PFS Partners, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), PFS Partners, LLC reported 460 stock positions worth $147.6 million. Its top holding was Innovator U.S. Small Cap Pow (KJAN) at 12.5% of the portfolio, followed by iShares Core Dividend Growth (DGRO, 9.2%) and First Trust Short Dur Manag (FSMB, 8.3%). Compared with Q4 2023, it opened 31 new positions, sold out of 34, added to 123 and reduced 52. The biggest buy was Innovator U.S. Small Cap Pow (KJAN, shares +96%) and the biggest sale Innovator U.S. Small Cap Pow (KAPR, shares −100%).

Most Recent 13F
Q2 2026
Location
MINE HILL, NJ
CIK
0002002654
Portfolio Value
$147.6M (Q1 2024)
SEC Filing
0002002654-24-000002 ↗ filed Apr 15, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $147.6M $147.6M Q1 2024 Q2 2024: $158.4M Q2 2024 Q3 2024: $173.6M Q3 2024 Q4 2024: $183.6M Q4 2024 Q1 2025: $187.8M Q1 2025 Q2 2025: $198.5M Q2 2025 Q3 2025: $210.2M Q3 2025 Q4 2025: $217.9M Q4 2025 Q1 2026: $218.2M Q1 2026 Q2 2026: $247.0M Q2 2026

Holdings 460 stocks · $147.6M

KJAN Innovator U.S. Small Cap Pow 12.46% 520,282 $18.4M Add +96.2%
DGRO iShares Core Dividend Growth 9.24% 234,961 $13.6M Add +0.5%
FSMB First Trust Short Dur Manag 8.33% 620,107 $12.3M Add +9.3%
XMAR FT Vest US Equity Enhance & 8.25% 362,294 $12.2M Add +18.5%
LMBS First Trust Low Duration Opp 5.46% 167,219 $8.1M Add +9.6%
XMLV Invesco S&P Midcap Low Volat 4.77% 124,857 $7.0M Add +3.9%
IMCG iShares Morningstar Mid-Cap 4.32% 90,133 $6.4M Add +2.5%
GSLC Goldman Activebeta US LC ETF 4.22% 60,055 $6.2M Reduce -1.1%
XLF SS Financial Select Sector 4.10% 143,574 $6.0M Add +0.5%
FPE FT-Preferred Secur & Inc. ETF 3.99% 340,188 $5.9M Add +2.6%
IVV iShares Core S&P 500 ETF 3.71% 10,414 $5.5M Reduce -4.8%
KNG FT Vest S&P 500 DVD Arst TRG 3.19% 87,773 $4.7M Add +7.0%
AIG American International Group 2.69% 50,771 $4.0M Add +461454.5%
XOM Exxon Mobil Corp. 1.48% 18,836 $2.2M Add +0.5%
HEI Heico Corp. 1.36% 10,483 $2.0M No change
HEI.A Heico Corp. Class A 1.35% 12,975 $2.0M No change
HON Honeywell International Inc. 1.10% 7,887 $1.6M Add +0.1%
GSHD Goosehead Insurance Inc. Class A 1.05% 23,268 $1.6M No change
AAPL Apple Inc. 1.03% 8,892 $1.5M Reduce -1.8%
CB Chubb Ltd. 0.77% 4,400 $1.1M Reduce -5.7%
MAR Marriott International Class A 0.56% 3,265 $824K Add +0.2%
MU Micron Technology Inc. 0.53% 6,610 $779K Add +0.1%
QQQ Invesco QQQ Trust Series 1 0.52% 1,731 $769K Reduce -0.3%
MSFT Microsoft Corp. 0.49% 1,713 $721K Reduce -1.9%
HD Home Depot Inc. 0.44% 1,677 $643K Add +27.9%
VZ Verizon Communications Inc. 0.41% 14,446 $606K Reduce -3.4%
T AT&T Inc. 0.35% 29,656 $522K Reduce -1.4%
FMB First Trust Managed Municipa 0.35% 10,077 $518K Add +3947.0%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.34% 84,593 $496K Add +0.9%
NVDA Nvidia Corp. 0.33% 544 $492K Add +57.7%
MRK Merck & Co. Inc. 0.32% 3,632 $479K Add +0.5%
GE General Electric 0.31% 2,606 $457K Reduce -4.5%
FRBA First Bank/Hamilton NJ 0.30% 32,169 $442K Add +0.0%
AMZN Amazon.com Inc. 0.26% 2,092 $377K Add +30.9%
DINO HF Sinclair Corp. 0.25% 6,002 $362K Add +0.7%
TRVI Trevi Therapeutics Inc. 0.23% 99,000 $342K No change
SHEL Shell PLC-ADR 0.22% 4,924 $330K Add +0.9%
BRK.B Berkshire Hathaway Inc. Class B 0.22% 765 $322K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.22% 1,681 $321K Add +11.1%
MAA Mid-America Apartment Comm 0.22% 2,427 $319K Add +1.1%
XDEC FT Vest US Equity Enhance & 0.20% 8,502 $300K Add +129.5%
MRSH Marsh & McLennan Cos 0.20% 1,434 $295K No change
UPS United Parcel Service Class B 0.20% 1,964 $292K No change
LLY Eli Lilly & Co. 0.20% 375 $292K Reduce -6.3%
WDC Western Digital Corp. 0.19% 4,200 $287K No change
EIM Eaton Vance Municipal Bond 0.19% 26,866 $278K Add +1.4%
ISTB iShares Core 1-5 Year Usd Bo 0.17% 5,432 $258K No change
CSCO Cisco Systems Inc. 0.17% 5,106 $255K Add +0.2%
FTSM First Trust Enh Short Mat FD 0.17% 4,112 $245K Add +0.7%
CVX Chevron Corp. 0.16% 1,491 $235K Add +0.5%
HES Hess Corp. 0.16% 1,531 $234K Add +0.2%
KO The Coca-Cola Co. 0.15% 3,628 $222K No change
ABBV Abbvie Inc. 0.15% 1,217 $222K Add +9.3%
JPM JPMorgan Chase & Co. 0.15% 1,102 $221K Add +0.2%
COP Conocophillips 0.15% 1,722 $219K Add +0.5%
CDW CDW Corp. 0.15% 841 $215K No change
GOOGL Alphabet Inc. Class A 0.14% 1,386 $209K Add +37.8%
IBP Installed Building Products 0.13% 764 $198K No change
COST Costco Wholesale Corp. 0.13% 268 $196K Add +0.4%
JNJ Johnson & Johnson 0.13% 1,218 $193K Reduce -0.9%
XFEB FT Vest Enh Mod Buff - Feb 0.13% 6,267 $192K New
MO Altria Group Inc. 0.12% 4,183 $182K Add +14.1%
F Ford Motor Co. filed as FORD MTR CO DEL 0.12% 13,680 $182K Reduce -5.7%
SPY SS SPDR S&P 500 ETF Trust-US 0.12% 339 $178K No change
VLO Valero Energy Corp. 0.12% 1,004 $171K Add +0.4%
GOOG Alphabet Inc. Class C 0.11% 1,083 $165K No change
IJK iShares S&P Mid-Cap 400 Grow 0.10% 1,635 $149K No change
IJJ iShares S&P Mid-Cap 400 Valu 0.10% 1,215 $144K No change
PEP Pepsico Inc. 0.10% 811 $142K Reduce -18.8%
PG The Procter & Gamble Co. 0.09% 864 $140K Add +6.5%
BA The Boeing Co. 0.09% 709 $137K Add +2.5%
GLD SPDR Gold Shares 0.09% 631 $130K No change
FDX FedEx Corp. 0.09% 440 $127K No change
WTW Willis Towers Watson PLC 0.09% 457 $126K No change
CMCSA Comcast Corp. Class A 0.08% 2,875 $125K Add +0.3%
INTC Intel Corp. 0.08% 2,704 $119K Reduce -10.0%
SHOP Shopify Inc. Class A 0.08% 1,527 $118K Reduce -29.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.08% 960 $117K Add +0.1%
PFE Pfizer Inc. 0.08% 4,106 $114K Add +10.3%
PJAN Innovator U.S. Equity Power 0.08% 2,872 $112K No change
EMB iShares JP Morgan Usd Emergi 0.08% 1,247 $112K No change
IVW iShares S&P 500 Growth ETF 0.07% 1,261 $107K No change
MPC Marathon Petroleum Corp. 0.07% 525 $106K No change
IRDM Iridium Communications Inc. 0.07% 4,000 $105K No change
C Citigroup Inc. 0.07% 1,629 $103K No change
VOO Vanguard S&P 500 ETF 0.07% 214 $103K Reduce -1.8%
TEL Te Connectivity Ltd. 0.07% 701 $102K Add +0.1%
PSX Phillips 66 0.07% 606 $99K Add +0.7%
MA Mastercard Inc. Class A 0.07% 205 $99K No change
DIAX Nuveen Dow 30 Dynamic Overwr 0.07% 6,700 $98K No change
COMP Compass Inc. Class A 0.06% 25,989 $94K No change
CVS CVS Health Corp. 0.06% 1,126 $90K Add +0.8%
CI The Cigna Group 0.06% 247 $90K Reduce -0.4%
SPGI S&P Global Inc. 0.06% 196 $83K Add +0.5%
ARLP Alliance Resource Partners 0.05% 3,990 $80K Add +3.5%
SPG Simon Property Group Inc. 0.05% 500 $78K No change
TSLA Tesla Inc. 0.05% 433 $76K Add +22.0%
EHI Western Asset Global High Inc. 0.05% 10,701 $75K Reduce -5.8%
META Meta Platforms Inc. Class A 0.05% 153 $74K No change
PRU Prudential Financial Inc. 0.05% 631 $74K Add +65.6%
NLY Annaly Capital Management Inc. 0.05% 3,676 $72K Add +10.4%
DUK Duke Energy Corp. 0.05% 741 $72K Add +0.8%
IXN iShares Global Tech ETF 0.05% 944 $71K Reduce -36.9%
ICE Intercontinental Exchange Inc. 0.05% 500 $69K No change
VRTX Vertex Pharmaceuticals Inc. 0.04% 158 $66K No change
GEHC GE Healthcare Technology 0.04% 714 $65K Reduce -5.3%
MSOS Advisorshares Pure US Cann 0.04% 6,380 $64K Reduce -4.9%
XEXGX Eaton Vance Tax-Managed Glob 0.04% 7,658 $62K Add +2.1%
IEFA iShares Core MSCI Eafe ETF 0.04% 837 $62K Reduce -27.7%
BX Blackstone Inc. 0.04% 464 $61K Add +0.4%
HACK Amplify Cybersecurity ETF 0.04% 950 $61K New
ED Consolidated Edison Inc. 0.04% 620 $56K Add +0.8%
TT Trane Technologies PLC 0.04% 184 $55K Add +0.6%
GFF Griffon Corp. 0.04% 750 $55K Reduce -50.0%
XLV SS Health Care Select Sector 0.04% 371 $55K No change
DHR Danaher Corp. 0.03% 202 $51K No change
GBTC Grayscale Bitcoin Trust ETF 0.03% 788 $50K New
HWM Howmet Aerospace Inc. 0.03% 717 $49K No change
ITOT iShares Core S&P Total U.S. 0.03% 421 $49K Add +12.6%
DLR Digital Realty Trust Inc. 0.03% 320 $46K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.03% 183 $46K Add +0.6%
VGT Vanguard Info Tech ETF 0.03% 86 $45K Add +1.2%
HUBB Hubbell Inc. 0.03% 106 $44K No change
SKYY First Trust Cloud Computing 0.03% 450 $43K New
TLRY Tilray Brands Inc. 0.03% 17,312 $43K No change
PFS Provident Financial Services 0.03% 2,927 $43K No change
PANW Palo Alto Networks Inc. 0.03% 150 $43K No change
NFLX Netflix Inc. 0.03% 70 $43K Add +40.0%
PEG Public Service Enterprise GP 0.03% 630 $42K Add +90.9%
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.03% 473 $42K Add +0.2%
PFM Invesco Dividend Achievers E 0.03% 981 $42K Add +0.4%
HTBK Heritage Commerce Corp. 0.03% 4,823 $41K No change
MFC Manulife Financial Corp. 0.03% 1,648 $41K No change
V Visa Inc. Class A 0.03% 147 $41K No change
OGI Organigram Holdings Inc. 0.03% 19,000 $41K No change
GS Goldman Sachs Group Inc. 0.03% 98 $41K Add +1.0%
DVN Devon Energy Corp. 0.03% 807 $41K Add +0.9%
MDLZ Mondelez International Inc. Class A 0.03% 569 $40K No change
WBD Warner Bros Discovery Inc. 0.03% 4,450 $39K Reduce -6.7%
QDF NT Qual Div ETF 0.03% 586 $39K No change
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.03% 750 $39K No change
HUBS HubSpot Inc. 0.03% 61 $38K Reduce -50.0%
LBAI Lakeland Bancorp Inc. 0.03% 3,157 $38K No change
ITW Illinois Tool Works 0.03% 142 $38K Add +0.7%
XJAN FT Vest Enh Mod Buff - Jan 0.03% 1,174 $37K New
JBLU Jetblue Airways Corp. 0.03% 5,000 $37K No change
SRLN SS Blackstone Sr Loan ETF 0.02% 874 $37K No change
URI United Rentals Inc. 0.02% 50 $36K New
GLW Corning Inc. 0.02% 1,090 $36K Add +0.1%
ROBO Robo Global Robotics and Aut filed as EXCHANGE TRADED CONCEPTS TRU 0.02% 600 $35K New
ABT Abbott Laboratories 0.02% 308 $35K No change
VHT Vanguard Health Care ETF 0.02% 129 $35K Reduce -41.9%
STX Seagate Technology Holdings 0.02% 374 $35K Add +1.1%
XLE SS Energy Select Sector 0.02% 366 $35K Add +0.6%
BLK BlackRock Finance Inc. 0.02% 41 $34K No change
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.02% 419 $34K No change
VAC Marriott Vacations World 0.02% 310 $33K Add +1.3%
ENB Enbridge Inc. 0.02% 922 $33K Add +95.8%
KJUL Innovator U.S. Small Cap Pow 0.02% 1,182 $33K Reduce -99.4%
QCOM Qualcomm Inc. 0.02% 193 $33K No change
BP BP PLC-Spons ADR 0.02% 857 $32K No change
KBWD Invesco KBW High Dividend Yi 0.02% 2,046 $32K Add +17.5%
KBWB Invesco KBW Bank ETF 0.02% 588 $32K No change
KHC The Kraft Heinz Co. 0.02% 850 $31K Reduce -5.6%
SYY Sysco Corp. 0.02% 379 $31K Add +0.5%
FUMB First Trust Ultra Short Dur 0.02% 1,500 $30K Add +0.7%
HITI High Tide Inc. 0.02% 14,000 $28K No change
ARTY iShares Future AI & Tech ETF 0.02% 800 $27K New
FULT Fulton Financial Corp. 0.02% 1,711 $27K No change
DOCS Doximity Inc. Class A 0.02% 1,000 $27K Reduce -50.0%
CATC Cambridge Bancorp 0.02% 394 $27K No change
MET Metlife Inc. 0.02% 355 $26K Add +0.3%
BMY Bristol-Myers Squibb Co. 0.02% 484 $26K No change
GRC Gorman-Rupp Co. 0.02% 651 $26K Add +0.5%
RTX RTX Corp. 0.02% 262 $26K No change
HSY The Hershey Co. 0.02% 130 $25K No change
IWO iShares Russell 2000 Growth 0.02% 93 $25K No change
VEA Vanguard Ftse Developed ETF 0.02% 491 $25K Add +0.4%
ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN 0.02% 375 $25K Add +36.4%
KAPR Innovator U.S. Small Cap Pow 0.02% 782 $24K Reduce -99.8%
VFF Village Farms International 0.02% 19,250 $24K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.02% 2,000 $24K No change
GIS General Mills Inc. 0.02% 337 $24K Add +0.3%
MSEX Middlesex Water Co. 0.02% 449 $24K No change
ALL Allstate Corp. 0.02% 136 $23K Add +0.7%
ET Energy Transfer LP 0.02% 1,475 $23K New
SPH Suburban Propane Partners LP 0.02% 1,118 $23K No change
BWXT BWX Technologies Inc. 0.02% 217 $22K No change
AMP Ameriprise Financial Inc. 0.01% 50 $22K Reduce -47.4%
ADP Automatic Data Processing 0.01% 86 $22K No change
NJR New Jersey Resources Corp. 0.01% 500 $21K Reduce -50.0%
PM Philip Morris International 0.01% 234 $21K No change
FCNCA First Citizens Bcshs Class A 0.01% 13 $21K No change
RGLD Royal Gold Inc. 0.01% 175 $21K No change
WM Waste Management Inc. 0.01% 100 $21K Reduce -16.7%
PCN PIMCO Corporate & Income STR 0.01% 1,500 $21K No change
ITCI Intra-Cellular Therapies Inc. 0.01% 300 $21K Reduce -41.4%
XNOV FT Vest US Equity Enhance & 0.01% 620 $20K No change
FICO Fair Isaac Corp. 0.01% 16 $20K No change
QQEW First TR Nasdaq-100 Sel Eq 0.01% 160 $20K No change
SU Suncor Energy Inc. 0.01% 532 $20K Add +0.9%
ACB Aurora Cannabis Inc. 0.01% 4,400 $19K Add +100.0%
ADM Archer-Daniels-Midland Co. 0.01% 303 $19K Add +1.0%
MPV Barings Participation Invest 0.01% 1,141 $18K No change
PGR Progressive Corp. 0.01% 89 $18K Add +1.1%
KLAC KLA Corp. 0.01% 26 $18K No change
EMR Emerson Electric Co. 0.01% 161 $18K Add +0.6%
WFC Wells Fargo & Co. 0.01% 311 $18K No change
COHR Coherent Corp. 0.01% 294 $18K No change
CRM Salesforce Inc. 0.01% 58 $17K No change
PWR Quanta Services Inc. 0.01% 67 $17K No change
AAL American Airlines Group Inc. 0.01% 1,135 $17K No change
AXP American Express Co. 0.01% 75 $17K No change
CPRT Copart Inc. 0.01% 290 $17K No change
AMD Advanced Micro Devices 0.01% 93 $17K No change
LMT Lockheed Martin Corp. 0.01% 37 $17K No change
RDN Radian Group Inc. 0.01% 500 $17K No change
IYZ iShares US Telecommunication 0.01% 760 $17K Add +0.8%
PMAR Innovator U.S. Equity Power 0.01% 444 $16K Reduce -21.4%
FVD First Trust Value Line DVD 0.01% 387 $16K Add +0.3%
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 283 $16K No change
RIVN Rivian Automotive Inc. Class A 0.01% 1,482 $16K No change
RCL Royal Caribbean Cruises Ltd. 0.01% 115 $16K No change
CRON Cronos Group Inc. 0.01% 6,095 $16K No change
IWM iShares Russell 2000 ETF 0.01% 75 $16K New
COIN Coinbase Global Inc. Class A 0.01% 58 $15K New
TPR Tapestry Inc. 0.01% 317 $15K No change
DEO Diageo PLC-Sponsored ADR 0.01% 100 $15K No change
BDX Becton Dickinson and Co. 0.01% 60 $15K No change
ROST Ross Stores Inc. 0.01% 100 $15K New
ORLY O'reilly Automotive Inc. 0.01% 13 $15K No change
IR Ingersoll-Rand Inc. 0.01% 155 $15K Add +0.7%
LEA Lear Corp. 0.01% 100 $14K No change
FISV Fiserv Inc. 0.01% 90 $14K No change
ALLE Allegion PLC 0.01% 105 $14K No change
NEE Nextera Energy Inc. 0.01% 220 $14K Add +0.9%
IEF iShares 7-10 Year Treasury B 0.01% 148 $14K No change
PGX Invesco Preferred ETF 0.01% 1,166 $14K Reduce -2.4%
ILMN Illumina Inc. 0.01% 100 $14K New
MIDD Middleby Corp. 0.01% 85 $14K No change
REGN Regeneron Pharmaceuticals 0.01% 14 $13K No change
KOF Coca-Cola Femsa Sab-SP ADR 0.01% 137 $13K No change
ETR Entergy Corp. 0.01% 125 $13K No change
HOG Harley-Davidson Inc. 0.01% 300 $13K No change
ELV Elevance Health Inc. 0.01% 25 $13K No change
PEGA Pegasystems Inc. 0.01% 200 $13K No change
XYZ Block Inc. 0.01% 150 $13K No change
AB Alliancebernstein Holding LP 0.01% 365 $13K New
IJH iShares Core S&P Midcap ETF 0.01% 208 $13K Reduce -3.3%
EQIX Equinix Inc. 0.01% 15 $13K No change
HST Host Hotels & Resorts Inc. 0.01% 601 $12K Add +2.4%
FIVN FIVE9 Inc. 0.01% 200 $12K No change
RIOT Riot Platforms Inc. 0.01% 1,000 $12K No change
SNDL SNDL Inc. 0.01% 6,000 $12K No change
OHI Omega Healthcare Investors 0.01% 376 $12K Reduce -26.4%
SAR Saratoga Investment Corp. 0.01% 503 $12K No change
KD Kyndryl Holdings Inc. 0.01% 535 $12K No change
DOW Dow Inc. 0.01% 200 $12K New
VCR Vanguard Consumer Discre ETF 0.01% 36 $12K No change
DOUG Douglas Elliman Inc. 0.01% 7,144 $11K Add +201.9%
XLC SS Comm Select Sector SPDR 0.01% 136 $11K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.01% 46 $11K No change
VTI VG Morningstar TS MKT ETF-US 0.01% 42 $11K No change
XLP SS Consumer Staples Sel Sect 0.01% 141 $11K Reduce -58.5%
ASIX Advansix Inc. 0.01% 375 $11K Add +0.5%
VYM Vanguard High DVD Yield ETF 0.01% 88 $11K Add +1.1%
MMM 3M Co. 0.01% 100 $11K No change
IDRV iShares Self-Driving Ev&tech 0.01% 337 $11K No change
DJT Trump Media & Technology Gro 0.01% 170 $11K No change
FWONK Liberty Media Corp. Class C 0.01% 160 $10K No change
CHDN Churchill Downs Inc. 0.01% 84 $10K No change
RBLX Roblox Corp. Class A 0.01% 272 $10K Reduce -9.0%
AVGO Broadcom Inc. 0.01% 8 $10K No change
USB US Bancorp 0.01% 229 $10K Add +1.3%
VTR Ventas Inc. 0.01% 231 $10K No change
BIZD Vaneck BDC Income ETF 0.01% 589 $10K No change
VB Vanguard Most SM-Cap ETF-Usd 0.01% 43 $10K No change
BIP Brookfield Infrastructure Pa 0.01% 314 $10K Add +1.3%
IP International Paper Co. 0.01% 250 $10K New
JCI Johnson Controls Internation 0.01% 149 $10K Add +0.7%
FIW First Trust Water ETF 0.01% 95 $10K No change
MDT Medtronic PLC 0.01% 111 $10K Add +0.9%
URBAN-GRO INC 0.01% 7,000 $10K No change
RMD Resmed Inc. 0.01% 48 $10K Reduce -30.4%
VTV Vanguard Mrngstr Val ETF-Aui 0.01% 58 $9K No change
FCX Freeport-McMoran Inc. 0.01% 201 $9K Add +0.5%
IJR iShares Core S&P Small-Cap E 0.01% 85 $9K Reduce -2.3%
XLI SS Industrial Select Sector 0.01% 74 $9K No change
MSGS Madison Square Garden Sports 0.01% 50 $9K Reduce -34.2%
EMNT PIMCO Enhcd St M-Active ESG 0.01% 93 $9K New
VRE Veris Residential Inc. 0.01% 601 $9K Add +0.2%
USMV iShares MSCI USA Min Vol Fac 0.01% 109 $9K Add +0.9%
SIVR Abrdn Physical Silver Shares 0.01% 372 $9K No change
PAVE Global X US Infrastructure 0.01% 218 $9K No change
SNAP Snap Inc. Class A 0.01% 750 $9K Add +50.0%
HUN Huntsman Corp. 0.01% 328 $9K No change
TGT Target Corp. 0.01% 48 $9K No change
INTU Intuit Inc. 0.01% 13 $8K No change
OKE Oneok Inc. 0.01% 103 $8K Add +1.0%
CLX Clorox Company 0.01% 54 $8K No change
BFLY Butterfly Network Inc. 0.01% 7,500 $8K New
FTV Fortive Corp. 0.01% 93 $8K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.01% 53 $8K No change
HTGC Hercules Capital Inc. 0.01% 413 $8K No change
KULR Kulr Technology Group Inc. 0.01% 20,000 $8K No change
MTEMQ Molecular Templates Inc. 0.01% 3,333 $7K No change
LUV Southwest Airlines Co. 0.00% 250 $7K No change
HYXF iShares ESG Adv High Yield 0.00% 158 $7K New
TSCO Tractor Supply Company 0.00% 27 $7K No change
RC Ready Capital Corp. 0.00% 777 $7K No change
GIC Global Industrial Co. 0.00% 157 $7K No change
HIG Hartford Insurance Group Inc. 0.00% 68 $7K No change
WBS Webster Financial Corp. 0.00% 138 $7K No change
QCLN First Trust Nasdaq Clean Edg 0.00% 200 $7K No change
UAL United Airlines Holdings Inc. 0.00% 142 $7K No change
AI C3.AI Inc. Class A 0.00% 250 $7K No change
WMT Walmart Inc. 0.00% 112 $7K Add +0.9%
TTEK Tetra Tech Inc. 0.00% 36 $7K No change
VBF Invesco Bond Fund 0.00% 413 $6K No change
MJ Amplify ETF TR 0.00% 1,513 $6K Add +195.5%
AGCO Agco Corp. 0.00% 51 $6K No change
TDC Teradata Corp. 0.00% 162 $6K No change
DOCU Docusign Inc. 0.00% 105 $6K No change
ZG Zillow Group Inc. Class A 0.00% 130 $6K No change
KR Kroger Co. 0.00% 108 $6K Add +0.9%
ORCL Oracle Corp. 0.00% 48 $6K No change
JNPR Juniper Networks Inc. 0.00% 161 $6K No change
CNOB Connectone Bancorp Inc. 0.00% 303 $6K No change
OGN Organon & Co. 0.00% 308 $6K Add +1.0%
EW Edwards Lifesciences Corp. 0.00% 60 $6K No change
SEE Sealed Air Corp. 0.00% 153 $6K Add +0.7%
MRO Marathon Oil Corp. 0.00% 200 $6K No change
PPLT Abrdn Physical Platinum SHRS 0.00% 67 $6K No change
FTNT Fortinet Inc. 0.00% 81 $6K No change
PLUG Plug Power Inc. 0.00% 1,600 $6K Add +1500.0%
VLTO Veralto Corp. 0.00% 62 $6K No change
VOD Vodafone Group PLC-SP ADR 0.00% 617 $5K Add +0.2%
OCSL Oaktree Specialty Lending Co. 0.00% 276 $5K No change
PCAR Paccar Inc. 0.00% 43 $5K Reduce -48.2%
NCLH Norwegian Cruise Line Holdin 0.00% 250 $5K No change
EPC Edgewell Personal Care Co. 0.00% 134 $5K Add +0.8%
LW Lamb Weston Holdings Inc. 0.00% 48 $5K No change
MCO Moody's Corp. 0.00% 13 $5K No change
EFOR Everforth Inc. filed as ASGN INC 0.00% 48 $5K No change
AON Aon PLC Class A 0.00% 15 $5K No change
UNP Union Pacific Corp. 0.00% 20 $5K No change
AWK American Water Works Co. Inc. 0.00% 41 $5K No change
DE Deere & Co. 0.00% 12 $5K No change
IEMG iShares Core MSCI Emerging 0.00% 96 $5K Reduce -4.0%
DHF BNYM High Yield Strategies filed as BNY MELLON HIGH YIELD STRATE 0.00% 2,026 $5K Add +1.3%
CCL Carnival Corp. 0.00% 300 $5K No change
MCY Mercury General Corp. 0.00% 94 $5K No change
FLG New York Community Bancorp 0.00% 1,496 $5K Add +51.4%
HAL Halliburton Co. 0.00% 119 $5K No change
FTEC Fidelity MSCI Info Tech Indx 0.00% 30 $5K No change
ENR Energizer Holdings Inc. 0.00% 160 $5K Add +1.3%
TECH Bio-Techne Corp. 0.00% 66 $5K No change
ETF SER SOLUTIONS 0.00% 202 $5K No change
FSLR First Solar Inc. 0.00% 27 $5K No change
TAN Invesco Solar ETF 0.00% 100 $5K New
MCD McDonald's Corp. 0.00% 16 $5K New
A Agilent Technologies Inc. 0.00% 29 $4K No change
K Kellanova 0.00% 74 $4K No change
UBER Uber Technologies Inc. 0.00% 54 $4K No change
XLU St Sr Utl SL SE SPDR ETF-Usd 0.00% 63 $4K No change
WMB Williams Cos Inc. 0.00% 105 $4K Add +1.0%
WAB Wabtec Corp. 0.00% 28 $4K Reduce -9.7%
FLNA Filana Therapeutics Inc. filed as CASSAVA SCIENCES INC 0.00% 200 $4K No change
TRGP Targa Resources Corp. 0.00% 36 $4K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 103 $4K Add +1.0%
CRWD CrowdStrike Holdings Inc. Class A 0.00% 12 $4K No change
LEG Leggett & Platt Inc. 0.00% 200 $4K No change
PTH Invesco Dorsey Wright Health 0.00% 87 $4K No change
CRL Charles River Laboratories 0.00% 14 $4K No change
NKE Nike Inc. Class B 0.00% 39 $4K No change
CGC Canopy Growth Corp. 0.00% 429 $4K No change
VWO Vanguard Ftse Emerging Marke 0.00% 88 $4K No change
BGS B&G Foods Inc. 0.00% 321 $4K New
VTRS Viatris Inc. 0.00% 301 $4K Add +17.6%
WEA Western Asset Premier Bond 0.00% 333 $4K No change
KKR KKR & Co. Inc. 0.00% 35 $4K New
PODD Insulet Corp. 0.00% 20 $3K No change
MRNA Moderna Inc. 0.00% 32 $3K No change
PAYC Paycom Software Inc. 0.00% 17 $3K No change
PDO PIMCO Dynamic Income Opport 0.00% 256 $3K Add +2.4%
GRID First TRST Nasd Class Edg Sgiif 0.00% 29 $3K New
ICLN iShares Global Clean Energy 0.00% 233 $3K New
MAT Mattel Inc. 0.00% 161 $3K No change
TAK Takeda Pharmaceutic-SP ADR 0.00% 227 $3K No change
AY Atlantica Sustainable Infras 0.00% 170 $3K New
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.00% 20 $3K No change
HPQ HP Inc. 0.00% 103 $3K Add +1.0%
XLRE SS Real Estate Select Sector 0.00% 78 $3K Add +1.3%
CARR Carrier Global Corp. 0.00% 52 $3K No change
PNR Pentair PLC 0.00% 34 $3K No change
PSK SS SPDR Ice Pref Sec ETF 0.00% 81 $3K Reduce -83.0%
ZBH Zimmer Biomet Holdings Inc. 0.00% 21 $3K No change
NVT Nvent Electric PLC 0.00% 36 $3K Add +2.9%
DPZ Domino's Pizza Inc. 0.00% 5 $3K No change
OTIS Otis Worldwide Corp. 0.00% 26 $3K No change
XWIAX Western Asset Infl-Link Sec 0.00% 314 $3K No change
ROKU Roku Inc. 0.00% 39 $3K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.00% 16 $3K No change
RFL Rafael Holdings Inc. Class B 0.00% 1,450 $2K No change
PHK PIMCO High Income Fund 0.00% 500 $2K No change
DRIV Global X Autonomous&elec-ETF 0.00% 97 $2K No change
IWS iShares Russell Mid-Cap Valu 0.00% 19 $2K No change
LUMN Lumen Technologies Inc. 0.00% 1,521 $2K Reduce -0.3%
FNCL Fidelity MSCI Financial Indx 0.00% 39 $2K No change
TRV The Travelers Cos Inc. 0.00% 10 $2K No change
ITA iShares U.S. Aerospace & Def 0.00% 17 $2K No change
PRQR Proqr Therapeutics NV 0.00% 1,000 $2K No change
IXJ iShares Global Healthcare Et 0.00% 23 $2K Reduce -90.2%
DLX Deluxe Corp. 0.00% 100 $2K No change
VSXY Victoria's Secret & Co. 0.00% 100 $2K New
NARI Inari Medical Inc. 0.00% 39 $2K No change
VNT Vontier Corp. 0.00% 36 $2K No change
SBUX Starbucks Corp. 0.00% 17 $2K Reduce -73.4%
MIN Aberdeen Intermediate Inc. FD 0.00% 511 $1K Add +2.2%
X United States Steel Corp. 0.00% 33 $1K No change
XLB SS Materials Select Sector 0.00% 14 $1K No change
OPK Opko Health Inc. 0.00% 1,100 $1K No change
SMR Nuscale Power Corp. 0.00% 227 $1K No change
MPT Medical Properties Trust Inc. 0.00% 233 $1K Add +4.0%
AGNC AGNC Investment Corp. 0.00% 110 $1K New
OTRKQ Ontrak Inc. 0.00% 2,067 $1K No change
EPD Enterprise Products Partners 0.00% 30 $876 No change
BHF Brighthouse Financial Inc. 0.00% 16 $825 No change
BABA Alibaba Group Holding-SP ADR 0.00% 11 $808 No change
TYG Tortoise Energy Infrastruct 0.00% 26 $804 New
VYX NCR Voyix Corp. 0.00% 62 $784 No change
ATYR Atyr Pharma Inc. 0.00% 340 $663 No change
BB Blackberry Ltd. 0.00% 238 $657 No change
NATL NCR Atleos Corp. 0.00% 31 $613 No change
TSVT 2SEVENTY Bio Inc. 0.00% 113 $605 No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 4 $514 No change
ABAT American Battery Technology 0.00% 267 $468 New
BLUEBIRD BIO INC 0.00% 340 $436 No change
ADNT Adient PLC 0.00% 11 $372 No change
REZI Resideo Technologies Inc. 0.00% 16 $359 No change
SRL Scully Royalty Ltd. 0.00% 58 $357 No change
KLG WK Kellogg Co. 0.00% 18 $339 No change
GM General Motors Co. 0.00% 7 $318 No change
LLYVK Liberty Media Corp.-Liberty-C 0.00% 6 $263 No change
LDI Loandepot Inc. Class A 0.00% 100 $259 No change
NOK Nokia Corp.-Spon ADR 0.00% 69 $245 Reduce -9.2%
CHPT Chargepoint Holdings Inc. 0.00% 100 $190 No change
GILD Gilead Sciences Inc. 0.00% 2 $165 No change
BATRK Atlanta Braves Holdings in-C 0.00% 4 $157 No change
GOSS Gossamer Bio Inc. 0.00% 130 $154 No change
EMBC Embecta Corp. 0.00% 11 $152 No change
BMTX BM Technologies Inc. 0.00% 90 $149 No change
EVGO Evgo Inc. 0.00% 50 $126 No change
TCRT Alaunos Therapeutics Inc. 0.00% 66 $120 Reduce -1.0%
GTX Garrett Motion Inc. 0.00% 10 $100 No change
SPRO Spero Therapeutics Inc. 0.00% 50 $86 No change
WBA Walgreens Boots Alliance Inc. 0.00% 2 $44 No change
ZIMV Zimvie Inc. 0.00% 2 $33 No change
SPCE Virgin Galactic Holdings Inc. 0.00% 4 $6 No change
PREDICTIVE ONCOLOGY INC 0.00% 1 $3 New

Options reported separately and not counted above: AIG puts ($3.2M).

Other holdings (1): bonds, preferreds, convertibles and warrants · $323 (not counted above)
SecurityClassShares / PrincipalValueChange
SAVAW Cassava Sciences Inc.-28 *W EXP 11/15/202 80$323No change

Total filed on the 13F, all lines: $147.6M.

Portfolio Sells Q4 2023 → Q1 2024

KAPR Innovator U.S. Small Cap Pow Reduce -99.8% 0.02% −8.24
TFLO iShares Treasury Floating Ra Sold out 0.00% −3.84
KJUL Innovator U.S. Small Cap Pow Reduce -99.4% 0.02% −3.51
XJUN FT Vest U.S. Equity Enhance Sold out 0.00% −0.40
XAUG FT Vest US Equity Enhance & Sold out 0.00% −0.19
AAPL Apple Inc. Reduce -1.8% 1.03% −0.16
XSEP FT Vest U.S. Equity Enhance Sold out 0.00% −0.08
PMAY Innovator U.S. Equity Power Sold out 0.00% −0.08
PFEB Innovator U.S. Equity Power Sold out 0.00% −0.07
XJUL FT Vest US Equity Enhance & Sold out 0.00% −0.05
SHOP Shopify Inc. Class A Reduce -29.3% 0.08% −0.04
XOCT FT Vest US Equity Enhance & Sold out 0.00% −0.03
GFF Griffon Corp. Reduce -50.0% 0.04% −0.03
DKNG Draftkings Inc. Class A Sold out 0.00% −0.02
HUBS HubSpot Inc. Reduce -50.0% 0.03% −0.02
INTC Intel Corp. Reduce -10.0% 0.08% −0.02
IXN iShares Global Tech ETF Reduce -36.9% 0.05% −0.02
DOCS Doximity Inc. Class A Reduce -50.0% 0.02% −0.02
PEP Pepsico Inc. Reduce -18.8% 0.10% −0.02
NJR New Jersey Resources Corp. Reduce -50.0% 0.01% −0.02
KOCT Innovator U.S. Small Cap Pow Sold out 0.00% −0.01
VHT Vanguard Health Care ETF Reduce -41.9% 0.02% −0.01
IEFA iShares Core MSCI Eafe ETF Reduce -27.7% 0.04% −0.01
IXJ iShares Global Healthcare Et Reduce -90.2% 0.00% −0.01
GLAD Gladstone Capital Corp. Sold out 0.00% −0.01
ITCI Intra-Cellular Therapies Inc. Reduce -41.4% 0.01% −0.01
WBD Warner Bros Discovery Inc. Reduce -6.7% 0.03% −0.01
AMP Ameriprise Financial Inc. Reduce -47.4% 0.01% −0.01
XLP SS Consumer Staples Sel Sect Reduce -58.5% 0.01% −0.01
PSK SS SPDR Ice Pref Sec ETF Reduce -83.0% 0.00% −0.01
NOW ServiceNow Inc. Sold out 0.00% −0.01
EHI Western Asset Global High Inc. Reduce -5.8% 0.05% −0.01
DASH DoorDash Inc. Class A Sold out 0.00% −0.01
BKNG Booking Holdings Inc. Sold out 0.00% −0.00
FLS Flowserve Corp. Sold out 0.00% −0.00
NUHY Nuveen ESG Hi YLD Corp. BND Sold out 0.00% −0.00
SNPS Synopsys Inc. Sold out 0.00% −0.00
XEVTX Eaton Vance Tax-Adv DVD Inc. Sold out 0.00% −0.00
DECK Deckers Outdoor Corp. Sold out 0.00% −0.00
ALV Autoliv Inc. Sold out 0.00% −0.00
RPRX Royalty Pharma PLC Class A Sold out 0.00% −0.00
FDS Factset Research Systems Inc. Sold out 0.00% −0.00
IQV Iqvia Holdings Inc. Sold out 0.00% −0.00
MSGS Madison Square Garden Sports Reduce -34.2% 0.01% −0.00
SBUX Starbucks Corp. Reduce -73.4% 0.00% −0.00
PVH PVH Corp. Sold out 0.00% −0.00
PMAR Innovator U.S. Equity Power Reduce -21.4% 0.01% −0.00
OHI Omega Healthcare Investors Reduce -26.4% 0.01% −0.00
RBLX Roblox Corp. Class A Reduce -9.0% 0.01% −0.00
FCEL Fuelcell Energy Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2023 → Q1 2024

KJAN Innovator U.S. Small Cap Pow Add +96.2% 12.46% +6.24
AIG American International Group Add +461454.5% 2.69% +2.69
XMAR FT Vest US Equity Enhance & Add +18.5% 8.25% +1.38
DGRO iShares Core Dividend Growth Add +0.5% 9.24% +0.64
FSMB First Trust Short Dur Manag Add +9.3% 8.33% +0.59
IMCG iShares Morningstar Mid-Cap Add +2.5% 4.32% +0.44
LMBS First Trust Low Duration Opp Add +9.6% 5.46% +0.43
XLF SS Financial Select Sector Add +0.5% 4.10% +0.42
XMLV Invesco S&P Midcap Low Volat Add +3.9% 4.77% +0.40
FMB First Trust Managed Municipa Add +3947.0% 0.35% +0.34
KNG FT Vest S&P 500 DVD Arst TRG Add +7.0% 3.19% +0.30
NVDA Nvidia Corp. Add +57.7% 0.33% +0.22
XOM Exxon Mobil Corp. Add +0.5% 1.48% +0.20
FPE FT-Preferred Secur & Inc. ETF Add +2.6% 3.99% +0.17
MU Micron Technology Inc. Add +0.1% 0.53% +0.14
XFEB FT Vest Enh Mod Buff - Feb New 0.13% +0.13
HD Home Depot Inc. Add +27.9% 0.44% +0.13
XDEC FT Vest US Equity Enhance & Add +129.5% 0.20% +0.12
AMZN Amazon.com Inc. Add +30.9% 0.26% +0.09
MAR Marriott International Class A Add +0.2% 0.56% +0.06
MRK Merck & Co. Inc. Add +0.5% 0.32% +0.06
IBM Intl Business Machines Corp. Add +11.1% 0.22% +0.05
GOOGL Alphabet Inc. Class A Add +37.8% 0.14% +0.05
HACK Amplify Cybersecurity ETF New 0.04% +0.04
GBTC Grayscale Bitcoin Trust ETF New 0.03% +0.03
ABBV Abbvie Inc. Add +9.3% 0.15% +0.03
SKYY First Trust Cloud Computing New 0.03% +0.03
VLO Valero Energy Corp. Add +0.4% 0.12% +0.03
XJAN FT Vest Enh Mod Buff - Jan New 0.03% +0.03
URI United Rentals Inc. New 0.02% +0.02
ROBO Robo Global Robotics and Aut New 0.02% +0.02
PRU Prudential Financial Inc. Add +65.6% 0.05% +0.02
MO Altria Group Inc. Add +14.1% 0.12% +0.02
JPM JPMorgan Chase & Co. Add +0.2% 0.15% +0.02
DIS The Walt Disney Co. Add +0.1% 0.08% +0.02
DINO HF Sinclair Corp. Add +0.7% 0.25% +0.02
ARTY iShares Future AI & Tech ETF New 0.02% +0.02
ET Energy Transfer LP New 0.02% +0.02
PEG Public Service Enterprise GP Add +90.9% 0.03% +0.01
PG The Procter & Gamble Co. Add +6.5% 0.09% +0.01
COST Costco Wholesale Corp. Add +0.4% 0.13% +0.01
COP Conocophillips Add +0.5% 0.15% +0.01
NFLX Netflix Inc. Add +40.0% 0.03% +0.01
PSX Phillips 66 Add +0.7% 0.07% +0.01
ENB Enbridge Inc. Add +95.8% 0.02% +0.01
IWM iShares Russell 2000 ETF New 0.01% +0.01
COIN Coinbase Global Inc. Class A New 0.01% +0.01
ROST Ross Stores Inc. New 0.01% +0.01
ILMN Illumina Inc. New 0.01% +0.01
AB Alliancebernstein Holding LP New 0.01% +0.01

Options Activity Q4 2023 → Q1 2024

AIG American International Group put New 40,500 $3.2M

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 599$247.0MJAAA, KJAN, DGRO, FSMB, XMAR
Q1 2026 590$218.2MJAAA, KJAN, DGRO, FSMB, XMAR
Q4 2025 590$217.9MJAAA, KJAN, DGRO, FSMB, XMAR
Q3 2025 561$210.2MJAAA, KJAN, DGRO, FSMB, XMAR
Q2 2025 505$198.5MKJAN, JAAA, DGRO, FSMB, XMAR
Q1 2025 438$187.8MKJAN, JAAA, FSMB, DGRO, XMAR
Q4 2024 443$183.6MKJAN, FSMB, DGRO, XMAR, JAAA
Q3 2024 446$173.6MKJAN, DGRO, FSMB, XMAR, LMBS
Q2 2024 438$158.4MKJAN, DGRO, XMAR, FSMB, LMBS
Q1 2024 460$147.6MKJAN, DGRO, FSMB, XMAR, LMBS