Norris Financial Group, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed May 20, 2026), Norris Financial Group, LLC reported 76 stock positions worth $203.2 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 17.4% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 8.1%) and iShares Gold Trust (IAU, 5.6%). Compared with Q2 2024, it opened 9 new positions, sold out of 11, added to 27 and reduced 36. The biggest buy was Invesco S&P 500 Equal Weight (RSP, shares +1892%) and the biggest sale an exit from iShares Semiconductor ETF (SOXX).
- Most Recent 13F
- Q2 2026
- Location
- GREENVILLE, SC
- CIK
- 0002129318
- Portfolio Value
- $203.2M (Q3 2024)
- SEC Filing
- 0002129318-26-000008 ↗ filed May 20, 2026
Holdings Value
Holdings 76 stocks · $203.2M
| SPY SS SPDR S&P 500 ETF Trust-US | 17.44% | 61,753 | $35.4M | Reduce -5.3% |
| QQQ Invesco QQQ Trust Series 1 | 8.07% | 33,577 | $16.4M | Reduce -10.0% |
| IAU iShares Gold Trust | 5.64% | 230,692 | $11.5M | Reduce -3.5% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 5.46% | 120,836 | $11.1M | Add +0.5% |
| IWM iShares Russell 2000 ETF | 4.72% | 43,410 | $9.6M | Add +117.2% |
| RSP Invesco S&P 500 Equal Weight | 3.96% | 44,892 | $8.0M | Add +1891.7% |
| AAPL Apple Inc. | 3.82% | 33,269 | $7.8M | Reduce -0.9% |
| SGOL Abrdn Physical Gold Shares | 3.55% | 286,776 | $7.2M | Add +14.9% |
| VTI VG Morningstar TS MKT ETF-US | 2.96% | 21,217 | $6.0M | Add +1.8% |
| GLD SPDR Gold Shares | 2.29% | 19,133 | $4.7M | Reduce -9.1% |
| GRID First TRST Nasd Class Edg Sgiif | 2.08% | 33,163 | $4.2M | Reduce -0.0% |
| MSFT Microsoft Corp. | 1.94% | 9,177 | $3.9M | Add +0.9% |
| DEM Wisdomtree Emerging Markets | 1.73% | 79,652 | $3.5M | Add +36.7% |
| XLF SS Financial Select Sector | 1.62% | 72,644 | $3.3M | New |
| AUPH Aurinia Pharmaceuticals Inc. | 1.51% | 417,514 | $3.1M | Reduce -2.1% |
| AMZN Amazon.com Inc. | 1.49% | 16,280 | $3.0M | Reduce -9.4% |
| BOXX Alpha Architect 1-3 MNTH Box | 1.32% | 24,713 | $2.7M | Add +19.6% |
| COST Costco Wholesale Corp. | 1.28% | 2,932 | $2.6M | Reduce -0.8% |
| AGX Argan Inc. | 1.25% | 24,969 | $2.5M | Add +15.9% |
| SOFI Sofi Technologies Inc. | 1.20% | 310,393 | $2.4M | Add +9.9% |
| CLS Celestica Inc. | 1.16% | 46,208 | $2.4M | Reduce -2.6% |
| SHOP Shopify Inc. Class A | 1.10% | 27,786 | $2.2M | Add +0.5% |
| IWF iShares Russell 1000 Growth | 1.03% | 5,564 | $2.1M | Reduce -17.8% |
| EDIV State Street SPDR S&P Emergi | 1.02% | 54,847 | $2.1M | Add +3.5% |
| NVDA Nvidia Corp. | 1.01% | 16,824 | $2.0M | Reduce -22.6% |
| JXN Jackson Financial Inc. Class A | 1.00% | 22,213 | $2.0M | Reduce -22.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.96% | 49,245 | $2.0M | Reduce -0.4% |
| SGOV iShares 0-3 Month Treasury B | 0.94% | 18,955 | $1.9M | Reduce -21.8% |
| PNC PNC Financial Services Group | 0.90% | 9,926 | $1.8M | Add +1.5% |
| PFE Pfizer Inc. | 0.89% | 62,575 | $1.8M | Reduce -0.3% |
| SLV iShares Silver Trust | 0.88% | 63,274 | $1.8M | Add +19.6% |
| GSY Invesco Ultra Short Duration | 0.88% | 35,668 | $1.8M | New |
| MFC Manulife Financial Corp. | 0.87% | 59,552 | $1.8M | Reduce -9.5% |
| TFC Truist Financial Corp. | 0.82% | 38,938 | $1.7M | Reduce -0.5% |
| C Citigroup Inc. | 0.81% | 26,343 | $1.6M | Reduce -0.3% |
| NFLX Netflix Inc. | 0.79% | 2,253 | $1.6M | Reduce -19.6% |
| EQWL Invesco S&P 100 Equal Weight | 0.76% | 15,181 | $1.6M | Reduce -53.5% |
| TPB Turning Point Brands Inc. | 0.73% | 34,266 | $1.5M | New |
| STAG Stag Industrial Inc. | 0.69% | 35,634 | $1.4M | Reduce -0.6% |
| BHP BHP Group Ltd.-Spon ADR | 0.68% | 22,295 | $1.4M | Add +0.6% |
| JNJ Johnson & Johnson | 0.63% | 7,912 | $1.3M | Reduce -0.6% |
| LMT Lockheed Martin Corp. | 0.63% | 2,191 | $1.3M | Reduce -11.9% |
| TGT Target Corp. | 0.55% | 7,154 | $1.1M | Reduce -0.3% |
| SCCO Southern Copper Corp. | 0.55% | 9,636 | $1.1M | Reduce -12.4% |
| QQQM Invesco Nasdaq 100 ETF | 0.50% | 5,089 | $1.0M | Reduce -22.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.49% | 5,682 | $987K | Add +12.7% |
| GILD Gilead Sciences Inc. | 0.48% | 11,636 | $976K | New |
| RF Regions Financial Corp. | 0.33% | 28,881 | $674K | Reduce -4.2% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.28% | 4,783 | $570K | Add +107.2% |
| HBAN Huntington Bancshares Inc. | 0.27% | 36,887 | $542K | No change |
| IFN Aberdeen India Fund Inc. | 0.26% | 27,991 | $532K | Add +10.1% |
| CRSP Crispr Therapeutics AG | 0.24% | 10,354 | $486K | Add +2.4% |
| F Ford Motor Co. filed as FORD MTR CO | 0.24% | 45,800 | $484K | New |
| ULST SS Ultra Short TM Bond ETF | 0.24% | 11,756 | $479K | Reduce -5.5% |
| PPA Invesco Aerospace & Defense | 0.24% | 4,168 | $479K | Reduce -87.0% |
| BMY Bristol-Myers Squibb Co. | 0.23% | 9,195 | $476K | Reduce -49.9% |
| UPS United Parcel Service Class B | 0.22% | 3,265 | $445K | New |
| LLY Eli Lilly & Co. | 0.20% | 469 | $416K | Add +75.0% |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.19% | 8,396 | $383K | Reduce -6.8% |
| XOM Exxon Mobil Corp. | 0.18% | 3,157 | $370K | Reduce -83.5% |
| MOD Modine Manufacturing Co. | 0.16% | 2,496 | $331K | Reduce -8.8% |
| PFF iShares Preferred & Income S | 0.15% | 9,250 | $307K | Add +12.1% |
| STWD Starwood Property Trust Inc. | 0.14% | 14,100 | $287K | Add +11.9% |
| FSMB First Trust Short Dur Manag | 0.14% | 14,078 | $282K | Add +1.1% |
| OKE Oneok Inc. | 0.14% | 3,062 | $279K | No change |
| FUMB First Trust Ultra Short Dur | 0.14% | 13,849 | $279K | Add +0.7% |
| HD Home Depot Inc. | 0.14% | 686 | $278K | Reduce -10.0% |
| RIO Rio Tinto PLC-Spon ADR | 0.13% | 3,726 | $265K | No change |
| TSLA Tesla Inc. | 0.13% | 994 | $260K | New |
| FLR Fluor Corp. | 0.11% | 4,725 | $225K | No change |
| T AT&T Inc. | 0.11% | 9,819 | $216K | Reduce -52.5% |
| CSQ Calamos Strat TTL RTRN FND | 0.10% | 12,000 | $208K | Add +20.0% |
| POWL Powell Industries Inc. | 0.10% | 926 | $206K | New |
| SPHD Invesco S&P 500 High Dividen | 0.10% | 4,029 | $204K | New |
| IBRX Immunitybio Inc. | 0.03% | 14,126 | $53K | Add +2.7% |
| EYENOVIA INC | 0.02% | 63,845 | $33K | Add +1.6% |
Portfolio Sells Q2 2024 → Q3 2024
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −1.96 |
| IGE iShares North American Natur | Sold out | 0.00% | −1.67 |
| PPA Invesco Aerospace & Defense | Reduce -87.0% | 0.24% | −1.47 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -10.0% | 8.07% | −1.24 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.3% | 17.44% | −1.05 |
| XOM Exxon Mobil Corp. | Reduce -83.5% | 0.18% | −0.97 |
| EQWL Invesco S&P 100 Equal Weight | Reduce -53.5% | 0.76% | −0.84 |
| NVDA Nvidia Corp. | Reduce -22.6% | 1.01% | −0.39 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.39 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.39 |
| SGOV iShares 0-3 Month Treasury B | Reduce -21.8% | 0.94% | −0.33 |
| AMZN Amazon.com Inc. | Reduce -9.4% | 1.49% | −0.32 |
| IWF iShares Russell 1000 Growth | Reduce -17.8% | 1.03% | −0.26 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.25 |
| CLS Celestica Inc. | Reduce -2.6% | 1.16% | −0.25 |
| SPGP Invesco S&P 500 Garp ETF | Sold out | 0.00% | −0.22 |
| MPC Marathon Petroleum Corp. | Sold out | 0.00% | −0.21 |
| NFLX Netflix Inc. | Reduce -19.6% | 0.79% | −0.20 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -22.7% | 0.50% | −0.17 |
| BMY Bristol-Myers Squibb Co. | Reduce -49.9% | 0.23% | −0.16 |
| COWZ Pacer US Cash Cows 100 ETF | Sold out | 0.00% | −0.14 |
| TGTX TG Therapeutics Inc. | Sold out | 0.00% | −0.14 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.14 |
| JXN Jackson Financial Inc. Class A | Reduce -22.2% | 1.00% | −0.11 |
| T AT&T Inc. | Reduce -52.5% | 0.11% | −0.10 |
| SCCO Southern Copper Corp. | Reduce -12.4% | 0.55% | −0.07 |
| GLD SPDR Gold Shares | Reduce -9.1% | 2.29% | −0.07 |
| BAC Bank of America Corp. | Reduce -0.4% | 0.96% | −0.06 |
| C Citigroup Inc. | Reduce -0.3% | 0.81% | −0.06 |
| LXP LXP Industrial Trust | Sold out | 0.00% | −0.05 |
| MFC Manulife Financial Corp. | Reduce -9.5% | 0.87% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -0.8% | 1.28% | −0.03 |
| ULST SS Ultra Short TM Bond ETF | Reduce -5.5% | 0.24% | −0.03 |
| PFE Pfizer Inc. | Reduce -0.3% | 0.89% | −0.02 |
| TGT Target Corp. | Reduce -0.3% | 0.55% | −0.00 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Reduce -6.8% | 0.19% | −0.00 |
| HD Home Depot Inc. | Reduce -10.0% | 0.14% | +0.00 |
| STAG Stag Industrial Inc. | Reduce -0.6% | 0.69% | +0.01 |
| RF Regions Financial Corp. | Reduce -4.2% | 0.33% | +0.02 |
| MOD Modine Manufacturing Co. | Reduce -8.8% | 0.16% | +0.02 |
| JNJ Johnson & Johnson | Reduce -0.6% | 0.63% | +0.03 |
| LMT Lockheed Martin Corp. | Reduce -11.9% | 0.63% | +0.03 |
| TFC Truist Financial Corp. | Reduce -0.5% | 0.82% | +0.03 |
| GRID First TRST Nasd Class Edg Sgiif | Reduce -0.0% | 2.08% | +0.08 |
| AAPL Apple Inc. | Reduce -0.9% | 3.82% | +0.13 |
| IAU iShares Gold Trust | Reduce -3.5% | 5.64% | +0.17 |
| AUPH Aurinia Pharmaceuticals Inc. | Reduce -2.1% | 1.51% | +0.24 |
Portfolio Buys Q2 2024 → Q3 2024
| RSP Invesco S&P 500 Equal Weight | Add +1891.7% | 3.96% | +3.77 |
| IWM iShares Russell 2000 ETF | Add +117.2% | 4.72% | +2.61 |
| XLF SS Financial Select Sector | New | 1.62% | +1.62 |
| GSY Invesco Ultra Short Duration | New | 0.88% | +0.88 |
| TPB Turning Point Brands Inc. | New | 0.73% | +0.73 |
| SGOL Abrdn Physical Gold Shares | Add +14.9% | 3.55% | +0.66 |
| GILD Gilead Sciences Inc. | New | 0.48% | +0.48 |
| AGX Argan Inc. | Add +15.9% | 1.25% | +0.43 |
| DEM Wisdomtree Emerging Markets | Add +36.7% | 1.73% | +0.41 |
| F Ford Motor Co. | New | 0.24% | +0.24 |
| SOFI Sofi Technologies Inc. | Add +9.9% | 1.20% | +0.23 |
| UPS United Parcel Service Class B | New | 0.22% | +0.22 |
| BOXX Alpha Architect 1-3 MNTH Box | Add +19.6% | 1.32% | +0.17 |
| SLV iShares Silver Trust | Add +19.6% | 0.88% | +0.15 |
| SHOP Shopify Inc. Class A | Add +0.5% | 1.10% | +0.15 |
| TSLA Tesla Inc. | New | 0.13% | +0.13 |
| PNC PNC Financial Services Group | Add +1.5% | 0.90% | +0.11 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +107.2% | 0.28% | +0.11 |
| POWL Powell Industries Inc. | New | 0.10% | +0.10 |
| SPHD Invesco S&P 500 High Dividen | New | 0.10% | +0.10 |
| LLY Eli Lilly & Co. | Add +75.0% | 0.20% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.8% | 2.96% | +0.05 |
| EDIV State Street SPDR S&P Emergi | Add +3.5% | 1.02% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.7% | 0.49% | +0.03 |
| IFN Aberdeen India Fund Inc. | Add +10.1% | 0.26% | +0.03 |
| BHP BHP Group Ltd.-Spon ADR | Add +0.6% | 0.68% | +0.02 |
| STWD Starwood Property Trust Inc. | Add +11.9% | 0.14% | +0.02 |
| PFF iShares Preferred & Income S | Add +12.1% | 0.15% | +0.02 |
| CSQ Calamos Strat TTL RTRN FND | Add +20.0% | 0.10% | +0.01 |
| EYENOVIA INC | Add +1.6% | 0.02% | −0.00 |
| FSMB First Trust Short Dur Manag | Add +1.1% | 0.14% | −0.00 |
| FUMB First Trust Ultra Short Dur | Add +0.7% | 0.14% | −0.01 |
| IBRX Immunitybio Inc. | Add +2.7% | 0.03% | −0.02 |
| CRSP Crispr Therapeutics AG | Add +2.4% | 0.24% | −0.05 |
| MSFT Microsoft Corp. | Add +0.9% | 1.94% | −0.17 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +0.5% | 5.46% | −0.28 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 82 | $251.3M | SPY, QQQ, SGOL, DOCN, BIL |
| Q1 2026 | 97 | $306.4M | SPY, IAU, SHV, SGOL, VTI |
| Q4 2025 | 97 | $294.2M | SPY, IAU, QQQ, SGOL, BIL |
| Q3 2025 | 98 | $273.9M | SPY, IAU, QQQ, SGOL, BIL |
| Q2 2025 | 82 | $244.1M | SPY, IAU, FEZ, BIL, QQQ |
| Q1 2025 | 85 | $214.3M | SPY, IAU, BIL, SHV, SGOL |
| Q4 2024 | 82 | $212.8M | SPY, IAU, BIL, QQQ, IWM |
| Q3 2024 | 76 | $203.2M | SPY, QQQ, IAU, BIL, IWM |
| Q2 2024 | 78 | $192.0M | SPY, QQQ, BIL, IAU, AAPL |
| Q1 2024 | 74 | $182.3M | SPY, QQQ, BIL, IAU, IGV |