Pathway Financial Advisers, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 25, 2024), Pathway Financial Advisers, LLC reported 415 stock positions worth $220.3 million. Its top holding was JPMorgan Chase (JPM) at 3.1% of the portfolio, followed by Abbvie (ABBV, 2.9%) and Pepsico (PEP, 2.8%). Compared with Q2 2024, it opened 20 new positions, sold out of 36, added to 216 and reduced 109. The biggest buy was Intl Flavors & Fragrances (IFF, shares +57%) and the biggest sale an exit from Intl Business Machines (IBM).

Most Recent 13F
Q2 2026
Location
AUBURN, IN
CIK
0002024152
Portfolio Value
$220.3M (Q3 2024)
SEC Filing
0002024152-24-000009 ↗ filed Oct 25, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $277.2M Q1 2024 Q2 2024: $278.4M Q2 2024 Q3 2024: $220.3M $220.3M Q3 2024 Q4 2024: $297.9M Q4 2024 Q1 2025: $291.1M Q1 2025 Q2 2025: $308.3M Q2 2025 Q3 2025: $342.2M Q3 2025 Q4 2025: $344.4M Q4 2025 Q1 2026: $353.0M Q1 2026 Q2 2026: $396.3M Q2 2026

Holdings 415 stocks · $220.3M

JPM JPMorgan Chase & Co. 3.11% 32,500 $6.9M Reduce -5.9%
ABBV Abbvie Inc. 2.93% 32,679 $6.5M Reduce -0.7%
PEP Pepsico Inc. 2.76% 35,726 $6.1M Add +3.0%
STLD Steel Dynamics Inc. 2.61% 45,519 $5.7M Reduce -0.7%
LMT Lockheed Martin Corp. 2.58% 9,719 $5.7M Add +6.9%
AAPL Apple Inc. 2.54% 23,994 $5.6M Reduce -1.4%
O Realty Income Corp. 2.53% 88,028 $5.6M Add +3.7%
OKE Oneok Inc. 2.49% 60,160 $5.5M Reduce -0.2%
IFF Intl Flavors & Fragrances filed as INTERNATIONAL FLAVORS&FRAGRA 2.42% 27,016 $5.3M Add +57.2%
SO The Southern Co. 2.09% 51,107 $4.6M Reduce -8.8%
VZ Verizon Communications Inc. 2.04% 100,233 $4.5M Add +0.7%
AMGN Amgen Inc. 2.02% 13,843 $4.5M Add +3.1%
PG The Procter & Gamble Co. 2.00% 25,490 $4.4M Reduce -7.0%
SCHD Schwab US DVD Equity ETF 1.90% 49,502 $4.2M Add +1.1%
MSFT Microsoft Corp. 1.82% 9,299 $4.0M Add +0.3%
UNH Unitedhealth Group Inc. 1.77% 6,675 $3.9M Reduce -0.6%
WMT Walmart Inc. 1.67% 45,544 $3.7M Reduce -10.0%
VIG Vanguard Dividend Apprec ETF 1.67% 18,527 $3.7M Add +5.9%
MDT Medtronic PLC 1.66% 40,637 $3.7M Add +3.1%
MCD McDonald's Corp. 1.64% 11,889 $3.6M Add +1.2%
OHI Omega Healthcare Investors 1.63% 88,472 $3.6M Add +0.1%
JNJ Johnson & Johnson 1.48% 20,049 $3.2M Reduce -0.6%
PM Philip Morris International 1.46% 26,483 $3.2M Add +3.9%
RTX RTX Corp. 1.44% 26,104 $3.2M Add +2.0%
VICI Vici Properties Inc. filed as VICI PPTYS INC 1.42% 93,843 $3.1M Add +13.2%
PDT John Hancock Prem DVD FND 1.33% 220,781 $2.9M Reduce -1.4%
APD Air Products & Chemicals Inc. 1.31% 9,721 $2.9M Add +0.9%
WM Waste Management Inc. 1.27% 13,498 $2.8M Reduce -5.2%
MRK Merck & Co. Inc. 1.15% 22,244 $2.5M Add +0.6%
FDVV Fidelity High Dividend ETF 1.13% 49,191 $2.5M Add +7.7%
UL Unilever PLC 1.08% 36,554 $2.4M Reduce -0.5%
UPS United Parcel Service Class B 1.06% 17,126 $2.3M Add +7.6%
QCOM Qualcomm Inc. 1.00% 12,938 $2.2M Reduce -2.8%
TD Toronto-Dominion Bank 0.99% 34,637 $2.2M Add +11.7%
MET Metlife Inc. 0.99% 26,311 $2.2M Reduce -1.4%
WPC WP Carey Inc. 0.97% 34,352 $2.1M Add +3.2%
GS Goldman Sachs Group Inc. 0.96% 4,283 $2.1M Reduce -2.1%
HD Home Depot Inc. 0.95% 5,168 $2.1M Reduce -1.7%
TFC Truist Financial Corp. 0.94% 48,175 $2.1M Add +0.1%
AEP American Electric Power 0.90% 19,322 $2.0M Add +0.2%
NOC Northrop Grumman Corp. 0.79% 3,306 $1.7M Reduce -1.4%
NVDA Nvidia Corp. 0.76% 13,836 $1.7M Reduce -1.6%
WEC WEC Energy Group Inc. 0.75% 17,191 $1.7M New
GD General Dynamics Corp. 0.69% 5,050 $1.5M Reduce -3.3%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.69% 12,725 $1.5M Reduce -18.3%
PSX Phillips 66 0.69% 11,489 $1.5M Reduce -3.1%
SLF Sun Life Financial Inc. 0.68% 25,952 $1.5M Add +2.4%
NTR Nutrien Ltd. 0.67% 30,688 $1.5M Add +10.4%
TXN Texas Instruments Inc. 0.65% 6,899 $1.4M Reduce -0.6%
ARE Alexandria Real Estate Equit 0.65% 11,989 $1.4M Reduce -2.7%
UNP Union Pacific Corp. 0.64% 5,693 $1.4M Add +0.5%
GPC Genuine Parts Co. 0.64% 10,014 $1.4M Add +56.0%
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.63% 50,110 $1.4M Add +3.6%
FDIS Fidelity MSCI Cons Discr Ind 0.62% 15,491 $1.4M Reduce -3.6%
AMZN Amazon.com Inc. 0.59% 7,033 $1.3M Add +4.0%
ADC Agree Realty Corp. 0.56% 16,298 $1.2M Add +22.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.54% 2,067 $1.2M Add +1.5%
NOBL Proshares S&P 500 Dividend A 0.54% 11,096 $1.2M Add +3.0%
MPLX MPLX LP 0.53% 26,052 $1.2M Add +14.5%
PFE Pfizer Inc. 0.52% 39,605 $1.1M Reduce -31.2%
USB US Bancorp 0.50% 24,317 $1.1M Add +16.3%
V Visa Inc. Class A 0.50% 4,029 $1.1M Add +0.8%
PRU Prudential Financial Inc. 0.50% 9,103 $1.1M Add +5.4%
MRVL Marvell Technology Inc. 0.50% 15,146 $1.1M Add +3.7%
HIO Western Asset Hi Inc. Opport 0.49% 268,509 $1.1M Add +2.3%
KLAC KLA Corp. 0.48% 1,379 $1.1M Reduce -5.9%
NEE Nextera Energy Inc. 0.48% 12,551 $1.1M Add +6.8%
ALL Allstate Corp. 0.48% 5,551 $1.1M Reduce -2.1%
PEBO Peoples Bancorp Inc. 0.46% 33,746 $1.0M Reduce -0.4%
FHLC Fidelity MSCI Health Care 0.46% 13,811 $1.0M Reduce -3.5%
AMT American Tower Corp. 0.45% 4,289 $997K Add +0.3%
RY Royal Bank of Canada 0.44% 7,726 $964K Add +2.2%
TMO Thermo Fisher Scientific Inc. 0.40% 1,423 $880K Reduce -1.9%
DVY iShares Select Dividend ETF 0.38% 6,228 $841K Add +1.5%
SBUX Starbucks Corp. 0.36% 8,034 $783K Reduce -0.5%
NI Nisource Inc. 0.34% 21,740 $753K Add +8.8%
LRCX Lam Research Corp. 0.33% 902 $736K Add +3.8%
GOOGL Alphabet Inc. Class A 0.33% 4,318 $716K Add +28.6%
AXP American Express Co. 0.31% 2,516 $682K Add +120.9%
LKFN Lakeland Financial Corp. 0.30% 10,023 $653K Add +0.0%
GOOG Alphabet Inc. Class C 0.27% 3,558 $595K Reduce -4.2%
ACN Accenture PLC Class A 0.26% 1,633 $577K New
RSG Republic Services Inc. 0.26% 2,864 $575K Reduce -3.5%
ALB Albemarle Corp. 0.26% 6,069 $575K Reduce -2.8%
NNN NNN REIT Inc. 0.25% 11,466 $556K Add +100.8%
NOW ServiceNow Inc. 0.25% 906 $554K Add +41.8%
PFXF Vaneck Pref Sec X-Financials 0.25% 29,896 $546K Reduce -6.4%
MAA Mid-America Apartment Comm 0.24% 3,363 $534K Add +26.6%
GIS General Mills Inc. 0.24% 7,216 $533K Add +6.3%
NUV Nuveen Municipal Value 0.24% 58,401 $527K Reduce -2.8%
VOO Vanguard S&P 500 ETF 0.24% 996 $526K Add +12.5%
REGL Prshrs S&P Mid 400 DVD Arist 0.23% 6,204 $507K Add +1.0%
TDIV FT Nasdaq Tech DVD Index FD 0.20% 5,624 $452K Reduce -1.3%
DOC Healthpeak Properties Inc. 0.20% 19,129 $437K Add +15.7%
SOXX iShares Semiconductor ETF 0.19% 1,823 $420K Add +19.4%
SOFI Sofi Technologies Inc. 0.18% 50,129 $394K Add +13.0%
FLC Flaherty & Crumrine TTL RTRN 0.18% 22,447 $388K Reduce -16.1%
XLK SS Technology Select Sector 0.17% 1,623 $367K Reduce -1.0%
LOW Lowe's Cos Inc. 0.16% 1,322 $358K Reduce -0.7%
XETYX Eaton Vance Tax-MGD Div Eqty 0.16% 5,105,368 $348K Add +1435.4%
FREL Fidelity MSCI RL Est Indx 0.15% 11,069 $326K Reduce -39.6%
ABT Abbott Laboratories 0.14% 2,765 $315K Add +99.9%
AWR American States Water Co. filed as AMER STATES WTR CO 0.14% 3,714 $309K Add +0.5%
YUM Yum! Brands Inc. 0.13% 2,127 $297K Reduce -0.1%
STAG Stag Industrial Inc. 0.13% 7,422 $290K Reduce -61.4%
EPD Enterprise Products Partners 0.12% 7,756,006 $266K Add +2862.8%
SMG Scotts Miracle-Gro Co. 0.12% 2,977 $258K Reduce -48.7%
FUTY Fidelity MSCI US Utilities 0.12% 4,933 $256K Reduce -21.0%
GLD SPDR Gold Shares 0.12% 1,045 $254K Reduce -3.1%
FIDU Fidelity MSCI Indust Indx 0.12% 3,517 $254K Reduce -3.3%
NAD Nuveen Quality Municipal Inc. 0.11% 20,212 $250K Add +1.5%
KVUE Kenvue Inc. 0.11% 10,657 $247K Add +107.7%
FSTA Fidelity MSCI Cons Stap Indx 0.11% 4,540 $232K Reduce -1.9%
MA Mastercard Inc. Class A 0.10% 466 $230K Add +20.7%
FIS Fidelity National Info Serv 0.10% 2,654 $222K Reduce -81.4%
FRME First Merchants Corp. 0.10% 5,653 $210K Add +0.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.09% 1,707 $201K Add +0.1%
HSY The Hershey Co. 0.09% 1,035 $199K Add +47.4%
QQQ Invesco QQQ Trust Series 1 0.09% 392 $191K Reduce -9.5%
HYT BlackRock Corp. Hi YLD 0.08% 1,876,286 $187K Add +950.2%
NUE Nucor Corp. 0.08% 1,201 $181K Reduce -15.5%
FTEC Fidelity MSCI Info Tech Indx 0.08% 1,024 $179K Reduce -0.4%
MOAT Vaneck Morningstar Wide Moat 0.08% 1,816 $176K Add +0.7%
AMAT Applied Materials Inc. 0.07% 816 $165K Reduce -7.6%
FMAT Fidelity MSCI Materials Indx 0.07% 2,916 $158K Reduce -5.4%
VB Vanguard Most SM-Cap ETF-Usd 0.07% 659 $156K Reduce -7.4%
OIA Invesco Municipal Income Opp 0.07% 22,272 $153K Add +0.9%
PCEF Invesco Cef Income Composite 0.07% 7,624 $150K Reduce -87.0%
K Kellanova 0.07% 1,835 $148K Add +0.2%
WFC Wells Fargo & Co. 0.07% 2,597 $147K No change
HRL Hormel Foods Corp. 0.07% 4,610 $146K Add +0.8%
AES AES Corp. 0.06% 7,032 $141K Add +6.6%
HBNC Horizon Bancorp Inc. 0.06% 8,966 $139K Add +0.1%
SLV iShares Silver Trust 0.06% 4,774 $136K Reduce -4.6%
ADI Analog Devices Inc. 0.06% 565 $130K Add +0.2%
ITW Illinois Tool Works 0.06% 474 $124K No change
GE General Electric filed as GE AEROSPACE 0.05% 616 $116K Reduce -8.6%
INTC Intel Corp. 0.05% 4,939 $116K Add +2.6%
ZBH Zimmer Biomet Holdings Inc. 0.05% 1,065 $115K Add +1.7%
ASML ASML Holding NV-NY Reg SHS 0.05% 136 $114K Add +16.2%
ENB Enbridge Inc. 0.05% 4,571,669 $113K Add +4120.0%
TSLA Tesla Inc. 0.05% 418 $109K Add +5.0%
WELL Welltower Inc. 0.05% 823 $105K Add +0.1%
WLKP Westlake Chemical Partners L 0.05% 2,230,436 $100K Add +2178.0%
MDLZ Mondelez International Inc. Class A 0.04% 1,308 $96K No change
VYM Vanguard High DVD Yield ETF 0.04% 746 $96K Add +0.1%
VDC Vanguard Consumer Staple ETF 0.04% 434 $95K Add +0.2%
JPC Nuveen Prefered & Income Opp 0.04% 11,661 $94K Add +0.7%
CSCO Cisco Systems Inc. 0.04% 4,935,107 $93K Add +5231.5%
TAP Molson Coors Beverage Co. Class B 0.04% 1,575 $91K New
EWL iShares MSCI Switzerland ETF 0.04% 1,737 $90K No change
LHX L3HARRIS Technologies Inc. 0.04% 373 $89K Reduce -89.3%
EWA iShares MSCI Australia ETF 0.04% 3,196 $87K No change
AFL Aflac Inc. 0.04% 771 $86K Add +0.4%
FDX FedEx Corp. 0.04% 307 $84K Reduce -0.3%
TECK Teck Resources Ltd.-CLS B 0.04% 1,609 $84K No change
ET Energy Transfer LP 0.04% 1,338,885 $83K Add +1837.4%
GBTC Grayscale Bitcoin Trust ETF 0.04% 1,617 $82K Reduce -2.0%
VHT Vanguard Health Care ETF 0.04% 288 $81K Reduce -0.3%
PLD Prologis Inc. 0.04% 616 $78K Add +0.2%
AHR American Healthcare REIT Inc. 0.03% 2,911 $76K New
VOE Vngrd Mrngstr MD-Cap Val ETF 0.03% 449 $75K Reduce -14.3%
IHF iShares U.S. Healthcare Prov 0.03% 1,306 $75K Add +0.1%
ORCL Oracle Corp. 0.03% 435 $74K No change
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX 0.03% 3,972,234 $73K Add +5380.9%
IUSV iShares Core S&P U.S. Value 0.03% 751 $72K Add +6.7%
MPC Marathon Petroleum Corp. 0.03% 436 $71K Add +30.9%
KR Kroger Co. 0.03% 1,214 $70K Add +0.2%
NVS Novartis AG-Sponsored ADR 0.03% 594 $68K Reduce -0.2%
ARLP Alliance Resource Partners 0.03% 2,707 $68K No change
AMD Advanced Micro Devices 0.03% 405 $66K Reduce -0.5%
MO Altria Group Inc. 0.03% 1,284 $66K Reduce -32.6%
MSEX Middlesex Water Co. 0.03% 994 $65K Reduce -0.1%
DFP Flaherty & Crumrine DYN Pref 0.03% 2,968 $64K Reduce -4.8%
FNCL Fidelity MSCI Financial Indx 0.03% 992 $63K Reduce -0.1%
PSA Public Storage 0.03% 167 $61K Reduce -0.6%
ULTA Ulta Beauty Inc. 0.03% 154 $60K Add +670.0%
KMB Kimberly-Clark Corp. 0.03% 421 $60K Add +0.5%
UNM Unum Group 0.03% 992 $59K Add +0.3%
DUK Duke Energy Corp. 0.03% 6,777,973 $59K Add +11471.4%
FENY Fidelity MSCI Energy Index 0.03% 2,287 $55K Add +0.7%
VGT Vanguard Info Tech ETF 0.02% 93 $54K Add +5.7%
FBIN Fortune Brands Innovations I 0.02% 600 $54K No change
BCE Bce Inc. 0.02% 1,852,025 $53K Add +3355.4%
FPX First Trust US Equity Opport 0.02% 470 $52K New
JEPI JPMorgan Equity Premium Inco 0.02% 828 $49K New
FVD First Trust Value Line DVD 0.02% 1,045 $48K New
RIO Rio Tinto PLC-Spon ADR 0.02% 667 $47K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.02% 178 $47K Add +0.6%
YUMC Yum China Holdings Inc. 0.02% 984 $44K Reduce -0.1%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.02% 532 $43K Add +0.8%
WLK Westlake Corp. 0.02% 282 $42K No change
AVGO Broadcom Inc. 0.02% 7,284,970 $42K Add +15512.9%
EVRG Evergy Inc. 0.02% 2,539,001 $41K Add +6854.6%
FBCG Fidelity Blue Chip Grow ETF 0.02% 939 $40K Add +530.2%
PFD Flaherty & Crumrin Pre&inc F 0.02% 3,358 $40K Reduce -0.1%
IRT Independence Realty Trust Inc. 0.02% 1,956 $40K Add +0.5%
HON Honeywell International Inc. 0.02% 193 $40K Add +0.5%
GEV GE Vernova Inc. 0.02% 152 $39K Reduce -9.0%
DHS Wisdomtree US High Dividend 0.02% 403 $38K New
FCOM Fidelity MSCI Comm Serv Indx 0.02% 683 $38K Reduce -0.4%
SMH Vaneck Semiconductor ETF 0.02% 153 $38K Add +194.2%
AEE Ameren Corporation 0.02% 423 $37K Reduce -0.2%
DLY Doubleline Yield Opport 0.02% 605,257 $36K Add +1569.8%
MLM Martin Marietta Materials 0.02% 67 $36K No change
TRV The Travelers Cos Inc. 0.02% 151 $35K No change
MCHP Microchip Technology Inc. 0.02% 439 $35K Add +0.2%
KMI Kinder Morgan Inc. 0.02% 1,587 $35K Reduce -13.8%
FBTC Fidelity Wise Origin Bitcoin 0.02% 622 $35K Reduce -0.2%
SCHP Schwab U.S. Tips ETF 0.02% 643 $35K Add +0.9%
KO The Coca-Cola Co. 0.02% 2,478,487 $34K Add +7006.8%
PANW Palo Alto Networks Inc. 0.02% 98 $33K No change
WTRG Essential Utilities Inc. 0.01% 1,255,483 $33K Add +4309.4%
NZF Nuveen Municipal Credit Inc. 0.01% 2,472 $32K Add +0.5%
XMUIX BlackRock Municipal Income 0.01% 402,989 $32K Add +1150.0%
ETHE Grayscale Ethereum Staking E 0.01% 1,447 $32K New
VNQ Vanguard Real Estate ETF 0.01% 320 $31K No change
BIP Brookfield Infrastructure Pa 0.01% 1,079,521 $31K Add +1616.3%
FDL First Trust Morn DVD Lead Inc. 0.01% 731 $31K Add +1.1%
LH Labcorp Holdings Inc. 0.01% 137 $31K No change
NGG National Grid PLC-SP ADR 0.01% 429 $30K Reduce -44.4%
BOTZ Global X Robotics & Artifici 0.01% 924 $30K Add +0.1%
XLI SS Industrial Select Sector 0.01% 219 $30K Reduce -15.8%
CVS CVS Health Corp. 0.01% 1,730,343 $28K Add +5864.2%
TTE Totalenergies SE -Spon ADR 0.01% 425 $27K No change
NEM Newmont Corp. 0.01% 506 $27K Reduce -0.2%
CVX Chevron Corp. 0.01% 3,901,345 $26K Add +15750.1%
GEHC GE Healthcare Technology 0.01% 276 $26K No change
UMH Umh Properties Inc. filed as UMH PPTYS INC 0.01% 1,298 $26K Add +1.0%
XLP SS Consumer Staples Sel Sect 0.01% 307 $25K Add +10.8%
ABNB Airbnb Inc. Class A 0.01% 200 $25K No change
SCI Service Corp. International 0.01% 315 $25K Add +0.3%
ROK Rockwell Automation Inc. 0.01% 92 $25K No change
MQY BlackRock Muniyield Quality 0.01% 298,178 $24K Add +7424.1%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.01% 536 $24K Add +78.1%
KKR KKR & Co. Inc. 0.01% 186 $24K No change
RVT Royce Small-Cap Trust Inc. 0.01% 1,495 $23K No change
VLO Valero Energy Corp. 0.01% 173 $23K Reduce -1.1%
GLW Corning Inc. 0.01% 1,050,463 $23K Add +4306.9%
RUM Rum Group Inc. filed as RUMBLE INC 0.01% 4,220 $23K Add +90.1%
META Meta Platforms Inc. Class A 0.01% 39 $23K Reduce -9.3%
HR Healthcare Realty Trust Inc. 0.01% 1,241 $23K Add +1.7%
AZN Astrazeneca PLC-Spons ADR 0.01% 284 $22K No change
TM Toyota Motor Corp. -Spon ADR 0.01% 119 $21K Reduce -0.8%
KBE SS SPDR S&P Bank ETF 0.01% 402 $21K Add +0.5%
ARCC Ares Capital Corp. 0.01% 1,003 $21K Reduce -0.1%
SYK Stryker Corp. 0.01% 57 $21K Reduce -1.7%
DOW Dow Inc. 0.01% 1,089,563 $20K Add +5312.6%
HIG Hartford Insurance Group Inc. 0.01% 168 $20K No change
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,841 $19K No change
HBAN Huntington Bancshares Inc. 0.01% 1,319 $19K Reduce -96.4%
XYL Xylem Inc. 0.01% 143 $19K No change
VMC Vulcan Materials Co. 0.01% 76 $19K Reduce -1.3%
EMR Emerson Electric Co. 0.01% 2,070,428 $19K Add +10993.2%
GUT Gabelli Utility Trust 0.01% 3,397 $18K Add +2.1%
SPG Simon Property Group Inc. 0.01% 104 $18K Reduce -44.7%
SCHW Schwab (charles) Corp. 0.01% 267 $17K No change
IGA Voya Global Advan & Prem Opp 0.01% 1,800 $17K No change
IYT iShares US Transportation Et 0.01% 248 $17K No change
PYPL PayPal Holdings Inc. 0.01% 219 $17K No change
DRS Leonardo DRS Inc. 0.01% 600 $17K No change
HTGC Hercules Capital Inc. 0.01% 837 $16K No change
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 391 $16K Add +0.5%
IBIT iShares Bitcoin Trust ETF 0.01% 435 $16K Reduce -0.2%
VOOG Vanguard S&P 500 Growth ETF 0.01% 46 $16K No change
BANX Arrowmark Financial Corp. 0.01% 750 $16K No change
WPM Wheaton Precious Metals Corp. 0.01% 253 $15K No change
NXPI NXP Semiconductors NV 0.01% 64 $15K Reduce -1.5%
POWW Outdoor Holding Co. filed as AMMO INC 0.01% 10,480 $15K Reduce -0.0%
GM General Motors Co. 0.01% 333 $15K No change
FSK FS KKR Capital Corp. 0.01% 755 $15K No change
IBB iShares Biotechnology ETF 0.01% 102 $15K No change
USMV iShares MSCI USA Min Vol Fac 0.01% 162 $15K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 571,160 $14K Add +1842.7%
MKC McCormick & Co.-Non VTG SHRS 0.01% 172 $14K No change
SDOG Alps Sector Dividend Dogs 0.01% 232 $14K No change
XLGIX Lazard GLBL TTL RTRN & Inc. 0.01% 750 $14K No change
AWK American Water Works Co. Inc. 0.01% 93 $14K No change
CSX CSX Corp. 0.01% 459,006 $13K Add +3325.7%
VTI VG Morningstar TS MKT ETF-US 0.01% 46 $13K Add +109.1%
IGHG Proshares Ig Hedged 0.01% 165 $13K No change
FCX Freeport-McMoran Inc. 0.01% 254 $13K Add +0.4%
IWF iShares Russell 1000 Growth 0.01% 33 $12K Reduce -5.7%
NFLX Netflix Inc. 0.01% 17 $12K Reduce -5.6%
VYMI Vanguard Int High DVD YLD Inc. 0.01% 166 $12K Add +29.7%
ITA iShares U.S. Aerospace & Def 0.01% 80 $12K Reduce -39.9%
SPHQ Invesco S&P 500 Quality ETF 0.01% 176 $12K No change
DLR Digital Realty Trust Inc. 0.01% 1,850,292 $11K Add +15301.1%
QYLD Global X Nasd 100 Cov Call 0.01% 630 $11K Add +4.0%
HIW Highwoods Properties Inc. 0.01% 339 $11K Reduce -90.3%
EXR Extra Space Storage Inc. 0.01% 2,018,884 $11K Add +17832.9%
MBC Masterbrand Inc. 0.01% 600 $11K No change
HESM Hess Midstream LP Class A 0.00% 300 $11K New
SNSR Global X Internet of Things 0.00% 288 $10K Add +0.3%
VCR Vanguard Consumer Discre ETF 0.00% 29 $10K Reduce -3.3%
REXR Rexford Industrial Realty Inc. 0.00% 192 $10K Add +0.5%
SLQD iShares 0-5 YR Inv GRD Corp. 0.00% 187 $9K No change
FMHI First Trust Municipal High I 0.00% 188 $9K No change
BTC Grayscale Bitcoin Mini Trust 0.00% 1,617 $9K Reduce -2.0%
QUAL iShares MSCI USA Quality Fac 0.00% 50 $9K Reduce -2.0%
USA Liberty All Star Equity Fund 0.00% 1,250 $9K No change
DRIV Global X Autonomous&elec-ETF 0.00% 376 $9K Add +0.5%
XMVFX BlackRock Munivest Fund 0.00% 64,656 $9K Add +666.3%
FDTX Fidelity Disrupt Tech ETF 0.00% 258 $8K Reduce -0.4%
BMY Bristol-Myers Squibb Co. 0.00% 431,112 $8K Add +38392.1%
SPHY SS SPDR P High Yield ETF 0.00% 335 $8K Add +1.2%
CMI Cummins Inc. 0.00% 2,531,869 $8K Add +31489.1%
CIBR First Trust Nasdaq Cybersecu 0.00% 125 $7K No change
LQDI iShares Inflation Hedged Cor 0.00% 275 $7K Add +0.7%
VFH Vanguard Financials ETF 0.00% 67 $7K No change
IJH iShares Core S&P Midcap ETF 0.00% 118 $7K No change
PEY Invesco High Yield Equity Di 0.00% 332 $7K No change
NHI Natl Health Investors Inc. filed as NATIONAL HEALTH INVS INC 0.00% 86 $7K Add +1.2%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.00% 34 $7K New
SWBI Smith & Wesson Brands Inc. 0.00% 520 $7K Add +0.8%
TWLO Twilio Inc. Class A 0.00% 102 $7K No change
TSM Taiwan Semiconductor-SP ADR 0.00% 38 $7K Reduce -2.6%
IUSG iShares Core S&P U.S. Growth 0.00% 49 $6K New
RF Regions Financial Corp. 0.00% 270 $6K Reduce -44.9%
HDV iShares Core High Dividend E 0.00% 53 $6K Add +1.9%
FESM Fidelity Enhanced Small Cap 0.00% 187 $6K No change
WSO Watsco Inc. 0.00% 12 $6K Reduce -53.9%
FELE Franklin Electric Co. Inc. 0.00% 55 $6K No change
IWM iShares Russell 2000 ETF 0.00% 26 $6K No change
FDHY Fidelity Enh Hi YLD ETF 0.00% 105 $5K Add +1.0%
PGX Invesco Preferred ETF 0.00% 417 $5K No change
OXY Occidental Petroleum Corp. 0.00% 100 $5K No change
BIPC Brookfield Infrastructure-A 0.00% 222,479 $5K Add +11621.8%
ANGL Vaneck Fallen Angel High YLD 0.00% 174 $5K Add +1.2%
MUA BlackRock Muniassets Fund 0.00% 60,371 $5K Add +1152.5%
XOM Exxon Mobil Corp. 0.00% 570,364 $5K Add +12865.8%
IYK iShares US Consumer Staples 0.00% 63 $4K Reduce -1.6%
MLPA Global X MLP ETF 0.00% 93 $4K Add +2.2%
XLF SS Financial Select Sector 0.00% 94 $4K No change
BHP BHP Group Ltd.-Spon ADR 0.00% 263,666 $4K Add +5577.6%
NVG Nuveen Amt-FR Muni CRDT 0.00% 314 $4K Reduce -0.3%
GFS Globalfoundries Inc. 0.00% 100 $4K New
NNOX Nano-X Imaging Ltd. 0.00% 650 $4K No change
WOLF Wolfspeed Inc. 0.00% 400 $4K New
ADBE Adobe Inc. 0.00% 7 $4K No change
NSC Norfolk Southern Corp. 0.00% 893,459 $4K Add +25181.8%
GRAYSCALE ETHEREUM MINI TR E 0.00% 1,447 $4K New
MIRM Mirum Pharmaceuticals Inc. 0.00% 87 $3K No change
BRK.B Berkshire Hathaway Inc. Class B 0.00% 1,552,054 $3K Add +48599.5%
SPIR Spire Global Inc. 0.00% 334 $3K No change
SPXC SPX Technologies Inc. 0.00% 20 $3K No change
VST Vistra Corp. 0.00% 25 $3K New
ALNT Allient Inc. 0.00% 154 $3K No change
LEG Leggett & Platt Inc. 0.00% 213 $3K Reduce -38.4%
VIGI Vanguard Int Div App Indx FD 0.00% 29 $3K New
PLTR Palantir Technologies Inc. Class A 0.00% 60 $2K No change
DE Deere & Co. 0.00% 854,484 $2K Add +53338.7%
CTOS Custom Truck One Source Inc. 0.00% 6,462 $2K Add +245.0%
NVO Novo-Nordisk A/S-Spons ADR 0.00% 15 $2K Reduce -94.4%
IVV iShares Core S&P 500 ETF 0.00% 3 $2K Reduce -25.0%
EXC Exelon Corp. 0.00% 69,840 $2K Add +3979.4%
UAL United Airlines Holdings Inc. 0.00% 30 $2K No change
MURA Mural Oncology PLC 0.00% 532 $2K No change
UFOX Defiance Space and Connectiv 0.00% 71,013 $2K Add +4243.3%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.00% 6 $2K Reduce -14.3%
BTI British American Tob-SP ADR 0.00% 57,194 $2K Add +3609.1%
DRLL Strive US Energy ETF 0.00% 43,799 $2K Add +2709.4%
BX Blackstone Inc. 0.00% 236,453 $2K Add +15294.1%
CNI Canadian Natl Railway Co. 0.00% 178,114 $2K Add +11610.3%
LBTYA Liberty Global Ltd. Class A 0.00% 71 $1K No change
ETJ Eaton Vance RSK-MGD Divers 0.00% 13,180 $1K Add +841.4%
OZK Bank Ozk 0.00% 57,455 $1K Add +4233.0%
ELV Elevance Health Inc. 0.00% 657,607 $1K Add +51967.1%
CP Canadian Pacific Kansas City 0.00% 103,195 $1K Add +8456.8%
LLY Eli Lilly & Co. 0.00% 1,022,388 $1K Add +92759.9%
BLK BlackRock Finance Inc. 0.00% 1,046,131 $1K Add +89389.4%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 102,146 $1K Add +9500.2%
TCPC BlackRock TCP Capital Corp. 0.00% 7,254 $875 Add +729.0%
D Dominion Energy Inc. 0.00% 48,176 $834 Add +351.9%
CARR Carrier Global Corp. 0.00% 58,823 $731 Add +7969.0%
ES Eversource Energy 0.00% 48,452 $712 Add +6705.1%
DSL Doubleline Income Solutions 0.00% 8,849 $682 Add +1214.9%
DMLP Dorchester Minerals LP 0.00% 20,245 $671 Add +2912.7%
EVN Eaton Vance Muni Inc. TR 0.00% 7,295 $665 Add +997.0%
BKH Black Hills Corp. 0.00% 35,809 $586 Add +6074.0%
KTF DWS Municipal Income Trust 0.00% 5,043 $506 Add +896.6%
BYM BlackRock Muni Inc. QLTY 0.00% 5,888 $489 Add +1104.1%
SIRI Sirius XM Holdings Inc. 0.00% 20 $465 New
EQIX Equinix Inc. 0.00% 398,940 $449 Add +89348.4%
CEG Constellation Energy 0.00% 115,094 $443 Add +25880.6%
XBNYX BlackRock New York Muni Inc. 0.00% 4,829 $439 Add +1000.0%
COP Conocophillips 0.00% 40,909 $389 Add +10470.8%
COST Costco Wholesale Corp. 0.00% 338,935 $382 Add +75894.4%
DG Dollar General Corp. 0.00% 31,805 $376 Add +8358.8%
AI C3.AI Inc. Class A 0.00% 8,844 $365 Add +2501.2%
BMO Bank of Montreal filed as BANK MONTREAL QUE 0.00% 30,454 $338 Add +2701.7%
CAT Caterpillar Inc. 0.00% 124,370 $318 Add +43847.0%
ETR Entergy Corp. 0.00% 38,875 $295 Add +21143.2%
DAL Delta Air Lines Inc. 0.00% 13,642 $269 Add +4990.3%
CLBT Cellebrite Di Ltd. 0.00% 4,378 $260 Add +1583.8%
ED Consolidated Edison Inc. 0.00% 24,446 $235 Add +10302.5%
CCI Crown Castle Inc. 0.00% 26,810 $226 Add +592.9%
CFR Cullen/Frost Bankers Inc. 0.00% 22,426 $200 Add +11169.4%
CMCSA Comcast Corp. Class A 0.00% 8,248 $197 Add +4108.2%
ADP Automatic Data Processing 0.00% 48,704 $176 Add +33258.9%
CTAS Cintas Corp. 0.00% 34,879 $169 Add +20178.5%
C Citigroup Inc. 0.00% 10,033 $160 Add +6170.6%
CMG Chipotle Mexican Grill Inc. 0.00% 8,643 $150 Add +5662.0%
CRS Carpenter Technology 0.00% 23,777 $149 Add +15857.7%
CB Chubb Ltd. 0.00% 28,577 $99 Add +28765.7%
DEEP Acquirers Small and Micro DE 0.00% 2,721 $76 Add +3480.3%
CBT Cabot Corp. 0.00% 7,734 $69 Add +11108.7%
GTLS Chart Industries Inc. 0.00% 8,069 $65 New
ATIP Ati Physical Therapy Inc. 0.00% 372 $61 Add +322.7%
CDNS Cadence Design SYS Inc. 0.00% 15,178 $56 Add +27003.6%
EMN Eastman Chemical Co. 0.00% 5,643 $50 New
B Barrick Gold Corp. 0.00% 706 $35 Add +1861.1%
EG Everest Group Ltd. 0.00% 13,714 $35 Add +39082.9%
SPXL Direxion Daily S&P 500 Bull 0.00% 5,360 $33 Add +16142.4%
COIN Coinbase Global Inc. Class A 0.00% 3,576 $20 Add +16928.6%
Other holdings (2): bonds, preferreds, convertibles and warrants · $649K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 506$649KNo change
GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 3,375$93Add +1.5%

Total filed on the 13F, all lines: $220.9M.

Portfolio Sells Q2 2024 → Q3 2024

IBM Intl Business Machines Corp. Sold out 0.00% −1.33
PCEF Invesco Cef Income Composite Reduce -87.0% 0.07% −0.33
FIS Fidelity National Info Serv Reduce -81.4% 0.10% −0.28
LHX L3HARRIS Technologies Inc. Reduce -89.3% 0.04% −0.24
HBAN Huntington Bancshares Inc. Reduce -96.4% 0.01% −0.17
STAG Stag Industrial Inc. Reduce -61.4% 0.13% −0.12
MYI BlackRock Muniyield QLTY III Sold out 0.00% −0.08
PFE Pfizer Inc. Reduce -31.2% 0.52% −0.06
CBRL Cracker Barrel Old Country Sold out 0.00% −0.05
SCHG Schwab US Large-Cap Growth Sold out 0.00% −0.05
HIW Highwoods Properties Inc. Reduce -90.3% 0.01% −0.03
BANK MONTREAL MEDIUM Sold out 0.00% −0.02
FREL Fidelity MSCI RL Est Indx Reduce -39.6% 0.15% −0.02
SMG Scotts Miracle-Gro Co. Reduce -48.7% 0.12% −0.02
WCN Waste Connections Inc. Sold out 0.00% −0.02
NVO Novo-Nordisk A/S-Spons ADR Reduce -94.4% 0.00% −0.01
SPHD Invesco S&P 500 High Dividen Sold out 0.00% −0.01
LNC Lincoln National Corp. Sold out 0.00% −0.01
AY Atlantica Sustainable Infras Sold out 0.00% −0.01
STXF Strive 500 ETF Sold out 0.00% −0.01
RCL Royal Caribbean Cruises Ltd. Sold out 0.00% −0.01
CLF Cleveland-Cliffs Inc. Sold out 0.00% −0.00
BLMN Bloomin' Brands Inc. Sold out 0.00% −0.00
WCC Wesco International Inc. Sold out 0.00% −0.00
BCX BlackRock Resources & Commod Sold out 0.00% −0.00
ALAB Astera Labs Inc. Sold out 0.00% −0.00
DRI Darden Restaurants Inc. Sold out 0.00% −0.00
XLRE SS Real Estate Select Sector Sold out 0.00% −0.00
SPG Simon Property Group Inc. Reduce -44.7% 0.01% −0.00
NGG National Grid PLC-SP ADR Reduce -44.4% 0.01% −0.00
RSP Invesco S&P 500 Equal Weight Sold out 0.00% −0.00
BEP Brookfield Renewable Partner Sold out 0.00% −0.00
ANEW Proshares MSCI Transform CHG Sold out 0.00% −0.00
VXUS Vanguard Total Intl Stock Sold out 0.00% −0.00
FMDE Fidelity Enhanced Mid Cap Co. Sold out 0.00% −0.00
CASS Cass Information Systems Inc. Sold out 0.00% −0.00
METV Roundhill Ball Metaverse ETF Sold out 0.00% −0.00
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.00
XLE SS Energy Select Sector Sold out 0.00% −0.00
VWO Vanguard Ftse Emerging Marke Sold out 0.00% −0.00
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.00
WSO Watsco Inc. Reduce -53.9% 0.00% −0.00
MO Altria Group Inc. Reduce -32.6% 0.03% −0.00
SWKS Skyworks Solutions Inc. Sold out 0.00% −0.00
FTRE Fortrea Holdings Inc. Sold out 0.00% −0.00
TRP TC Energy Corp. Sold out 0.00% −0.00
INNOVATOR IBD 50 ETF Sold out 0.00% −0.00
FIVE Five Below Sold out 0.00% −0.00
ITA iShares U.S. Aerospace & Def Reduce -39.9% 0.01% −0.00
RF Regions Financial Corp. Reduce -44.9% 0.00% −0.00

Portfolio Buys Q2 2024 → Q3 2024

IFF Intl Flavors & Fragrances Add +57.2% 2.42% +1.83
LMT Lockheed Martin Corp. Add +6.9% 2.58% +1.08
O Realty Income Corp. Add +3.7% 2.53% +0.93
WEC WEC Energy Group Inc. New 0.75% +0.75
PEP Pepsico Inc. Add +3.0% 2.76% +0.71
MCD McDonald's Corp. Add +1.2% 1.64% +0.58
VZ Verizon Communications Inc. Add +0.7% 2.04% +0.57
VICI Vici Properties Inc. Add +13.2% 1.42% +0.57
MDT Medtronic PLC Add +3.1% 1.66% +0.55
OHI Omega Healthcare Investors Add +0.1% 1.63% +0.55
SCHD Schwab US DVD Equity ETF Add +1.1% 1.90% +0.54
PM Philip Morris International Add +3.9% 1.46% +0.53
AMGN Amgen Inc. Add +3.1% 2.02% +0.53
VIG Vanguard Dividend Apprec ETF Add +5.9% 1.67% +0.53
RTX RTX Corp. Add +2.0% 1.44% +0.52
APD Air Products & Chemicals Inc. Add +0.9% 1.31% +0.43
TD Toronto-Dominion Bank Add +11.7% 0.99% +0.38
FDVV Fidelity High Dividend ETF Add +7.7% 1.13% +0.36
MSFT Microsoft Corp. Add +0.3% 1.82% +0.34
GPC Genuine Parts Co. Add +56.0% 0.64% +0.32
WPC WP Carey Inc. Add +3.2% 0.97% +0.31
AEP American Electric Power Add +0.2% 0.90% +0.29
UPS United Parcel Service Class B Add +7.6% 1.06% +0.28
TFC Truist Financial Corp. Add +0.1% 0.94% +0.26
ACN Accenture PLC Class A New 0.26% +0.26
ADC Agree Realty Corp. Add +22.4% 0.56% +0.26
SLF Sun Life Financial Inc. Add +2.4% 0.68% +0.24
AXP American Express Co. Add +120.9% 0.31% +0.22
USB US Bancorp Add +16.3% 0.50% +0.21
NEE Nextera Energy Inc. Add +6.8% 0.48% +0.18
UNP Union Pacific Corp. Add +0.5% 0.64% +0.18
MPLX MPLX LP Add +14.5% 0.53% +0.18
NOBL Proshares S&P 500 Dividend A Add +3.0% 0.54% +0.17
MRK Merck & Co. Inc. Add +0.6% 1.15% +0.17
NNN NNN REIT Inc. Add +100.8% 0.25% +0.17
NTR Nutrien Ltd. Add +10.4% 0.67% +0.16
AMT American Tower Corp. Add +0.3% 0.45% +0.16
RY Royal Bank of Canada Add +2.2% 0.44% +0.15
XIFR XPLR Infrastructure LP Add +3.6% 0.63% +0.15
SPY SS SPDR S&P 500 ETF Trust-US Add +1.5% 0.54% +0.15
PRU Prudential Financial Inc. Add +5.4% 0.50% +0.14
NI Nisource Inc. Add +8.8% 0.34% +0.14
HIO Western Asset Hi Inc. Opport Add +2.3% 0.49% +0.13
MRVL Marvell Technology Inc. Add +3.7% 0.50% +0.13
V Visa Inc. Class A Add +0.8% 0.50% +0.13
AMZN Amazon.com Inc. Add +4.0% 0.59% +0.13
DVY iShares Select Dividend ETF Add +1.5% 0.38% +0.12
GOOGL Alphabet Inc. Class A Add +28.6% 0.33% +0.11
MAA Mid-America Apartment Comm Add +26.6% 0.24% +0.11
ABT Abbott Laboratories Add +99.9% 0.14% +0.09

Notes & Other Activity Q2 2024 → Q3 2024

GABELLI UTILITY TRUST/THE RIGHT 10/21/2024 Add +1.5% 3,375 $93

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 166$396.3MAVGO, EPD, STLD, CSCO, JPM
Q1 2026 163$353.0MAVGO, EPD, STLD, JPM, DUK
Q4 2025 162$344.4MAVGO, EPD, JPM, STLD, ABBV
Q3 2025 375$342.2MAVGO, JPM, EPD, ABBV, FDVV
Q2 2025 162$308.3MAVGO, JPM, EPD, DUK, IBM
Q1 2025 157$291.1MEPD, JPM, DUK, ABBV, AVGO
Q4 2024 433$297.9MAVGO, EPD, JPM, DUK, OKE
Q3 2024Amended 415$220.3MJPM, ABBV, PEP, STLD, LMT
Q2 2024 430$278.4MEPD, AVGO, JPM, STLD, DUK
Q1 2024 447$277.2MEPD, JPM, STLD, AVGO, PEP