PFS Partners, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 27, 2025), PFS Partners, LLC reported 443 stock positions worth $183.6 million. Its top holding was Innovator U.S. Small Cap Pow (KJAN) at 10.6% of the portfolio, followed by First Trust Short Dur Manag (FSMB, 8.1%) and iShares Core Dividend Growth (DGRO, 7.7%). Compared with Q3 2024, it opened 18 new positions, sold out of 21, added to 116 and reduced 48. The biggest buy was a new position in Janus Henderson Aaa Clo ETF (JAAA) and the biggest sale SS Financial Select Sector (XLF, shares −78%).

Most Recent 13F
Q2 2026
Location
MINE HILL, NJ
CIK
0002002654
Portfolio Value
$183.6M (Q4 2024)
SEC Filing
0002002654-25-000001 ↗ filed Jan 27, 2025

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $147.6M Q1 2024 Q2 2024: $158.4M Q2 2024 Q3 2024: $173.6M Q3 2024 Q4 2024: $183.6M $183.6M Q4 2024 Q1 2025: $187.8M Q1 2025 Q2 2025: $198.5M Q2 2025 Q3 2025: $210.2M Q3 2025 Q4 2025: $217.9M Q4 2025 Q1 2026: $218.2M Q1 2026 Q2 2026: $247.0M Q2 2026

Holdings 443 stocks · $183.6M

KJAN Innovator U.S. Small Cap Pow 10.56% 519,302 $19.4M Reduce -0.5%
FSMB First Trust Short Dur Manag 8.13% 752,860 $14.9M Add +17.3%
DGRO iShares Core Dividend Growth 7.69% 230,202 $14.1M Reduce -0.4%
XMAR FT Vest US Equity Enhance & 7.05% 357,800 $13.0M Reduce -0.5%
JAAA Janus Henderson Aaa Clo ETF 6.73% 243,544 $12.4M New
LMBS First Trust Low Duration Opp 5.64% 212,642 $10.3M Add +22.5%
XMLV Invesco S&P Midcap Low Volat 4.19% 126,349 $7.7M Add +0.2%
IAPR Innovator International Deve 4.10% 282,278 $7.5M Reduce -1.1%
IMCG iShares Morningstar Mid-Cap 3.85% 93,643 $7.1M Add +1.4%
GSLC Goldman Activebeta US LC ETF 3.65% 58,153 $6.7M Reduce -1.1%
FPE FT-Preferred Secur & Inc. ETF 3.45% 357,661 $6.3M Add +1.8%
IVV iShares Core S&P 500 ETF 3.25% 10,137 $6.0M Add +0.7%
AIG American International Group 2.91% 73,328 $5.3M No change
KNG FT Vest S&P 500 DVD Arst TRG 2.64% 96,415 $4.8M Add +2.7%
TFLO iShares Treasury Floating Ra 2.46% 89,420 $4.5M Reduce -24.4%
GSHD Goosehead Insurance Inc. Class A 1.36% 23,268 $2.5M No change
HEI Heico Corp. 1.36% 10,483 $2.5M No change
XOM Exxon Mobil Corp. 1.09% 18,610 $2.0M Add +0.5%
HON Honeywell International Inc. 0.95% 7,722 $1.7M Add +0.1%
AAPL Apple Inc. 0.89% 6,542 $1.6M Reduce -0.7%
XLF SS Financial Select Sector 0.85% 32,402 $1.6M Reduce -78.1%
HEI.A Heico Corp. Class A 0.82% 8,065 $1.5M Reduce -37.8%
CB Chubb Ltd. 0.80% 5,312 $1.5M Add +0.1%
MAR Marriott International Class A 0.50% 3,285 $916K Add +0.2%
QQQ Invesco QQQ Trust Series 1 0.40% 1,426 $729K Reduce -3.4%
MSFT Microsoft Corp. 0.39% 1,683 $709K Reduce -1.4%
KAPR Innovator U.S. Small Cap Pow 0.36% 20,332 $665K Add +1.9%
HYMB SS SPDR N Ice HY Muni ETF 0.33% 23,889 $611K New
T AT&T Inc. 0.31% 25,330 $577K Reduce -8.2%
HD Home Depot Inc. 0.31% 1,462 $569K Reduce -3.9%
PYLD PIMCO Multisector Bond Actv 0.30% 21,491 $557K New
MU Micron Technology Inc. 0.30% 6,615 $557K Add +0.1%
NVDA Nvidia Corp. 0.30% 4,036 $542K Reduce -4.8%
FMB First Trust Managed Municipa 0.28% 10,253 $523K Add +0.4%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.28% 86,940 $505K Add +1.2%
VZ Verizon Communications Inc. 0.25% 11,527 $461K Reduce -10.6%
FRBA First Bank/Hamilton NJ 0.23% 29,935 $421K Add +0.0%
GE General Electric filed as GE AEROSPACE 0.22% 2,446 $408K Add +0.0%
AMZN Amazon.com Inc. 0.21% 1,791 $393K Reduce -5.9%
MAA Mid-America Apartment Comm 0.21% 2,504 $387K Add +1.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.20% 1,675 $368K Add +0.3%
MRK Merck & Co. Inc. 0.20% 3,635 $362K Reduce -0.8%
KJUN Invtor US Small CPB ETF June 0.19% 13,208 $355K No change
XJUN FT Vest U.S. Equity Enhance 0.19% 8,980 $347K No change
FTSM First Trust Enh Short Mat FD 0.18% 5,476 $327K Add +149.3%
TRVI Trevi Therapeutics Inc. 0.18% 79,000 $325K No change
SHEL Shell PLC-ADR 0.17% 5,066 $317K Add +1.1%
KAUG Inv US SML Cap PB ETF - Aug 0.17% 12,254 $308K Add +47.8%
MRSH Marsh & McLennan Cos 0.17% 1,434 $305K No change
XDEC FT Vest US Equity Enhance & 0.16% 8,075 $301K Add +16.8%
ISEP Innovator Intl Dev Eq Power 0.16% 10,637 $293K Add +36.0%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 620 $281K Reduce -13.2%
ISTB iShares Core 1-5 Year Usd Bo 0.14% 5,432 $259K No change
LLY Eli Lilly & Co. 0.14% 325 $251K No change
WDC Western Digital Corp. 0.14% 4,200 $250K No change
JPST JPMorgan Ultra-Short Income 0.14% 4,961 $250K New
COST Costco Wholesale Corp. 0.13% 268 $246K No change
UPS United Parcel Service Class B 0.13% 1,947 $246K No change
CSCO Cisco Systems Inc. 0.13% 4,101 $243K Add +0.0%
JPM JPMorgan Chase & Co. 0.12% 954 $229K Reduce -2.1%
KO The Coca-Cola Co. 0.12% 3,631 $226K Add +0.0%
GOOGL Alphabet Inc. Class A 0.12% 1,167 $221K Add +0.1%
XJUL FT Vest US Equity Enhance & 0.11% 5,817 $206K No change
GOOG Alphabet Inc. Class C 0.11% 1,083 $206K No change
HES Hess Corp. 0.11% 1,545 $205K Add +0.3%
XFEB FT Vest Enh Mod Buff - Feb 0.11% 6,267 $205K No change
CVX Chevron Corp. 0.11% 1,392 $202K Reduce -2.0%
ABBV Abbvie Inc. 0.11% 1,108 $197K Add +0.3%
TSLA Tesla Inc. 0.11% 487 $197K No change
GEV GE Vernova Inc. 0.11% 594 $195K Reduce -2.5%
SPY SS SPDR S&P 500 ETF Trust-US 0.11% 331 $194K Add +0.3%
COP Conocophillips 0.10% 1,796 $178K Add +3.4%
MO Altria Group Inc. 0.10% 3,349 $175K Add +0.5%
IBP Installed Building Products 0.09% 934 $164K No change
SHOP Shopify Inc. Class A 0.09% 1,527 $162K No change
GLD SPDR Gold Shares 0.09% 651 $158K Add +3.2%
XNOV FT Vest US Equity Enhance & 0.08% 4,581 $156K Add +638.9%
IJJ iShares S&P Mid-Cap 400 Valu 0.08% 1,215 $152K No change
EIM Eaton Vance Municipal Bond 0.08% 14,557 $151K Add +1.5%
CDW CDW Corp. 0.08% 841 $146K No change
KDEC Inn US SML Cap P B ETF - Dec 0.08% 5,976 $143K New
SNOV FT Vest US Small Cap Moderat 0.07% 5,871 $136K New
F Ford Motor Co. filed as FORD MTR CO 0.07% 13,631 $135K Reduce -0.7%
PG The Procter & Gamble Co. 0.07% 800 $134K Add +0.4%
XOCT FT Vest US Equity Enhance & 0.07% 3,918 $134K New
XSEP FT Vest U.S. Equity Enhance 0.07% 3,253 $127K Add +53.7%
PEP Pepsico Inc. 0.07% 829 $126K No change
WTW Willis Towers Watson PLC 0.07% 400 $125K Reduce -12.5%
VLO Valero Energy Corp. 0.07% 1,016 $125K Add +0.5%
IMAR Innovator Intdevpow Buf-Mar 0.07% 4,933 $124K New
PJAN Innovator U.S. Equity Power 0.07% 2,872 $121K No change
IJK iShares S&P Mid-Cap 400 Grow 0.07% 1,332 $121K No change
FDX FedEx Corp. 0.07% 425 $120K No change
IRDM Iridium Communications Inc. 0.06% 4,000 $116K No change
ARLP Alliance Resource Partners 0.06% 4,353 $114K Add +2.7%
VOO Vanguard S&P 500 ETF 0.06% 209 $112K Reduce -1.4%
C Citigroup Inc. 0.06% 1,571 $111K Reduce -3.6%
DIAX Nuveen Dow 30 Dynamic Overwr 0.06% 7,249 $109K Add +4.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 961 $107K No change
PFS Provident Financial Services 0.06% 5,553 $105K No change
EMB iShares JP Morgan Usd Emergi 0.06% 1,147 $102K Reduce -8.0%
MA Mastercard Inc. Class A 0.05% 191 $101K No change
TEL Te Connectivity PLC 0.05% 703 $101K Add +0.1%
DINO HF Sinclair Corp. 0.05% 2,811 $99K Add +0.5%
PFE Pfizer Inc. 0.05% 3,688 $98K Reduce -11.2%
SPGI S&P Global Inc. 0.05% 194 $97K Reduce -0.5%
SPG Simon Property Group Inc. 0.05% 500 $86K No change
CMCSA Comcast Corp. Class A 0.05% 2,281 $86K Add +0.2%
IJUN Innov Intl Dev PB ETF - June 0.04% 3,331 $82K Add +66.4%
BA The Boeing Co. 0.04% 459 $81K No change
BX Blackstone Inc. 0.04% 468 $81K Add +0.2%
KOCT Innovator U.S. Small Cap Pow 0.04% 2,614 $80K New
HWM Howmet Aerospace Inc. 0.04% 717 $78K No change
JNJ Johnson & Johnson 0.04% 519 $75K Reduce -48.3%
MPC Marathon Petroleum Corp. 0.04% 525 $73K No change
IVW iShares S&P 500 Growth ETF 0.04% 716 $73K Add +0.1%
INTC Intel Corp. 0.04% 3,597 $72K Reduce -2.9%
KULR Kulr Technology Group Inc. 0.04% 20,000 $71K No change
IAUG Innov in DVLP PWRB ETF - Aug 0.04% 2,922 $71K Add +194.3%
PSX Phillips 66 0.04% 617 $70K Add +0.7%
ATO Atmos Energy Corp. 0.04% 500 $70K No change
PRU Prudential Financial Inc. 0.04% 585 $69K Add +0.2%
TT Trane Technologies PLC 0.04% 185 $68K No change
XEXGX Eaton Vance Tax-Managed Glob 0.04% 8,218 $67K Add +2.4%
DUK Duke Energy Corp. 0.04% 623 $67K Add +0.8%
HACK Amplify Cybersecurity ETF 0.04% 900 $67K No change
CI The Cigna Group 0.04% 240 $66K Add +0.4%
VRTX Vertex Pharmaceuticals Inc. 0.03% 158 $64K No change
META Meta Platforms Inc. Class A 0.03% 107 $63K No change
ITOT iShares Core S&P Total U.S. 0.03% 472 $61K Add +1.5%
ICE Intercontinental Exchange Inc. 0.03% 400 $60K No change
IEFA iShares Core MSCI Eafe ETF 0.03% 839 $59K Add +0.1%
GBTC Grayscale Bitcoin Trust ETF 0.03% 788 $58K No change
NFLX Netflix Inc. 0.03% 65 $58K No change
ED Consolidated Edison Inc. 0.03% 637 $57K Add +0.9%
DLR Digital Realty Trust Inc. 0.03% 320 $57K No change
GS Goldman Sachs Group Inc. 0.03% 98 $56K No change
GLAD Gladstone Capital Corp. 0.03% 1,969 $56K No change
PANW Palo Alto Networks Inc. 0.03% 300 $55K No change
GEHC GE Healthcare Technology 0.03% 695 $54K Reduce -2.8%
DOCS Doximity Inc. Class A 0.03% 1,000 $53K No change
GLW Corning Inc. 0.03% 1,092 $52K No change
PEG Public Service Enterprise GP 0.03% 605 $51K No change
MFC Manulife Financial Corp. 0.03% 1,648 $51K No change
XAUG FT Vest US Equity Enhance & 0.03% 1,457 $50K Reduce -3.3%
BSX Boston Scientific Corp. 0.03% 557 $50K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.03% 185 $49K Add +0.5%
SKYY First Trust Cloud Computing 0.03% 400 $48K No change
CVS CVS Health Corp. 0.03% 1,060 $48K Add +1.1%
IXN iShares Global Tech ETF 0.02% 537 $46K Reduce -20.6%
HTBK Heritage Commerce Corp. 0.02% 4,823 $45K No change
WBD Warner Bros Discovery Inc. 0.02% 4,251 $45K Reduce -3.7%
HUBB Hubbell Inc. 0.02% 107 $45K No change
HITI High Tide Inc. 0.02% 14,000 $43K No change
DHR Danaher Corp. 0.02% 188 $43K No change
WRB WR Berkley Corp. filed as BERKLEY W R CORP 0.02% 726 $42K Add +1.0%
QDF NT Qual Div ETF 0.02% 586 $41K No change
XJAN FT Vest Enh Mod Buff - Jan 0.02% 1,158 $39K No change
XMAY FT US Eq Enh&mod Buff - May 0.02% 1,222 $39K No change
ITW Illinois Tool Works 0.02% 144 $37K No change
SRLN SS Blackstone Sr Loan ETF 0.02% 874 $36K No change
AL Sumisho Air Lease Corp. filed as AIR LEASE CORP 0.02% 750 $36K No change
ABT Abbott Laboratories 0.02% 308 $35K No change
KJUL Innovator U.S. Small Cap Pow 0.02% 1,182 $35K Reduce -7.8%
ZM Zoom Communications Inc. 0.02% 425 $35K No change
MDLZ Mondelez International Inc. Class A 0.02% 569 $34K No change
ROBO Robo Global Robotics and Aut filed as EXCHANGE TRADED CONCEPTS TRU 0.02% 600 $34K No change
EBC Eastern Bankshares Inc. 0.02% 1,952 $34K No change
FULT Fulton Financial Corp. 0.02% 1,711 $33K No change
STX Seagate Technology Holdings 0.02% 381 $33K Add +0.5%
INOV Inno Int Dev Power Buff Nov 0.02% 1,137 $33K New
FICO Fair Isaac Corp. 0.02% 16 $32K No change
XLE SS Energy Select Sector 0.02% 371 $32K Add +0.5%
BFLY Butterfly Network Inc. 0.02% 10,000 $31K No change
FSEP FT Vest U.S. Equity Buffer E 0.02% 675 $31K No change
V Visa Inc. Class A 0.02% 98 $31K Add +1.0%
BUFG FT Vest Buffered Allocation 0.02% 1,258 $31K No change
GSEP FT Vest US Equity Moderate B 0.02% 876 $31K No change
OGI Organigram Holdings Inc. 0.02% 19,000 $31K No change
IWM iShares Russell 2000 ETF 0.02% 135 $30K Add +28.6%
ARTY iShares Future AI & Tech ETF 0.02% 804 $30K Add +0.1%
QCOM Qualcomm Inc. 0.02% 193 $30K No change
SYY Sysco Corp. 0.02% 387 $30K Add +0.8%
OCSL Oaktree Specialty Lending Co. 0.02% 1,936 $30K No change
MET Metlife Inc. 0.02% 360 $29K Add +0.3%
VAC Marriott Vacations World 0.02% 316 $28K Add +1.0%
PM Philip Morris International 0.02% 234 $28K No change
COHR Coherent Corp. 0.02% 294 $28K No change
FCNCA First Citizens Bcshs Class A 0.02% 13 $28K No change
TLRY Tilray Brands Inc. 0.01% 20,312 $27K No change
GFF Griffon Corp. 0.01% 375 $27K Reduce -50.0%
AMP Ameriprise Financial Inc. 0.01% 50 $27K No change
ALL Allstate Corp. 0.01% 138 $27K Add +0.7%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.01% 250 $26K No change
ENB Enbridge Inc. 0.01% 616 $26K Add +0.2%
VHT Vanguard Health Care ETF 0.01% 103 $26K Reduce -19.5%
KHC The Kraft Heinz Co. 0.01% 850 $26K No change
ITCI Intra-Cellular Therapies Inc. 0.01% 300 $25K No change
GRC Gorman-Rupp Co. 0.01% 660 $25K Add +0.5%
MSOS Advisorshares Pure US Cann 0.01% 6,380 $24K No change
BWXT BWX Technologies Inc. 0.01% 217 $24K No change
VEA Vanguard Ftse Developed ETF 0.01% 496 $24K Reduce -0.2%
MSEX Middlesex Water Co. 0.01% 449 $24K No change
NJR New Jersey Resources Corp. 0.01% 500 $23K No change
IWO iShares Russell 2000 Growth 0.01% 81 $23K No change
RGLD Royal Gold Inc. 0.01% 175 $23K No change
PFM Invesco Dividend Achievers E 0.01% 498 $23K Add +0.4%
APLD Applied Digital Corp. 0.01% 2,983 $23K New
ACB Aurora Cannabis Inc. 0.01% 5,250 $22K Add +19.3%
AXP American Express Co. 0.01% 75 $22K No change
HSY The Hershey Co. 0.01% 131 $22K Add +0.8%
WFC Wells Fargo & Co. 0.01% 311 $22K No change
RTX RTX Corp. 0.01% 188 $22K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 283 $22K No change
GIS General Mills Inc. 0.01% 340 $22K Add +0.3%
PWR Quanta Services Inc. 0.01% 67 $21K No change
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.01% 2,018 $21K Add +0.9%
TPR Tapestry Inc. 0.01% 317 $21K No change
IYZ iShares US Telecommunication 0.01% 772 $21K Add +0.5%
EMR Emerson Electric Co. 0.01% 163 $20K No change
WM Waste Management Inc. 0.01% 100 $20K No change
PCN PIMCO Corporate & Income STR 0.01% 1,500 $20K No change
QQEW First TR Nasdaq-100 Sel Eq 0.01% 160 $20K No change
XLV SS Health Care Select Sector 0.01% 143 $20K Add +0.7%
SU Suncor Energy Inc. 0.01% 547 $20K Add +0.9%
MPV Barings Participation Invest 0.01% 1,141 $20K No change
CRM Salesforce Inc. 0.01% 58 $19K No change
SPH Suburban Propane Partners LP 0.01% 1,118 $19K No change
ETR Entergy Corp. 0.01% 250 $19K No change
TMUS T-Mobile US Inc. 0.01% 85 $19K No change
PEGA Pegasystems Inc. 0.01% 200 $19K No change
KD Kyndryl Holdings Inc. 0.01% 535 $19K No change
FISV Fiserv Inc. 0.01% 90 $18K No change
AVGO Broadcom Inc. 0.01% 78 $18K No change
ET Energy Transfer LP 0.01% 908 $18K Reduce -29.1%
URI United Rentals Inc. 0.01% 25 $18K No change
ADP Automatic Data Processing 0.01% 59 $17K No change
PMAR Innovator U.S. Equity Power 0.01% 428 $17K No change
VFF Village Farms International 0.01% 22,250 $17K No change
FVD First Trust Value Line DVD 0.01% 391 $17K Add +0.5%
CPRT Copart Inc. 0.01% 290 $17K No change
KLAC KLA Corp. 0.01% 26 $17K No change
LMT Lockheed Martin Corp. 0.01% 34 $17K No change
NEE Nextera Energy Inc. 0.01% 225 $16K Add +0.9%
RDN Radian Group Inc. 0.01% 500 $16K No change
RBLX Roblox Corp. Class A 0.01% 272 $16K No change
ROST Ross Stores Inc. 0.01% 101 $15K No change
IBIT iShares Bitcoin Trust ETF 0.01% 282 $15K Add +200.0%
FWONK Liberty Media Corp. Class C 0.01% 160 $15K No change
BP BP PLC-Spons ADR 0.01% 500 $15K Reduce -39.8%
FV First Trust DW Focus 5 Fund 0.01% 250 $15K No change
EQIX Equinix Inc. 0.01% 15 $15K No change
COIN Coinbase Global Inc. Class A 0.01% 58 $14K No change
IR Ingersoll-Rand Inc. 0.01% 155 $14K No change
UAL United Airlines Holdings Inc. 0.01% 142 $14K No change
VTR Ventas Inc. 0.01% 231 $14K No change
IP International Paper Co. 0.01% 250 $13K No change
ILMN Illumina Inc. 0.01% 100 $13K No change
XLC SS Comm Select Sector SPDR 0.01% 137 $13K No change
IJH iShares Core S&P Midcap ETF 0.01% 210 $13K Add +0.5%
MMM 3M Co. 0.01% 100 $13K No change
XYZ Block Inc. 0.01% 150 $13K No change
DEO Diageo PLC-Sponsored ADR 0.01% 100 $13K No change
VTI VG Morningstar TS MKT ETF-US 0.01% 42 $12K No change
ITA iShares U.S. Aerospace & Def 0.01% 84 $12K Add +1.2%
SAR Saratoga Investment Corp. 0.01% 503 $12K No change
CRON Cronos Group Inc. 0.01% 5,950 $12K No change
EMNT PIMCO Enhcd St M-Active ESG 0.01% 122 $12K Add +0.8%
DOUG Douglas Elliman Inc. 0.01% 7,144 $12K No change
JCI Johnson Controls Internation 0.01% 151 $12K Add +0.7%
MIDD Middleby Corp. 0.01% 85 $12K No change
BMY Bristol-Myers Squibb Co. 0.01% 200 $11K Reduce -58.7%
XLP SS Consumer Staples Sel Sect 0.01% 144 $11K Add +0.7%
USB US Bancorp 0.01% 236 $11K Add +0.8%
MSGS Madison Square Garden Sports 0.01% 50 $11K No change
CHDN Churchill Downs Inc. 0.01% 84 $11K No change
KOF Coca-Cola Femsa Sab-SP ADR 0.01% 142 $11K Add +1.4%
SNDL SNDL Inc. 0.01% 6,000 $11K No change
OKE Oneok Inc. 0.01% 107 $11K Add +0.9%
ORCL Oracle Corp. 0.01% 63 $10K Add +31.3%
VB Vanguard Most SM-Cap ETF-Usd 0.01% 43 $10K No change
SIVR Abrdn Physical Silver Shares 0.01% 372 $10K No change
RIOT Riot Platforms Inc. 0.01% 1,000 $10K No change
VRE Veris Residential Inc. 0.01% 606 $10K Add +0.3%
IDRV iShares Self-Driving Ev&tech 0.01% 344 $10K Add +0.9%
VTV Vanguard Mrngstr Val ETF-Aui 0.01% 59 $10K No change
REGN Regeneron Pharmaceuticals 0.01% 14 $10K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.01% 53 $10K No change
IJR iShares Core S&P Small-Cap E 0.01% 86 $10K No change
XLI SS Industrial Select Sector 0.01% 75 $10K No change
BIZD Vaneck BDC Income ETF 0.01% 589 $10K No change
VYM Vanguard High DVD Yield ETF 0.01% 77 $10K Add +1.3%
FIW First Trust Water ETF 0.01% 95 $10K No change
PLTR Palantir Technologies Inc. Class A 0.01% 127 $10K New
DOCU Docusign Inc. 0.01% 105 $9K No change
ZG Zillow Group Inc. Class A 0.01% 130 $9K No change
MDT Medtronic PLC 0.00% 114 $9K Add +0.9%
HOG Harley-Davidson Inc. 0.00% 300 $9K No change
CLX Clorox Company 0.00% 55 $9K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.00% 33 $9K No change
LUV Southwest Airlines Co. 0.00% 250 $8K No change
HTGC Hercules Capital Inc. 0.00% 413 $8K No change
BIP Brookfield Infrastructure Pa 0.00% 260 $8K Add +1.2%
INTU Intuit Inc. 0.00% 13 $8K No change
FIVN FIVE9 Inc. 0.00% 200 $8K No change
ALLE Allegion PLC 0.00% 61 $8K No change
TSM Taiwan Semiconductor-SP ADR 0.00% 40 $8K No change
WMT Walmart Inc. 0.00% 87 $8K No change
FCX Freeport-McMoran Inc. 0.00% 203 $8K Add +0.5%
HYXF iShares ESG Adv High Yield 0.00% 166 $8K Add +1.8%
WBS Webster Financial Corp. 0.00% 138 $8K No change
CCL Carnival Corp. 0.00% 300 $7K No change
HIG Hartford Insurance Group Inc. 0.00% 68 $7K No change
HST Host Hotels & Resorts Inc. 0.00% 416 $7K Add +1.2%
TTEK Tetra Tech Inc. 0.00% 182 $7K Add +0.6%
MJ Amplify ETF TR 0.00% 3,147 $7K Add +25.2%
AB Alliancebernstein Holding LP 0.00% 190 $7K No change
KBWB Invesco KBW Bank ETF 0.00% 107 $7K No change
CNOB Connectone Bancorp Inc. 0.00% 303 $7K No change
ASML ASML Holding NV-NY Reg SHS 0.00% 10 $7K New
QCLN First Trust Nasdaq Clean Edg 0.00% 200 $7K No change
KR Kroger Co. 0.00% 110 $7K Add +0.9%
URBAN-GRO INC 0.00% 7,000 $7K No change
BIDD iShares International Divide 0.00% 268 $7K New
BTC Grayscale Bitcoin Mini ETF 0.00% 156 $7K Reduce -1.0%
NCLH Norwegian Cruise Line Holdin 0.00% 250 $6K No change
TRGP Targa Resources Corp. 0.00% 36 $6K No change
VBF Invesco Bond Fund 0.00% 413 $6K No change
VLTO Veralto Corp. 0.00% 62 $6K No change
MCY Mercury General Corp. 0.00% 94 $6K No change
MCO Moody's Corp. 0.00% 13 $6K No change
JNPR Juniper Networks Inc. 0.00% 161 $6K No change
K Kellanova 0.00% 74 $6K No change
HUN Huntsman Corp. 0.00% 328 $6K No change
PAVE Global X US Infrastructure 0.00% 145 $6K Reduce -33.5%
DJT Trump Media & Technology Gro 0.00% 170 $6K No change
ENR Energizer Holdings Inc. 0.00% 165 $6K Add +1.2%
FTEC Fidelity MSCI Info Tech Indx 0.00% 30 $6K No change
PPLT Abrdn Physical Platinum SHRS 0.00% 67 $6K No change
DHF BNYM High Yield Strategies filed as BNY MELLON HIGH YIELD STRATE 0.00% 2,173 $6K Add +2.0%
VOD Vodafone Group PLC-SP ADR 0.00% 641 $5K No change
LUMN Lumen Technologies Inc. 0.00% 1,021 $5K No change
ETF SER SOLUTIONS 0.00% 205 $5K Add +1.5%
AON Aon PLC Class A 0.00% 15 $5K No change
RC Ready Capital Corp. 0.00% 777 $5K No change
KKR KKR & Co. Inc. 0.00% 35 $5K No change
AWK American Water Works Co. Inc. 0.00% 42 $5K Add +2.4%
IEMG iShares Core MSCI Emerging 0.00% 98 $5K Add +1.0%
TDC Teradata Corp. 0.00% 162 $5K No change
TGT Target Corp. 0.00% 36 $5K No change
XLU St Sr Utl SL SE SPDR ETF-Usd 0.00% 65 $5K Add +1.6%
TECH Bio-Techne Corp. 0.00% 66 $5K No change
OGN Organon & Co. 0.00% 318 $5K Add +0.3%
MCD McDonald's Corp. 0.00% 16 $5K No change
GRID First TRST Nasd Class Edg Sgiif 0.00% 39 $5K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.00% 105 $5K Add +1.0%
FTV Fortive Corp. 0.00% 61 $5K No change
SMCI Super Micro Computer Inc. 0.00% 150 $5K New
EPC Edgewell Personal Care Co. 0.00% 135 $5K No change
AMD Advanced Micro Devices 0.00% 37 $4K Add +117.7%
CRWD CrowdStrike Holdings Inc. Class A 0.00% 12 $4K No change
SMR Nuscale Power Corp. 0.00% 227 $4K No change
VWO Vanguard Ftse Emerging Marke 0.00% 91 $4K Add +2.3%
WAB Wabtec Corp. 0.00% 21 $4K Reduce -16.0%
GIC Global Industrial Co. 0.00% 157 $4K No change
WEA Western Asset Premier Bond 0.00% 333 $4K No change
CARR Carrier Global Corp. 0.00% 52 $4K No change
ICLN iShares Global Clean Energy 0.00% 312 $4K Add +1.0%
PTH Invesco Dorsey Wright Health 0.00% 87 $3K No change
PNR Pentair PLC 0.00% 35 $3K Add +2.9%
HPQ HP Inc. 0.00% 105 $3K No change
PLUG Plug Power Inc. 0.00% 1,600 $3K No change
ASTS Ast Spacemobile Inc. 0.00% 161 $3K No change
HAL Halliburton Co. 0.00% 122 $3K Add +0.8%
UBER Uber Technologies Inc. 0.00% 54 $3K No change
SNOW Snowflake Inc. 0.00% 20 $3K No change
NKE Nike Inc. Class B 0.00% 40 $3K No change
TAK Takeda Pharmaceutic-SP ADR 0.00% 227 $3K No change
ROKU Roku Inc. 0.00% 39 $3K No change
MAT Mattel Inc. 0.00% 161 $3K No change
NOC Northrop Grumman Corp. 0.00% 6 $3K New
FNCL Fidelity MSCI Financial Indx 0.00% 39 $3K Add +2.6%
PRQR Proqr Therapeutics NV 0.00% 1,000 $3K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.00% 16 $3K No change
CRL Charles River Laboratories 0.00% 14 $3K No change
BDX Becton Dickinson and Co. 0.00% 11 $3K No change
VTRS Viatris Inc. 0.00% 204 $3K Reduce -21.8%
XWIAX Western Asset Infl-Link Sec 0.00% 314 $3K No change
IWS iShares Russell Mid-Cap Valu 0.00% 19 $2K No change
OTIS Otis Worldwide Corp. 0.00% 26 $2K No change
NVT Nvent Electric PLC 0.00% 36 $2K No change
TRV The Travelers Cos Inc. 0.00% 10 $2K No change
RFL Rafael Holdings Inc. Class B 0.00% 1,450 $2K No change
AAL American Airlines Group Inc. 0.00% 135 $2K No change
DLX Deluxe Corp. 0.00% 100 $2K No change
DRIV Global X Autonomous&elec-ETF 0.00% 97 $2K No change
DPZ Domino's Pizza Inc. 0.00% 5 $2K No change
ZBH Zimmer Biomet Holdings Inc. 0.00% 21 $2K No change
NARI Inari Medical Inc. 0.00% 39 $2K No change
SOLV Solventum Corp. 0.00% 25 $2K No change
IXJ iShares Global Healthcare Et 0.00% 19 $2K Reduce -17.4%
OPK Opko Health Inc. 0.00% 1,100 $2K No change
SBUX Starbucks Corp. 0.00% 17 $2K No change
MIN Aberdeen Intermediate Inc. FD 0.00% 547 $1K Add +2.2%
CGC Canopy Growth Corp. 0.00% 508 $1K New
PENN Penn Entertainment Inc. 0.00% 68 $1K No change
VNT Vontier Corp. 0.00% 36 $1K No change
RIVN Rivian Automotive Inc. Class A 0.00% 100 $1K Reduce -93.3%
SRE Sempra 0.00% 15 $1K New
ATYR Atyr Pharma Inc. 0.00% 340 $1K No change
XLB SS Materials Select Sector 0.00% 14 $1K No change
X United States Steel Corp. 0.00% 33 $1K No change
NATL NCR Atleos Corp. 0.00% 31 $1K No change
MPT Medical Properties Trust Inc. 0.00% 253 $1K Add +1.6%
FDN First Trust DJ Internet Ind 0.00% 4 $973 No change
BB Blackberry Ltd. 0.00% 238 $900 No change
VYX NCR Voyix Corp. 0.00% 62 $859 No change
LEA Lear Corp. 0.00% 9 $853 No change
BHF Brighthouse Financial Inc. 0.00% 16 $769 No change
ASIX Advansix Inc. 0.00% 23 $664 No change
SRL Scully Royalty Ltd. 0.00% 58 $537 No change
MRNA Moderna Inc. 0.00% 11 $453 No change
BMTX BM Technologies Inc. 0.00% 90 $441 No change
LLYVK Liberty Media Corp.-Liberty-C 0.00% 6 $409 No change
GM General Motors Co. 0.00% 7 $373 No change
REZI Resideo Technologies Inc. 0.00% 16 $369 No change
NVO Novo-Nordisk A/S-Spons ADR 0.00% 4 $345 No change
TSVT 2SEVENTY Bio Inc. 0.00% 113 $333 No change
KLG WK Kellogg Co. 0.00% 18 $324 No change
NOK Nokia Corp.-Spon ADR 0.00% 69 $306 No change
LDI Loandepot Inc. Class A 0.00% 145 $296 No change
GRAL Grail Inc. 0.00% 16 $286 No change
OTRKQ Ontrak Inc. 0.00% 138 $248 No change
GILD Gilead Sciences Inc. 0.00% 2 $213 No change
ADNT Adient PLC 0.00% 11 $195 No change
BATRK Atlanta Braves Holdings in-C 0.00% 4 $154 No change
CHPT Chargepoint Holdings Inc. 0.00% 100 $107 No change
GTX Garrett Motion Inc. 0.00% 10 $91 No change
EVGO Evgo Inc. 0.00% 17 $69 No change
GOSS Gossamer Bio Inc. 0.00% 63 $57 Reduce -50.8%
EMBC Embecta Corp. 0.00% 2 $45 No change
ZIMV Zimvie Inc. 0.00% 2 $28 No change
SKYE Skye Bioscience Inc. 0.00% 1 $3 No change

Options reported separately and not counted above: AIG puts ($1.6M), HEI puts ($1.5M).

Portfolio Sells Q3 2024 → Q4 2024

XLF SS Financial Select Sector Reduce -78.1% 0.85% −3.01
TFLO iShares Treasury Floating Ra Reduce -24.4% 2.46% −0.99
HEI.A Heico Corp. Class A Reduce -37.8% 0.82% −0.71
DGRO iShares Core Dividend Growth Reduce -0.4% 7.69% −0.65
KJAN Innovator U.S. Small Cap Pow Reduce -0.5% 10.56% −0.58
IAPR Innovator International Deve Reduce -1.1% 4.10% −0.56
XMAR FT Vest US Equity Enhance & Reduce -0.5% 7.05% −0.29
GSLC Goldman Activebeta US LC ETF Reduce -1.1% 3.65% −0.18
COMP Compass Inc. Class A Sold out 0.00% −0.09
VZ Verizon Communications Inc. Reduce -10.6% 0.25% −0.08
JNJ Johnson & Johnson Reduce -48.3% 0.04% −0.05
HD Home Depot Inc. Reduce -3.9% 0.31% −0.05
MRK Merck & Co. Inc. Reduce -0.8% 0.20% −0.04
MSFT Microsoft Corp. Reduce -1.4% 0.39% −0.04
BRK.B Berkshire Hathaway Inc. Class B Reduce -13.2% 0.15% −0.04
T AT&T Inc. Reduce -8.2% 0.31% −0.04
VGT Vanguard Info Tech ETF Sold out 0.00% −0.03
HUBS HubSpot Inc. Sold out 0.00% −0.02
DVN Devon Energy Corp. Sold out 0.00% −0.02
QQQ Invesco QQQ Trust Series 1 Reduce -3.4% 0.40% −0.02
FUMB First Trust Ultra Short Dur Sold out 0.00% −0.02
PFE Pfizer Inc. Reduce -11.2% 0.05% −0.02
GFF Griffon Corp. Reduce -50.0% 0.01% −0.02
BLK BlackRock Finance Inc. Sold out 0.00% −0.01
EMB iShares JP Morgan Usd Emergi Reduce -8.0% 0.06% −0.01
ULTA Ulta Beauty Inc. Sold out 0.00% −0.01
INTC Intel Corp. Reduce -2.9% 0.04% −0.01
CVX Chevron Corp. Reduce -2.0% 0.11% −0.01
F Ford Motor Co. Reduce -0.7% 0.07% −0.01
WTW Willis Towers Watson PLC Reduce -12.5% 0.07% −0.01
GEHC GE Healthcare Technology Reduce -2.8% 0.03% −0.01
RIVN Rivian Automotive Inc. Class A Reduce -93.3% 0.00% −0.01
ORLY O'reilly Automotive Inc. Sold out 0.00% −0.01
BMY Bristol-Myers Squibb Co. Reduce -58.7% 0.01% −0.01
IXN iShares Global Tech ETF Reduce -20.6% 0.02% −0.01
VCR Vanguard Consumer Discre ETF Sold out 0.00% −0.01
BP BP PLC-Spons ADR Reduce -39.8% 0.01% −0.01
VHT Vanguard Health Care ETF Reduce -19.5% 0.01% −0.01
USMV iShares MSCI USA Min Vol Fac Sold out 0.00% −0.01
SPGI S&P Global Inc. Reduce -0.5% 0.05% −0.01
SMCI Super Micro Computer Inc. Sold out 0.00% −0.00
FLNA Filana Therapeutics Inc. Sold out 0.00% −0.00
VOO Vanguard S&P 500 ETF Reduce -1.4% 0.06% −0.00
MRO Marathon Oil Corp. Sold out 0.00% −0.00
UNP Union Pacific Corp. Sold out 0.00% −0.00
ARKK ARK Innovation ETF Sold out 0.00% −0.00
IFV First Trust DW Focus 5 Intl Sold out 0.00% −0.00
MTEMQ Molecular Templates Inc. Sold out 0.00% −0.00
KJUL Innovator U.S. Small Cap Pow Reduce -7.8% 0.02% −0.00
VEA Vanguard Ftse Developed ETF Reduce -0.2% 0.01% −0.00

Portfolio Buys Q3 2024 → Q4 2024

JAAA Janus Henderson Aaa Clo ETF New 6.73% +6.73
FSMB First Trust Short Dur Manag Add +17.3% 8.13% +0.74
LMBS First Trust Low Duration Opp Add +22.5% 5.64% +0.70
HYMB SS SPDR N Ice HY Muni ETF New 0.33% +0.33
PYLD PIMCO Multisector Bond Actv New 0.30% +0.30
JPST JPMorgan Ultra-Short Income New 0.14% +0.14
FTSM First Trust Enh Short Mat FD Add +149.3% 0.18% +0.10
KDEC Inn US SML Cap P B ETF - Dec New 0.08% +0.08
SNOV FT Vest US Small Cap Moderat New 0.07% +0.07
XOCT FT Vest US Equity Enhance & New 0.07% +0.07
XNOV FT Vest US Equity Enhance & Add +638.9% 0.08% +0.07
IMAR Innovator Intdevpow Buf-Mar New 0.07% +0.07
KAUG Inv US SML Cap PB ETF - Aug Add +47.8% 0.17% +0.05
KOCT Innovator U.S. Small Cap Pow New 0.04% +0.04
HON Honeywell International Inc. Add +0.1% 0.95% +0.03
MAR Marriott International Class A Add +0.2% 0.50% +0.03
ISEP Innovator Intl Dev Eq Power Add +36.0% 0.16% +0.03
IAUG Innov in DVLP PWRB ETF - Aug Add +194.3% 0.04% +0.02
XSEP FT Vest U.S. Equity Enhance Add +53.7% 0.07% +0.02
INOV Inno Int Dev Power Buff Nov New 0.02% +0.02
XDEC FT Vest US Equity Enhance & Add +16.8% 0.16% +0.02
IJUN Innov Intl Dev PB ETF - June Add +66.4% 0.04% +0.01
APLD Applied Digital Corp. New 0.01% +0.01
GOOGL Alphabet Inc. Class A Add +0.1% 0.12% +0.01
CSCO Cisco Systems Inc. Add +0.0% 0.13% +0.01
IBIT iShares Bitcoin Trust ETF Add +200.0% 0.01% +0.01
PLTR Palantir Technologies Inc. Class A New 0.01% +0.01
ASML ASML Holding NV-NY Reg SHS New 0.00% +0.00
BIDD iShares International Divide New 0.00% +0.00
IWM iShares Russell 2000 ETF Add +28.6% 0.02% +0.00
BX Blackstone Inc. Add +0.2% 0.04% +0.00
SMCI Super Micro Computer Inc. New 0.00% +0.00
VAC Marriott Vacations World Add +1.0% 0.02% +0.00
NOC Northrop Grumman Corp. New 0.00% +0.00
V Visa Inc. Class A Add +1.0% 0.02% +0.00
ARLP Alliance Resource Partners Add +2.7% 0.06% +0.00
ORCL Oracle Corp. Add +31.3% 0.01% +0.00
AMD Advanced Micro Devices Add +117.7% 0.00% +0.00
CGC Canopy Growth Corp. New 0.00% +0.00
SRE Sempra New 0.00% +0.00
ARTY iShares Future AI & Tech ETF Add +0.1% 0.02% +0.00
OKE Oneok Inc. Add +0.9% 0.01% +0.00
ETF SER SOLUTIONS Add +1.5% 0.00% +0.00
IVW iShares S&P 500 Growth ETF Add +0.1% 0.04% +0.00
BAC Bank of America Corp. Add +1.0% 0.00% +0.00
ENR Energizer Holdings Inc. Add +1.2% 0.00% +0.00
IYZ iShares US Telecommunication Add +0.5% 0.01% +0.00
KR Kroger Co. Add +0.9% 0.00% +0.00
FNCL Fidelity MSCI Financial Indx Add +2.6% 0.00% 0.00
MIN Aberdeen Intermediate Inc. FD Add +2.2% 0.00% 0.00

Options Activity Q3 2024 → Q4 2024

AIG American International Group put Reduce -25.0% 22,500 $1.6M
HEI Heico Corp. put Add +62.5% 6,500 $1.5M

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 599$247.0MJAAA, KJAN, DGRO, FSMB, XMAR
Q1 2026 590$218.2MJAAA, KJAN, DGRO, FSMB, XMAR
Q4 2025 590$217.9MJAAA, KJAN, DGRO, FSMB, XMAR
Q3 2025 561$210.2MJAAA, KJAN, DGRO, FSMB, XMAR
Q2 2025 505$198.5MKJAN, JAAA, DGRO, FSMB, XMAR
Q1 2025 438$187.8MKJAN, JAAA, FSMB, DGRO, XMAR
Q4 2024 443$183.6MKJAN, FSMB, DGRO, XMAR, JAAA
Q3 2024 446$173.6MKJAN, DGRO, FSMB, XMAR, LMBS
Q2 2024 438$158.4MKJAN, DGRO, XMAR, FSMB, LMBS
Q1 2024 460$147.6MKJAN, DGRO, FSMB, XMAR, LMBS