Norris Financial Group, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed May 20, 2026), Norris Financial Group, LLC reported 98 stock positions worth $273.9 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 14.6% of the portfolio, followed by iShares Gold Trust (IAU, 6.4%) and Invesco QQQ Trust Series 1 (QQQ, 4.8%). Compared with Q2 2025, it opened 26 new positions, sold out of 10, added to 29 and reduced 32. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +29%) and the biggest sale State Street SPDR Euro Stoxx (FEZ, shares −56%).
- Most Recent 13F
- Q2 2026
- Location
- GREENVILLE, SC
- CIK
- 0002129318
- Portfolio Value
- $273.9M (Q3 2025)
- SEC Filing
- 0002129318-26-000004 ↗ filed May 20, 2026
Holdings Value
Holdings 98 stocks · $273.9M
| SPY SS SPDR S&P 500 ETF Trust-US | 14.62% | 60,114 | $40.0M | Add +29.4% |
| IAU iShares Gold Trust | 6.41% | 241,122 | $17.5M | Reduce -0.8% |
| QQQ Invesco QQQ Trust Series 1 | 4.76% | 21,725 | $13.0M | Add +6.0% |
| SGOL Abrdn Physical Gold Shares | 4.15% | 308,644 | $11.4M | Add +3.7% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 3.70% | 110,522 | $10.1M | Reduce -12.4% |
| AAPL Apple Inc. | 3.03% | 32,547 | $8.3M | Reduce -1.8% |
| VTI VG Morningstar TS MKT ETF-US | 2.91% | 24,270 | $8.0M | Add +23.0% |
| BOXX Alpha Architect 1-3 MNTH Box | 2.40% | 57,775 | $6.6M | Add +3.4% |
| EMB iShares JP Morgan Usd Emergi | 2.33% | 66,982 | $6.4M | New |
| SHV iShares 0-1 Year Treasury Bo | 2.22% | 55,090 | $6.1M | Reduce -21.9% |
| SPMO Invesco S&P 500 Momentum ETF | 2.22% | 50,136 | $6.1M | New |
| GLD SPDR Gold Shares | 2.03% | 15,621 | $5.6M | Reduce -2.0% |
| IPKW Invesco International Buybac | 1.96% | 101,996 | $5.4M | Add +8.3% |
| FEZ State Street SPDR Euro Stoxx | 1.95% | 85,953 | $5.3M | Reduce -55.7% |
| XME SS SPDR S&P Metals Mining | 1.84% | 53,983 | $5.0M | New |
| APP AppLovin Corp. Class A | 1.66% | 6,326 | $4.5M | Add +26.8% |
| GSY Invesco Ultra Short Duration | 1.60% | 87,328 | $4.4M | Reduce -24.4% |
| SHYG iShares 0-5 YR HY Corp. Bond | 1.40% | 88,672 | $3.8M | Add +463.8% |
| AMZN Amazon.com Inc. | 1.39% | 17,369 | $3.8M | Add +0.1% |
| AUPH Aurinia Pharmaceuticals Inc. | 1.39% | 344,870 | $3.8M | Reduce -1.4% |
| NVDA Nvidia Corp. | 1.33% | 19,479 | $3.6M | Reduce -35.3% |
| PNC PNC Financial Services Group | 1.31% | 17,857 | $3.6M | Add +2.8% |
| ULST SS Ultra Short TM Bond ETF | 1.27% | 85,403 | $3.5M | Reduce -31.1% |
| TPB Turning Point Brands Inc. | 1.23% | 34,141 | $3.4M | Add +4.5% |
| GRID First TRST Nasd Class Edg Sgiif | 1.21% | 21,977 | $3.3M | Add +0.2% |
| GOOGL Alphabet Inc. Class A | 1.18% | 13,298 | $3.2M | Add +31.0% |
| OKTA Okta Inc. | 1.17% | 34,877 | $3.2M | Add +92.1% |
| UBER Uber Technologies Inc. | 1.15% | 32,147 | $3.1M | Add +1.8% |
| QQQM Invesco Nasdaq 100 ETF | 1.11% | 12,275 | $3.0M | Add +0.3% |
| EMXC iShares MSCI Emr MRK Ex Chna | 1.08% | 43,626 | $2.9M | Reduce -31.1% |
| AGX Argan Inc. | 1.06% | 10,789 | $2.9M | Reduce -30.9% |
| BWXT BWX Technologies Inc. | 1.04% | 15,405 | $2.8M | New |
| SHOP Shopify Inc. Class A | 1.01% | 18,628 | $2.8M | Reduce -34.9% |
| XAR SS SPDR S&P Aerospace Def | 0.99% | 11,593 | $2.7M | New |
| IWF iShares Russell 1000 Growth | 0.99% | 5,775 | $2.7M | Add +23.3% |
| DXPE DXP Enterprises Inc. | 0.96% | 22,191 | $2.6M | New |
| SOFI Sofi Technologies Inc. | 0.93% | 96,084 | $2.5M | Reduce -68.8% |
| NEM Newmont Corp. | 0.89% | 28,777 | $2.4M | Reduce -4.9% |
| ADBE Adobe Inc. | 0.87% | 6,775 | $2.4M | New |
| CLS Celestica Inc. | 0.85% | 9,464 | $2.3M | Reduce -62.5% |
| CBOE Cboe Global Markets Inc. | 0.80% | 8,935 | $2.2M | New |
| UPS United Parcel Service Class B | 0.76% | 25,066 | $2.1M | Add +40.4% |
| MSFT Microsoft Corp. | 0.73% | 3,854 | $2.0M | Add +0.3% |
| SGOV iShares 0-3 Month Treasury B | 0.71% | 19,286 | $1.9M | Reduce -4.0% |
| RIO Rio Tinto PLC-Spon ADR | 0.68% | 28,215 | $1.9M | Add +1.1% |
| STWD Starwood Property Trust Inc. | 0.65% | 92,383 | $1.8M | Add +532.8% |
| TFC Truist Financial Corp. | 0.64% | 38,093 | $1.7M | Add +1.7% |
| PAVE Global X US Infrastructure | 0.61% | 35,026 | $1.7M | New |
| SIL Global X Silver Miners ETF | 0.58% | 22,303 | $1.6M | New |
| GILD Gilead Sciences Inc. | 0.58% | 14,235 | $1.6M | Add +5.0% |
| VZ Verizon Communications Inc. | 0.56% | 34,703 | $1.5M | Reduce -3.4% |
| IVZ Invesco Ltd. | 0.56% | 66,287 | $1.5M | New |
| STAG Stag Industrial Inc. | 0.48% | 37,494 | $1.3M | Add +0.8% |
| LMT Lockheed Martin Corp. | 0.33% | 1,800 | $899K | Reduce -21.1% |
| VTS Vitesse Energy Inc. | 0.30% | 35,574 | $826K | New |
| VCSH Vanguard S/T Corp. Bond ETF | 0.27% | 9,375 | $749K | No change |
| TSLA Tesla Inc. | 0.24% | 1,466 | $652K | Reduce -21.6% |
| FUMB First Trust Ultra Short Dur | 0.22% | 29,884 | $601K | Reduce -2.4% |
| HESM Hess Midstream LP Class A | 0.20% | 15,819 | $547K | New |
| GOLD Gold.com Inc. filed as A-MARK PRECIOUS METALS INC | 0.20% | 21,053 | $545K | New |
| FSMB First Trust Short Dur Manag | 0.19% | 25,957 | $521K | No change |
| CRSP Crispr Therapeutics AG | 0.19% | 7,954 | $515K | Reduce -18.2% |
| RF Regions Financial Corp. | 0.18% | 19,163 | $505K | Reduce -33.6% |
| PFE Pfizer Inc. | 0.17% | 17,903 | $456K | Reduce -70.9% |
| OKE Oneok Inc. | 0.17% | 6,200 | $452K | New |
| MAGS Roundhill Magnificent Seven | 0.15% | 6,350 | $412K | No change |
| RSP Invesco S&P 500 Equal Weight | 0.15% | 2,160 | $410K | Reduce -6.3% |
| LHX L3HARRIS Technologies Inc. | 0.14% | 1,300 | $397K | Add +3.2% |
| SLV iShares Silver Trust | 0.14% | 9,126 | $387K | New |
| F Ford Motor Co. filed as FORD MTR CO | 0.14% | 32,300 | $386K | Reduce -47.6% |
| FLR Fluor Corp. | 0.14% | 9,141 | $385K | Add +26.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.14% | 4,482 | $372K | No change |
| POWL Powell Industries Inc. | 0.13% | 1,178 | $359K | Reduce -0.2% |
| XOM Exxon Mobil Corp. | 0.13% | 3,126 | $353K | Add +0.4% |
| PFF iShares Preferred & Income S | 0.13% | 11,000 | $348K | Add +10.0% |
| HBAN Huntington Bancshares Inc. | 0.12% | 19,053 | $329K | No change |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.11% | 7,118 | $313K | No change |
| MINT PIMCO Enhanced Short Maturit | 0.11% | 3,088 | $311K | Reduce -1.8% |
| BA The Boeing Co. | 0.11% | 1,434 | $310K | Reduce -0.3% |
| CVX Chevron Corp. | 0.11% | 1,923 | $299K | New |
| META Meta Platforms Inc. Class A | 0.11% | 395 | $290K | No change |
| HPI John Hancock Prefer Inc. | 0.10% | 16,100 | $279K | No change |
| CRDO Credo Technology Group Holdi | 0.10% | 1,866 | $272K | New |
| TOPT iShares Top 20 US Stocks ETF | 0.10% | 8,781 | $267K | No change |
| DEM Wisdomtree Emerging Markets | 0.10% | 5,709 | $263K | Reduce -95.2% |
| JELD Jeld-Wen Holding Inc. | 0.09% | 52,069 | $256K | Add +0.2% |
| PLTR Palantir Technologies Inc. Class A | 0.09% | 1,385 | $253K | New |
| PULS Pgim Ultra Short Bond ETF | 0.09% | 5,000 | $249K | Reduce -50.0% |
| AVGO Broadcom Inc. | 0.09% | 723 | $239K | New |
| SCCO Southern Copper Corp. | 0.09% | 1,963 | $238K | New |
| CSQ Calamos Strat TTL RTRN FND | 0.08% | 12,000 | $231K | No change |
| STRL Sterling Infrastructure Inc. | 0.08% | 672 | $228K | New |
| DOCN Digitalocean Holdings Inc. | 0.08% | 6,643 | $227K | New |
| D Dominion Energy Inc. | 0.08% | 3,680 | $225K | New |
| JEPI JPMorgan Equity Premium Inco | 0.08% | 3,776 | $216K | Reduce -93.7% |
| GDX Vaneck Gold Miners ETF | 0.08% | 2,721 | $208K | New |
| AUR Aurora Innovation Inc. | 0.02% | 10,000 | $54K | New |
| IBRX Immunitybio Inc. | 0.01% | 14,126 | $35K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| FEZ State Street SPDR Euro Stoxx | Reduce -55.7% | 1.95% | −2.80 |
| BLV Vanguard Long-Term Bond ETF | Sold out | 0.00% | −2.35 |
| DEM Wisdomtree Emerging Markets | Reduce -95.2% | 0.10% | −2.12 |
| SOFI Sofi Technologies Inc. | Reduce -68.8% | 0.93% | −1.37 |
| JEPI JPMorgan Equity Premium Inco | Reduce -93.7% | 0.08% | −1.32 |
| ILF iShares Latin America 40 ETF | Sold out | 0.00% | −1.25 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -12.4% | 3.70% | −1.04 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -21.9% | 2.22% | −0.97 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.96 |
| ULST SS Ultra Short TM Bond ETF | Reduce -31.1% | 1.27% | −0.80 |
| GSY Invesco Ultra Short Duration | Reduce -24.4% | 1.60% | −0.77 |
| CLS Celestica Inc. | Reduce -62.5% | 0.85% | −0.76 |
| COST Costco Wholesale Corp. | Sold out | 0.00% | −0.67 |
| NVDA Nvidia Corp. | Reduce -35.3% | 1.33% | −0.62 |
| WMB Williams Cos Inc. | Sold out | 0.00% | −0.61 |
| SPOT Spotify Technology SA | Sold out | 0.00% | −0.58 |
| EMXC iShares MSCI Emr MRK Ex Chna | Reduce -31.1% | 1.08% | −0.56 |
| OPFI Oppfi Inc. | Sold out | 0.00% | −0.52 |
| PFE Pfizer Inc. | Reduce -70.9% | 0.17% | −0.44 |
| AGX Argan Inc. | Reduce -30.9% | 1.06% | −0.35 |
| SHOP Shopify Inc. Class A | Reduce -34.9% | 1.01% | −0.34 |
| URA Global X Uranium ETF | Sold out | 0.00% | −0.25 |
| VRTX Vertex Pharmaceuticals Inc. | Sold out | 0.00% | −0.13 |
| F Ford Motor Co. | Reduce -47.6% | 0.14% | −0.13 |
| SGOV iShares 0-3 Month Treasury B | Reduce -4.0% | 0.71% | −0.12 |
| PULS Pgim Ultra Short Bond ETF | Reduce -50.0% | 0.09% | −0.11 |
| LMT Lockheed Martin Corp. | Reduce -21.1% | 0.33% | −0.10 |
| RF Regions Financial Corp. | Reduce -33.6% | 0.18% | −0.09 |
| JCI Johnson Controls Internation | Sold out | 0.00% | −0.09 |
| VZ Verizon Communications Inc. | Reduce -3.4% | 0.56% | −0.08 |
| FUMB First Trust Ultra Short Dur | Reduce -2.4% | 0.22% | −0.03 |
| RSP Invesco S&P 500 Equal Weight | Reduce -6.3% | 0.15% | −0.02 |
| MINT PIMCO Enhanced Short Maturit | Reduce -1.8% | 0.11% | −0.02 |
| BA The Boeing Co. | Reduce -0.3% | 0.11% | −0.01 |
| CRSP Crispr Therapeutics AG | Reduce -18.2% | 0.19% | −0.01 |
| TSLA Tesla Inc. | Reduce -21.6% | 0.24% | −0.01 |
| POWL Powell Industries Inc. | Reduce -0.2% | 0.13% | +0.03 |
| GLD SPDR Gold Shares | Reduce -2.0% | 2.03% | +0.04 |
| NEM Newmont Corp. | Reduce -4.9% | 0.89% | +0.16 |
| AUPH Aurinia Pharmaceuticals Inc. | Reduce -1.4% | 1.39% | +0.18 |
| IAU iShares Gold Trust | Reduce -0.8% | 6.41% | +0.20 |
| AAPL Apple Inc. | Reduce -1.8% | 3.03% | +0.24 |
Portfolio Buys Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | Add +29.4% | 14.62% | +2.86 |
| EMB iShares JP Morgan Usd Emergi | New | 2.33% | +2.33 |
| SPMO Invesco S&P 500 Momentum ETF | New | 2.22% | +2.22 |
| XME SS SPDR S&P Metals Mining | New | 1.84% | +1.84 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +463.8% | 1.40% | +1.12 |
| BWXT BWX Technologies Inc. | New | 1.04% | +1.04 |
| XAR SS SPDR S&P Aerospace Def | New | 0.99% | +0.99 |
| DXPE DXP Enterprises Inc. | New | 0.96% | +0.96 |
| APP AppLovin Corp. Class A | Add +26.8% | 1.66% | +0.94 |
| ADBE Adobe Inc. | New | 0.87% | +0.87 |
| CBOE Cboe Global Markets Inc. | New | 0.80% | +0.80 |
| PAVE Global X US Infrastructure | New | 0.61% | +0.61 |
| SIL Global X Silver Miners ETF | New | 0.58% | +0.58 |
| IVZ Invesco Ltd. | New | 0.56% | +0.56 |
| STWD Starwood Property Trust Inc. | Add +532.8% | 0.65% | +0.53 |
| VTI VG Morningstar TS MKT ETF-US | Add +23.0% | 2.91% | +0.45 |
| GOOGL Alphabet Inc. Class A | Add +31.0% | 1.18% | +0.45 |
| OKTA Okta Inc. | Add +92.1% | 1.17% | +0.42 |
| SGOL Abrdn Physical Gold Shares | Add +3.7% | 4.15% | +0.30 |
| VTS Vitesse Energy Inc. | New | 0.30% | +0.30 |
| TPB Turning Point Brands Inc. | Add +4.5% | 1.23% | +0.22 |
| HESM Hess Midstream LP Class A | New | 0.20% | +0.20 |
| GOLD Gold.com Inc. | New | 0.20% | +0.20 |
| IWF iShares Russell 1000 Growth | Add +23.3% | 0.99% | +0.17 |
| OKE Oneok Inc. | New | 0.17% | +0.17 |
| SLV iShares Silver Trust | New | 0.14% | +0.14 |
| QQQ Invesco QQQ Trust Series 1 | Add +6.0% | 4.76% | +0.13 |
| CVX Chevron Corp. | New | 0.11% | +0.11 |
| CRDO Credo Technology Group Holdi | New | 0.10% | +0.10 |
| PLTR Palantir Technologies Inc. Class A | New | 0.09% | +0.09 |
| AVGO Broadcom Inc. | New | 0.09% | +0.09 |
| SCCO Southern Copper Corp. | New | 0.09% | +0.09 |
| IPKW Invesco International Buybac | Add +8.3% | 1.96% | +0.08 |
| STRL Sterling Infrastructure Inc. | New | 0.08% | +0.08 |
| DOCN Digitalocean Holdings Inc. | New | 0.08% | +0.08 |
| D Dominion Energy Inc. | New | 0.08% | +0.08 |
| GDX Vaneck Gold Miners ETF | New | 0.08% | +0.08 |
| UPS United Parcel Service Class B | Add +40.4% | 0.76% | +0.03 |
| AUR Aurora Innovation Inc. | New | 0.02% | +0.02 |
| LHX L3HARRIS Technologies Inc. | Add +3.2% | 0.14% | +0.02 |
| RIO Rio Tinto PLC-Spon ADR | Add +1.1% | 0.68% | +0.01 |
| JELD Jeld-Wen Holding Inc. | Add +0.2% | 0.09% | +0.01 |
| PFF iShares Preferred & Income S | Add +10.0% | 0.13% | +0.00 |
| XOM Exxon Mobil Corp. | Add +0.4% | 0.13% | −0.01 |
| FLR Fluor Corp. | Add +26.5% | 0.14% | −0.01 |
| PNC PNC Financial Services Group | Add +2.8% | 1.31% | −0.02 |
| TFC Truist Financial Corp. | Add +1.7% | 0.64% | −0.02 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.3% | 1.11% | −0.03 |
| GRID First TRST Nasd Class Edg Sgiif | Add +0.2% | 1.21% | −0.04 |
| GILD Gilead Sciences Inc. | Add +5.0% | 0.58% | −0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 82 | $251.3M | SPY, QQQ, SGOL, DOCN, BIL |
| Q1 2026 | 97 | $306.4M | SPY, IAU, SHV, SGOL, VTI |
| Q4 2025 | 97 | $294.2M | SPY, IAU, QQQ, SGOL, BIL |
| Q3 2025 | 98 | $273.9M | SPY, IAU, QQQ, SGOL, BIL |
| Q2 2025 | 82 | $244.1M | SPY, IAU, FEZ, BIL, QQQ |
| Q1 2025 | 85 | $214.3M | SPY, IAU, BIL, SHV, SGOL |
| Q4 2024 | 82 | $212.8M | SPY, IAU, BIL, QQQ, IWM |
| Q3 2024 | 76 | $203.2M | SPY, QQQ, IAU, BIL, IWM |
| Q2 2024 | 78 | $192.0M | SPY, QQQ, BIL, IAU, AAPL |
| Q1 2024 | 74 | $182.3M | SPY, QQQ, BIL, IAU, IGV |