NewEdge Advisors, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 17, 2025), NewEdge Advisors, LLC reported 4,079 stock positions worth $22.0 billion. Its top holding was Apple (AAPL) at 2.7% of the portfolio, followed by Nvidia (NVDA, 2.7%) and Microsoft (MSFT, 2.5%). Compared with Q2 2025, it opened 296 new positions, sold out of 191, added to 1,758 and reduced 1,230. The biggest buy was iShares S&P 100 ETF (OEF, shares +73%) and the biggest sale iShares Ustechnology ETF (IYW, shares −58%).
- Most Recent 13F
- Q2 2026
- Location
- NEW ORLEANS, LA
- CIK
- 0001633516
- Portfolio Value
- $22.0B (Q3 2025)
- SEC Filing
- 0001213900-25-111189 ↗ filed Nov 17, 2025
Holdings Value
Holdings 4,079 stocks · $22.0B
| AAPL Apple Inc. | 2.74% | 2,419,154 | $602.8M | Reduce -4.1% |
| NVDA Nvidia Corp. | 2.66% | 3,266,905 | $586.2M | Add +3.4% |
| MSFT Microsoft Corp. | 2.53% | 1,072,812 | $555.7M | Add +4.4% |
| IVV iShares Core S&P 500 ETF | 2.14% | 704,663 | $471.6M | Add +8.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.61% | 633,401 | $354.2M | Add +6.4% |
| VOO Vanguard S&P 500 ETF | 1.52% | 546,037 | $334.4M | Add +2.6% |
| AVGO Broadcom Inc. | 1.44% | 958,589 | $316.2M | Reduce -5.1% |
| AMZN Amazon.com Inc. | 1.41% | 1,417,302 | $311.2M | Add +4.0% |
| JPM JPMorgan Chase & Co. | 1.22% | 848,504 | $267.6M | Add +2.2% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.17% | 4,358,804 | $258.0M | Add +28.8% |
| QUAL iShares MSCI USA Quality Fac | 0.96% | 1,090,947 | $212.2M | Reduce -7.2% |
| IVW iShares S&P 500 Growth ETF | 0.94% | 1,718,950 | $207.5M | Add +3.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.93% | 1,094,798 | $204.2M | Add +19.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.88% | 401,968 | $192.8M | Reduce -2.8% |
| META Meta Platforms Inc. Class A | 0.78% | 233,829 | $171.7M | Add +7.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.77% | 2,167,098 | $169.8M | Reduce -6.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.72% | 315,586 | $158.7M | Reduce -3.7% |
| GOOG Alphabet Inc. Class C | 0.69% | 626,465 | $152.6M | Reduce -3.2% |
| TSLA Tesla Inc. | 0.69% | 343,073 | $151.3M | Add +0.5% |
| EFV iShares MSCI Eafe Value ETF | 0.69% | 2,226,266 | $151.0M | Reduce -11.6% |
| OEF iShares S&P 100 ETF | 0.67% | 443,328 | $147.6M | Add +73.0% |
| IVE iShares S&P 500 Value ETF | 0.66% | 703,676 | $145.3M | Reduce -1.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.63% | 358,097 | $138.1M | Add +47.1% |
| ABBV Abbvie Inc. | 0.61% | 581,192 | $134.6M | Add +4.6% |
| IEMG iShares Core MSCI Emerging | 0.61% | 2,028,701 | $133.7M | Add +29.4% |
| V Visa Inc. Class A | 0.60% | 385,069 | $131.5M | Reduce -0.6% |
| GOOGL Alphabet Inc. Class A | 0.60% | 540,603 | $131.4M | Add +7.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.60% | 399,717 | $131.2M | Add +0.9% |
| VEA Vanguard Ftse Developed ETF | 0.59% | 2,161,769 | $129.5M | Add +2.9% |
| PYLD PIMCO Multisector Bond Actv | 0.57% | 4,669,699 | $125.3M | Add +28.3% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.56% | 2,626,577 | $122.7M | Reduce -3.1% |
| DFAC Dimensional US Core Equity 2 | 0.55% | 3,114,637 | $120.1M | Reduce -8.4% |
| THRO iShares U.S. Thematic Rotati | 0.54% | 3,124,101 | $118.3M | Add +44.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.47% | 1,195,152 | $104.3M | Add +16.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.46% | 359,109 | $101.3M | Add +11.9% |
| CAT Caterpillar Inc. | 0.46% | 209,753 | $100.1M | Reduce -3.2% |
| TLH iShares 10-20 Year Treasury | 0.45% | 963,262 | $99.2M | Add +71.7% |
| WMT Walmart Inc. | 0.45% | 961,086 | $99.0M | Add +1.8% |
| LLY Eli Lilly & Co. | 0.44% | 126,500 | $96.5M | Reduce -0.1% |
| BOND PIMCO Active Bond Exchange-T | 0.42% | 983,061 | $91.8M | Add +10.9% |
| BAI Ishrs AI in and Tech Act ETF | 0.42% | 2,682,911 | $91.6M | Add +162.3% |
| IWF iShares Russell 1000 Growth | 0.41% | 193,154 | $90.5M | Add +1.9% |
| ORCL Oracle Corp. | 0.41% | 317,706 | $89.4M | Add +4.0% |
| WFC Wells Fargo & Co. | 0.40% | 1,055,655 | $88.5M | Add +5.3% |
| HD Home Depot Inc. | 0.40% | 216,678 | $87.8M | Reduce -0.0% |
| AGG iShares Core U.S. Aggregate | 0.40% | 874,721 | $87.7M | Add +5.5% |
| GLD SPDR Gold Shares | 0.40% | 244,916 | $87.1M | Add +1.0% |
| XOM Exxon Mobil Corp. | 0.39% | 766,086 | $86.4M | Add +4.5% |
| PLTR Palantir Technologies Inc. Class A | 0.39% | 467,791 | $85.3M | Reduce -0.7% |
| IAU iShares Gold Trust | 0.39% | 1,169,539 | $85.1M | Add +46.2% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.39% | 2,542,145 | $85.0M | Add +1.9% |
| COST Costco Wholesale Corp. | 0.39% | 91,594 | $84.8M | Add +4.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.38% | 283,001 | $83.1M | Reduce -2.7% |
| BLK BlackRock Inc. | 0.38% | 70,802 | $82.5M | Reduce -0.2% |
| CVX Chevron Corp. | 0.36% | 508,657 | $79.0M | Add +2.8% |
| RDVY First Trust Rising Dividend | 0.35% | 1,159,579 | $78.0M | Add +24.4% |
| BND Vanguard Total Bond Market | 0.35% | 1,022,107 | $76.0M | Reduce -2.4% |
| VIG Vanguard Dividend Apprec ETF | 0.33% | 334,710 | $72.2M | Add +2.5% |
| IJR iShares Core S&P Small-Cap E | 0.32% | 600,076 | $71.3M | Add +8.4% |
| JNJ Johnson & Johnson | 0.31% | 373,368 | $69.2M | Add +8.3% |
| COR Cencora Inc. | 0.31% | 219,259 | $68.5M | Reduce -1.9% |
| PM Philip Morris International | 0.31% | 421,082 | $68.3M | Add +16.2% |
| MBB iShares MBS ETF | 0.30% | 701,493 | $66.7M | Add +8.0% |
| NFLX Netflix Inc. | 0.30% | 55,533 | $66.6M | Add +0.7% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.29% | 208,890 | $64.7M | Reduce -0.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.29% | 445,515 | $64.4M | Reduce -5.2% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 330,615 | $62.7M | Add +0.7% |
| VWO Vanguard Ftse Emerging Marke | 0.28% | 1,142,080 | $61.9M | Add +4.8% |
| QCOM Qualcomm Inc. | 0.28% | 371,423 | $61.8M | Add +233.7% |
| ADP Automatic Data Processing | 0.27% | 205,261 | $60.2M | Add +3.5% |
| FV First Trust DW Focus 5 Fund | 0.26% | 940,514 | $58.2M | Add +11.4% |
| CGGR Cap Group Growth Equity | 0.26% | 1,308,141 | $57.5M | Add +7.2% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.26% | 520,921 | $56.8M | Add +1.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.26% | 220,151 | $56.5M | Add +3.6% |
| ADI Analog Devices Inc. | 0.25% | 227,976 | $56.0M | Add +142.5% |
| T AT&T Inc. | 0.25% | 1,980,018 | $55.9M | Add +8.9% |
| ITW Illinois Tool Works | 0.25% | 211,411 | $55.1M | Add +3.8% |
| TMUS T-Mobile US Inc. | 0.25% | 230,061 | $55.1M | Add +5.2% |
| SNX TD Synnex Corp. | 0.25% | 335,359 | $54.9M | Add +3.1% |
| DGRO iShares Core Dividend Growth | 0.25% | 800,996 | $54.5M | Add +10.4% |
| DGRW Wisdomtree U.S. Quality Divi | 0.24% | 596,043 | $53.0M | Reduce -0.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.24% | 994,255 | $52.9M | Add +17.0% |
| DTE DTE Energy Company | 0.24% | 366,879 | $51.9M | Add +0.8% |
| FBND Fidelity Total Bond ETF | 0.23% | 1,094,851 | $50.6M | Add +57.1% |
| SAP Sap SE-Sponsored ADR | 0.23% | 188,933 | $50.5M | Reduce -0.3% |
| PG The Procter & Gamble Co. | 0.23% | 325,242 | $50.0M | Add +12.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 176,004 | $49.2M | Add +0.7% |
| TSCO Tractor Supply Company | 0.22% | 850,654 | $48.4M | Add +0.2% |
| FPEI First Trust Institutional PR | 0.22% | 2,478,933 | $47.9M | Add +5.0% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.22% | 1,400,853 | $47.9M | Add +2.5% |
| EMBD Global X Emerging Markets BD | 0.22% | 2,009,964 | $47.8M | Reduce -0.9% |
| PULS Pgim Ultra Short Bond ETF | 0.22% | 950,023 | $47.3M | Reduce -10.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.21% | 496,231 | $47.2M | Reduce -0.3% |
| MA Mastercard Inc. Class A | 0.21% | 82,636 | $47.0M | Add +5.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 183,267 | $46.6M | Reduce -5.8% |
| VYM Vanguard High DVD Yield ETF | 0.21% | 327,516 | $46.2M | Add +8.7% |
| IWB iShares Russell 1000 ETF | 0.21% | 125,017 | $45.7M | Add +1.5% |
| JPST JPMorgan Ultra-Short Income | 0.21% | 891,380 | $45.2M | Reduce -2.8% |
| CL Colgate-Palmolive Co. | 0.20% | 553,667 | $44.3M | Add +10.4% |
| IBTG iShares Ibonds Dec 2026 Term | 0.20% | 1,904,405 | $43.7M | Add +6.9% |
Other holdings (20): bonds, preferreds, convertibles and warrants · $537K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 24,686 | $287K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 93 | $115K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,210 | $56K | Add +1.2% |
| NIOBW Niocorp Developments Ltd. -28 | *W EXP 03/17/202 | 18,313 | $34K | No change |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | 200 | $18K | New |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 848 | $10K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4 | $5K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 61,796 | $5K | Reduce -4.4% |
| NE.WS Noble Corp. PLC-28 | *W EXP 02/04/202 | 223 | $3K | No change |
| NOBLE CORP PLC-28 | *W EXP 02/04/202 | 223 | $2K | No change |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 13,362 | $788 | Add +5.0% |
| NVVEW Nuvve Holding Corp.-CW26 | *W EXP 03/19/202 | 27,062 | $479 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 100 | $280 | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 2,500 | $114 | No change |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | 2,625 | $98 | New |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 1,667 | $36 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 7 | $26 | No change |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 1,072 | $25 | No change |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | 1,002 | $8 | Reduce -94.6% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 366 | $7 | Reduce -96.2% |
Total filed on the 13F, all lines: $22.0B.
Portfolio Sells Q2 2025 → Q3 2025
| IYW iShares Ustechnology ETF | Reduce -57.9% | 0.19% | −0.27 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -58.8% | 0.12% | −0.20 |
| IQLT iShares MSCI International Q | Reduce -74.6% | 0.06% | −0.20 |
| SNY Sanofi-ADR | Reduce -91.2% | 0.01% | −0.17 |
| QUAL iShares MSCI USA Quality Fac | Reduce -7.2% | 0.96% | −0.14 |
| EFV iShares MSCI Eafe Value ETF | Reduce -11.6% | 0.69% | −0.14 |
| IBTI iShares Ibonds Dec 2028 Term | Reduce -74.5% | 0.03% | −0.11 |
| V Visa Inc. Class A | Reduce -0.6% | 0.60% | −0.11 |
| IBDU iShares Ibonds Dec 2029 Term | Reduce -72.2% | 0.03% | −0.10 |
| CGXU Cap Group Intl Focus | Reduce -53.3% | 0.08% | −0.10 |
| XTEN Bondbloxx BBG 10Y US TSY ETF | Reduce -88.1% | 0.01% | −0.10 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -6.1% | 0.77% | −0.09 |
| FTGC First Trust Global Tactical | Reduce -70.2% | 0.03% | −0.09 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -3.1% | 0.56% | −0.09 |
| IBTF iShares Ibonds Dec 2025 Term | Reduce -48.2% | 0.07% | −0.09 |
| DFAC Dimensional US Core Equity 2 | Reduce -8.4% | 0.55% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -0.1% | 0.44% | −0.07 |
| SAP Sap SE-Sponsored ADR | Reduce -0.3% | 0.23% | −0.07 |
| DFLV Dim US Large Cap Value ETF | Reduce -65.9% | 0.03% | −0.07 |
| RECS Columbia Resear Enh Cor ETF | Reduce -97.4% | 0.00% | −0.07 |
| NOW ServiceNow Inc. | Reduce -20.0% | 0.11% | −0.07 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -16.3% | 0.19% | −0.06 |
| JMST JPM Ultra-Short Muni Income | Reduce -46.3% | 0.05% | −0.06 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -2.8% | 0.88% | −0.06 |
| CRM Salesforce Inc. | Reduce -25.6% | 0.08% | −0.06 |
| PULS Pgim Ultra Short Bond ETF | Reduce -10.9% | 0.22% | −0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -3.7% | 0.72% | −0.06 |
| IVE iShares S&P 500 Value ETF | Reduce -1.1% | 0.66% | −0.06 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -13.3% | 0.18% | −0.06 |
| BND Vanguard Total Bond Market | Reduce -2.4% | 0.35% | −0.05 |
| AJG Arthur J Gallagher & Co. | Reduce -0.2% | 0.29% | −0.05 |
| UBER Uber Technologies Inc. | Reduce -17.7% | 0.16% | −0.05 |
| GBIL Goldman Sachs Access Treasur | Reduce -13.6% | 0.15% | −0.05 |
| ACN Accenture PLC Class A | Reduce -19.3% | 0.06% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -2.7% | 0.38% | −0.04 |
| DFIC Dimensional International Co. | Reduce -17.3% | 0.13% | −0.04 |
| MCD McDonald's Corp. | Reduce -13.6% | 0.15% | −0.04 |
| IBMN iShares Ibonds Dec 2025 Term | Reduce -49.2% | 0.03% | −0.04 |
| VCIT Vanguard Int-Term Corporate | Reduce -10.1% | 0.15% | −0.04 |
| COR Cencora Inc. | Reduce -1.9% | 0.31% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -2.8% | 0.21% | −0.03 |
| HTRB Hartford TTL RTRN BND ETF | Reduce -82.5% | 0.01% | −0.03 |
| AMT American Tower Corp. | Reduce -18.5% | 0.06% | −0.03 |
| HON Honeywell International Inc. | Reduce -17.0% | 0.06% | −0.03 |
| UCON First Trust Smith Unconstrai | Reduce -49.8% | 0.02% | −0.03 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -45.9% | 0.03% | −0.03 |
| HAWX iShares Cur HDG MSCI Acwi-X | Reduce -73.7% | 0.01% | −0.03 |
| FTSM First Trust Enh Short Mat FD | Reduce -19.4% | 0.07% | −0.03 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -34.3% | 0.05% | −0.03 |
| MRVL Marvell Technology Inc. | Reduce -25.9% | 0.07% | −0.03 |
Portfolio Buys Q2 2025 → Q3 2025
| OEF iShares S&P 100 ETF | Add +73.0% | 0.67% | +0.27 |
| BAI Ishrs AI in and Tech Act ETF | Add +162.3% | 0.42% | +0.26 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +28.8% | 1.17% | +0.22 |
| QCOM Qualcomm Inc. | Add +233.7% | 0.28% | +0.19 |
| TLH iShares 10-20 Year Treasury | Add +71.7% | 0.45% | +0.16 |
| WCMI FT WCM International ETF | Add +1533.3% | 0.16% | +0.15 |
| FELC Fidelity Enh LRG Cap Cor ETF | Add +53402.9% | 0.14% | +0.14 |
| THRO iShares U.S. Thematic Rotati | Add +44.7% | 0.54% | +0.14 |
| GOOGL Alphabet Inc. Class A | Add +7.7% | 0.60% | +0.14 |
| ADI Analog Devices Inc. | Add +142.5% | 0.25% | +0.14 |
| TSLA Tesla Inc. | Add +0.5% | 0.69% | +0.13 |
| IAU iShares Gold Trust | Add +46.2% | 0.39% | +0.13 |
| IEMG iShares Core MSCI Emerging | Add +29.4% | 0.61% | +0.12 |
| ITA iShares U.S. Aerospace & Def | Add +449.3% | 0.15% | +0.12 |
| NVDA Nvidia Corp. | Add +3.4% | 2.66% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +19.7% | 0.93% | +0.09 |
| SHLD Global X Defense Tech ETF | Add +1314.7% | 0.10% | +0.09 |
| CGCB Cap Group Core Bond | Add +403.4% | 0.10% | +0.08 |
| IBDX iShares Ibonds Dec 2032 TC | Add +560.4% | 0.10% | +0.08 |
| IBHI iShares Ibonds 2029 TM HY Inc. | Add +20719.3% | 0.08% | +0.08 |
| ABBV Abbvie Inc. | Add +4.6% | 0.61% | +0.08 |
| PYLD PIMCO Multisector Bond Actv | Add +28.3% | 0.57% | +0.07 |
| FBND Fidelity Total Bond ETF | Add +57.1% | 0.23% | +0.07 |
| ORCL Oracle Corp. | Add +4.0% | 0.41% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +8.3% | 2.14% | +0.06 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +59.0% | 0.18% | +0.05 |
| RDVY First Trust Rising Dividend | Add +24.4% | 0.35% | +0.05 |
| SMH Vaneck Semiconductor ETF | Add +109.2% | 0.10% | +0.05 |
| GE General Electric | Add +34.1% | 0.19% | +0.05 |
| MINT PIMCO Enhanced Short Maturit | Add +69.2% | 0.15% | +0.05 |
| SFLO VS SM Cap Free Cash Flow ETF | New | 0.05% | +0.05 |
| IBTL iShares Ibonds Dec 2031 Term | Add +9036.6% | 0.05% | +0.05 |
| FEOE First Eagle Overseas Eq ETF | New | 0.05% | +0.05 |
| BALT Inn Defined Wealth Shield | Add +324.2% | 0.06% | +0.05 |
| IFV First Trust DW Focus 5 Intl | Add +334.6% | 0.06% | +0.04 |
| VGT Vanguard Info Tech ETF | Add +54.6% | 0.13% | +0.04 |
| MOAT Vaneck Morningstar Wide Moat | Add +71.0% | 0.12% | +0.04 |
| JNJ Johnson & Johnson | Add +8.3% | 0.31% | +0.04 |
| USMC Principal US Mega-Cap ETF | Add +45.6% | 0.14% | +0.04 |
| GEV GE Vernova Inc. | Add +35.1% | 0.14% | +0.04 |
| APP AppLovin Corp. Class A | Add +37.0% | 0.07% | +0.04 |
| DFAI Dimensional International Co. | Add +39.4% | 0.17% | +0.04 |
| MFSI MFS Active International | New | 0.04% | +0.04 |
| IBTK iShares Ibonds Dec 2030 Trea | Add +5624.5% | 0.04% | +0.04 |
| IBIT iShares Bitcoin Trust ETF | Add +44.0% | 0.14% | +0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +140.6% | 0.06% | +0.03 |
| IBTJ iShares Ibonds Dec 2029 Term | Add +713.5% | 0.04% | +0.03 |
| HOOD Robinhood Markets Inc. Class A | Add +31.1% | 0.08% | +0.03 |
| BABA Alibaba Group Holding-SP ADR | Add +12.2% | 0.09% | +0.03 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Add +63.4% | 0.11% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Sold out | 4,100 | $200Kbefore exit |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +1.2% | 2,210 | $56K |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Sold out | 40,000 | $41Kbefore exit |
| STRATEGY INC (MSTR 8 PERP) | SERIES A PERP PF | New | 200 | $18K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Reduce -4.4% | 61,796 | $5K |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 36,177 | $3Kbefore exit |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Add +5.0% | 13,362 | $788 |
| SQFTW Presidio Property TRST -CW27 | *W EXP 01/24/202 | New | 2,625 | $98 |
| RIVERNORTH OPPORTUNI-RT | RIGHT 10/06/2025 | Reduce -94.6% | 1,002 | $8 |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | Reduce -96.2% | 366 | $7 |
| MTNB Matinas Biopharma Holdings I | COM NEW | Sold out | 0 | $0before exit |
| USDX Sgi Enhanced Core ETF | SGI ENHA CORE ET | Sold out | 0 | $0before exit |
| GINX Sgi Enh GL Inc. ETF | SGI ENHANCED GLB | Sold out | 0 | $0before exit |
| DYTA Sgi Dynamic Tactical ETF | SGI DIVERSI TAC | Sold out | 0 | $0before exit |
| SGLC Sgi US Large Cap Core ETF | SGI US LARGE CAP | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,175 | $33.6B | AAPL, IVV, SPY, NVDA, MSFT |
| Q1 2026Amended | 4,118 | $27.7B | AAPL, NVDA, MSFT, IVV, AMZN |
| Q4 2025 | 4,190 | $27.6B | AAPL, MSFT, NVDA, IVV, AMZN |
| Q3 2025 | 4,079 | $22.0B | AAPL, NVDA, MSFT, IVV, SPY |
| Q2 2025 | 3,973 | $19.4B | MSFT, AAPL, NVDA, IVV, SPY |
| Q1 2025 | 3,946 | $16.8B | AAPL, IVV, MSFT, NVDA, SPY |
| Q4 2024 | 3,887 | $16.6B | AAPL, IVV, NVDA, MSFT, SPY |
| Q3 2024 | 3,787 | $15.4B | AAPL, IVV, MSFT, NVDA, SPY |
| Q2 2024 | 3,771 | $13.7B | AAPL, IVV, NVDA, MSFT, SPY |
| Q1 2024 | 3,810 | $11.5B | AAPL, IVV, MSFT, NVDA, VOO |