PKS Advisory Services, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), PKS Advisory Services, LLC reported 245 stock positions worth $430.1 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 11.5% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 6.7%) and SS SPDR S&P 500 ETF Trust-US (SPY, 6.5%). Compared with Q2 2025, it opened 24 new positions, sold out of 40, added to 130 and reduced 81. The biggest buy was Invesco Nasdaq 100 ETF (QQQM, shares +25%) and the biggest sale an exit from Innovator U.S. Equity Ultra (UFEB).
- Most Recent 13F
- Q2 2026
- Location
- ALBANY, NY
- CIK
- 0001605401
- Portfolio Value
- $430.1M (Q3 2025)
- SEC Filing
- 0001605401-25-000005 ↗ filed Nov 12, 2025
Holdings Value
Holdings 245 stocks · $430.1M
| IVV iShares Core S&P 500 ETF | 11.54% | 74,169 | $49.6M | Reduce -2.0% |
| QQQ Invesco QQQ Trust Series 1 | 6.66% | 47,731 | $28.7M | Reduce -0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 6.50% | 41,966 | $28.0M | Add +0.1% |
| IJR iShares Core S&P Small-Cap E | 4.76% | 172,141 | $20.5M | Add +0.5% |
| IJH iShares Core S&P Midcap ETF | 4.62% | 304,196 | $19.9M | Reduce -0.4% |
| AAPL Apple Inc. | 3.50% | 59,155 | $15.1M | Reduce -99.9% |
| IVW iShares S&P 500 Growth ETF | 2.08% | 74,207 | $9.0M | Add +5.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.51% | 74,601 | $6.5M | Add +31.0% |
| NVDA Nvidia Corp. | 1.30% | 29,956 | $5.6M | Add +5.3% |
| VTI VG Morningstar TS MKT ETF-US | 1.27% | 16,590 | $5.4M | Reduce -0.1% |
| FBCG Fidelity Blue Chip Grow ETF | 1.15% | 91,810 | $4.9M | Add +5.8% |
| AGG iShares Core U.S. Aggregate | 1.13% | 48,430 | $4.9M | Add +9.4% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 1.12% | 10,364 | $4.8M | Add +3.1% |
| QQQM Invesco Nasdaq 100 ETF | 1.10% | 2,974 | $4.7M | Add +25.0% |
| MSFT Microsoft Corp. | 1.07% | 8,847 | $4.6M | Add +6.3% |
| FBND Fidelity Total Bond ETF | 1.03% | 95,751 | $4.4M | Reduce -15.8% |
| NOBL Proshares S&P 500 Dividend A | 1.02% | 42,501 | $4.4M | Reduce -3.4% |
| AMZN Amazon.com Inc. | 1.00% | 21,176 | $4.3M | Add +11.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.95% | 36,823 | $4.1M | Add +2.7% |
| DVY iShares Select Dividend ETF | 0.93% | 28,027 | $4.0M | Add +0.1% |
| PYLD PIMCO Multisector Bond Actv | 0.92% | 146,712 | $3.9M | Reduce -0.4% |
| FEZ State Street SPDR Euro Stoxx | 0.81% | 55,813 | $3.5M | Add +43.6% |
| GSIE Goldman Sachs Activebeta Int | 0.77% | 81,011 | $3.3M | Add +14.3% |
| TIP iShares Tips Bond ETF | 0.76% | 29,510 | $3.3M | Reduce -7.4% |
| META Meta Platforms Inc. Class A | 0.75% | 4,413 | $3.2M | Add +4.3% |
| GOOGL Alphabet Inc. Class A | 0.75% | 13,308 | $3.2M | Add +4.1% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.68% | 26,909 | $2.9M | Add +1.2% |
| XLK SS Technology Select Sector | 0.65% | 9,964 | $2.8M | Reduce -1.8% |
| SDY SS SPDR S&P Dividend ETF | 0.65% | 20,047 | $2.8M | Add +2.5% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.65% | 83,963 | $2.8M | Reduce -10.3% |
| SCHD Schwab US DVD Equity ETF | 0.65% | 102,549 | $2.8M | Reduce -17.9% |
| IVE iShares S&P 500 Value ETF | 0.64% | 13,259 | $2.7M | Add +3.8% |
| CGGR Cap Group Growth Equity | 0.60% | 59,157 | $2.6M | Add +17.5% |
| GLD SPDR Gold Shares | 0.60% | 7,212 | $2.6M | Add +2.3% |
| VTWO Vanguard Russell 2000 ETF | 0.58% | 725,657 | $2.5M | Add +2968.7% |
| ONEQ Fidelity Nasdaq Comp Indx | 0.57% | 27,470 | $2.4M | Reduce -0.5% |
| COWZ Pacer US Cash Cows 100 ETF | 0.56% | 41,640 | $2.4M | Reduce -14.8% |
| MDY State Street SPDR S&P Midcap | 0.54% | 3,942 | $2.3M | Reduce -4.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.53% | 4,512 | $2.3M | Add +3.9% |
| IWM iShares Russell 2000 ETF | 0.52% | 9,181 | $2.2M | Add +1.1% |
| FESM Fidelity Enhanced Small Cap | 0.49% | 58,227 | $2.1M | Add +21.8% |
| RDVY First Trust Rising Dividend | 0.48% | 31,014 | $2.1M | Add +9.5% |
| BX Blackstone Inc. | 0.47% | 11,778 | $2.0M | Reduce -5.6% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.45% | 13,865 | $1.9M | Add +39.5% |
| XOM Exxon Mobil Corp. | 0.44% | 16,731 | $1.9M | Add +1.1% |
| FDL First Trust Morn DVD Lead Inc. | 0.44% | 43,360 | $1.9M | Reduce -7.1% |
| GOOG Alphabet Inc. Class C | 0.42% | 7,473 | $1.8M | Add +5.2% |
| AVEM Avantis Emerging Markets Eq | 0.41% | 23,512 | $1.8M | Reduce -5.0% |
| BND Vanguard Total Bond Market | 0.40% | 23,416 | $1.7M | Reduce -1.9% |
| JPM JPMorgan Chase & Co. | 0.40% | 5,478 | $1.7M | Add +2.1% |
| SDVY First Trust Smid Cap Rising | 0.39% | 44,537 | $1.7M | Add +3.7% |
| IJS iShares S&P Small-Cap 600 Va | 0.39% | 15,179 | $1.7M | Add +3.4% |
| FTCB FT Core Investment Grade ETF | 0.39% | 78,414 | $1.7M | Reduce -29.1% |
| UCON First Trust Smith Unconstrai | 0.38% | 64,872 | $1.6M | Reduce -10.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.37% | 20,118 | $1.6M | Reduce -30.6% |
| VOO Vanguard S&P 500 ETF | 0.37% | 2,568 | $1.6M | Add +11.6% |
| FQAL Fidelity Quality Factor ETF | 0.35% | 19,988 | $1.5M | Add +0.1% |
| AVGO Broadcom Inc. | 0.35% | 4,499 | $1.5M | Add +11.6% |
| MOAT Vaneck Morningstar Wide Moat | 0.33% | 14,455 | $1.4M | Add +2.3% |
| AIRR First Trust Rba American Ind | 0.32% | 14,107 | $1.4M | Add +73.6% |
| JEPI JPMorgan Equity Premium Inco | 0.30% | 22,912 | $1.3M | Reduce -0.1% |
| IYW iShares Ustechnology ETF | 0.30% | 6,645 | $1.3M | Add +2.3% |
| EPI Wisdomtree India Earnings | 0.30% | 29,045 | $1.3M | Reduce -0.9% |
| MTUM iShares MSCI USA Momentum Fa | 0.30% | 4,985 | $1.3M | Add +0.8% |
| AFMC First Trust Active Factor Mi | 0.29% | 36,682 | $1.3M | Add +0.9% |
| SHY iShares 1-3 Year Treasury Bo | 0.29% | 14,932 | $1.2M | Reduce -42.2% |
| RSP Invesco S&P 500 Equal Weight | 0.29% | 6,509 | $1.2M | Add +12.2% |
| EFA iShares MSCI Eafe ETF | 0.29% | 13,155 | $1.2M | Add +5.0% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.28% | 21,016 | $1.2M | Add +143.3% |
| MCD McDonald's Corp. | 0.28% | 3,942 | $1.2M | Add +2.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.28% | 4,059 | $1.2M | Add +8.2% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.28% | 4,004 | $1.2M | Add +2.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.28% | 4,221 | $1.2M | Add +2.9% |
| TSLA Tesla Inc. | 0.28% | 2,659 | $1.2M | Reduce -1.9% |
| FXU First Trust Utilities Alphad | 0.27% | 25,847 | $1.2M | Add +6.8% |
| QUAL iShares MSCI USA Quality Fac | 0.27% | 6,012 | $1.2M | Add +88.2% |
| FELV Fidelity Enh LRG Cap Val ETF | 0.26% | 33,977 | $1.1M | Add +0.3% |
| BOND PIMCO Active Bond Exchange-T | 0.26% | 11,956 | $1.1M | Add +20.7% |
| V Visa Inc. Class A | 0.25% | 3,202 | $1.1M | Add +7.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 9,425 | $1.1M | Reduce -0.2% |
| HD Home Depot Inc. | 0.24% | 2,566 | $1.0M | Add +2.7% |
| COST Costco Wholesale Corp. | 0.24% | 1,117 | $1.0M | Add +4.2% |
| GDX Vaneck Gold Miners ETF | 0.24% | 13,294 | $1.0M | Add +2.6% |
| SHLD Global X Defense Tech ETF | 0.24% | 14,426 | $1.0M | New |
| RTX RTX Corp. | 0.24% | 6,046 | $1.0M | Reduce -3.3% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.23% | 10,445 | $1.0M | Reduce -3.7% |
| FREL Fidelity MSCI RL Est Indx | 0.23% | 35,085 | $976K | Add +1.1% |
| GE General Electric filed as GE AEROSPACE | 0.23% | 3,301 | $973K | Add +1.8% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 5,178 | $967K | Reduce -1.2% |
| SPAB SS SPDR P Agg Bond ETF | 0.22% | 37,413 | $967K | Reduce -1.2% |
| USMV iShares MSCI USA Min Vol Fac | 0.22% | 10,124 | $963K | Reduce -0.4% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 0.22% | 39,622 | $963K | Add +1.7% |
| GEV GE Vernova Inc. | 0.22% | 1,540 | $947K | Add +2.5% |
| VZ Verizon Communications Inc. | 0.22% | 21,186 | $931K | Reduce -5.1% |
| FTSM First Trust Enh Short Mat FD | 0.21% | 15,346 | $919K | Add +47.9% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.21% | 16,932 | $916K | Reduce -44.7% |
| NUV Nuveen Municipal Value | 0.21% | 101,587 | $912K | Add +10.8% |
| IWD iShares Russell 1000 Value E | 0.21% | 4,449 | $906K | Add +0.4% |
| CVS CVS Health Corp. | 0.21% | 11,994 | $904K | Add +0.4% |
| SMH Vaneck Semiconductor ETF | 0.21% | 2,756 | $899K | Add +24.0% |
Portfolio Sells Q2 2025 → Q3 2025
| UFEB Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.73 |
| PTLC Pacer Trendpilot US Large Ca | Sold out | 0.00% | −0.47 |
| PTIN Pacer Trendpilot Intl ETF | Sold out | 0.00% | −0.28 |
| FBND Fidelity Total Bond ETF | Reduce -15.8% | 1.03% | −0.26 |
| IEI iShares 3-7 Year Treasury Bo | Sold out | 0.00% | −0.25 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -42.2% | 0.29% | −0.24 |
| IEF iShares 7-10 Year Treasury B | Sold out | 0.00% | −0.24 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.22 |
| PTNQ Pacer Trendpilot 100 ETF | Sold out | 0.00% | −0.21 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -30.6% | 0.37% | −0.19 |
| IGIB iShares 5-10Y Inv Grade Corp. | Reduce -44.7% | 0.21% | −0.19 |
| FTCB FT Core Investment Grade ETF | Reduce -29.1% | 0.39% | −0.19 |
| COP Conocophillips | Sold out | 0.00% | −0.18 |
| QYLD Global X Nasd 100 Cov Call | Sold out | 0.00% | −0.17 |
| SCHD Schwab US DVD Equity ETF | Reduce -17.9% | 0.65% | −0.17 |
| STIP iShares 0-5 Year Tips Bond E | Sold out | 0.00% | −0.15 |
| T AT&T Inc. | Reduce -41.6% | 0.17% | −0.15 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Sold out | 0.00% | −0.13 |
| UAUG Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.12 |
| FCX Freeport-McMoran Inc. | Sold out | 0.00% | −0.12 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -14.8% | 0.56% | −0.11 |
| UDEC Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.10 |
| TIP iShares Tips Bond ETF | Reduce -7.4% | 0.76% | −0.10 |
| SPSB SS SPDR P St C Corp. ETF | Reduce -24.1% | 0.19% | −0.09 |
| PNC PNC Financial Services Group | Reduce -49.0% | 0.09% | −0.09 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -10.3% | 0.65% | −0.08 |
| MFUS PIMCO Rafi Dynamic Multi-Fac | Sold out | 0.00% | −0.08 |
| OMFL Invesco Russell 1000 DYN M/F | Sold out | 0.00% | −0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Sold out | 0.00% | −0.08 |
| SYK Stryker Corp. | Reduce -26.3% | 0.14% | −0.08 |
| UAPR Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.08 |
| FMB First Trust Managed Municipa | Reduce -28.6% | 0.16% | −0.08 |
| NOBL Proshares S&P 500 Dividend A | Reduce -3.4% | 1.02% | −0.08 |
| FSMD Fidelity Small-Mid Multifact | Sold out | 0.00% | −0.07 |
| SPGP Invesco S&P 500 Garp ETF | Sold out | 0.00% | −0.07 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.07 |
| USEP Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.07 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Sold out | 0.00% | −0.07 |
| LB Landbridge Co. LLC-A | Sold out | 0.00% | −0.07 |
| UCON First Trust Smith Unconstrai | Reduce -10.3% | 0.38% | −0.06 |
| IYK iShares US Consumer Staples | Sold out | 0.00% | −0.06 |
| HAWX iShares Cur HDG MSCI Acwi-X | Reduce -27.8% | 0.17% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -2.0% | 11.54% | −0.06 |
| SPSM SS SPDR P S&P 600 Small Cap | Sold out | 0.00% | −0.06 |
| HYDB iShares High Yield Systemati | Sold out | 0.00% | −0.06 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.06 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.4% | 4.62% | −0.06 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.06 |
| KMPR Kemper Corp. | Sold out | 0.00% | −0.06 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -0.4% | 0.22% | −0.05 |
Portfolio Buys Q2 2025 → Q3 2025
| QQQM Invesco Nasdaq 100 ETF | Add +25.0% | 1.10% | +0.97 |
| IEFA iShares Core MSCI Eafe ETF | Add +31.0% | 1.51% | +0.34 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +39.5% | 0.45% | +0.27 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.1% | 6.50% | +0.27 |
| SHLD Global X Defense Tech ETF | New | 0.24% | +0.24 |
| FEZ State Street SPDR Euro Stoxx | Add +43.6% | 0.81% | +0.23 |
| GOOGL Alphabet Inc. Class A | Add +4.1% | 0.75% | +0.20 |
| PAAA Pgim Aaa Clo ETF | New | 0.20% | +0.20 |
| NVDA Nvidia Corp. | Add +5.3% | 1.30% | +0.19 |
| JEPQ JPM Nasdaq Equity Premium | Add +143.3% | 0.28% | +0.17 |
| IVW iShares S&P 500 Growth ETF | Add +5.0% | 2.08% | +0.16 |
| AIRR First Trust Rba American Ind | Add +73.6% | 0.32% | +0.15 |
| BUFP Pgim Laddered S&P 500 Buffer | New | 0.14% | +0.14 |
| IJR iShares Core S&P Small-Cap E | Add +0.5% | 4.76% | +0.14 |
| QUAL iShares MSCI USA Quality Fac | Add +88.2% | 0.27% | +0.13 |
| FESM Fidelity Enhanced Small Cap | Add +21.8% | 0.49% | +0.12 |
| GOOG Alphabet Inc. Class C | Add +5.2% | 0.42% | +0.11 |
| FBCG Fidelity Blue Chip Grow ETF | Add +5.8% | 1.15% | +0.11 |
| CGDV Cap Group Dividend Value | New | 0.10% | +0.10 |
| CGGR Cap Group Growth Equity | Add +17.5% | 0.60% | +0.10 |
| GRID First TRST Nasd Class Edg Sgiif | New | 0.10% | +0.10 |
| ACN Accenture PLC Class A | New | 0.09% | +0.09 |
| BNY Bank of New York Mellon Corp. | Add +1.2% | 0.68% | +0.08 |
| GSIE Goldman Sachs Activebeta Int | Add +14.3% | 0.77% | +0.08 |
| VTWO Vanguard Russell 2000 ETF | Add +2968.7% | 0.58% | +0.07 |
| GDX Vaneck Gold Miners ETF | Add +2.6% | 0.24% | +0.07 |
| IDV iShares International Select | Add +54.8% | 0.21% | +0.07 |
| AVGO Broadcom Inc. | Add +11.6% | 0.35% | +0.07 |
| RVT Royce Small-Cap Trust Inc. | New | 0.07% | +0.07 |
| GFEB FT Vest US Equity Moderate B | New | 0.07% | +0.07 |
| GLD SPDR Gold Shares | Add +2.3% | 0.60% | +0.07 |
| UNH Unitedhealth Group Inc. | New | 0.06% | +0.06 |
| TPL Texas Pacific Land Corp. | Add +120.6% | 0.14% | +0.06 |
| AAAU Goldman Sachs Physical Gold | New | 0.06% | +0.06 |
| FTSM First Trust Enh Short Mat FD | Add +47.9% | 0.21% | +0.06 |
| O Realty Income Corp. | New | 0.06% | +0.06 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.06% | +0.06 |
| SMH Vaneck Semiconductor ETF | Add +24.0% | 0.21% | +0.06 |
| MS Morgan Stanley | New | 0.05% | +0.05 |
| XLF SS Financial Select Sector | New | 0.05% | +0.05 |
| BAC Bank of America Corp. | New | 0.05% | +0.05 |
| GJUN FT Vest US Equity Moderate B | New | 0.05% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +11.6% | 0.37% | +0.05 |
| USHY iShares Broad Usd High Yield | New | 0.05% | +0.05 |
| DFUS Dimensional US Eq MKT ETF | New | 0.05% | +0.05 |
| NOVM FT Vest US Eq Max Buf Nov | New | 0.05% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | New | 0.05% | +0.05 |
| RDVY First Trust Rising Dividend | Add +9.5% | 0.48% | +0.05 |
| AGG iShares Core U.S. Aggregate | Add +9.4% | 1.13% | +0.04 |
| XCHYX Calamos Convert & High Inc. | New | 0.04% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 379 | $626.6M | IVV, QQQ, SPY, IJR, IJH |
| Q1 2026 | 228 | $430.2M | IVV, SPY, QQQ, IJH, IJR |
| Q4 2025 | 255 | $438.4M | IVV, QQQ, SPY, IJH, IJR |
| Q3 2025 | 245 | $430.1M | IVV, QQQ, SPY, IJR, IJH |
| Q2 2025 | 261 | $405.1M | IVV, QQQ, SPY, IJH, IJR |
| Q1 2025 | 242 | $365.3M | IVV, SPY, QQQ, IJH, IJR |
| Q4 2024 | 249 | $399.9M | IVV, IVW, QQQ, SPY, IJR |