Paloma Partners Management Co
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Paloma Partners Management Co reported 762 stock positions worth $1.4 billion. Its top holding was Alcoa (AA) at 3.8% of the portfolio, followed by Snowflake (SNOW, 3.2%) and Noble (NE, 3.1%). Compared with Q2 2024, it opened 474 new positions, sold out of 452, added to 150 and reduced 136. The biggest buy was Alcoa (AA, shares +11318%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −99%).
- Most Recent 13F
- Q2 2026
- Location
- GREENWICH, CT
- CIK
- 0001103882
- Portfolio Value
- $1.4B (Q3 2024)
- SEC Filing
- 0001103882-24-000007 ↗ filed Nov 14, 2024
Holdings Value
Holdings 762 stocks · $1.4B
| AA Alcoa Corp. | 3.82% | 1,427,799 | $55.1M | Add +11317.8% |
| SNOW Snowflake Inc. | 3.21% | 403,528 | $46.3M | New |
| NE Noble Corp. PLC | 3.07% | 1,225,757 | $44.3M | Add +161823.0% |
| XLF SS Financial Select Sector | 2.87% | 913,832 | $41.4M | Add +9138220.0% |
| EQT Eqt Corp. | 2.71% | 1,066,878 | $39.1M | New |
| AMD Advanced Micro Devices | 2.50% | 220,000 | $36.1M | Add +15819.0% |
| MRVL Marvell Technology Inc. | 2.45% | 490,735 | $35.4M | Add +1018.0% |
| COP Conocophillips | 2.35% | 321,944 | $33.9M | Add +196.1% |
| DKNG Draftkings Inc. Class A | 2.28% | 839,232 | $32.9M | Add +16898.8% |
| DAR Darling Ingredients Inc. | 2.26% | 877,200 | $32.6M | Add +2140.4% |
| JBHT Hunt (jb) Transprt SVCS Inc. | 2.22% | 185,896 | $32.0M | Add +14254.9% |
| TSM Taiwan Semiconductor-SP ADR | 1.70% | 140,945 | $24.5M | New |
| NVT Nvent Electric PLC | 1.56% | 320,000 | $22.5M | New |
| TECK Teck Resources Ltd.-CLS B | 1.45% | 400,000 | $20.9M | New |
| TTWO Take-Two Interactive Softwre | 1.41% | 132,000 | $20.3M | New |
| FANG Diamondback Energy Inc. | 1.33% | 111,152 | $19.2M | New |
| SHAK Shake Shack Inc. Class A | 1.29% | 180,464 | $18.6M | New |
| XLY SS Consumer Disc Select Sect | 1.27% | 91,432 | $18.3M | Add +3.4% |
| IWM iShares Russell 2000 ETF | 1.25% | 81,720 | $18.1M | Add +2857.7% |
| UBER Uber Technologies Inc. | 1.05% | 200,870 | $15.1M | New |
| FXI iShares China Large-Cap ETF | 0.95% | 431,620 | $13.7M | Add +276.9% |
| XOM Exxon Mobil Corp. | 0.94% | 116,100 | $13.6M | Reduce -16.9% |
| ADBE Adobe Inc. | 0.90% | 25,008 | $12.9M | New |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.89% | 22,444 | $12.9M | New |
| AMZN Amazon.com Inc. | 0.86% | 66,390 | $12.4M | Add +103634.4% |
| TSLA Tesla Inc. | 0.83% | 46,000 | $12.0M | New |
| ALGM Allegro Microsystems Inc. | 0.82% | 509,630 | $11.9M | New |
| EEM iShares MSCI Emerging Market | 0.81% | 254,199 | $11.7M | Reduce -9.7% |
| MSFT Microsoft Corp. | 0.80% | 26,800 | $11.5M | New |
| AZPN Aspen Technology Inc. | 0.78% | 46,967 | $11.2M | New |
| APLD Applied Digital Corp. | 0.77% | 1,341,583 | $11.1M | New |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.77% | 26,087 | $11.0M | Add +139.9% |
| AAPL Apple Inc. | 0.74% | 46,000 | $10.7M | New |
| DHR Danaher Corp. | 0.73% | 38,098 | $10.6M | Add +756.5% |
| NVDA Nvidia Corp. | 0.70% | 82,867 | $10.1M | Add +2062.5% |
| ON On Semiconductor | 0.68% | 135,251 | $9.8M | New |
| FCX Freeport-McMoran Inc. | 0.67% | 195,000 | $9.7M | Add +3487.9% |
| DNUT Krispy Kreme Inc. | 0.65% | 872,068 | $9.4M | Add +6993.4% |
| TLT iShares 20+ Year Treasury BD | 0.65% | 95,000 | $9.3M | No change |
| CMG Chipotle Mexican Grill Inc. | 0.61% | 153,857 | $8.9M | Add +227.0% |
| CZR Caesars Entertainment Inc. | 0.61% | 211,100 | $8.8M | Add +1171.5% |
| XLV SS Health Care Select Sector | 0.55% | 51,897 | $8.0M | New |
| CCL Carnival Corp. | 0.55% | 430,000 | $7.9M | Add +574.5% |
| STZ Constellation Brands Inc. Class A | 0.54% | 30,000 | $7.7M | Add +2061.4% |
| BROS Dutch Bros Inc. Class A | 0.51% | 230,611 | $7.4M | New |
| CGNX Cognex Corp. | 0.51% | 181,712 | $7.4M | Add +1537.0% |
| CMCSA Comcast Corp. Class A | 0.51% | 175,000 | $7.3M | Add +175.4% |
| CRM Salesforce Inc. | 0.48% | 25,500 | $7.0M | New |
| XLB SS Materials Select Sector | 0.48% | 71,993 | $6.9M | Reduce -20.5% |
| SPOT Spotify Technology SA | 0.48% | 18,759 | $6.9M | Add +99.4% |
| MPC Marathon Petroleum Corp. | 0.45% | 39,524 | $6.4M | Add +94.7% |
| WCC Wesco International Inc. | 0.44% | 38,068 | $6.4M | New |
| UNIT Uniti Group LLC Com SHS | 0.43% | 1,102,521 | $6.2M | New |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 0.42% | 85,100 | $6.1M | New |
| INTC Intel Corp. | 0.42% | 260,000 | $6.1M | Add +1997.8% |
| GFR Greenfire Resources Ltd. | 0.41% | 786,486 | $5.9M | Reduce -58.5% |
| CAT Caterpillar Inc. | 0.38% | 14,083 | $5.5M | Reduce -15.2% |
| OPTU Optimum Communications Inc. Class A filed as ALTICE USA INC | 0.38% | 2,210,941 | $5.4M | Add +172.6% |
| AVGO Broadcom Inc. | 0.38% | 31,386 | $5.4M | New |
| QRVO Qorvo Inc. | 0.36% | 50,000 | $5.2M | New |
| AAL American Airlines Group Inc. | 0.34% | 434,385 | $4.9M | New |
| VGR Vector Group Ltd. | 0.33% | 321,600 | $4.8M | New |
| FTV Fortive Corp. | 0.33% | 60,457 | $4.8M | Add +346.3% |
| XLP SS Consumer Staples Sel Sect | 0.33% | 57,268 | $4.8M | Add +51.6% |
| EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC | 0.33% | 47,500 | $4.7M | Add +650.8% |
| TGT Target Corp. | 0.32% | 30,000 | $4.7M | Add +111.3% |
| WMT Walmart Inc. | 0.31% | 55,674 | $4.5M | Add +204.1% |
| GS Goldman Sachs Group Inc. | 0.28% | 8,265 | $4.1M | Add +85.3% |
| DOW Dow Inc. | 0.28% | 74,588 | $4.1M | Add +1637.8% |
| XLI SS Industrial Select Sector | 0.28% | 29,934 | $4.1M | Reduce -61.8% |
| EMR Emerson Electric Co. | 0.28% | 36,902 | $4.0M | Add +901.4% |
| CIFR Cipher Digital Inc. | 0.28% | 1,041,000 | $4.0M | New |
| AAN The Aaron's Co. Inc. filed as THE AARONS COMPANY INC | 0.27% | 391,973 | $3.9M | New |
| CNF Cnfinance Hldgs Ltd. | 0.26% | 3,053,377 | $3.8M | No change |
| HUBS HubSpot Inc. | 0.26% | 7,000 | $3.7M | New |
| PEP Pepsico Inc. | 0.26% | 21,834 | $3.7M | Add +1095.7% |
| ARM Arm Holdings PLC-ADR | 0.25% | 25,300 | $3.6M | New |
| VALE Vale SA-SP ADR | 0.24% | 300,000 | $3.5M | New |
| LEN Lennar Corp. Class A | 0.23% | 17,421 | $3.3M | Reduce -30.0% |
| PYPL PayPal Holdings Inc. | 0.23% | 41,673 | $3.3M | Reduce -1.1% |
| MCD McDonald's Corp. | 0.23% | 10,663 | $3.2M | Reduce -25.4% |
| KNX Knight-Swift Transportation | 0.22% | 60,000 | $3.2M | Add +681.6% |
| FERG Ferguson Enterprises Inc. | 0.22% | 16,184 | $3.2M | New |
| LSCC Lattice Semiconductor Corp. | 0.22% | 60,283 | $3.2M | Add +456.8% |
| ERIE Erie Indemnity Company Class A | 0.22% | 5,793 | $3.1M | New |
| CL Colgate-Palmolive Co. | 0.22% | 29,915 | $3.1M | New |
| CIEN Ciena Corp. | 0.21% | 50,000 | $3.1M | Add +283.7% |
| BRBR Bellring Brands Inc. | 0.21% | 50,000 | $3.0M | Reduce -54.3% |
| ERIC Ericsson (lm) Tel-SP ADR filed as TELEFONAKTIEBOLAGET LM ERICS | 0.21% | 400,000 | $3.0M | New |
| BLDR Builders Firstsource Inc. | 0.21% | 15,499 | $3.0M | Add +5475.2% |
| DHI D.R. Horton Inc. | 0.21% | 15,517 | $3.0M | Add +177.8% |
| VLO Valero Energy Corp. | 0.20% | 21,735 | $2.9M | Add +68.1% |
| BIO Bio-Rad Laboratories-A | 0.20% | 8,500 | $2.8M | Add +350.7% |
| IQV Iqvia Holdings Inc. | 0.19% | 11,709 | $2.8M | Add +4.8% |
| VZ Verizon Communications Inc. | 0.19% | 61,702 | $2.8M | Add +234.9% |
| IREN Iren Ltd. filed as IRIS ENERGY LTD | 0.19% | 324,500 | $2.7M | New |
| WULF Terawulf Inc. | 0.19% | 579,367 | $2.7M | Reduce -44.3% |
| ORCL Oracle Corp. | 0.19% | 15,710 | $2.7M | Add +123.2% |
| ALTG Alta Equipment Group Inc. | 0.18% | 392,633 | $2.6M | New |
| MBLY Mobileye Global Inc. Class A | 0.18% | 189,600 | $2.6M | New |
Options reported separately and not counted above: QQQ puts ($158.0M), IWM puts ($147.9M), SPY puts ($112.3M), XLY puts ($66.4M), FXI puts ($58.6M), EEM puts ($53.0M), TLT calls ($38.6M), XLY calls ($37.1M), IEF calls ($33.1M), TLT puts ($32.6M), IYR puts ($28.2M), HYG puts ($27.1M), and 262 more.
Other holdings (62): bonds, preferreds, convertibles and warrants · $433.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 60,450,000 | $54.6M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 34,595,000 | $49.8M | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 27,495,000 | $26.3M | Add +111.6% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 18,415,000 | $26.1M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 20,260,000 | $23.6M | Add +35.0% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 15,000,000 | $22.5M | Add +233.3% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 19,140,000 | $21.5M | Add +11.7% |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | 15,256,000 | $18.2M | New |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 18,127,000 | $17.2M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 15,000,000 | $16.0M | Add +25.0% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 18,817,000 | $13.4M | Reduce -12.1% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 12,786,000 | $12.5M | Reduce -4.5% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 2,973,000 | $10.7M | No change |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 10,000,000 | $10.6M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 10,000,000 | $10.3M | Add +3233.3% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 5,500,000 | $7.6M | Add +511.1% |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | 10,465,000 | $6.9M | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 6,000,000 | $5.7M | Reduce -71.3% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 5,607,000 | $5.7M | Add +101.5% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 4,250,000 | $5.1M | Add +22.1% |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | 3,500,000 | $4.4M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 70,000 | $4.2M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 4,164,000 | $4.1M | Add +9.7% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 68,750 | $3.8M | Add +25.0% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 3,887,000 | $3.6M | Reduce -20.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 3,052,000 | $3.1M | Add +16.3% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 2,900,000 | $2.9M | New |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 1,058,000 | $2.8M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 58,000 | $2.6M | Reduce -19.4% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 2,500,000 | $2.4M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 32,500 | $2.2M | Reduce -19.8% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 2,225,000 | $2.1M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 2,025,000 | $2.1M | Reduce -3.0% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,714,000 | $2.1M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 2,250,000 | $2.0M | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 1,704,000 | $1.7M | Add +42.0% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 1,450,000 | $1.7M | New |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 3,151,000 | $1.5M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 1,650,000 | $1.5M | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 1,500,000 | $1.4M | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,084,000 | $1.4M | Add +58.5% |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | 1,400,000 | $1.3M | Reduce -89.1% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 1,375,000 | $1.3M | Reduce -49.6% |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 1,320,000 | $1.3M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 1,225,000 | $1.2M | Add +70.1% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 750,000 | $1.1M | New |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,051,000 | $1.1M | Add +169.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 1,105,000 | $1.1M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 1,000,000 | $802K | No change |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 700,000 | $762K | Reduce -27.1% |
| NABORS INDUSTRIES INC (NBR 1.75 06/15/29) | NOTE 1.750% 6/1 · principal | 961,000 | $744K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 750,000 | $653K | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 613,000 | $588K | Reduce -64.4% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 250,000 | $575K | No change |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 563,000 | $547K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 400,000 | $451K | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 511,000 | $430K | Reduce -25.9% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 413,000 | $387K | Reduce -8.2% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 381,000 | $370K | Reduce -44.5% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 250,000 | $275K | New |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 225,000 | $268K | New |
| VROOM INC (VRM 0.75 07/01/26) | NOTE 0.750% 7/0 · principal | 400,000 | $216K | No change |
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -98.7% | 0.03% | −3.01 |
| LNWO Light & Wonder Inc. | Sold out | 0.00% | −1.29 |
| WFC Wells Fargo & Co. | Sold out | 0.00% | −1.24 |
| XLE SS Energy Select Sector | Reduce -99.6% | 0.00% | −1.21 |
| GFR Greenfire Resources Ltd. | Reduce -58.5% | 0.41% | −0.99 |
| CHRD Chord Energy Corp. | Reduce -94.2% | 0.03% | −0.94 |
| ICLR Icon PLC | Sold out | 0.00% | −0.92 |
| EFA iShares MSCI Eafe ETF | Reduce -92.4% | 0.05% | −0.92 |
| BKNG Booking Holdings Inc. | Reduce -93.3% | 0.04% | −0.91 |
| XOM Exxon Mobil Corp. | Reduce -16.9% | 0.94% | −0.81 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.79 |
| XLI SS Industrial Select Sector | Reduce -61.8% | 0.28% | −0.76 |
| ACN Accenture PLC Class A | Sold out | 0.00% | −0.72 |
| SIX Six Flags Entertainment Corp. | Sold out | 0.00% | −0.70 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -90.3% | 0.05% | −0.69 |
| ONTO Onto Innovation Inc. | Reduce -86.2% | 0.06% | −0.68 |
| FIX Comfort Systems USA Inc. | Sold out | 0.00% | −0.66 |
| FIS Fidelity National Info Serv | Sold out | 0.00% | −0.65 |
| WFRD Weatherford International PL | Reduce -93.2% | 0.02% | −0.65 |
| PR Permian Resources Corp. Class A | Sold out | 0.00% | −0.65 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.64 |
| APG Api Group Corp. | Reduce -93.5% | 0.02% | −0.64 |
| NWLI National Western Life Grou-A | Sold out | 0.00% | −0.63 |
| MRK Merck & Co. Inc. | Reduce -91.8% | 0.03% | −0.63 |
| RTX RTX Corp. | Sold out | 0.00% | −0.61 |
| MTDR Matador Resources Co. | Sold out | 0.00% | −0.60 |
| ATI Ati Inc. | Reduce -88.3% | 0.06% | −0.60 |
| SSD Simpson Manufacturing Co. Inc. | Reduce -93.1% | 0.03% | −0.59 |
| APO Apollo Global Management Inc. | Reduce -99.3% | 0.00% | −0.59 |
| CTAS Cintas Corp. | Sold out | 0.00% | −0.59 |
| JPM JPMorgan Chase & Co. | Reduce -83.3% | 0.07% | −0.58 |
| APH Amphenol Corp. Class A | Sold out | 0.00% | −0.56 |
| WRK Westrock Co. | Sold out | 0.00% | −0.56 |
| WIRE Encore Wire Corp. | Sold out | 0.00% | −0.54 |
| MTSI Macom Technology Solutions H | Sold out | 0.00% | −0.54 |
| EVBG Everbridge Inc. | Sold out | 0.00% | −0.54 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -99.6% | 0.00% | −0.53 |
| IBB iShares Biotechnology ETF | Reduce -92.6% | 0.03% | −0.53 |
| ITCI Intra-Cellular Therapies Inc. | Sold out | 0.00% | −0.52 |
| ABT Abbott Laboratories | Reduce -83.8% | 0.06% | −0.51 |
| MMM 3M Co. | Reduce -99.5% | 0.00% | −0.50 |
| TT Trane Technologies PLC | Sold out | 0.00% | −0.50 |
| EEM iShares MSCI Emerging Market | Reduce -9.7% | 0.81% | −0.50 |
| BRBR Bellring Brands Inc. | Reduce -54.3% | 0.21% | −0.47 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.46 |
| AAON Aaon Inc. | Sold out | 0.00% | −0.45 |
| AIG American International Group | Sold out | 0.00% | −0.45 |
| ELF Elf Beauty Inc. | Reduce -70.3% | 0.05% | −0.45 |
| GM General Motors Co. | Sold out | 0.00% | −0.44 |
| CIVI Civitas Resources Inc. | Sold out | 0.00% | −0.44 |
Portfolio Buys Q2 2024 → Q3 2024
| AA Alcoa Corp. | Add +11317.8% | 3.82% | +3.76 |
| SNOW Snowflake Inc. | New | 3.21% | +3.21 |
| NE Noble Corp. PLC | Add +161823.0% | 3.07% | +3.07 |
| XLF SS Financial Select Sector | Add +9138220.0% | 2.87% | +2.87 |
| EQT Eqt Corp. | New | 2.71% | +2.71 |
| AMD Advanced Micro Devices | Add +15819.0% | 2.50% | +2.48 |
| DKNG Draftkings Inc. Class A | Add +16898.8% | 2.28% | +2.26 |
| JBHT Hunt (jb) Transprt SVCS Inc. | Add +14254.9% | 2.22% | +2.20 |
| MRVL Marvell Technology Inc. | Add +1018.0% | 2.45% | +2.12 |
| DAR Darling Ingredients Inc. | Add +2140.4% | 2.26% | +2.10 |
| TSM Taiwan Semiconductor-SP ADR | New | 1.70% | +1.70 |
| NVT Nvent Electric PLC | New | 1.56% | +1.56 |
| TECK Teck Resources Ltd.-CLS B | New | 1.45% | +1.45 |
| TTWO Take-Two Interactive Softwre | New | 1.41% | +1.41 |
| FANG Diamondback Energy Inc. | New | 1.33% | +1.33 |
| SHAK Shake Shack Inc. Class A | New | 1.29% | +1.29 |
| IWM iShares Russell 2000 ETF | Add +2857.7% | 1.25% | +1.19 |
| UBER Uber Technologies Inc. | New | 1.05% | +1.05 |
| COP Conocophillips | Add +196.1% | 2.35% | +1.00 |
| ADBE Adobe Inc. | New | 0.90% | +0.90 |
| SPY SS SPDR S&P 500 ETF Trust-US | New | 0.89% | +0.89 |
| AMZN Amazon.com Inc. | Add +103634.4% | 0.86% | +0.86 |
| TSLA Tesla Inc. | New | 0.83% | +0.83 |
| ALGM Allegro Microsystems Inc. | New | 0.82% | +0.82 |
| MSFT Microsoft Corp. | New | 0.80% | +0.80 |
| AZPN Aspen Technology Inc. | New | 0.78% | +0.78 |
| APLD Applied Digital Corp. | New | 0.77% | +0.77 |
| AAPL Apple Inc. | New | 0.74% | +0.74 |
| ON On Semiconductor | New | 0.68% | +0.68 |
| FCX Freeport-McMoran Inc. | Add +3487.9% | 0.67% | +0.65 |
| NVDA Nvidia Corp. | Add +2062.5% | 0.70% | +0.65 |
| DNUT Krispy Kreme Inc. | Add +6993.4% | 0.65% | +0.63 |
| FXI iShares China Large-Cap ETF | Add +276.9% | 0.95% | +0.63 |
| DHR Danaher Corp. | Add +756.5% | 0.73% | +0.61 |
| XLV SS Health Care Select Sector | New | 0.55% | +0.55 |
| CZR Caesars Entertainment Inc. | Add +1171.5% | 0.61% | +0.54 |
| BROS Dutch Bros Inc. Class A | New | 0.51% | +0.51 |
| STZ Constellation Brands Inc. Class A | Add +2061.4% | 0.54% | +0.50 |
| CRM Salesforce Inc. | New | 0.48% | +0.48 |
| CGNX Cognex Corp. | Add +1537.0% | 0.51% | +0.45 |
| WCC Wesco International Inc. | New | 0.44% | +0.44 |
| UNIT Uniti Group LLC Com SHS | New | 0.43% | +0.43 |
| APTV Aptiv Irish Holdings Ltd. | New | 0.42% | +0.42 |
| CCL Carnival Corp. | Add +574.5% | 0.55% | +0.42 |
| INTC Intel Corp. | Add +1997.8% | 0.42% | +0.38 |
| AVGO Broadcom Inc. | New | 0.38% | +0.38 |
| QRVO Qorvo Inc. | New | 0.36% | +0.36 |
| AAL American Airlines Group Inc. | New | 0.34% | +0.34 |
| VGR Vector Group Ltd. | New | 0.33% | +0.33 |
| DIA SS SPDR Dow Jones Indus Avg | Add +139.9% | 0.77% | +0.30 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +78.9% | 323,700 | $158.0M |
| IWM iShares Russell 2000 ETF | put | Add +208.8% | 669,700 | $147.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -85.6% | 195,700 | $112.3M |
| XLY SS Consumer Disc Select Sect | put | Add +557.1% | 331,200 | $66.4M |
| FXI iShares China Large-Cap ETF | put | Add +359.8% | 1,843,400 | $58.6M |
| EEM iShares MSCI Emerging Market | put | Add +10608.3% | 1,156,500 | $53.0M |
| TLT iShares 20+ Year Treasury BD | call | New | 393,900 | $38.6M |
| XLY SS Consumer Disc Select Sect | call | Add +23037.5% | 185,100 | $37.1M |
| IEF iShares 7-10 Year Treasury B | call | Reduce -11.8% | 337,500 | $33.1M |
| TLT iShares 20+ Year Treasury BD | put | Add +2116.0% | 332,400 | $32.6M |
| IYR iShares US Real Estate ETF | put | Add +437.0% | 277,100 | $28.2M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -38.6% | 337,300 | $27.1M |
| XLF SS Financial Select Sector | put | Reduce -11.7% | 567,300 | $25.7M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Reduce -11.8% | 225,000 | $25.4M |
| EFA iShares MSCI Eafe ETF | put | Add +426.4% | 303,200 | $25.4M |
| IYR iShares US Real Estate ETF | call | Add +71.1% | 246,900 | $25.2M |
| XLK SS Technology Select Sector | call | Add +10.6% | 107,400 | $24.2M |
| EEM iShares MSCI Emerging Market | call | Add +615.2% | 523,500 | $24.0M |
| ARKK ARK Innovation ETF | put | New | 500,000 | $23.8M |
| QQQ Invesco QQQ Trust Series 1 | call | Add +868.0% | 48,400 | $23.6M |
| XLK SS Technology Select Sector | put | Reduce -31.9% | 98,400 | $22.2M |
| EFA iShares MSCI Eafe ETF | call | Add +498.5% | 240,600 | $20.1M |
| XLB SS Materials Select Sector | put | Reduce -12.3% | 176,700 | $17.0M |
| XLI SS Industrial Select Sector | call | Sold out | 137,200 | $16.7Mbefore exit |
| APLD Applied Digital Corp. | call | New | 1,929,000 | $15.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -52.2% | 26,500 | $15.2M |
| APLD Applied Digital Corp. | put | New | 1,648,000 | $13.6M |
| XLB SS Materials Select Sector | call | Reduce -12.6% | 129,900 | $12.5M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Reduce -78.6% | 148,000 | $12.0M |
| JETS US Global Jets ETF | put | Sold out | 600,500 | $11.8Mbefore exit |
| XLP SS Consumer Staples Sel Sect | call | Reduce -60.9% | 135,200 | $11.2M |
| O Realty Income Corp. | put | Sold out | 212,200 | $11.2Mbefore exit |
| XME SS SPDR S&P Metals Mining | call | Add +1516.7% | 164,900 | $10.5M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | Reduce -69.5% | 129,900 | $10.5M |
| XLI SS Industrial Select Sector | put | Reduce -52.0% | 77,000 | $10.4M |
| SYY Sysco Corp. | put | New | 130,900 | $10.2M |
| MSFT Microsoft Corp. | call | New | 22,300 | $9.6M |
| EWZ iShares MSCI Brazil ETF | put | Sold out | 342,000 | $9.3Mbefore exit |
| SYY Sysco Corp. | call | New | 119,300 | $9.3M |
| XLE SS Energy Select Sector | call | Reduce -83.5% | 103,500 | $9.1M |
| MSFT Microsoft Corp. | put | New | 21,100 | $9.1M |
| FXI iShares China Large-Cap ETF | call | Reduce -19.1% | 260,800 | $8.3M |
| FCX Freeport-McMoran Inc. | put | Add +627.4% | 164,400 | $8.2M |
| TEL Te Connectivity PLC | call | New | 51,900 | $7.8M |
| TGT Target Corp. | call | Sold out | 51,900 | $7.7Mbefore exit |
| FCX Freeport-McMoran Inc. | call | Add +841.1% | 153,400 | $7.7M |
| ABT Abbott Laboratories | put | Add +75.7% | 65,900 | $7.5M |
| ABT Abbott Laboratories | call | Add +351.1% | 63,600 | $7.3M |
| PFE Pfizer Inc. | put | Add +19.6% | 246,700 | $7.1M |
| CRM Salesforce Inc. | call | New | 25,700 | $7.0M |
Showing the first 50 of 522.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | New | 60,450,000 | $54.6M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 34,595,000 | $49.8M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | Add +111.6% | 27,495,000 | $26.3M |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | New | 18,415,000 | $26.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Add +35.0% | 20,260,000 | $23.6M |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | Add +233.3% | 15,000,000 | $22.5M |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | Add +11.7% | 19,140,000 | $21.5M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Sold out | 19,750,000 | $18.9Mbefore exit |
| BITDEER TECHNOLOGIES GRP (BTDR 8.5 08/15/29) | NOTE 8.500% 8/1 · principal | New | 15,256,000 | $18.2M |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 18,127,000 | $17.2M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +25.0% | 15,000,000 | $16.0M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Sold out | 9,200,000 | $14.3Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Reduce -12.1% | 18,817,000 | $13.4M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Reduce -4.5% | 12,786,000 | $12.5M |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | New | 10,000,000 | $10.6M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +3233.3% | 10,000,000 | $10.3M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Sold out | 9,221,000 | $8.3Mbefore exit |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +511.1% | 5,500,000 | $7.6M |
| LUMINAR TECHNOLOGIES INC (LAZR 11.5 01/15/30) | DEBT 11.500% 1/1 · principal | New | 10,465,000 | $6.9M |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Reduce -71.3% | 6,000,000 | $5.7M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Add +101.5% | 5,607,000 | $5.7M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Sold out | 4,250,000 | $5.6Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +22.1% | 4,250,000 | $5.1M |
| EQUINOX GOLD CORP (EQXCN 4.75 10/15/28) | NOTE 4.750%10/1 · principal | New | 3,500,000 | $4.4M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 70,000 | $4.2M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +9.7% | 4,164,000 | $4.1M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +25.0% | 68,750 | $3.8M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Reduce -20.2% | 3,887,000 | $3.6M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +16.3% | 3,052,000 | $3.1M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 2,900,000 | $2.9M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -19.4% | 58,000 | $2.6M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 2,500,000 | $2.4M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -19.8% | 32,500 | $2.2M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | New | 2,225,000 | $2.1M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Reduce -3.0% | 2,025,000 | $2.1M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | New | 1,714,000 | $2.1M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | New | 2,250,000 | $2.0M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Sold out | 1,659,000 | $1.8Mbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Add +42.0% | 1,704,000 | $1.7M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | New | 1,450,000 | $1.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | New | 1,650,000 | $1.5M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | New | 1,500,000 | $1.4M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | Sold out | 1,290,000 | $1.4Mbefore exit |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +58.5% | 1,084,000 | $1.4M |
| IQIYI INC (IQ 6.5 03/15/28) | NOTE 6.500% 3/1 · principal | Reduce -89.1% | 1,400,000 | $1.3M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -49.6% | 1,375,000 | $1.3M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +70.1% | 1,225,000 | $1.2M |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | New | 750,000 | $1.1M |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | Add +169.5% | 1,051,000 | $1.1M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Sold out | 1,187,000 | $1.1Mbefore exit |
Showing the first 50 of 66.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 7 | $11.3M | ACGC, IPVVU, CTRI, ANGX, CNF |
| Q1 2026 | 39 | $113.5M | CTRI, VSAT, AVGO, INTC, AMZN |
| Q4 2025 | 39 | $123.0M | NVDA, AVGO, INTC, AFRM, TTWO |
| Q3 2025 | 60 | $219.4M | WOLF, BTDR, AMD, TLT, HPE |
| Q2 2025 | 73 | $232.3M | AVGO, RIG, CORZ, XLK, LSCC |
| Q1 2025 | 91 | $277.5M | ALGM, TXN, TLT, CRM, HYG |
| Q4 2024 | 142 | $1.1B | COP, AA, INTC, APTV, TECK |
| Q3 2024 | 762 | $1.4B | AA, SNOW, NE, XLF, EQT |
| Q2 2024 | 740 | $918.0M | QQQ, XLY, XOM, GFR, COP |
| Q1 2024 | 443 | $476.7M | CPE, XLE, GFR, EEM, XME |