | −6.57 |
| NFSCF Enphys Acquisition Corp. | Sold out | 0.00% | −0.34 |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | Sold out | 0.00% | −0.28 |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | Reduce -70.8% | 0.10% | −0.18 |
| SNAP INC (SNAP 0.25 05/01/25) | Reduce -65.7% | 0.07% | −0.14 |
| CURR Currenc Group Inc. | Sold out | 0.00% | −0.14 |
| KRNL Kernel Group Holdings Inc. Class A | Sold out | 0.00% | −0.13 |
| BITE Bite Acquisition Corp. | Sold out | 0.00% | −0.13 |
| NRAC Northern Revival Acquisition | Sold out | 0.00% | −0.12 |
| OPA Magnum Opus Acquisition LT-A | Sold out | 0.00% | −0.12 |
| PEGR Project Energy Reimagined Ac | Sold out | 0.00% | −0.11 |
| BLACKLINE INC (BL 0.125 08/01/24) | Reduce -38.8% | 0.19% | −0.11 |
| ROCL Roth CH Acquisition V Co. | Sold out | 0.00% | −0.10 |
| MSSAF Metal SKY Star Acquisition C | Reduce -84.0% | 0.02% | −0.10 |
| CHEA Chenghe Acquisition Co. Class A | Sold out | 0.00% | −0.09 |
| ROSS Ross Acquisition Corp. II -A | Sold out | 0.00% | −0.09 |
| CSTAF Constellation Acquisition-A | Sold out | 0.00% | −0.09 |
| CETU Cetus Capital Acquisition Co. | Sold out | 0.00% | −0.09 |
| POWER & DIGITAL INFRASTRUCTU | Sold out | 0.00% | −0.09 |
| XFIN Excelfin Acquisition Corp. Class A | Sold out | 0.00% | −0.09 |
| TWOA Two Class A | Sold out | 0.00% | −0.09 |
| BYNO Bynordic Acquisition Corp. | Sold out | 0.00% | −0.08 |
| ROTH CH ACQUISITION CO | Sold out | 0.00% | −0.08 |
| NBST Newbury Street Acquisition C | Sold out | 0.00% | −0.08 |
| NRG ENERGY INC (NRG 2.75 06/01/48) | Sold out | 0.00% | −0.08 |
| BWAQ Blue World Acquisition Corp. | Sold out | 0.00% | −0.08 |
| CCTSF Cactus Acquisition Corp. 1 LT | Sold out | 0.00% | −0.08 |
| CONCORD ACQUISITION CORP III | Sold out | 0.00% | −0.08 |
| CBRRF Chain Bridge I-A | Sold out | 0.00% | −0.07 |
| MCAA Mountain & Co. I Acquisition | Reduce -36.7% | 0.15% | −0.07 |
| KACLF Kairous Acquisition Corp. Ltd. | Sold out | 0.00% | −0.07 |
| FEXD Fintech Ecosystem Developm-A | Sold out | 0.00% | −0.07 |
| AACI Armada Acquisition Corp. I | Sold out | 0.00% | −0.07 |
| AITRU AI Transportation Acquisitio | Sold out | 0.00% | −0.07 |
| HHLA Hh&l Acquisition Co. Class A | Sold out | 0.00% | −0.07 |
| VHAQ Viveon Health Acquisition Co. | Sold out | 0.00% | −0.07 |
| ASCA A Spac I Acquisition Corp. Class A | Sold out | 0.00% | −0.07 |
| ESGEN ACQUISITION CORP | Sold out | 0.00% | −0.07 |
| INTE Integral Acquisition Corp. Class A | Sold out | 0.00% | −0.06 |
| ACAC Acri Capital Acquisition Cor | Sold out | 0.00% | −0.06 |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | Reduce -50.0% | 0.05% | −0.06 |
| GODN Golden Star Acquisition Corp. | Reduce -39.6% | 0.10% | −0.05 |
| HASI Ha Sustainable Infrastructur | Sold out | 0.00% | −0.05 |
| BRLS Borealis Foods Inc. | Sold out | 0.00% | −0.05 |
| AFAR Aura Fat Projects Acqui Class A | Sold out | 0.00% | −0.05 |
| DPCS DP Cap Acquisition Corp. Class A | Sold out | 0.00% | −0.05 |
| IXAQF Ix Acquisition Corp. Class A | Reduce -93.8% | 0.00% | −0.05 |
| REDWOODS ACQUISITION CORP | Sold out | 0.00% | −0.05 |
| BLUAF Blueriver Acquisition Corp. Class A | Sold out | 0.00% | −0.05 |
| AQUC Aquaron Acquisition Corp. | Sold out | 0.00% | −0.05 |
Portfolio Buys Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | New | 6.90% | +6.90 |
| XRT SS SPDR S&P Retail ETF | New | 1.83% | +1.83 |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | New | 0.19% | +0.19 |
| DATADOG INC (DDOG 0.125 06/15/25) | Add +167.4% | 0.30% | +0.19 |
| DYCQU DT Cloud Acquisition Corp. | New | 0.15% | +0.15 |
| ZSCALER INC. (ZS 0.125 07/01/25) | Add +27.7% | 0.90% | +0.15 |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | Add +58.5% | 0.40% | +0.14 |
| BKHAU Black Hawk Acquisition Corp. | New | 0.14% | +0.14 |
| CLOUDFLARE INC (NET 0 08/15/26) | Add +108.2% | 0.22% | +0.12 |
| SPOTIFY USA INC (SPOT 0 03/15/26) | New | 0.11% | +0.11 |
| RRACF Rigel Resource Acquisit Class A | Add +20.8% | 0.49% | +0.11 |
| JVSA Jvspac Acquisition Corp. Class A | New | 0.11% | +0.11 |
| TRIS Tristar Acquisition I Corp. Class A | Add +127.0% | 0.18% | +0.11 |
| CVII Churchill Capital Corp. Vii-A | Add +246.4% | 0.14% | +0.10 |
| MONGODB INC (MDB 0.25 01/15/26) | Add +21.7% | 0.87% | +0.10 |
| SVIIF Spring Valley Acquisition-A | New | 0.10% | +0.10 |
| ARES ACQUISITION CORP II | New | 0.09% | +0.09 |
| CNDA Concord Acquisition Corp. Class A | New | 0.09% | +0.09 |
| SLAMF Slam Corp. Class A | New | 0.08% | +0.08 |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | Add +59.3% | 0.18% | +0.07 |
| ESHA Esh Acquisition Corp. Class A | New | 0.07% | +0.07 |
| TRTLF Tortoiseecofin Acquisition-A | Add +24.0% | 0.29% | +0.07 |
| SCRM Screaming Eagle Acq Class A | New | 0.07% | +0.07 |
| SCIO FT Struct Credit Inc. Opp ETF | New | 0.07% | +0.07 |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | Add +210.9% | 0.10% | +0.07 |
| CAAA First Trust Aaa CMBS ETF-Usd | New | 0.07% | +0.07 |
| RCL Royal Caribbean Cruises Ltd. | New | 0.07% | +0.07 |
| BLACKLINE INC (BL 0 03/15/26) | New | 0.07% | +0.07 |
| IVCAF Libity | Add +280.5% | 0.09% | +0.07 |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | Add +25.7% | 0.25% | +0.06 |
| EQT Eqt Corp. | New | 0.06% | +0.06 |
| LEGT.U Legato Merger Corp. III | New | 0.06% | +0.06 |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | New | 0.06% | +0.06 |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | New | 0.06% | +0.06 |
| HUBSPOT INC (HUBS 0.375 06/01/25) | New | 0.05% | +0.05 |
| TMTC TMT Acquisition Corp. Class A | Add +354.4% | 0.07% | +0.05 |
| NNAG 99 Acquisition Group in Class A | New | 0.05% | +0.05 |
| PLAOF Patria Latin American Opport | Add +30.5% | 0.15% | +0.04 |
| OAKU Oak Woods Acquisition Corp. Class A | Add +383.8% | 0.05% | +0.04 |
| PHYTF Pyrophyte Acquisition Corp. Class A | New | 0.04% | +0.04 |
| KVACF Keen Vision Acquisition Corp. | New | 0.04% | +0.04 |
| APXIF Apx Acquisition Corp. I | Add +17.2% | 0.19% | +0.04 |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | New | 0.04% | +0.04 |
| BILL HOLDINGS INC (BILL 0 12/01/25) | Add +150.4% | 0.06% | +0.04 |
| EGRVF Evergreen Corporation Class A | Add +22.8% | 0.14% | +0.03 |
| APCA Ap Acquisition Corp. Class A | Add +9.7% | 0.24% | +0.03 |
| ALPHAVEST ACQUISITION CORP | Add +87.8% | 0.06% | +0.03 |
| IVCBF Invest Acquisition Corp. | Add +8.7% | 0.22% | +0.03 |
| HCI GROUP INC (HCI 4.75 06/01/42) | New | 0.03% | +0.03 |
| SMCI Super Micro Computer Inc. | New | 0.03% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| PLUG Plug Power Inc. | put | Sold out | 3,600 | $2.0Mbefore exit |
| GDX Vaneck Gold Miners ETF | call | New | 375 | $300K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 375 | $149Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | New | 3,600 | $20K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | New | 101,797 | $10K |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | New | 89,325 | $4K |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | Add +0.1% | 357,118 | $4K |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | New | 70,050 | $4K |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | Sold out | 65,997 | $3Kbefore exit |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | Add +62.3% | 281,864 | $3K |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | Add +89.4% | 252,442 | $3K |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | New | 25,096 | $3K |
| NCACW Newcourt Acquisition -CW28 | *W EXP 01/22/202 | Sold out | 226,501 | $2Kbefore exit |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | Reduce -33.1% | 223,412 | $2K |
| MCAAW Mountain & Co. I Acq -CW23 | *W EXP 09/30/202 | New | 28,700 | $1K |
| CSTWF Constellation Acq A -CW27 | *W EXP 01/29/202 | Sold out | 110,924 | $1Kbefore exit |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | New | 108,460 | $1K |
| ROSEW Rose Hill Acquisition -CW24 | *W EXP 10/07/202 | Sold out | 106,654 | $1Kbefore exit |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | New | 100,000 | $1K |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | New | 100,000 | $1K |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | Add +0.1% | 98,990 | $990 |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | Add +29.1% | 79,264 | $793 |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | Sold out | 74,753 | $748before exit |
| BHLWQ Benson Hill Inc. -CW25 | *W EXP 09/29/202 | Sold out | 72,294 | $723before exit |
| NNAGW 99 Acquisition Group in-C-28 | *W EXP 08/25/202 | Reduce -80.0% | 50,000 | $500 |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | Sold out | 21,300 | $426before exit |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | New | 25,600 | $256 |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | Sold out | 23,577 | $236before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2025 | 614 | $4.6B | AAPL, MSFT, NVDA, SPY, AMZN |
| Q4 2024 | 592 | $5.5B | AAPL, NVDA, SPY, MSFT, AMZN |
| Q3 2024Amended | 599 | $4.7B | SPY, AAPL, MSFT, NVDA, AMZN |
| Q2 2024 | 598 | $4.5B | QQQ, MSFT, NVDA, AAPL, SPY |
| Q1 2024 | 121 | $4.1B | SPY, QQQ, XRT, ZSCALER INC. (ZS 0.125 07/01/25), MONGODB INC (MDB 0.25 01/15/26) |