NorthCoast Asset Management LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 15, 2024), NorthCoast Asset Management LLC reported 1,050 stock positions worth $14.2 billion. Its top holding was Kovitz Core Equity ETF (EQTY) at 7.5% of the portfolio, followed by Apple (AAPL, 3.1%) and SS SPDR S&P 500 ETF Trust-US (SPY, 2.5%). Compared with Q2 2024, it opened 290 new positions, sold out of 55, added to 530 and reduced 213. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +3439%) and the biggest sale iShares Russell 1000 Growth (IWF, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001665198
- Portfolio Value
- $14.2B (Q3 2024)
- SEC Filing
- 0001665198-24-000013 ↗ filed Nov 15, 2024
Holdings Value
Holdings 1,050 stocks · $14.2B
| EQTY Kovitz Core Equity ETF | 7.49% | 45,851,931 | $1.1B | Add +2.0% |
| AAPL Apple Inc. | 3.09% | 2,332,627 | $438.5M | Add +21.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.47% | 732,199 | $350.6M | Add +19.2% |
| AMZN Amazon.com Inc. | 2.17% | 1,824,059 | $308.5M | Add +8.6% |
| MSFT Microsoft Corp. | 2.14% | 827,981 | $304.4M | Add +37.6% |
| META Meta Platforms Inc. Class A | 1.79% | 480,344 | $254.8M | Add +5.5% |
| IVV iShares Core S&P 500 ETF | 1.52% | 439,700 | $215.3M | Add +47.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.37% | 1,133,747 | $194.9M | Add +3438.5% |
| GOOG Alphabet Inc. Class C | 1.34% | 1,217,063 | $189.6M | Reduce -0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.30% | 432,129 | $184.1M | Reduce -17.1% |
| CRM Salesforce Inc. | 1.18% | 625,205 | $167.3M | Add +3.5% |
| BDX Becton Dickinson and Co. | 1.17% | 693,836 | $166.5M | Reduce -7.2% |
| VTI VG Morningstar TS MKT ETF-US | 1.17% | 832,861 | $166.1M | Add +73.4% |
| JPM JPMorgan Chase & Co. | 1.14% | 810,809 | $161.2M | Reduce -12.4% |
| GOOGL Alphabet Inc. Class A | 1.12% | 1,049,980 | $159.2M | Add +25.8% |
| KEYS Keysight Technologies Inc. | 1.12% | 1,001,358 | $158.7M | Add +27.6% |
| V Visa Inc. Class A | 1.11% | 597,421 | $157.0M | Reduce -1.9% |
| SCHW Schwab (charles) Corp. | 1.09% | 2,421,708 | $155.2M | Add +2.4% |
| J Jacobs Solutions Inc. | 1.01% | 1,040,032 | $143.3M | Add +3.2% |
| NVDA Nvidia Corp. | 1.01% | 1,666,658 | $143.2M | Add +66.8% |
| SPHQ Invesco S&P 500 Quality ETF | 0.99% | 2,093,687 | $140.9M | Add +10.4% |
| LOW Lowe's Cos Inc. | 0.98% | 527,145 | $139.0M | Reduce -5.5% |
| ICE Intercontinental Exchange Inc. | 0.97% | 868,053 | $137.3M | Reduce -7.0% |
| ORCL Oracle Corp. | 0.96% | 835,427 | $136.8M | Reduce -3.1% |
| PM Philip Morris International | 0.96% | 1,154,755 | $136.3M | Reduce -24.7% |
| AXP American Express Co. | 0.84% | 453,126 | $120.0M | Reduce -35.4% |
| ANET Arista Networks Inc. | 0.82% | 308,114 | $116.1M | Reduce -5.7% |
| KMX Carmax Inc. | 0.80% | 1,472,217 | $113.5M | Reduce -8.1% |
| IEF iShares 7-10 Year Treasury B | 0.79% | 1,146,717 | $112.4M | Add +607.9% |
| PCAR Paccar Inc. | 0.78% | 1,139,131 | $111.4M | Add +14.7% |
| FISV Fiserv Inc. | 0.77% | 632,554 | $109.7M | Add +788.7% |
| DEO Diageo PLC-Sponsored ADR | 0.77% | 777,708 | $109.0M | Reduce -3.9% |
| DGRW Wisdomtree U.S. Quality Divi | 0.75% | 1,289,612 | $106.4M | Add +27124.2% |
| OEF iShares S&P 100 ETF | 0.73% | 375,620 | $103.4M | Add +8529.0% |
| AON Aon PLC Class A | 0.72% | 301,514 | $102.5M | Reduce -10.4% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.71% | 1,908,841 | $100.5M | Add +73.2% |
| PPG PPG Industries Inc. | 0.70% | 744,994 | $98.7M | Reduce -7.5% |
| UNH Unitedhealth Group Inc. | 0.69% | 181,901 | $97.4M | Add +15.7% |
| AMAT Applied Materials Inc. | 0.68% | 488,044 | $96.6M | Add +245.2% |
| DLTR Dollar Tree Inc. | 0.68% | 1,351,632 | $96.0M | Add +45.9% |
| VMBS Vanguard Mortgage-Backed Sec | 0.68% | 2,036,034 | $95.9M | Add +976.7% |
| ADI Analog Devices Inc. | 0.63% | 394,176 | $89.2M | Reduce -21.7% |
| JPST JPMorgan Ultra-Short Income | 0.60% | 1,683,408 | $84.7M | Add +46.4% |
| VEA Vanguard Ftse Developed ETF | 0.57% | 1,816,044 | $80.3M | Add +213.4% |
| MSI Motorola Solutions Inc. | 0.56% | 180,844 | $79.9M | Reduce -19.8% |
| JMBS Janus Henderson Mortg Backed | 0.55% | 1,691,233 | $78.7M | New |
| MBB iShares MBS ETF | 0.55% | 816,968 | $78.3M | Reduce -0.4% |
| IWD iShares Russell 1000 Value E | 0.53% | 825,144 | $74.9M | Add +24.6% |
| VOO Vanguard S&P 500 ETF | 0.49% | 155,761 | $70.3M | Add +234.8% |
| VGIT Vanguard Intermediate-Term T | 0.48% | 1,138,826 | $68.1M | New |
| IJR iShares Core S&P Small-Cap E | 0.46% | 867,507 | $65.0M | Add +7.0% |
| RSP Invesco S&P 500 Equal Weight | 0.46% | 386,527 | $65.0M | Add +1116.1% |
| JNJ Johnson & Johnson | 0.44% | 427,843 | $62.9M | Add +19.7% |
| LVS Las Vegas Sands Corp. | 0.44% | 1,239,559 | $62.5M | Reduce -5.9% |
| IWF iShares Russell 1000 Growth | 0.44% | 645,086 | $62.3M | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.44% | 835,536 | $62.0M | Add +1530.0% |
| IEI iShares 3-7 Year Treasury Bo | 0.42% | 497,746 | $59.6M | Add +74.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 158,438 | $57.4M | Add +1141.9% |
| QUAL iShares MSCI USA Quality Fac | 0.40% | 318,980 | $57.1M | Add +164.1% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.39% | 1,036,327 | $55.7M | Add +74.2% |
| HAS Hasbro Inc. | 0.39% | 773,561 | $55.6M | Reduce -43.1% |
| PRF Invesco Rafi US 1000 ETF | 0.38% | 1,381,704 | $54.3M | Add +3587.0% |
| VGSH Vanguard Short-Term Treasury | 0.38% | 908,739 | $53.3M | Add +6213.3% |
| IWB iShares Russell 1000 ETF | 0.37% | 193,957 | $52.6M | Add +5.0% |
| AVUV Avantis US Small Cap Value | 0.36% | 541,711 | $51.6M | New |
| CRDT Simplify Opportunistic Inc. | 0.36% | 1,996,580 | $50.6M | New |
| JAAA Janus Henderson Aaa Clo ETF | 0.36% | 4,008,532 | $50.5M | Add +96.5% |
| QCOM Qualcomm Inc. | 0.35% | 309,030 | $50.4M | Add +6.0% |
| ADBE Adobe Inc. | 0.34% | 99,474 | $48.1M | Reduce -4.7% |
| DFIV Dimensional International Va | 0.34% | 1,257,825 | $47.7M | New |
| XOM Exxon Mobil Corp. | 0.31% | 431,697 | $44.3M | Add +48.7% |
| IEMG iShares Core MSCI Emerging | 0.31% | 780,264 | $43.7M | Add +21.7% |
| ITOT iShares Core S&P Total U.S. | 0.30% | 344,622 | $43.0M | Add +42.4% |
| IWM iShares Russell 2000 ETF | 0.29% | 248,479 | $41.8M | Add +39.9% |
| CAT Caterpillar Inc. | 0.29% | 113,044 | $41.8M | Add +4.4% |
| TMUS T-Mobile US Inc. | 0.29% | 203,736 | $40.7M | Reduce -19.5% |
| MA Mastercard Inc. Class A | 0.27% | 90,237 | $38.1M | Reduce -22.0% |
| AVGO Broadcom Inc. | 0.27% | 276,650 | $38.0M | Add +20.9% |
| PDEC Innovator U.S. Equity Power | 0.26% | 976,816 | $37.4M | Reduce -2.8% |
| SHW The Sherwin-Williams Co. | 0.24% | 95,999 | $34.5M | Add +7.9% |
| GOVT iShares US Treasury Bond ETF | 0.24% | 1,474,071 | $34.4M | New |
| IJH iShares Core S&P Midcap ETF | 0.24% | 603,602 | $33.8M | Add +34.8% |
| ZTS Zoetis Inc. | 0.24% | 178,827 | $33.7M | Add +410.6% |
| IAU iShares Gold Trust | 0.23% | 672,812 | $33.1M | Add +10279.7% |
| PG The Procter & Gamble Co. | 0.23% | 217,207 | $32.1M | Add +47.6% |
| SPSB SS SPDR P St C Corp. ETF | 0.23% | 1,058,270 | $32.0M | Add +761.2% |
| HD Home Depot Inc. | 0.22% | 93,793 | $31.5M | Add +41.0% |
| APH Amphenol Corp. Class A | 0.22% | 486,144 | $30.7M | Add +38.0% |
| PCG P G & E Corp. | 0.21% | 1,534,142 | $30.1M | Add +1.2% |
| IDXX Idexx Laboratories Inc. | 0.21% | 60,279 | $29.8M | Add +148.0% |
| FLOT iShares Floating Rate Bond E | 0.21% | 582,933 | $29.8M | Add +2.3% |
| LLY Eli Lilly & Co. | 0.21% | 46,132 | $29.7M | Add +117.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 346,248 | $28.8M | Reduce -8.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.20% | 311,640 | $28.6M | Add +25.4% |
| WMT Walmart Inc. | 0.20% | 409,415 | $28.0M | Add +25.6% |
| CMCSA Comcast Corp. Class A | 0.20% | 721,252 | $27.9M | Add +17.6% |
| IVE iShares S&P 500 Value ETF | 0.20% | 613,456 | $27.8M | Add +28.7% |
| BTAL Agf US Market Neutral Anti-B | 0.20% | 1,416,938 | $27.8M | New |
| TSLA Tesla Inc. | 0.20% | 140,577 | $27.7M | Add +72.4% |
| DFAU Dimensional US Core Equity M | 0.19% | 688,391 | $27.2M | New |
Options reported separately and not counted above: SPY puts ($6.0M), SPY calls ($3.5M), KWEB calls ($330K).
Other holdings (3): bonds, preferreds, convertibles and warrants · $35.8M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 1,309,517 | $31.1M | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 3,557 | $4.6M | New |
| TNONW Tenon Medical Inc.-28 | *W EXP 06/16/202 | 64,138 | $156K | New |
Total filed on the 13F, all lines: $14.2B.
Portfolio Sells Q2 2024 → Q3 2024
| IWF iShares Russell 1000 Growth | Reduce -0.1% | 0.44% | −1.57 |
| GOOG Alphabet Inc. Class C | Reduce -0.3% | 1.34% | −0.58 |
| AXP American Express Co. | Reduce -35.4% | 0.84% | −0.54 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -17.1% | 1.30% | −0.52 |
| GM General Motors Co. | Reduce -71.9% | 0.13% | −0.50 |
| JPM JPMorgan Chase & Co. | Reduce -12.4% | 1.14% | −0.46 |
| PM Philip Morris International | Reduce -24.7% | 0.96% | −0.37 |
| ADI Analog Devices Inc. | Reduce -21.7% | 0.63% | −0.35 |
| BDX Becton Dickinson and Co. | Reduce -7.2% | 1.17% | −0.32 |
| HAS Hasbro Inc. | Reduce -43.1% | 0.39% | −0.29 |
| SPOT Spotify Technology SA | Reduce -93.1% | 0.02% | −0.27 |
| V Visa Inc. Class A | Reduce -1.9% | 1.11% | −0.26 |
| AMTM Amentum Holdings Inc. | Reduce -86.6% | 0.03% | −0.24 |
| MDLZ Mondelez International Inc. Class A | Reduce -72.3% | 0.06% | −0.22 |
| SLB SLB Ltd. | Reduce -88.4% | 0.01% | −0.22 |
| KMX Carmax Inc. | Reduce -8.1% | 0.80% | −0.20 |
| MSI Motorola Solutions Inc. | Reduce -19.8% | 0.56% | −0.18 |
| PPG PPG Industries Inc. | Reduce -7.5% | 0.70% | −0.17 |
| MA Mastercard Inc. Class A | Reduce -22.0% | 0.27% | −0.17 |
| ANET Arista Networks Inc. | Reduce -5.7% | 0.82% | −0.16 |
| BKLN Invesco Senior Loan ETF | Reduce -55.5% | 0.09% | −0.16 |
| ADBE Adobe Inc. | Reduce -4.7% | 0.34% | −0.16 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -52.3% | 0.10% | −0.13 |
| ICE Intercontinental Exchange Inc. | Reduce -7.0% | 0.97% | −0.13 |
| AON Aon PLC Class A | Reduce -10.4% | 0.72% | −0.12 |
| LRCX Lam Research Corp. | Reduce -1.8% | 0.16% | −0.12 |
| DEO Diageo PLC-Sponsored ADR | Reduce -3.9% | 0.77% | −0.10 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -85.4% | 0.01% | −0.10 |
| TMUS T-Mobile US Inc. | Reduce -19.5% | 0.29% | −0.10 |
| NKE Nike Inc. Class B | Reduce -59.0% | 0.05% | −0.10 |
| MBB iShares MBS ETF | Reduce -0.4% | 0.55% | −0.09 |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | Sold out | 0.00% | −0.09 |
| EZU iShares MSCI Eurozone ETF | Reduce -46.7% | 0.08% | −0.09 |
| URI United Rentals Inc. | Reduce -88.1% | 0.01% | −0.09 |
| IWO iShares Russell 2000 Growth | Reduce -2.3% | 0.00% | −0.09 |
| IWN iShares Russell 2000 Value E | Reduce -5.9% | 0.01% | −0.08 |
| ORCL Oracle Corp. | Reduce -3.1% | 0.96% | −0.08 |
| IWP iShares Russell Mid-Cap Grow | Reduce -2.0% | 0.01% | −0.07 |
| LOW Lowe's Cos Inc. | Reduce -5.5% | 0.98% | −0.07 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -13.2% | 0.18% | −0.07 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -8.9% | 0.20% | −0.06 |
| VCIT Vanguard Int-Term Corporate | Reduce -75.0% | 0.02% | −0.06 |
| PDEC Innovator U.S. Equity Power | Reduce -2.8% | 0.26% | −0.06 |
| LVS Las Vegas Sands Corp. | Reduce -5.9% | 0.44% | −0.06 |
| BP BP PLC-Spons ADR | Reduce -2.9% | 0.13% | −0.06 |
| IGBH iShares Interest Rate Hedged | Sold out | 0.00% | −0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -73.9% | 0.01% | −0.05 |
| BSV Vanguard Short-Term Bond ETF | Reduce -37.3% | 0.05% | −0.05 |
| AIRBNB INC (ABNB 0 03/15/26) | Sold out | 0.00% | −0.05 |
| AGG iShares Core U.S. Aggregate | Reduce -25.5% | 0.08% | −0.04 |
Portfolio Buys Q2 2024 → Q3 2024
| VTV Vanguard Mrngstr Val ETF-Aui | Add +3438.5% | 1.37% | +1.33 |
| DGRW Wisdomtree U.S. Quality Divi | Add +27124.2% | 0.75% | +0.75 |
| OEF iShares S&P 100 ETF | Add +8529.0% | 0.73% | +0.72 |
| FISV Fiserv Inc. | Add +788.7% | 0.77% | +0.68 |
| IEF iShares 7-10 Year Treasury B | Add +607.9% | 0.79% | +0.66 |
| VMBS Vanguard Mortgage-Backed Sec | Add +976.7% | 0.68% | +0.60 |
| JMBS Janus Henderson Mortg Backed | New | 0.55% | +0.55 |
| VGIT Vanguard Intermediate-Term T | New | 0.48% | +0.48 |
| RSP Invesco S&P 500 Equal Weight | Add +1116.1% | 0.46% | +0.41 |
| IEFA iShares Core MSCI Eafe ETF | Add +1530.0% | 0.44% | +0.40 |
| AMAT Applied Materials Inc. | Add +245.2% | 0.68% | +0.40 |
| PRF Invesco Rafi US 1000 ETF | Add +3587.0% | 0.38% | +0.37 |
| VGSH Vanguard Short-Term Treasury | Add +6213.3% | 0.38% | +0.37 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1141.9% | 0.40% | +0.36 |
| AVUV Avantis US Small Cap Value | New | 0.36% | +0.36 |
| CRDT Simplify Opportunistic Inc. | New | 0.36% | +0.36 |
| DFIV Dimensional International Va | New | 0.34% | +0.34 |
| VEA Vanguard Ftse Developed ETF | Add +213.4% | 0.57% | +0.32 |
| VOO Vanguard S&P 500 ETF | Add +234.8% | 0.49% | +0.30 |
| GOVT iShares US Treasury Bond ETF | New | 0.24% | +0.24 |
| IAU iShares Gold Trust | Add +10279.7% | 0.23% | +0.23 |
| QUAL iShares MSCI USA Quality Fac | Add +164.1% | 0.40% | +0.23 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +73.2% | 0.71% | +0.22 |
| KEYS Keysight Technologies Inc. | Add +27.6% | 1.12% | +0.20 |
| BTAL Agf US Market Neutral Anti-B | New | 0.20% | +0.20 |
| SPSB SS SPDR P St C Corp. ETF | Add +761.2% | 0.23% | +0.19 |
| DFAU Dimensional US Core Equity M | New | 0.19% | +0.19 |
| ZTS Zoetis Inc. | Add +410.6% | 0.24% | +0.19 |
| JSI JH Securitized Income ETF | New | 0.16% | +0.16 |
| SPE Special Opportunities Fund | New | 0.15% | +0.15 |
| VYM Vanguard High DVD Yield ETF | Add +4879.6% | 0.16% | +0.15 |
| BILS SS Spdrb B 3-12M T-Bill ETF | New | 0.14% | +0.14 |
| IEI iShares 3-7 Year Treasury Bo | Add +74.5% | 0.42% | +0.14 |
| BRW Saba Capital Income & Opport | New | 0.13% | +0.13 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +74.2% | 0.39% | +0.13 |
| DISV Dimensional International SM | New | 0.13% | +0.13 |
| IVV iShares Core S&P 500 ETF | Add +47.8% | 1.52% | +0.12 |
| NFJ Virtus DVD Intrst & PRM STR | New | 0.12% | +0.12 |
| IDXX Idexx Laboratories Inc. | Add +148.0% | 0.21% | +0.11 |
| VGT Vanguard Info Tech ETF | Add +850.0% | 0.12% | +0.10 |
| JPST JPMorgan Ultra-Short Income | Add +46.4% | 0.60% | +0.10 |
| DGS Wisdomtree Em Small Cap | New | 0.10% | +0.10 |
| GLD SPDR Gold Shares | Add +1493.1% | 0.10% | +0.09 |
| XTPZX Tortoise Power & Enrgy Infra | New | 0.09% | +0.09 |
| SDVY First Trust Smid Cap Rising | New | 0.09% | +0.09 |
| RUNN Running Oak Efficient GR ETF | New | 0.09% | +0.09 |
| PAA Plains All Amer Pipeline LP | New | 0.08% | +0.08 |
| CMG Chipotle Mexican Grill Inc. | New | 0.08% | +0.08 |
| BBDC Barings BDC Inc. | New | 0.07% | +0.07 |
| NUV Nuveen Municipal Value | New | 0.07% | +0.07 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +2261.2% | 739,746 | $6.0M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -27.3% | 8,158 | $3.5M |
| KWEB Kranesh Csi China Internet | call | New | 200,000 | $330K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | New | 1,309,517 | $31.1M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 3,557 | $4.6M |
| TNONW Tenon Medical Inc.-28 | *W EXP 06/16/202 | New | 64,138 | $156K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 478 | $4.5B | AAPL, SPY, NVDA, IVV, MSFT |
| Q1 2026 | 484 | $4.3B | SPY, AAPL, NVDA, MSFT, IVV |
| Q4 2025 | 471 | $4.5B | SPY, AAPL, MSFT, IVV, NVDA |
| Q3 2025 | 1,383 | $25.6B | EQTY, MSFT, AAPL, POWL, AMZN |
| Q2 2025 | 1,341 | $23.4B | EQTY, MSFT, AAPL, AMZN, SPY |
| Q1 2025Amended | 1,228 | $19.9B | EQTY, AAPL, MSFT, AMZN, SPY |
| Q4 2024Amended | 1,211 | $20.4B | EQTY, AAPL, AMZN, MSFT, SPY |
| Q3 2024 | 1,050 | $14.2B | EQTY, AAPL, SPY, AMZN, MSFT |
| Q2 2024 | 814 | $11.7B | EQTY, AAPL, SPY, AMZN, MSFT |
| Q1 2024 | 654 | $7.9B | EQTY, AMZN, META, BRK.B, AAPL |