Mizuho Securities USA LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Mizuho Securities USA LLC reported 599 stock positions worth $4.7 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 20.8% of the portfolio, followed by Apple (AAPL, 4.9%) and Microsoft (MSFT, 4.5%). Compared with Q2 2024, it opened 36 new positions, sold out of 36, added to 44 and reduced 518. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +460%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −99%).
- Most Recent 13F
- Q1 2025
- Location
- NEW YORK, NY
- CIK
- 0001513006
- Portfolio Value
- $4.7B (Q3 2024)
- SEC Filing
- 0001062993-24-018814 ↗ filed Nov 12, 2024
Holdings Value
Holdings 599 stocks · $4.7B
| SPY SS SPDR S&P 500 ETF Trust-US | 20.77% | 1,683,867 | $966.1M | Add +459.7% |
| AAPL Apple Inc. | 4.94% | 985,907 | $229.7M | Reduce -11.3% |
| MSFT Microsoft Corp. | 4.46% | 481,993 | $207.4M | Reduce -15.9% |
| NVDA Nvidia Corp. | 4.16% | 1,595,179 | $193.7M | Reduce -15.9% |
| AMZN Amazon.com Inc. | 2.43% | 605,718 | $112.9M | Reduce -14.2% |
| META Meta Platforms Inc. Class A | 1.74% | 141,668 | $81.1M | Reduce -16.2% |
| GOOGL Alphabet Inc. Class A | 1.35% | 379,925 | $63.0M | Reduce -16.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.18% | 118,782 | $54.7M | Reduce -14.9% |
| GOOG Alphabet Inc. Class C | 1.12% | 311,455 | $52.1M | Reduce -17.3% |
| AVGO Broadcom Inc. | 1.12% | 301,844 | $52.1M | Reduce -10.1% |
| TSLA Tesla Inc. | 1.01% | 179,918 | $47.1M | Reduce -15.9% |
| LLY Eli Lilly & Co. | 0.97% | 51,153 | $45.3M | Reduce -16.9% |
| JPM JPMorgan Chase & Co. | 0.84% | 184,494 | $38.9M | Reduce -16.7% |
| UNH Unitedhealth Group Inc. | 0.75% | 59,879 | $35.0M | Reduce -15.6% |
| XOM Exxon Mobil Corp. | 0.73% | 288,094 | $33.8M | Reduce -16.7% |
| V Visa Inc. Class A | 0.64% | 108,319 | $29.8M | Reduce -10.8% |
| PG The Procter & Gamble Co. | 0.57% | 152,648 | $26.4M | Reduce -16.1% |
| MA Mastercard Inc. Class A | 0.57% | 53,499 | $26.4M | Reduce -15.5% |
| HD Home Depot Inc. | 0.56% | 64,301 | $26.1M | Reduce -15.8% |
| COST Costco Wholesale Corp. | 0.55% | 28,748 | $25.5M | Reduce -15.9% |
| JNJ Johnson & Johnson | 0.54% | 156,097 | $25.3M | Reduce -15.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | 0.54% | 24,500,000 | $25.2M | Add +46.0% |
| WMT Walmart Inc. | 0.49% | 281,654 | $22.7M | Reduce -14.5% |
| ABBV Abbvie Inc. | 0.49% | 114,538 | $22.6M | Reduce -15.9% |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 0.46% | 2,000,100 | $21.4M | Add +42.4% |
| NFLX Netflix Inc. | 0.42% | 27,829 | $19.7M | Reduce -16.3% |
| MRK Merck & Co. Inc. | 0.40% | 164,369 | $18.7M | Reduce -15.8% |
| KO The Coca-Cola Co. | 0.39% | 251,525 | $18.1M | Reduce -15.9% |
| ORCL Oracle Corp. | 0.38% | 103,648 | $17.7M | Reduce -15.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 437,755 | $17.4M | Reduce -16.6% |
| MONGODB INC (MDB 0.25 01/15/26) | 0.37% | 12,574,000 | $17.2M | Reduce -48.3% |
| AMD Advanced Micro Devices | 0.37% | 104,950 | $17.2M | Reduce -15.8% |
| CRM Salesforce Inc. | 0.37% | 62,834 | $17.2M | Reduce -16.1% |
| CVX Chevron Corp. | 0.35% | 110,294 | $16.2M | Reduce -16.5% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | 0.35% | 14,626,000 | $16.2M | Reduce -40.1% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | 0.34% | 10,500,000 | $15.6M | Reduce -12.5% |
| TMO Thermo Fisher Scientific Inc. | 0.33% | 24,770 | $15.3M | Reduce -15.8% |
| PEP Pepsico Inc. | 0.33% | 89,069 | $15.1M | Reduce -16.0% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | 0.32% | 7,980,000 | $15.0M | New |
| ADBE Adobe Inc. | 0.32% | 28,752 | $14.9M | Reduce -16.8% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | 0.32% | 10,401,000 | $14.9M | New |
| LIN Linde PLC | 0.32% | 31,172 | $14.9M | Reduce -15.9% |
| KVACF Keen Vision Acquisition Corp. | 0.31% | 1,353,000 | $14.5M | Add +2258.7% |
| ACN Accenture PLC Class A | 0.31% | 40,618 | $14.4M | Reduce -16.2% |
| MCD McDonald's Corp. | 0.30% | 46,516 | $14.2M | Reduce -16.3% |
| CSCO Cisco Systems Inc. | 0.30% | 261,247 | $13.9M | Reduce -16.3% |
| GE General Electric filed as GE AEROSPACE | 0.28% | 70,312 | $13.3M | Reduce -16.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.28% | 59,732 | $13.2M | Reduce -15.7% |
| ABT Abbott Laboratories | 0.28% | 112,823 | $12.9M | Reduce -15.9% |
| WFC Wells Fargo & Co. | 0.27% | 220,716 | $12.5M | Reduce -17.9% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | 0.26% | 8,453,000 | $12.3M | Add +138.7% |
| CAT Caterpillar Inc. | 0.26% | 31,443 | $12.3M | Reduce -16.6% |
| QCOM Qualcomm Inc. | 0.26% | 72,237 | $12.3M | Reduce -16.2% |
| VZ Verizon Communications Inc. | 0.26% | 272,965 | $12.3M | Reduce -15.9% |
| PM Philip Morris International | 0.26% | 100,821 | $12.2M | Reduce -15.9% |
| TXN Texas Instruments Inc. | 0.26% | 59,206 | $12.2M | Reduce -15.7% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | 0.26% | 7,500,000 | $12.0M | New |
| NOW ServiceNow Inc. | 0.26% | 13,358 | $11.9M | Reduce -15.5% |
| DHR Danaher Corp. | 0.25% | 41,680 | $11.6M | Reduce -18.0% |
| DATADOG INC (DDOG 0.125 06/15/25) | 0.25% | 8,861,000 | $11.5M | Add +45.1% |
| SVIIF Spring Valley Acquisition-A | 0.24% | 1,012,215 | $11.3M | Add +135.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 117,601 | $11.3M | Reduce -16.3% |
| RENEF Cartesian Growth Corp. II- A | 0.24% | 987,500 | $11.3M | Add +151.2% |
| ISRG Intuitive Surgical Inc. | 0.24% | 23,001 | $11.3M | Reduce -15.9% |
| NEE Nextera Energy Inc. | 0.24% | 133,226 | $11.3M | Reduce -15.9% |
| INTU Intuit Inc. | 0.24% | 18,127 | $11.3M | Reduce -16.0% |
| AMGN Amgen Inc. | 0.24% | 34,843 | $11.2M | Reduce -15.8% |
| AMAT Applied Materials Inc. | 0.23% | 53,690 | $10.8M | Reduce -16.2% |
| SPGI S&P Global Inc. | 0.23% | 20,763 | $10.7M | Reduce -15.9% |
| PFE Pfizer Inc. | 0.23% | 367,455 | $10.6M | Reduce -15.9% |
| CMCSA Comcast Corp. Class A | 0.22% | 250,499 | $10.5M | Reduce -17.0% |
| RTX RTX Corp. | 0.22% | 86,259 | $10.5M | Reduce -15.9% |
| UBER Uber Technologies Inc. | 0.22% | 136,235 | $10.2M | Reduce -15.4% |
| T AT&T Inc. | 0.22% | 464,952 | $10.2M | Reduce -15.9% |
| ALCYF Alchemy Investments Acquisit | 0.22% | 939,737 | $10.2M | Add +228.2% |
| GS Goldman Sachs Group Inc. | 0.22% | 20,478 | $10.1M | Reduce -17.6% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | 0.22% | 9,966,000 | $10.0M | New |
| LOW Lowe's Cos Inc. | 0.22% | 36,951 | $10.0M | Reduce -16.2% |
| AXP American Express Co. | 0.21% | 36,418 | $9.9M | Reduce -16.9% |
| UNP Union Pacific Corp. | 0.21% | 39,503 | $9.7M | Reduce -16.0% |
| PGR Progressive Corp. | 0.21% | 37,977 | $9.6M | Reduce -15.9% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | 0.20% | 9,577,000 | $9.5M | Add +82.4% |
| RCFAF Perception Capital Corp. IV | 0.20% | 829,500 | $9.5M | Add +81.3% |
| APXIF Apx Acquisition Corp. I | 0.20% | 792,581 | $9.2M | Add +14.2% |
| BKNG Booking Holdings Inc. | 0.20% | 2,174 | $9.2M | Reduce -16.9% |
| HON Honeywell International Inc. | 0.19% | 42,226 | $8.7M | Reduce -15.9% |
| WORKIVA INC (WK 1.125 08/15/26) | 0.19% | 7,569,000 | $8.6M | Add +50.8% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.19% | 73,284 | $8.6M | Reduce -16.1% |
| BLK BlackRock Finance Inc. | 0.18% | 9,029 | $8.6M | Reduce -16.2% |
| ETN Eaton Corp. PLC | 0.18% | 25,815 | $8.6M | Reduce -16.3% |
| PHYTF Pyrophyte Acquisition Corp. Class A | 0.18% | 734,612 | $8.4M | Add +40.5% |
| MS Morgan Stanley | 0.18% | 80,781 | $8.4M | Reduce -16.3% |
| LMT Lockheed Martin Corp. | 0.17% | 13,756 | $8.0M | Reduce -16.5% |
| SYK Stryker Corp. | 0.17% | 22,232 | $8.0M | Reduce -14.9% |
| SLAMF Slam Corp. Class A | 0.17% | 726,005 | $8.0M | Add +12.7% |
| BSX Boston Scientific Corp. | 0.17% | 95,492 | $8.0M | Reduce -15.8% |
| COP Conocophillips | 0.17% | 75,301 | $7.9M | Reduce -16.5% |
| ELV Elevance Health Inc. | 0.17% | 15,037 | $7.8M | Reduce -16.1% |
| VRTX Vertex Pharmaceuticals Inc. | 0.17% | 16,737 | $7.8M | Reduce -15.9% |
| C Citigroup Inc. | 0.17% | 123,710 | $7.7M | Reduce -15.9% |
Options reported separately and not counted above: GDX calls ($615K), QQQ puts ($227K), SPY puts ($81K).
Other holdings (15): bonds, preferreds, convertibles and warrants · $28K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 428,332 | $9K | No change |
| VACHW Voyager Acquisition Corp. -CW | *W EXP 05/16/203 | 85,125 | $7K | New |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 95,790 | $2K | Reduce -14.8% |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 173,300 | $2K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 86,000 | $2K | Add +81.5% |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 155,000 | $2K | New |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 150,000 | $2K | New |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 110,100 | $1K | New |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 100,000 | $1K | New |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 98,990 | $990 | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 50,000 | $500 | Reduce -85.2% |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 50,000 | $500 | No change |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 40,000 | $400 | Reduce -60.0% |
| NUVWQ Holdco Nuvo Group DG Ltd. | *W EXP 05/01/202 | 50,000 | $20 | New |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 133,333 | $13 | New |
Total filed on the 13F, all lines: $4.7B.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -99.5% | 0.00% | −6.73 |
| MSFT Microsoft Corp. | Reduce -15.9% | 4.46% | −1.21 |
| NVDA Nvidia Corp. | Reduce -15.9% | 4.16% | −1.02 |
| AMZN Amazon.com Inc. | Reduce -14.2% | 2.43% | −0.59 |
| ZSCALER INC. (ZS 0.125 07/01/25) | Reduce -79.9% | 0.13% | −0.59 |
| GOOGL Alphabet Inc. Class A | Reduce -16.1% | 1.35% | −0.47 |
| GOOG Alphabet Inc. Class C | Reduce -17.3% | 1.12% | −0.41 |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | Reduce -72.0% | 0.16% | −0.39 |
| JD Jd.com Inc.-ADR | Sold out | 0.00% | −0.36 |
| MONGODB INC (MDB 0.25 01/15/26) | Reduce -48.3% | 0.37% | −0.34 |
| RRACF Rigel Resource Acquisit Class A | Reduce -69.5% | 0.14% | −0.33 |
| TRTLF Tortoiseecofin Acquisition-A | Sold out | 0.00% | −0.30 |
| LLY Eli Lilly & Co. | Reduce -16.9% | 0.97% | −0.26 |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | Reduce -87.4% | 0.03% | −0.24 |
| AAPL Apple Inc. | Reduce -11.3% | 4.94% | −0.24 |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | Reduce -40.1% | 0.35% | −0.22 |
| TRIS Tristar Acquisition I Corp. Class A | Sold out | 0.00% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -16.7% | 0.73% | −0.15 |
| JPM JPMorgan Chase & Co. | Reduce -16.7% | 0.84% | −0.15 |
| META Meta Platforms Inc. Class A | Reduce -16.2% | 1.74% | −0.14 |
| NNAG 99 Acquisition Group in Class A | Sold out | 0.00% | −0.14 |
| MRK Merck & Co. Inc. | Reduce -15.8% | 0.40% | −0.13 |
| ZLSSF Zalatoris II Acquisition Cor | Sold out | 0.00% | −0.13 |
| RFAIU RF Acquisition Corp. II | Sold out | 0.00% | −0.12 |
| CLOUDFLARE INC (NET 0 08/15/26) | Reduce -57.2% | 0.09% | −0.12 |
| QCOM Qualcomm Inc. | Reduce -16.2% | 0.26% | −0.12 |
| INSMED INC (INSM 0.75 06/01/28) | Sold out | 0.00% | −0.11 |
| MCAA Mountain & Co. I Acquisition | Reduce -41.3% | 0.15% | −0.11 |
| CVX Chevron Corp. | Reduce -16.5% | 0.35% | −0.11 |
| LCW Learn CW Investment Corp. Class A | Sold out | 0.00% | −0.11 |
| ADBE Adobe Inc. | Reduce -16.8% | 0.32% | −0.10 |
| AMAT Applied Materials Inc. | Reduce -16.2% | 0.23% | −0.10 |
| LATG Chenghe Acquisition I Co. | Sold out | 0.00% | −0.10 |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | Reduce -52.9% | 0.08% | −0.10 |
| PG The Procter & Gamble Co. | Reduce -16.1% | 0.57% | −0.10 |
| COST Costco Wholesale Corp. | Reduce -15.9% | 0.55% | −0.10 |
| LRCX Lam Research Corp. | Reduce -16.2% | 0.15% | −0.09 |
| BAC Bank of America Corp. | Reduce -16.6% | 0.37% | −0.09 |
| MU Micron Technology Inc. | Reduce -15.8% | 0.16% | −0.09 |
| TENX KEANE ACQUISITION | Sold out | 0.00% | −0.09 |
| INTC Intel Corp. | Reduce -15.7% | 0.14% | −0.09 |
| WFC Wells Fargo & Co. | Reduce -17.9% | 0.27% | −0.09 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -14.9% | 1.18% | −0.08 |
| AMD Advanced Micro Devices | Reduce -15.8% | 0.37% | −0.08 |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | Sold out | 0.00% | −0.07 |
| AVGO Broadcom Inc. | Reduce -10.1% | 1.12% | −0.07 |
| INTU Intuit Inc. | Reduce -16.0% | 0.24% | −0.07 |
| KCGI Kensington Capital Acq-A | Sold out | 0.00% | −0.07 |
| NFLX Netflix Inc. | Reduce -16.3% | 0.42% | −0.07 |
| TCOM Trip.com Group Ltd.-ADR | Sold out | 0.00% | −0.07 |
Portfolio Buys Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +459.7% | 20.77% | +17.15 |
| HUBSPOT INC (HUBS 0.375 06/01/25) | New | 0.32% | +0.32 |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | New | 0.32% | +0.32 |
| KVACF Keen Vision Acquisition Corp. | Add +2258.7% | 0.31% | +0.30 |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | New | 0.26% | +0.26 |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | New | 0.22% | +0.22 |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | Add +46.0% | 0.54% | +0.18 |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | Add +138.7% | 0.26% | +0.16 |
| ALCYF Alchemy Investments Acquisit | Add +228.2% | 0.22% | +0.15 |
| RENEF Cartesian Growth Corp. II- A | Add +151.2% | 0.24% | +0.15 |
| SVIIF Spring Valley Acquisition-A | Add +135.7% | 0.24% | +0.14 |
| SKGR SK Growth Opportunities Co. Class A | Add +555.6% | 0.16% | +0.14 |
| USAR USA Rare Earth Inc. | Add +42.4% | 0.46% | +0.13 |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | New | 0.11% | +0.11 |
| PLTR Palantir Technologies Inc. Class A | New | 0.10% | +0.10 |
| SNAP INC (SNAP 0.75 08/01/26) | Add +217.6% | 0.16% | +0.10 |
| SPOTIFY USA INC (SPOT 0 03/15/26) | Add +82.4% | 0.20% | +0.09 |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | New | 0.09% | +0.09 |
| FVNNU Future Vision II Acq Corp. | New | 0.09% | +0.09 |
| RCFAF Perception Capital Corp. IV | Add +81.3% | 0.20% | +0.09 |
| QETA Quetta Acquisition Corp. | Add +652.3% | 0.10% | +0.09 |
| CAPNU Cayson Acquisition Corp. | New | 0.09% | +0.09 |
| FSHP Flag Ship Acquisition Corp. | Add +186.7% | 0.13% | +0.08 |
| CLRCF Climaterock Class A | New | 0.07% | +0.07 |
| OAKU Oak Woods Acquisition Corp. Class A | Add +151.0% | 0.12% | +0.07 |
| ALPHAVEST ACQUISITION CORP | Add +108.7% | 0.13% | +0.07 |
| HSPOF Horizon Space Acquisition I | Add +77.9% | 0.15% | +0.07 |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | New | 0.07% | +0.07 |
| YHNAU YHN Acquisition I Ltd. | New | 0.06% | +0.06 |
| PLAOF Patria Latin American Opport | Add +254.1% | 0.09% | +0.06 |
| WORKIVA INC (WK 1.125 08/15/26) | Add +50.8% | 0.19% | +0.06 |
| NFSCF Enphys Acquisition Corp. | Add +147.5% | 0.11% | +0.06 |
| ESHA Esh Acquisition Corp. Class A | Add +94.6% | 0.12% | +0.06 |
| TMTC TMT Acquisition Corp. Class A | Add +60.4% | 0.14% | +0.05 |
| PRLH Pearl Holdings Acquisition-A | New | 0.05% | +0.05 |
| AITR AI Transportation Acquisitio | New | 0.05% | +0.05 |
| DATADOG INC (DDOG 0.125 06/15/25) | Add +45.1% | 0.25% | +0.05 |
| PHYTF Pyrophyte Acquisition Corp. Class A | Add +40.5% | 0.18% | +0.05 |
| ARBOR REALTY TRUST INC (ABR 7.5 08/01/25) | New | 0.05% | +0.05 |
| DELL Dell Technologies -C | New | 0.05% | +0.05 |
| ALPHATIME ACQUISITION CORP | Add +64.8% | 0.12% | +0.05 |
| UCFI CN Healthy Food Tech Group C | New | 0.05% | +0.05 |
| FIRSTENERGY CORP (FE 4 05/01/26) | New | 0.04% | +0.04 |
| EURK Eureka Acquisition Corp. | New | 0.04% | +0.04 |
| AFJK Aimei Health Technology Co. | Add +60.7% | 0.10% | +0.04 |
| BAYA Bayview Acquisition Corp. Class A | Add +47.3% | 0.11% | +0.04 |
| BFACF Battery Future Acquisition-A | Add +95.9% | 0.07% | +0.04 |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | New | 0.03% | +0.03 |
| SW Smurfit Westrock PLC | New | 0.03% | +0.03 |
| FNVTF Finnovate Acquisition Corp. Class A | New | 0.03% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| GDX Vaneck Gold Miners ETF | call | New | 20,000 | $615K |
| QQQ Invesco QQQ Trust Series 1 | put | New | 3,500 | $227K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 1,000 | $81K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| VACHW Voyager Acquisition Corp. -CW | *W EXP 05/16/203 | New | 85,125 | $7K |
| TRTWF Tortoiseecofin Acquisit-CW | *W EXP 07/22/202 | Sold out | 50,000 | $6Kbefore exit |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | Sold out | 25,000 | $5Kbefore exit |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | Sold out | 70,050 | $4Kbefore exit |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | Sold out | 56,051 | $3Kbefore exit |
| FIACW Focus Impact Acquisit -CW23 | *W EXP 99/99/999 | Sold out | 207,699 | $2Kbefore exit |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | Reduce -14.8% | 95,790 | $2K |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | Add +81.5% | 86,000 | $2K |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | New | 155,000 | $2K |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | New | 150,000 | $2K |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | Sold out | 148,492 | $1Kbefore exit |
| CMCWF Capitalworks Emerging-CW23 | *W EXP 99/99/999 | Sold out | 135,460 | $1Kbefore exit |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | Sold out | 130,408 | $1Kbefore exit |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | Sold out | 14,300 | $1Kbefore exit |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | New | 110,100 | $1K |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | New | 100,000 | $1K |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | Sold out | 75,000 | $750before exit |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | Sold out | 32,950 | $659before exit |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | Reduce -85.2% | 50,000 | $500 |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | Sold out | 49,718 | $497before exit |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | Reduce -60.0% | 40,000 | $400 |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | Sold out | 37,612 | $376before exit |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | Sold out | 25,600 | $256before exit |
| NUVWQ Holdco Nuvo Group DG Ltd. | *W EXP 05/01/202 | New | 50,000 | $20 |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | New | 133,333 | $13 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q1 2025 | 614 | $4.6B | AAPL, MSFT, NVDA, SPY, AMZN |
| Q4 2024 | 592 | $5.5B | AAPL, NVDA, SPY, MSFT, AMZN |
| Q3 2024Amended | 599 | $4.7B | SPY, AAPL, MSFT, NVDA, AMZN |
| Q2 2024 | 598 | $4.5B | QQQ, MSFT, NVDA, AAPL, SPY |
| Q1 2024 | 121 | $4.1B | SPY, QQQ, XRT, ZSCALER INC. (ZS 0.125 07/01/25), MONGODB INC (MDB 0.25 01/15/26) |