Pinnacle Associates Ltd.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 25, 2024), Pinnacle Associates Ltd. reported 799 stock positions worth $5.9 billion. Its top holding was Apple (AAPL) at 4.4% of the portfolio, followed by Johnson & Johnson (JNJ, 3.5%) and Microsoft (MSFT, 3.2%). Compared with Q2 2024, it opened 44 new positions, sold out of 57, added to 442 and reduced 265. The biggest buy was Johnson & Johnson (JNJ, shares +2%) and the biggest sale Nvidia (NVDA, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000743127
- Portfolio Value
- $5.9B (Q3 2024)
- SEC Filing
- 0001085146-24-005170 ↗ filed Oct 25, 2024
Holdings Value
Holdings 799 stocks · $5.9B
| AAPL Apple Inc. | 4.38% | 1,338,050 | $257.6M | Reduce -0.3% |
| JNJ Johnson & Johnson | 3.48% | 1,307,304 | $204.9M | Add +2.3% |
| MSFT Microsoft Corp. | 3.23% | 505,091 | $189.9M | Add +8.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.62% | 201,032 | $95.6M | Add +0.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.40% | 385,971 | $82.3M | Reduce -8.2% |
| JPM JPMorgan Chase & Co. | 1.38% | 478,369 | $81.4M | Add +4.7% |
| AVGO Broadcom Inc. | 1.36% | 71,431 | $79.7M | Reduce -87.3% |
| AMZN Amazon.com Inc. | 1.30% | 502,904 | $76.4M | Add +1.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.16% | 166,014 | $68.0M | Reduce -1.4% |
| LRCX Lam Research Corp. | 1.04% | 77,943 | $61.0M | Add +12.3% |
| REGN Regeneron Pharmaceuticals | 1.00% | 66,965 | $58.8M | Add +0.9% |
| IVV iShares Core S&P 500 ETF | 1.00% | 122,726 | $58.6M | Reduce -4.2% |
| XYL Xylem Inc. | 0.98% | 505,001 | $57.8M | Add +3.2% |
| GOOG Alphabet Inc. Class C | 0.98% | 408,873 | $57.6M | Add +3.7% |
| VYM Vanguard High DVD Yield ETF | 0.94% | 494,722 | $55.2M | Reduce -1.3% |
| QUAL iShares MSCI USA Quality Fac | 0.94% | 375,104 | $55.2M | Reduce -4.1% |
| V Visa Inc. Class A | 0.93% | 210,789 | $54.9M | Add +1.8% |
| HD Home Depot Inc. | 0.88% | 150,079 | $52.0M | Add +3.3% |
| GOOGL Alphabet Inc. Class A | 0.88% | 371,350 | $51.9M | Add +1.7% |
| MRK Merck & Co. Inc. | 0.88% | 474,065 | $51.7M | Add +2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.87% | 215,957 | $51.2M | Add +0.6% |
| NVDA Nvidia Corp. | 0.87% | 103,263 | $51.1M | Reduce -89.1% |
| META Meta Platforms Inc. Class A | 0.86% | 143,665 | $50.9M | Reduce -9.5% |
| SCHD Schwab US DVD Equity ETF | 0.82% | 635,170 | $48.4M | Reduce -2.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.80% | 834,585 | $46.9M | Reduce -3.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.78% | 353,175 | $45.7M | Add +0.9% |
| QRVO Qorvo Inc. | 0.76% | 395,546 | $44.5M | Add +2.5% |
| MS Morgan Stanley | 0.75% | 471,784 | $44.0M | Add +4.3% |
| BYD Boyd Gaming Corp. | 0.72% | 679,178 | $42.5M | Add +2.4% |
| CSCO Cisco Systems Inc. | 0.69% | 797,674 | $40.3M | Add +7.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.67% | 110,620 | $39.5M | Reduce -1.2% |
| PRKS United Parks & Resorts Inc. | 0.64% | 713,208 | $37.7M | Reduce -6.2% |
| AXP American Express Co. | 0.61% | 192,814 | $36.1M | Add +2.4% |
| COHR Coherent Corp. | 0.61% | 818,686 | $35.6M | Add +16.5% |
| BLK BlackRock Finance Inc. | 0.59% | 43,009 | $34.9M | Add +1.9% |
| PG The Procter & Gamble Co. | 0.58% | 233,388 | $34.2M | Add +3.8% |
| LLY Eli Lilly & Co. | 0.58% | 58,295 | $34.0M | Add +2.2% |
| OSW Onespaworld Holdings Ltd. | 0.57% | 2,374,959 | $33.5M | Add +3.6% |
| GLNG Golar LNG Ltd. | 0.57% | 1,449,028 | $33.3M | Reduce -3.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.56% | 984,690 | $33.2M | Add +1.7% |
| MDY State Street SPDR S&P Midcap | 0.56% | 65,142 | $33.1M | Add +0.8% |
| JEPI JPMorgan Equity Premium Inco | 0.55% | 586,946 | $32.3M | Reduce -5.5% |
| CMCSA Comcast Corp. Class A | 0.55% | 733,299 | $32.2M | Add +20.7% |
| VGT Vanguard Info Tech ETF | 0.52% | 63,579 | $30.8M | Add +0.3% |
| COST Costco Wholesale Corp. | 0.52% | 46,361 | $30.6M | Add +14.1% |
| ETN Eaton Corp. PLC | 0.52% | 126,489 | $30.5M | Add +29.3% |
| ITRI Itron Inc. | 0.51% | 398,372 | $30.1M | Add +9.3% |
| IRDM Iridium Communications Inc. | 0.50% | 716,341 | $29.5M | Add +0.7% |
| CAT Caterpillar Inc. | 0.48% | 96,006 | $28.4M | Reduce -13.6% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.47% | 73,740 | $27.8M | Add +19.6% |
| IJR iShares Core S&P Small-Cap E | 0.47% | 256,001 | $27.7M | Reduce -2.1% |
| CP Canadian Pacific Kansas City | 0.47% | 347,010 | $27.4M | Add +0.5% |
| ADBE Adobe Inc. | 0.46% | 45,143 | $26.9M | Add +2.1% |
| TRMB Trimble Inc. | 0.45% | 495,047 | $26.3M | Add +2.6% |
| CVX Chevron Corp. | 0.43% | 170,957 | $25.5M | Add +2.0% |
| HON Honeywell International Inc. | 0.43% | 121,528 | $25.5M | Reduce -0.8% |
| RJF Raymond James Financial Inc. | 0.43% | 226,342 | $25.2M | Add +2.1% |
| BX Blackstone Inc. | 0.43% | 192,054 | $25.1M | Add +1.4% |
| MKL Markel Group Inc. | 0.43% | 17,656 | $25.1M | Reduce -8.9% |
| FDX FedEx Corp. | 0.42% | 97,091 | $24.6M | Add +1.9% |
| MSGS Madison Square Garden Sports | 0.41% | 132,762 | $24.1M | Reduce -0.1% |
| PEP Pepsico Inc. | 0.41% | 141,227 | $24.0M | Add +2.2% |
| LVS Las Vegas Sands Corp. | 0.41% | 487,363 | $24.0M | Reduce -0.7% |
| ORCL Oracle Corp. | 0.40% | 221,266 | $23.3M | Add +0.7% |
| IONS Ionis Pharmaceuticals Inc. | 0.39% | 458,979 | $23.2M | Add +1.2% |
| AMBA Ambarella Inc. | 0.39% | 375,187 | $23.0M | Reduce -22.8% |
| LASR Nlight Inc. | 0.39% | 1,693,821 | $22.9M | Reduce -16.2% |
| SBUX Starbucks Corp. | 0.39% | 236,285 | $22.7M | Add +30.0% |
| PFE Pfizer Inc. | 0.38% | 784,565 | $22.6M | Add +5.0% |
| VSH Vishay Intertechnology Inc. | 0.38% | 930,292 | $22.3M | Add +2.4% |
| CCJ Cameco Corp. | 0.37% | 501,536 | $21.6M | Add +4.8% |
| CYTK Cytokinetics Inc. | 0.37% | 258,358 | $21.6M | Add +1.8% |
| CGNX Cognex Corp. | 0.37% | 516,506 | $21.6M | Reduce -14.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 131,097 | $21.4M | Reduce -16.6% |
| LITE Lumentum Holdings Inc. | 0.36% | 407,789 | $21.4M | Add +50.4% |
| UNH Unitedhealth Group Inc. | 0.36% | 40,550 | $21.3M | Add +9.1% |
| XOM Exxon Mobil Corp. | 0.36% | 212,184 | $21.2M | Reduce -7.3% |
| VEA Vanguard Ftse Developed ETF | 0.36% | 441,988 | $21.2M | Add +2.9% |
| AVAV Aerovironment Inc. | 0.35% | 165,645 | $20.9M | Add +14.2% |
| WMT Walmart Inc. | 0.34% | 128,464 | $20.3M | Reduce -65.3% |
| RTX RTX Corp. | 0.34% | 238,397 | $20.1M | Reduce -1.0% |
| MANU Manchester United PLC Class A | 0.33% | 963,561 | $19.6M | Reduce -28.7% |
| MU Micron Technology Inc. | 0.33% | 229,900 | $19.6M | Add +3.6% |
| WERN Werner Enterprises Inc. | 0.33% | 460,453 | $19.5M | Add +2.0% |
| CVLT Commvault Systems Inc. | 0.33% | 242,873 | $19.4M | Add +2.7% |
| AEIS Advanced Energy Industries | 0.33% | 176,683 | $19.2M | Add +3.6% |
| ABBV Abbvie Inc. | 0.33% | 123,638 | $19.2M | Add +4.8% |
| DLR Digital Realty Trust Inc. | 0.32% | 141,935 | $19.1M | Reduce -19.5% |
| AMAT Applied Materials Inc. | 0.32% | 117,150 | $19.0M | Add +4.0% |
| CAE Cae Inc. | 0.32% | 874,588 | $18.9M | Add +3.8% |
| RSP Invesco S&P 500 Equal Weight | 0.32% | 118,031 | $18.6M | Reduce -13.6% |
| TMO Thermo Fisher Scientific Inc. | 0.31% | 34,712 | $18.4M | Add +1.5% |
| MA Mastercard Inc. Class A | 0.31% | 42,373 | $18.1M | Add +6.2% |
| INTC Intel Corp. | 0.31% | 358,202 | $18.0M | Add +47.8% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 63,912 | $17.7M | Reduce -79.7% |
| ICHR Ichor Holdings Ltd. | 0.29% | 498,955 | $16.8M | Add +2.2% |
| HXL Hexcel Corp. | 0.28% | 225,878 | $16.7M | Add +2.3% |
| UPS United Parcel Service Class B | 0.28% | 104,731 | $16.5M | Add +14.8% |
| AMGN Amgen Inc. | 0.28% | 56,555 | $16.3M | Reduce -5.5% |
| MCD McDonald's Corp. | 0.28% | 54,912 | $16.3M | Add +1.5% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $267K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 280,000 | $267K | Add +5.7% |
Total filed on the 13F, all lines: $5.9B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -89.1% | 0.87% | −0.96 |
| QLTY GMO U.S. Quality ETF | Sold out | 0.00% | −0.40 |
| META Meta Platforms Inc. Class A | Reduce -9.5% | 0.86% | −0.39 |
| GLNG Golar LNG Ltd. | Reduce -3.4% | 0.57% | −0.17 |
| LSXMA Liberty Media Corp. Class A New | Sold out | 0.00% | −0.14 |
| RMD Resmed Inc. | Sold out | 0.00% | −0.11 |
| QUAL iShares MSCI USA Quality Fac | Reduce -4.1% | 0.94% | −0.11 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -1.4% | 1.16% | −0.11 |
| RDVI FT Vest Rising Dividend Achi | Reduce -56.6% | 0.09% | −0.11 |
| IVV iShares Core S&P 500 ETF | Reduce -4.2% | 1.00% | −0.10 |
| CAT Caterpillar Inc. | Reduce -13.6% | 0.48% | −0.10 |
| DLR Digital Realty Trust Inc. | Reduce -19.5% | 0.32% | −0.10 |
| NTLA Intellia Therapeutics Inc. | Sold out | 0.00% | −0.09 |
| CGNX Cognex Corp. | Reduce -14.8% | 0.37% | −0.08 |
| BCYC Bicycle Therapeutics PLC-ADR | Sold out | 0.00% | −0.08 |
| UEC Uranium Energy Corp. | Sold out | 0.00% | −0.07 |
| INDA iShares MSCI India ETF | Reduce -86.6% | 0.01% | −0.07 |
| IBM Intl Business Machines Corp. | Reduce -16.6% | 0.36% | −0.06 |
| INCY Incyte Corp. | Sold out | 0.00% | −0.06 |
| AVGO Broadcom Inc. | Reduce -87.3% | 1.36% | −0.06 |
| XLC SS Comm Select Sector SPDR | Reduce -28.3% | 0.11% | −0.06 |
| TDW Tidewater Inc. | Reduce -49.2% | 0.04% | −0.06 |
| MP MP Materials Corp. | Reduce -60.7% | 0.11% | −0.05 |
| SPHR Sphere Entertainment Co. | Reduce -93.9% | 0.00% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -7.3% | 0.36% | −0.05 |
| MKL Markel Group Inc. | Reduce -8.9% | 0.43% | −0.05 |
| WMT Walmart Inc. | Reduce -65.3% | 0.34% | −0.05 |
| ARM Arm Holdings PLC-ADR | Reduce -3.2% | 0.04% | −0.05 |
| AAPL Apple Inc. | Reduce -0.3% | 4.38% | −0.05 |
| TREX Trex Company Inc. | Sold out | 0.00% | −0.05 |
| TCMD Tactile Systems Technology I | Reduce -81.9% | 0.01% | −0.05 |
| UBER Uber Technologies Inc. | Reduce -38.6% | 0.06% | −0.05 |
| KLAC KLA Corp. | Reduce -4.6% | 0.12% | −0.04 |
| ZS Zscaler Inc. | Reduce -55.7% | 0.05% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.2% | 0.67% | −0.04 |
| NEE Nextera Energy Inc. | Reduce -8.1% | 0.25% | −0.04 |
| T AT&T Inc. | Reduce -21.6% | 0.12% | −0.04 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -44.4% | 0.04% | −0.04 |
| RTX RTX Corp. | Reduce -1.0% | 0.34% | −0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -8.2% | 1.40% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -13.6% | 0.32% | −0.03 |
| STZ Constellation Brands Inc. Class A | Reduce -35.3% | 0.07% | −0.03 |
| WRK Westrock Co. | Sold out | 0.00% | −0.03 |
| GLW Corning Inc. | Reduce -2.3% | 0.16% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -5.6% | 0.07% | −0.03 |
| FDN First Trust DJ Internet Ind | Reduce -18.1% | 0.14% | −0.03 |
| PPLI People Inc. | Reduce -32.1% | 0.14% | −0.03 |
| BCE Bce Inc. | Reduce -60.2% | 0.03% | −0.03 |
| GEV GE Vernova Inc. | Sold out | 0.00% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -15.3% | 0.10% | −0.03 |
Portfolio Buys Q2 2024 → Q3 2024
| JNJ Johnson & Johnson | Add +2.3% | 3.48% | +0.56 |
| IRDM Iridium Communications Inc. | Add +0.7% | 0.50% | +0.20 |
| INTC Intel Corp. | Add +47.8% | 0.31% | +0.19 |
| CMCSA Comcast Corp. Class A | Add +20.7% | 0.55% | +0.17 |
| SBUX Starbucks Corp. | Add +30.0% | 0.39% | +0.16 |
| CYTK Cytokinetics Inc. | Add +1.8% | 0.37% | +0.15 |
| BYD Boyd Gaming Corp. | Add +2.4% | 0.72% | +0.15 |
| LITE Lumentum Holdings Inc. | Add +50.4% | 0.36% | +0.15 |
| CSCO Cisco Systems Inc. | Add +7.9% | 0.69% | +0.14 |
| REGL Prshrs S&P Mid 400 DVD Arist | Add +94.8% | 0.24% | +0.13 |
| SSYS Stratasys Ltd. | Add +0.4% | 0.26% | +0.12 |
| BA The Boeing Co. | Add +6.6% | 0.28% | +0.11 |
| SPR Spirit Aerosystems Hold Class A | New | 0.11% | +0.11 |
| QDEL Quidelortho Corp. | New | 0.11% | +0.11 |
| ARRY Array Technologies Inc. | Add +2.9% | 0.24% | +0.11 |
| BMY Bristol-Myers Squibb Co. | Add +36.3% | 0.23% | +0.11 |
| HD Home Depot Inc. | Add +3.3% | 0.88% | +0.10 |
| DIA SS SPDR Dow Jones Indus Avg | Add +19.6% | 0.47% | +0.10 |
| UPS United Parcel Service Class B | Add +14.8% | 0.28% | +0.08 |
| PRAA Pra Group Inc. | Add +86.3% | 0.13% | +0.08 |
| V Visa Inc. Class A | Add +1.8% | 0.93% | +0.08 |
| SNOW Snowflake Inc. | Add +0.1% | 0.21% | +0.08 |
| CVS CVS Health Corp. | Add +3.8% | 0.23% | +0.08 |
| WERN Werner Enterprises Inc. | Add +2.0% | 0.33% | +0.08 |
| CAE Cae Inc. | Add +3.8% | 0.32% | +0.08 |
| BLK BlackRock Finance Inc. | Add +1.9% | 0.59% | +0.07 |
| ADBE Adobe Inc. | Add +2.1% | 0.46% | +0.07 |
| MGNX Macrogenics Inc. | Add +8.0% | 0.11% | +0.07 |
| HXL Hexcel Corp. | Add +2.3% | 0.28% | +0.07 |
| CCRN Cross Country Healthcare Inc. | Add +14.9% | 0.13% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +9.1% | 0.36% | +0.07 |
| NFE New Fortress Energy Inc. | New | 0.06% | +0.06 |
| VSH Vishay Intertechnology Inc. | Add +2.4% | 0.38% | +0.06 |
| MCHP Microchip Technology Inc. | Add +50.0% | 0.16% | +0.06 |
| MCD McDonald's Corp. | Add +1.5% | 0.28% | +0.06 |
| BX Blackstone Inc. | Add +1.4% | 0.43% | +0.06 |
| MS Morgan Stanley | Add +4.3% | 0.75% | +0.06 |
| PFE Pfizer Inc. | Add +5.0% | 0.38% | +0.06 |
| IONS Ionis Pharmaceuticals Inc. | Add +1.2% | 0.39% | +0.06 |
| QRVO Qorvo Inc. | Add +2.5% | 0.76% | +0.06 |
| VMRK Vivmark Residential | New | 0.06% | +0.06 |
| IPI Intrepid Potash Inc. | New | 0.05% | +0.05 |
| CROX Crocs Inc. | Add +1166.3% | 0.06% | +0.05 |
| PEP Pepsico Inc. | Add +2.2% | 0.41% | +0.05 |
| ACN Accenture PLC Class A | Add +8.2% | 0.18% | +0.05 |
| ROG Rogers Corp. | Add +1.4% | 0.27% | +0.05 |
| PZZA Papa John's Intl Inc. | Add +121.7% | 0.06% | +0.04 |
| AUB Atlantic Union Bankshares Co. | Add +8.6% | 0.18% | +0.04 |
| OCSL Oaktree Specialty Lending Co. | Add +7.5% | 0.20% | +0.04 |
| PLD Prologis Inc. | Add +10.8% | 0.14% | +0.04 |
Notes & Other Activity Q2 2024 → Q3 2024
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | Add +5.7% | 280,000 | $267K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 967 | $9.2B | JNJ, AAPL, MU, NVDA, AVGO |
| Q1 2026 | 955 | $7.8B | JNJ, AAPL, NVDA, MSFT, AVGO |
| Q4 2025 | 931 | $7.8B | JNJ, AAPL, MSFT, NVDA, AVGO |
| Q3 2025 | 863 | $7.5B | AAPL, JNJ, MSFT, NVDA, AVGO |
| Q2 2025 | 845 | $6.9B | JNJ, AAPL, MSFT, NVDA, AVGO |
| Q1 2025 | 823 | $6.8B | JNJ, AAPL, MSFT, SPY, JPM |
| Q4 2024 | 832 | $7.4B | JNJ, AAPL, MSFT, AVGO, NVDA |
| Q3 2024 | 799 | $5.9B | AAPL, JNJ, MSFT, SPY, VB |
| Q2 2024 | 812 | $6.4B | AAPL, MSFT, JNJ, NVDA, SPY |
| Q1 2024 | 834 | $6.3B | AAPL, JNJ, MSFT, SPY, VB |