Paloma Partners Management Co
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Paloma Partners Management Co reported 443 stock positions worth $476.7 million. Its top holding was Callon Petroleum (CPE) at 8.2% of the portfolio, followed by SS Energy Select Sector (XLE, 2.6%) and Greenfire Resources (GFR, 2.4%). Compared with Q4 2023, it opened 287 new positions, sold out of 81, added to 81 and reduced 68. The biggest buy was a new position in Callon Petroleum (CPE) and the biggest sale an exit from SPDR Gold Shares (GLD).
- Most Recent 13F
- Q2 2026
- Location
- GREENWICH, CT
- CIK
- 0001103882
- Portfolio Value
- $476.7M (Q1 2024)
- SEC Filing
- 0001633870-24-000003 ↗ filed May 15, 2024
Holdings Value
Holdings 443 stocks · $476.7M
| CPE Callon Petroleum Co. | 8.22% | 1,095,237 | $39.2M | New |
| XLE SS Energy Select Sector | 2.64% | 133,283 | $12.6M | Add +437.3% |
| GFR Greenfire Resources Ltd. | 2.44% | 1,949,833 | $11.7M | No change |
| EEM iShares MSCI Emerging Market | 2.44% | 282,720 | $11.6M | Add +43.5% |
| XME SS SPDR S&P Metals Mining | 2.35% | 185,601 | $11.2M | Add +37.2% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 2.34% | 28,036 | $11.2M | Add +45.5% |
| XLV SS Health Care Select Sector | 2.18% | 70,355 | $10.4M | Add +469.9% |
| XOP SS SPDR S&P Og Exp & Prod | 2.18% | 67,041 | $10.4M | New |
| TLT iShares 20+ Year Treasury BD | 1.79% | 90,000 | $8.5M | No change |
| XOM Exxon Mobil Corp. | 1.56% | 64,007 | $7.4M | Add +124.0% |
| MMM 3M Co. | 1.56% | 70,004 | $7.4M | Add +929.5% |
| CNF Cnfinance Hldgs Ltd. | 1.33% | 3,053,377 | $6.3M | No change |
| GM General Motors Co. | 1.29% | 136,040 | $6.2M | Add +228.7% |
| GE General Electric | 1.02% | 27,595 | $4.8M | Add +4715.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.98% | 122,974 | $4.7M | New |
| RTX RTX Corp. | 0.98% | 47,687 | $4.7M | Add +110.1% |
| HIG Hartford Insurance Group Inc. | 0.94% | 43,293 | $4.5M | New |
| UPS United Parcel Service Class B | 0.92% | 29,569 | $4.4M | Add +8.5% |
| RCL Royal Caribbean Cruises Ltd. | 0.90% | 30,783 | $4.3M | Add +114.9% |
| ITW Illinois Tool Works | 0.85% | 15,151 | $4.1M | New |
| HLT Hilton Worldwide Holdings Inc. | 0.85% | 19,052 | $4.1M | Add +14224.8% |
| FISV Fiserv Inc. | 0.84% | 25,124 | $4.0M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.82% | 7,496 | $3.9M | Reduce -84.0% |
| NEE Nextera Energy Inc. | 0.82% | 61,029 | $3.9M | New |
| PRU Prudential Financial Inc. | 0.77% | 31,247 | $3.7M | Add +580.8% |
| IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA | 0.74% | 41,227 | $3.5M | New |
| CMCSA Comcast Corp. Class A | 0.72% | 78,853 | $3.4M | New |
| ALL Allstate Corp. | 0.70% | 19,395 | $3.4M | Add +6496.9% |
| CVX Chevron Corp. | 0.68% | 20,504 | $3.2M | Add +4162.8% |
| ANET Arista Networks Inc. | 0.65% | 10,719 | $3.1M | Add +35630.0% |
| AIG American International Group | 0.63% | 38,465 | $3.0M | Add +120103.1% |
| PHM Pultegroup Inc. | 0.62% | 24,391 | $2.9M | Add +351.5% |
| ADP Automatic Data Processing | 0.61% | 11,653 | $2.9M | Add +1127.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.60% | 23,544 | $2.9M | Add +92.5% |
| MRK Merck & Co. Inc. | 0.60% | 21,830 | $2.9M | New |
| DE Deere & Co. | 0.60% | 6,979 | $2.9M | Add +252.5% |
| C Citigroup Inc. | 0.60% | 45,214 | $2.9M | New |
| GOOG Alphabet Inc. Class C | 0.59% | 18,622 | $2.8M | Add +3602.2% |
| META Meta Platforms Inc. Class A | 0.59% | 5,838 | $2.8M | New |
| MPC Marathon Petroleum Corp. | 0.59% | 13,997 | $2.8M | Add +276.0% |
| NFLX Netflix Inc. | 0.59% | 4,623 | $2.8M | Add +1522.1% |
| PEP Pepsico Inc. | 0.59% | 15,994 | $2.8M | Add +5453.5% |
| AXP American Express Co. | 0.58% | 12,108 | $2.8M | New |
| BX Blackstone Inc. | 0.58% | 20,966 | $2.8M | Reduce -47.2% |
| AVGO Broadcom Inc. | 0.57% | 2,055 | $2.7M | Add +5454.1% |
| WFC Wells Fargo & Co. | 0.56% | 45,724 | $2.7M | Add +79.3% |
| MCK McKesson Corp. | 0.55% | 4,917 | $2.6M | Add +714.1% |
| V Visa Inc. Class A | 0.54% | 9,295 | $2.6M | Add +25021.6% |
| SYY Sysco Corp. | 0.54% | 31,567 | $2.6M | Add +625.5% |
| CVS CVS Health Corp. | 0.53% | 31,913 | $2.5M | New |
| DASH DoorDash Inc. Class A | 0.53% | 18,422 | $2.5M | New |
| BOX Box Inc. Class A | 0.51% | 85,490 | $2.4M | New |
| IYR iShares US Real Estate ETF | 0.51% | 26,868 | $2.4M | New |
| XLP SS Consumer Staples Sel Sect | 0.50% | 31,475 | $2.4M | New |
| MA Mastercard Inc. Class A | 0.49% | 4,811 | $2.3M | New |
| BALL Ball Corp. | 0.48% | 34,289 | $2.3M | New |
| VZ Verizon Communications Inc. | 0.48% | 54,366 | $2.3M | Add +274.6% |
| SBUX Starbucks Corp. | 0.47% | 24,353 | $2.2M | Add +26.0% |
| MS Morgan Stanley | 0.46% | 23,491 | $2.2M | New |
| NRG NRG Energy Inc. | 0.45% | 31,964 | $2.2M | New |
| REGN Regeneron Pharmaceuticals | 0.45% | 2,246 | $2.2M | Add +114.1% |
| ZTS Zoetis Inc. | 0.44% | 12,307 | $2.1M | Add +4391.6% |
| GILD Gilead Sciences Inc. | 0.43% | 28,092 | $2.1M | Add +404.4% |
| AIT Applied Industrial Tech Inc. | 0.42% | 10,037 | $2.0M | New |
| LYV Live Nation Entertainment Inc. | 0.41% | 18,408 | $1.9M | Add +1385.7% |
| SPGI S&P Global Inc. | 0.41% | 4,546 | $1.9M | New |
| DHR Danaher Corp. | 0.40% | 7,710 | $1.9M | New |
| ETN Eaton Corp. PLC | 0.40% | 6,107 | $1.9M | New |
| ZION Zions Bancorp NA | 0.40% | 43,675 | $1.9M | New |
| OXY Occidental Petroleum Corp. | 0.39% | 28,755 | $1.9M | New |
| WHR Whirlpool Corp. | 0.39% | 15,443 | $1.8M | New |
| IBB iShares Biotechnology ETF | 0.38% | 13,211 | $1.8M | Reduce -76.8% |
| AZO AutoZone Inc. | 0.37% | 561 | $1.8M | Add +1146.7% |
| NTRS Northern Trust Corp. | 0.37% | 19,820 | $1.8M | New |
| ROL Rollins Inc. | 0.37% | 37,891 | $1.8M | New |
| LEN Lennar Corp. Class A | 0.37% | 10,189 | $1.8M | Add +402.9% |
| CL Colgate-Palmolive Co. | 0.37% | 19,440 | $1.8M | Add +224.5% |
| CAH Cardinal Health Inc. | 0.36% | 15,435 | $1.7M | Reduce -35.6% |
| CMI Cummins Inc. | 0.36% | 5,760 | $1.7M | Add +282.0% |
| CYTK Cytokinetics Inc. | 0.34% | 23,394 | $1.6M | New |
| CAT Caterpillar Inc. | 0.34% | 4,416 | $1.6M | New |
| FANG Diamondback Energy Inc. | 0.33% | 7,934 | $1.6M | Add +2304.2% |
| MU Micron Technology Inc. | 0.33% | 13,312 | $1.6M | New |
| EMR Emerson Electric Co. | 0.32% | 13,452 | $1.5M | New |
| MAR Marriott International Class A | 0.32% | 5,967 | $1.5M | Add +15.2% |
| HTHT H World Group Ltd.-ADR | 0.31% | 37,800 | $1.5M | New |
| OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC | 0.30% | 550,000 | $1.4M | No change |
| HWM Howmet Aerospace Inc. | 0.30% | 20,822 | $1.4M | New |
| KDP Keurig Dr Pepper Inc. | 0.29% | 45,518 | $1.4M | Add +434.0% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.29% | 23,851 | $1.4M | New |
| PEG Public Service Enterprise GP | 0.28% | 19,954 | $1.3M | New |
| HOLX Hologic Inc. | 0.28% | 17,061 | $1.3M | Add +1713.1% |
| TSN Tyson Foods Inc. Class A | 0.28% | 22,457 | $1.3M | New |
| PWR Quanta Services Inc. | 0.28% | 5,051 | $1.3M | Reduce -14.7% |
| JNJ Johnson & Johnson | 0.27% | 8,060 | $1.3M | Add +50.8% |
| MCD McDonald's Corp. | 0.27% | 4,489 | $1.3M | Add +8878.0% |
| K Kellanova | 0.26% | 21,734 | $1.2M | New |
| SRE Sempra | 0.26% | 17,264 | $1.2M | New |
| SKX Skechers USA Inc. Class A | 0.26% | 20,000 | $1.2M | Reduce -20.0% |
| TGT Target Corp. | 0.25% | 6,831 | $1.2M | New |
Options reported separately and not counted above: SPY calls ($141.3M), QQQ calls ($68.2M), HYG calls ($51.5M), IWM calls ($37.7M), XLU calls ($28.7M), XLF calls ($24.7M), XLP calls ($23.0M), XLB calls ($19.6M), XLI calls ($19.0M), IYR calls ($18.4M), XLY calls ($16.6M), XME calls ($15.7M), and 239 more.
Other holdings (48): bonds, preferreds, convertibles and warrants · $215.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 20,154,000 | $18.0M | New |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 21,500,000 | $17.4M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 15,250,000 | $15.0M | Add +39.9% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 12,112,000 | $14.9M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 10,200,000 | $14.8M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 17,263,000 | $11.8M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 8,000,000 | $9.9M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 9,640,000 | $9.5M | New |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 5,372,000 | $8.6M | New |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 12,000,000 | $7.0M | New |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 7,200,000 | $6.8M | New |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 5,600,000 | $6.5M | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 2,100,000 | $6.0M | No change |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 6,000,000 | $5.4M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 72,000 | $4.2M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 5,000,000 | $4.2M | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 4,725,000 | $4.1M | Reduce -96.2% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 3,900,000 | $3.9M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 3,630,000 | $3.7M | Add +1.8% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 3,000,000 | $3.6M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 3,480,000 | $3.4M | Add +24.3% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 3,476,000 | $3.2M | Add +234.2% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,450,000 | $3.2M | Add +207.5% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,060,000 | $3.1M | Add +131.8% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,182,000 | $3.0M | Add +39.9% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 910,000 | $2.8M | No change |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 40,500 | $2.6M | Add +211.5% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 2,318,000 | $2.2M | Reduce -17.2% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 1,440,000 | $1.6M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 1,200,000 | $1.4M | Add +0.8% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 3,151,000 | $1.4M | No change |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 1,320,000 | $1.3M | New |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,280,000 | $1.2M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 1,120,000 | $1.1M | No change |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,187,000 | $1.1M | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 1,200,000 | $1.1M | Reduce -76.9% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 810,000 | $903K | Add +305.0% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 571,000 | $755K | Reduce -45.6% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 961,000 | $728K | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 600,000 | $645K | New |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 450,000 | $629K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 690,000 | $571K | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 563,000 | $535K | Reduce -78.3% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 450,000 | $481K | Add +12.5% |
| THE REALREAL INC (REAL 3 06/15/25) | NOTE 3.000% 6/1 · principal | 420,000 | $368K | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 270,000 | $302K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 300,000 | $277K | New |
| VROOM INC (VRM 0.75 07/01/26) | NOTE 0.750% 7/0 · principal | 400,000 | $206K | No change |
Total filed on the 13F, all lines: $692.1M.
Portfolio Sells Q4 2023 → Q1 2024
| GLD SPDR Gold Shares | Sold out | 0.00% | −8.27 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -94.7% | 0.24% | −5.81 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -84.0% | 0.82% | −5.53 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −5.37 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −4.96 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −2.01 |
| IBB iShares Biotechnology ETF | Reduce -76.8% | 0.38% | −1.82 |
| CI The Cigna Group | Sold out | 0.00% | −1.78 |
| XLF SS Financial Select Sector | Reduce -92.6% | 0.09% | −1.46 |
| ADSK Autodesk Inc. | Sold out | 0.00% | −1.45 |
| FXI iShares China Large-Cap ETF | Reduce -96.9% | 0.03% | −1.27 |
| DOW Dow Inc. | Sold out | 0.00% | −1.09 |
| ORCL Oracle Corp. | Reduce -88.3% | 0.12% | −1.03 |
| URI United Rentals Inc. | Reduce -80.3% | 0.22% | −0.99 |
| SNPS Synopsys Inc. | Sold out | 0.00% | −0.92 |
| BX Blackstone Inc. | Reduce -47.2% | 0.58% | −0.90 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.86 |
| TXN Texas Instruments Inc. | Reduce -99.1% | 0.01% | −0.77 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.76 |
| FCX Freeport-McMoran Inc. | Sold out | 0.00% | −0.76 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.74 |
| SLB SLB Ltd. | Reduce -98.9% | 0.01% | −0.72 |
| TJX TJX Companies Inc. | Reduce -99.6% | 0.00% | −0.71 |
| BKNG Booking Holdings Inc. | Reduce -87.1% | 0.08% | −0.70 |
| VLO Valero Energy Corp. | Reduce -91.3% | 0.06% | −0.68 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.64 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.52 |
| GWW WW Grainger Inc. | Sold out | 0.00% | −0.49 |
| BA The Boeing Co. | Reduce -87.6% | 0.04% | −0.48 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.48 |
| JPM JPMorgan Chase & Co. | Reduce -91.6% | 0.03% | −0.44 |
| CTSH Cognizant Tech Solutions-A | Sold out | 0.00% | −0.41 |
| VICI Vici Properties Inc. | Sold out | 0.00% | −0.41 |
| WBA Walgreens Boots Alliance Inc. | Reduce -78.7% | 0.06% | −0.40 |
| EL Estee Lauder Companies Class A | Sold out | 0.00% | −0.39 |
| HD Home Depot Inc. | Reduce -88.9% | 0.04% | −0.38 |
| LVS Las Vegas Sands Corp. | Reduce -99.2% | 0.00% | −0.37 |
| A Agilent Technologies Inc. | Sold out | 0.00% | −0.36 |
| FSLR First Solar Inc. | Reduce -99.3% | 0.00% | −0.34 |
| ARE Alexandria Real Estate Equit | Sold out | 0.00% | −0.33 |
| CAH Cardinal Health Inc. | Reduce -35.6% | 0.36% | −0.32 |
| NUE Nucor Corp. | Sold out | 0.00% | −0.32 |
| EWZ iShares MSCI Brazil ETF | Sold out | 0.00% | −0.32 |
| PLNT Planet Fitness Inc. Class A | Sold out | 0.00% | −0.31 |
| SHW The Sherwin-Williams Co. | Sold out | 0.00% | −0.31 |
| DLTR Dollar Tree Inc. | Reduce -39.1% | 0.22% | −0.30 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.30 |
| TSLA Tesla Inc. | Reduce -79.5% | 0.03% | −0.28 |
| EBAY eBay Inc. | Reduce -59.3% | 0.16% | −0.28 |
| LRCX Lam Research Corp. | Reduce -99.3% | 0.00% | −0.28 |
Portfolio Buys Q4 2023 → Q1 2024
| CPE Callon Petroleum Co. | New | 8.22% | +8.22 |
| XOP SS SPDR S&P Og Exp & Prod | New | 2.18% | +2.18 |
| XLE SS Energy Select Sector | Add +437.3% | 2.64% | +2.05 |
| XLV SS Health Care Select Sector | Add +469.9% | 2.18% | +1.70 |
| MMM 3M Co. | Add +929.5% | 1.56% | +1.35 |
| GE General Electric | Add +4715.9% | 1.02% | +1.00 |
| BAC Bank of America Corp. | New | 0.98% | +0.98 |
| HIG Hartford Insurance Group Inc. | New | 0.94% | +0.94 |
| GM General Motors Co. | Add +228.7% | 1.29% | +0.87 |
| ITW Illinois Tool Works | New | 0.85% | +0.85 |
| HLT Hilton Worldwide Holdings Inc. | Add +14224.8% | 0.85% | +0.85 |
| FISV Fiserv Inc. | New | 0.84% | +0.84 |
| NEE Nextera Energy Inc. | New | 0.82% | +0.82 |
| XOM Exxon Mobil Corp. | Add +124.0% | 1.56% | +0.75 |
| IFF Intl Flavors & Fragrances | New | 0.74% | +0.74 |
| CMCSA Comcast Corp. Class A | New | 0.72% | +0.72 |
| ALL Allstate Corp. | Add +6496.9% | 0.70% | +0.69 |
| CVX Chevron Corp. | Add +4162.8% | 0.68% | +0.66 |
| ANET Arista Networks Inc. | Add +35630.0% | 0.65% | +0.65 |
| PRU Prudential Financial Inc. | Add +580.8% | 0.77% | +0.63 |
| AIG American International Group | Add +120103.1% | 0.63% | +0.63 |
| MRK Merck & Co. Inc. | New | 0.60% | +0.60 |
| C Citigroup Inc. | New | 0.60% | +0.60 |
| META Meta Platforms Inc. Class A | New | 0.59% | +0.59 |
| AXP American Express Co. | New | 0.58% | +0.58 |
| GOOG Alphabet Inc. Class C | Add +3602.2% | 0.59% | +0.57 |
| PEP Pepsico Inc. | Add +5453.5% | 0.59% | +0.57 |
| AVGO Broadcom Inc. | Add +5454.1% | 0.57% | +0.56 |
| NFLX Netflix Inc. | Add +1522.1% | 0.59% | +0.55 |
| ADP Automatic Data Processing | Add +1127.9% | 0.61% | +0.55 |
| V Visa Inc. Class A | Add +25021.6% | 0.54% | +0.54 |
| CVS CVS Health Corp. | New | 0.53% | +0.53 |
| DASH DoorDash Inc. Class A | New | 0.53% | +0.53 |
| BOX Box Inc. Class A | New | 0.51% | +0.51 |
| IYR iShares US Real Estate ETF | New | 0.51% | +0.51 |
| XLP SS Consumer Staples Sel Sect | New | 0.50% | +0.50 |
| MA Mastercard Inc. Class A | New | 0.49% | +0.49 |
| BALL Ball Corp. | New | 0.48% | +0.48 |
| MCK McKesson Corp. | Add +714.1% | 0.55% | +0.47 |
| MS Morgan Stanley | New | 0.46% | +0.46 |
| PHM Pultegroup Inc. | Add +351.5% | 0.62% | +0.46 |
| NRG NRG Energy Inc. | New | 0.45% | +0.45 |
| SYY Sysco Corp. | Add +625.5% | 0.54% | +0.45 |
| MPC Marathon Petroleum Corp. | Add +276.0% | 0.59% | +0.43 |
| RTX RTX Corp. | Add +110.1% | 0.98% | +0.43 |
| ZTS Zoetis Inc. | Add +4391.6% | 0.44% | +0.42 |
| AIT Applied Industrial Tech Inc. | New | 0.42% | +0.42 |
| SPGI S&P Global Inc. | New | 0.41% | +0.41 |
| DHR Danaher Corp. | New | 0.40% | +0.40 |
| ETN Eaton Corp. PLC | New | 0.40% | +0.40 |
Options Activity Q4 2023 → Q1 2024
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Sold out | 2,948,400 | $228.2Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +4187.6% | 270,122 | $141.3M |
| TLT iShares 20+ Year Treasury BD | put | Sold out | 995,600 | $98.4Mbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Sold out | 154,600 | $73.5Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Sold out | 344,100 | $69.1Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Add +1190.6% | 153,583 | $68.2M |
| XLY SS Consumer Disc Select Sect | put | Sold out | 288,700 | $51.6Mbefore exit |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +2109.4% | 662,833 | $51.5M |
| XLI SS Industrial Select Sector | put | Sold out | 346,600 | $39.5Mbefore exit |
| IWM iShares Russell 2000 ETF | call | Reduce -23.0% | 179,346 | $37.7M |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 74,000 | $30.3Mbefore exit |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Sold out | 476,900 | $30.2Mbefore exit |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | Reduce -26.5% | 437,004 | $28.7M |
| XLF SS Financial Select Sector | call | Add +50.6% | 587,267 | $24.7M |
| XLP SS Consumer Staples Sel Sect | call | Reduce -26.6% | 300,937 | $23.0M |
| XLB SS Materials Select Sector | call | Add +185.4% | 210,604 | $19.6M |
| EFA iShares MSCI Eafe ETF | put | Sold out | 255,900 | $19.3Mbefore exit |
| XLI SS Industrial Select Sector | call | Add +47.3% | 150,523 | $19.0M |
| IYR iShares US Real Estate ETF | call | Add +1.0% | 205,184 | $18.4M |
| XLP SS Consumer Staples Sel Sect | put | Sold out | 242,400 | $17.5Mbefore exit |
| XLY SS Consumer Disc Select Sect | call | Reduce -30.4% | 90,264 | $16.6M |
| IYR iShares US Real Estate ETF | put | Sold out | 175,500 | $16.0Mbefore exit |
| XME SS SPDR S&P Metals Mining | call | Add +3789.2% | 260,578 | $15.7M |
| EWZ iShares MSCI Brazil ETF | put | Sold out | 448,400 | $15.7Mbefore exit |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | New | 138,000 | $15.0M |
| XLV SS Health Care Select Sector | call | Add +31.0% | 100,842 | $14.9M |
| GLD SPDR Gold Shares | put | Sold out | 76,900 | $14.7Mbefore exit |
| LMT Lockheed Martin Corp. | call | New | 31,709 | $14.4M |
| UPS United Parcel Service Class B | put | Sold out | 91,100 | $14.3Mbefore exit |
| DIA SS SPDR Dow Jones Indus Avg | call | Reduce -34.0% | 34,597 | $13.8M |
| XLE SS Energy Select Sector | call | Add +45.8% | 137,626 | $13.0M |
| JNJ Johnson & Johnson | put | Sold out | 81,200 | $12.7Mbefore exit |
| EFA iShares MSCI Eafe ETF | call | Reduce -32.5% | 153,138 | $12.2M |
| AAPL Apple Inc. | put | Sold out | 62,700 | $12.1Mbefore exit |
| DE Deere & Co. | call | Add +49.2% | 27,759 | $11.4M |
| IBB iShares Biotechnology ETF | call | Add +392.9% | 78,374 | $10.8M |
| GILD Gilead Sciences Inc. | call | Add +969.7% | 141,195 | $10.3M |
| TEL Te Connectivity Ltd. | call | Add +371.4% | 68,357 | $9.9M |
| DUK Duke Energy Corp. | put | Sold out | 98,800 | $9.6Mbefore exit |
| DE Deere & Co. | put | Sold out | 23,400 | $9.4Mbefore exit |
| KEYS Keysight Technologies Inc. | call | Add +178.7% | 58,805 | $9.2M |
| FXI iShares China Large-Cap ETF | put | Sold out | 379,900 | $9.1Mbefore exit |
| KMI Kinder Morgan Inc. | call | Add +131.2% | 495,965 | $9.1M |
| XLK SS Technology Select Sector | call | Add +489.9% | 43,652 | $9.1M |
| REGN Regeneron Pharmaceuticals | call | Add +4542.5% | 9,285 | $8.9M |
| SBUX Starbucks Corp. | put | Sold out | 92,700 | $8.9Mbefore exit |
| DIS The Walt Disney Co. | put | Sold out | 93,200 | $8.4Mbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 16,900 | $8.4Mbefore exit |
| BRK.B Berkshire Hathaway Inc. Class B | call | New | 19,686 | $8.3M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -88.5% | 87,061 | $8.2M |
Showing the first 50 of 532.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 72,247,000 | $71.3Mbefore exit |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | New | 20,154,000 | $18.0M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 21,500,000 | $17.4M |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Add +39.9% | 15,250,000 | $15.0M |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | New | 12,112,000 | $14.9M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | New | 10,200,000 | $14.8M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | New | 17,263,000 | $11.8M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | New | 8,000,000 | $9.9M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 9,640,000 | $9.5M |
| INSIGHT ENTERPRS (NSIT 0.75 02/15/25) | NOTE 0.750% 2/1 · principal | Sold out | 3,379,000 | $8.8Mbefore exit |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | New | 5,372,000 | $8.6M |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | New | 12,000,000 | $7.0M |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | New | 7,200,000 | $6.8M |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | New | 5,600,000 | $6.5M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Sold out | 9,280,000 | $6.3Mbefore exit |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | New | 6,000,000 | $5.4M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 72,000 | $4.2M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | New | 5,000,000 | $4.2M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -96.2% | 4,725,000 | $4.1M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +1.8% | 3,630,000 | $3.7M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | New | 3,000,000 | $3.6M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +24.3% | 3,480,000 | $3.4M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Add +234.2% | 3,476,000 | $3.2M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +207.5% | 3,450,000 | $3.2M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +131.8% | 3,060,000 | $3.1M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Add +39.9% | 3,182,000 | $3.0M |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | Sold out | 2,100,000 | $2.6Mbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +211.5% | 40,500 | $2.6M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Reduce -17.2% | 2,318,000 | $2.2M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 1,540,000 | $2.0Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Sold out | 1,673,000 | $1.9Mbefore exit |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | New | 1,440,000 | $1.6M |
| NEUROCRINE BIOSCIENCES (NBIX 2.25 05/15/24) | NOTE 2.250% 5/1 · principal | Sold out | 847,000 | $1.5Mbefore exit |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +0.8% | 1,200,000 | $1.4M |
| LUMENTUM HOLDINGS INC (LITE 0.25 03/15/24) | NOTE 0.250% 3/1 · principal | Sold out | 1,372,000 | $1.4Mbefore exit |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | New | 1,320,000 | $1.3M |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | Sold out | 1,235,000 | $1.1Mbefore exit |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Reduce -76.9% | 1,200,000 | $1.1M |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | Add +305.0% | 810,000 | $903K |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Reduce -45.6% | 571,000 | $755K |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | New | 961,000 | $728K |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 700,000 | $686Kbefore exit |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 600,000 | $645K |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | New | 450,000 | $629K |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Sold out | 700,000 | $621Kbefore exit |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | New | 690,000 | $571K |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | Sold out | 3,000,000 | $570Kbefore exit |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Sold out | 616,000 | $548Kbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -78.3% | 563,000 | $535K |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +12.5% | 450,000 | $481K |
Showing the first 50 of 53.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7 | $11.3M | ACGC, IPVVU, CTRI, ANGX, CNF |
| Q1 2026 | 39 | $113.5M | CTRI, VSAT, AVGO, INTC, AMZN |
| Q4 2025 | 39 | $123.0M | NVDA, AVGO, INTC, AFRM, TTWO |
| Q3 2025 | 60 | $219.4M | WOLF, BTDR, AMD, TLT, HPE |
| Q2 2025 | 73 | $232.3M | AVGO, RIG, CORZ, XLK, LSCC |
| Q1 2025 | 91 | $277.5M | ALGM, TXN, TLT, CRM, HYG |
| Q4 2024 | 142 | $1.1B | COP, AA, INTC, APTV, TECK |
| Q3 2024 | 762 | $1.4B | AA, SNOW, NE, XLF, EQT |
| Q2 2024 | 740 | $918.0M | QQQ, XLY, XOM, GFR, COP |
| Q1 2024 | 443 | $476.7M | CPE, XLE, GFR, EEM, XME |