Private Advisor Group, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 22, 2024), Private Advisor Group, LLC reported 2,381 stock positions worth $16.1 billion. Its top holding was Apple (AAPL) at 3.3% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 2.0%) and SS SPDR S&P 500 ETF Trust-US (SPY, 1.9%). Compared with Q2 2024, it opened 157 new positions, sold out of 91, added to 1,094 and reduced 1,071. The biggest buy was Simplify Hedged Equity ETF (HEQT, shares +267%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- MORRISTOWN, NJ
- CIK
- 0001567755
- Portfolio Value
- $16.1B (Q3 2024)
- SEC Filing
- 0001085146-24-005050 ↗ filed Oct 22, 2024
Holdings Value
Holdings 2,381 stocks · $16.1B
| AAPL Apple Inc. | 3.30% | 2,279,719 | $531.2M | Reduce -1.4% |
| VTI VG Morningstar TS MKT ETF-US | 2.03% | 1,153,604 | $327.0M | Reduce -4.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.91% | 536,986 | $308.1M | Reduce -3.7% |
| NVDA Nvidia Corp. | 1.64% | 2,173,553 | $263.9M | Add +1.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.63% | 3,885,583 | $262.3M | Add +2.2% |
| MSFT Microsoft Corp. | 1.58% | 591,503 | $254.5M | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.57% | 518,631 | $253.1M | Reduce -5.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.48% | 2,875,865 | $238.5M | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 1.32% | 367,219 | $211.9M | Add +11.8% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 1.28% | 2,948,173 | $206.5M | Reduce -0.5% |
| AMZN Amazon.com Inc. | 1.13% | 977,953 | $182.2M | Add +1.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.09% | 1,003,570 | $175.2M | Add +5.0% |
| VOO Vanguard S&P 500 ETF | 0.98% | 300,132 | $158.4M | Add +3.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.98% | 411,467 | $158.0M | Add +0.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.91% | 2,761,731 | $146.0M | Add +4.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.90% | 314,579 | $144.8M | Reduce -0.8% |
| USFR Wisdomtree Floating Rate Tre | 0.85% | 2,717,648 | $136.5M | Add +2.6% |
| QQQM Invesco Nasdaq 100 ETF | 0.82% | 657,510 | $132.1M | Add +6.4% |
| XLK SS Technology Select Sector | 0.79% | 560,215 | $126.5M | Reduce -9.5% |
| DGRW Wisdomtree U.S. Quality Divi | 0.76% | 1,462,231 | $121.7M | Reduce -3.4% |
| VIG Vanguard Dividend Apprec ETF | 0.71% | 576,875 | $114.3M | Add +0.3% |
| IWF iShares Russell 1000 Growth | 0.67% | 285,823 | $107.3M | Reduce -2.7% |
| RSP Invesco S&P 500 Equal Weight | 0.63% | 566,250 | $101.4M | Add +8.4% |
| FTCS First Trust Capital Strength | 0.62% | 1,094,212 | $99.4M | Reduce -10.2% |
| RDVY First Trust Rising Dividend | 0.60% | 1,639,849 | $97.1M | Add +1.8% |
| SPAB SS SPDR P Agg Bond ETF | 0.60% | 3,674,972 | $96.1M | Reduce -4.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.56% | 2,422,439 | $91.0M | Reduce -3.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.52% | 352,608 | $83.6M | Add +0.3% |
| QUAL iShares MSCI USA Quality Fac | 0.49% | 437,372 | $78.4M | Add +11.8% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.49% | 852,354 | $78.3M | Add +7.3% |
| SPSM SS SPDR P S&P 600 Small Cap | 0.46% | 1,632,126 | $74.3M | Reduce -26.2% |
| META Meta Platforms Inc. Class A | 0.45% | 126,090 | $72.2M | Add +2.9% |
| LLY Eli Lilly & Co. | 0.45% | 81,296 | $72.0M | Add +1.1% |
| GOOG Alphabet Inc. Class C | 0.45% | 430,478 | $72.0M | Reduce -1.1% |
| JPM JPMorgan Chase & Co. | 0.44% | 332,742 | $70.5M | Reduce -0.0% |
| IJR iShares Core S&P Small-Cap E | 0.43% | 583,849 | $68.6M | Add +10.7% |
| JHMM John Hancock Multi Fact Mid | 0.42% | 1,132,113 | $68.2M | Reduce -3.9% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 0.42% | 1,244,270 | $68.0M | Reduce -1.5% |
| GOOGL Alphabet Inc. Class A | 0.41% | 400,144 | $66.4M | Add +2.6% |
| DGRO iShares Core Dividend Growth | 0.41% | 1,053,132 | $66.0M | Add +4.9% |
| XOM Exxon Mobil Corp. | 0.41% | 556,391 | $65.3M | Add +0.5% |
| IJH iShares Core S&P Midcap ETF | 0.40% | 1,022,463 | $63.7M | Add +7.2% |
| PG The Procter & Gamble Co. | 0.38% | 357,640 | $61.9M | Add +1.3% |
| IWD iShares Russell 1000 Value E | 0.38% | 325,853 | $61.8M | Reduce -0.9% |
| GLD SPDR Gold Shares | 0.38% | 254,028 | $61.7M | Add +8.0% |
| EPS Wisdomtree US Large Cap Fund | 0.38% | 1,016,343 | $61.0M | Reduce -1.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.37% | 1,065,386 | $59.0M | Add +18.1% |
| SPTI SS SPDR P Int Term TSY ETF | 0.36% | 2,015,978 | $58.6M | Add +0.7% |
| XLV SS Health Care Select Sector | 0.36% | 379,784 | $58.5M | Add +2.0% |
| WMT Walmart Inc. | 0.36% | 723,216 | $58.4M | Add +4.5% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.36% | 136,732 | $58.1M | Add +1.1% |
| COST Costco Wholesale Corp. | 0.36% | 65,380 | $58.0M | Add +1.5% |
| AVGO Broadcom Inc. | 0.36% | 331,786 | $57.2M | Add +1.9% |
| FVD First Trust Value Line DVD | 0.35% | 1,251,698 | $56.9M | Reduce -6.5% |
| TSLA Tesla Inc. | 0.35% | 213,961 | $56.0M | Add +0.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.35% | 210,808 | $55.6M | Reduce -1.8% |
| IVW iShares S&P 500 Growth ETF | 0.35% | 580,827 | $55.6M | Add +29.9% |
| DFAC Dimensional US Core Equity 2 | 0.34% | 1,598,870 | $54.8M | Add +2.5% |
| ABBV Abbvie Inc. | 0.34% | 276,159 | $54.6M | Reduce -1.6% |
| SPGM State Street SPDR Portfolio | 0.34% | 843,097 | $54.6M | Reduce -1.8% |
| MOAT Vaneck Morningstar Wide Moat | 0.34% | 560,539 | $54.3M | Reduce -26.3% |
| QUS SS SPDR MSCI U Stratfact ETF | 0.33% | 336,245 | $53.0M | Add +6.0% |
| XLE SS Energy Select Sector | 0.33% | 603,025 | $52.9M | Reduce -8.4% |
| ITOT iShares Core S&P Total U.S. | 0.31% | 396,313 | $49.8M | Add +11.1% |
| FNDX Schwab Fndmntl US LRG Co. ETF | 0.31% | 692,174 | $49.7M | Reduce -0.4% |
| SPIB SS SPDR P Int C Corp. ETF | 0.31% | 1,468,953 | $49.5M | Reduce -3.2% |
| XLF SS Financial Select Sector | 0.30% | 1,074,304 | $48.7M | Add +4.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 529,830 | $48.4M | Reduce -6.9% |
| VNLA Janus Henderson Short Durati | 0.30% | 980,364 | $48.1M | Add +15.4% |
| VYM Vanguard High DVD Yield ETF | 0.30% | 372,502 | $47.8M | Reduce -12.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.29% | 813,725 | $47.1M | Reduce -6.3% |
| V Visa Inc. Class A | 0.29% | 169,759 | $46.7M | Add +0.7% |
| HD Home Depot Inc. | 0.29% | 115,144 | $46.7M | Add +8.8% |
| SPTS SS SPDR P St Term TSY ETF | 0.29% | 1,574,866 | $46.3M | Add +16.6% |
| IHDG Wisdomtree International Hed | 0.28% | 1,002,600 | $45.8M | Add +10.6% |
| VEA Vanguard Ftse Developed ETF | 0.28% | 846,925 | $44.7M | Add +0.2% |
| XLI SS Industrial Select Sector | 0.28% | 329,727 | $44.7M | Reduce -15.0% |
| SPEM State Street SP PTF Em ETF | 0.28% | 1,081,747 | $44.7M | Reduce -23.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.27% | 1,477,936 | $44.2M | Add +8.8% |
| AGG iShares Core U.S. Aggregate | 0.27% | 433,809 | $43.9M | Reduce -9.9% |
| SCHD Schwab US DVD Equity ETF | 0.27% | 519,467 | $43.9M | Add +3.1% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.26% | 253,634 | $42.5M | Reduce -0.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.26% | 172,243 | $41.9M | Reduce -0.9% |
| JNJ Johnson & Johnson | 0.26% | 257,570 | $41.8M | Reduce -0.2% |
| JPST JPMorgan Ultra-Short Income | 0.25% | 808,714 | $41.0M | Reduce -0.2% |
| IWM iShares Russell 2000 ETF | 0.25% | 182,786 | $40.4M | Reduce -2.8% |
| UNH Unitedhealth Group Inc. | 0.24% | 66,587 | $38.9M | Reduce -3.1% |
| IVE iShares S&P 500 Value ETF | 0.24% | 197,163 | $38.9M | Add +36.8% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.24% | 1,059,286 | $38.6M | Add +14.9% |
| VZ Verizon Communications Inc. | 0.24% | 847,537 | $38.1M | Reduce -9.1% |
| SDVY First Trust Smid Cap Rising | 0.23% | 1,033,984 | $37.6M | Add +10.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 166,256 | $36.8M | Reduce -3.4% |
| VGT Vanguard Info Tech ETF | 0.23% | 62,005 | $36.4M | Add +6.1% |
| MRK Merck & Co. Inc. | 0.22% | 311,620 | $35.4M | Reduce -7.4% |
| CVX Chevron Corp. | 0.22% | 238,810 | $35.2M | Reduce -2.0% |
| JAAA Janus Henderson Aaa Clo ETF | 0.22% | 685,881 | $34.9M | Add +7.8% |
| OMFL Invesco Russell 1000 DYN M/F | 0.22% | 653,898 | $34.7M | Reduce -0.4% |
| AVUV Avantis US Small Cap Value | 0.21% | 357,845 | $34.3M | Add +23.2% |
| BX Blackstone Inc. | 0.21% | 222,028 | $34.0M | Add +0.6% |
| DFAX Dimensional World Ex US Core | 0.21% | 1,241,648 | $33.5M | Add +18.5% |
Options reported separately and not counted above: RUMBLE INC calls ($193K), PCT calls ($110K), TRUSTMARK CORP puts ($57K), QQQ puts ($29K), SOFI TECHNOLOGIES INC calls ($21K), TSLA calls ($20K), SMH puts ($18K), MSOS calls ($10K), INTC calls ($10K), SPY puts ($10K), SLV calls ($9K), PANW calls ($8K), and 20 more.
Other holdings (7): bonds, preferreds, convertibles and warrants · $851K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 248 | $316K | Add +7.4% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 9,588 | $242K | New |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 76,829 | $230K | Add +4.6% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 50,000 | $49K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 13,000 | $13K | No change |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 15,000 | $720 | No change |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 10,000 | $116 | New |
Total filed on the 13F, all lines: $16.1B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -1.5% | 1.58% | −0.22 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -5.3% | 1.57% | −0.19 |
| FIXD First Trust Smith Opportunis | Reduce -56.0% | 0.12% | −0.16 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -26.2% | 0.46% | −0.16 |
| XLK SS Technology Select Sector | Reduce -9.5% | 0.79% | −0.15 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -4.7% | 2.03% | −0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.7% | 1.91% | −0.12 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -26.3% | 0.34% | −0.10 |
| QYLD Global X Nasd 100 Cov Call | Reduce -68.1% | 0.04% | −0.09 |
| GOOG Alphabet Inc. Class C | Reduce -1.1% | 0.45% | −0.09 |
| SPEM State Street SP PTF Em ETF | Reduce -23.7% | 0.28% | −0.08 |
| JHMD John Hancock MF Dev Intl ETF | Reduce -95.1% | 0.00% | −0.08 |
| XLE SS Energy Select Sector | Reduce -8.4% | 0.33% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -10.2% | 0.62% | −0.07 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -43.9% | 0.08% | −0.07 |
| FTSM First Trust Enh Short Mat FD | Reduce -37.4% | 0.09% | −0.07 |
| MRK Merck & Co. Inc. | Reduce -7.4% | 0.22% | −0.06 |
| ILCG iShares Morningstar Growth E | Reduce -77.3% | 0.02% | −0.06 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -4.9% | 0.60% | −0.05 |
| PSI Invesco Semiconductors ETF | Reduce -74.9% | 0.01% | −0.05 |
| HGER Harbor Commodity All Weather | Sold out | 0.00% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -2.7% | 0.67% | −0.05 |
| BA The Boeing Co. | Reduce -24.9% | 0.07% | −0.05 |
| FV First Trust DW Focus 5 Fund | Reduce -35.2% | 0.07% | −0.04 |
| HEWJ Isha Curr Hedged MSCI Japan | Sold out | 0.00% | −0.04 |
| SPTL SS SPDR PF LNG TRM TSY E-Usd | Reduce -31.1% | 0.09% | −0.04 |
| VYM Vanguard High DVD Yield ETF | Reduce -12.2% | 0.30% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -9.9% | 0.27% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -15.5% | 0.18% | −0.04 |
| XLI SS Industrial Select Sector | Reduce -15.0% | 0.28% | −0.04 |
| TBLL Invesco Short Term Treasury | Reduce -14.2% | 0.15% | −0.04 |
| INTC Intel Corp. | Reduce -13.4% | 0.06% | −0.04 |
| CVX Chevron Corp. | Reduce -2.0% | 0.22% | −0.04 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -3.4% | 0.76% | −0.04 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -0.5% | 1.28% | −0.04 |
| SMCI Super Micro Computer Inc. | Reduce -41.5% | 0.01% | −0.03 |
| VTHR Vanguard Russell 3000 | Reduce -26.7% | 0.07% | −0.03 |
| IQDG Wisdomtree Intl QLTY DVD GRW | Reduce -72.6% | 0.01% | −0.03 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -3.8% | 0.56% | −0.03 |
| VRIG Invesco Variable Rate Invest | Reduce -48.5% | 0.03% | −0.03 |
| DIS The Walt Disney Co. | Reduce -5.7% | 0.15% | −0.03 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -6.3% | 0.29% | −0.03 |
| SPIB SS SPDR P Int C Corp. ETF | Reduce -3.2% | 0.31% | −0.02 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -20.1% | 0.06% | −0.02 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -24.7% | 0.05% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -9.1% | 0.24% | −0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -1.1% | 0.07% | −0.02 |
| FDN First Trust DJ Internet Ind | Reduce -22.3% | 0.06% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -6.9% | 0.30% | −0.02 |
| LIT Global X Lithium & Battery T | Reduce -84.8% | 0.00% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| HEQT Simplify Hedged Equity ETF | Add +267.3% | 0.16% | +0.11 |
| IVV iShares Core S&P 500 ETF | Add +11.8% | 1.32% | +0.11 |
| JHSC John Hancock Multi Small Cap | Add +4778.9% | 0.11% | +0.11 |
| GTO Invesco Total Return Bond Et | Add +216.1% | 0.12% | +0.08 |
| JIRE JPMorgan Int Res Enh Eqty | Add +264.7% | 0.12% | +0.08 |
| CGUS Cap Group Core Equity | Add +72.7% | 0.18% | +0.07 |
| GTIP Goldman Sachs Access Inflati | Add +5270.1% | 0.07% | +0.07 |
| SMH Vaneck Semiconductor ETF | Add +121.0% | 0.14% | +0.07 |
| IVW iShares S&P 500 Growth ETF | Add +29.9% | 0.35% | +0.07 |
| SPBC Simplify US Eqty PL Bitcoin | Add +537.2% | 0.08% | +0.07 |
| IVE iShares S&P 500 Value ETF | Add +36.8% | 0.24% | +0.07 |
| AVEM Avantis Emerging Markets Eq | Add +417.7% | 0.08% | +0.06 |
| TSLA Tesla Inc. | Add +0.2% | 0.35% | +0.06 |
| EFIV SS SPDR S&P 500 ESG ETF | Add +351.9% | 0.08% | +0.06 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +5.0% | 1.09% | +0.06 |
| TUA Sim St Treas Fut Strat ETF | New | 0.06% | +0.06 |
| ILCB iShares Morningstar U.S. Equ | Add +866.5% | 0.06% | +0.06 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +196.5% | 0.09% | +0.06 |
| MUB iShares National Muni Bond E | Add +69.3% | 0.15% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | Add +8.4% | 0.63% | +0.05 |
| SPBO SS SPDR P Corp. Bond ETF | Add +73.7% | 0.13% | +0.05 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +128.2% | 0.09% | +0.05 |
| CGXU Cap Group Intl Focus | Add +45.3% | 0.17% | +0.05 |
| IJR iShares Core S&P Small-Cap E | Add +10.7% | 0.43% | +0.05 |
| WMT Walmart Inc. | Add +4.5% | 0.36% | +0.05 |
| TBIL F/M US Treasury 3 Month Bill | Add +49.0% | 0.17% | +0.05 |
| HD Home Depot Inc. | Add +8.8% | 0.29% | +0.05 |
| GLD SPDR Gold Shares | Add +8.0% | 0.38% | +0.04 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +4.6% | 0.91% | +0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +19.8% | 0.18% | +0.04 |
| XLRE SS Real Estate Select Sector | Add +139.8% | 0.07% | +0.04 |
| SMLF iShares US Smallcap Equity F | Add +108.5% | 0.08% | +0.04 |
| CGMS Cap Group US Multi-Sect Bond | Add +277.6% | 0.06% | +0.04 |
| IBIT iShares Bitcoin Trust ETF | Add +117.9% | 0.08% | +0.04 |
| QUAL iShares MSCI USA Quality Fac | Add +11.8% | 0.49% | +0.04 |
| AVUV Avantis US Small Cap Value | Add +23.2% | 0.21% | +0.04 |
| HTRB Hartford TTL RTRN BND ETF | Add +113.9% | 0.07% | +0.04 |
| CGBL Cap Group Core Balanced | Add +300.1% | 0.05% | +0.04 |
| EWJV iShares MSCI Japan Value ETF | New | 0.04% | +0.04 |
| CGDV Cap Group Dividend Value | Add +14.9% | 0.24% | +0.04 |
| ACWI iShares MSCI Acwi ETF | Add +585.8% | 0.04% | +0.04 |
| META Meta Platforms Inc. Class A | Add +2.9% | 0.45% | +0.03 |
| BABA Alibaba Group Holding-SP ADR | Add +47.1% | 0.07% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +69.4% | 0.08% | +0.03 |
| JQUA JPMorgan US Quality Factor | Add +101.9% | 0.06% | +0.03 |
| JEPQ JPM Nasdaq Equity Premium | Add +18.1% | 0.37% | +0.03 |
| HELO JPMorgan Hedged Equity ETF | Add +206.1% | 0.05% | +0.03 |
| PULS Pgim Ultra Short Bond ETF | Add +88.7% | 0.07% | +0.03 |
| DFAX Dimensional World Ex US Core | Add +18.5% | 0.21% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | Add +42.0% | 0.09% | +0.03 |
Options Activity Q2 2024 → Q3 2024
| RUMBLE INC | call | Add +41.3% | 176,000 | $193K |
| PCT Purecycle Technologies Inc. | call | Reduce -98.5% | 24,500 | $110K |
| TRUSTMARK CORP | put | New | 27,500 | $57K |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -99.5% | 1,000 | $29K |
| SOFI TECHNOLOGIES INC | call | Reduce -69.2% | 18,500 | $21K |
| TSLA Tesla Inc. | call | Reduce -99.0% | 200 | $20K |
| SMH Vaneck Semiconductor ETF | put | New | 700 | $18K |
| MSOS Advisorshares Pure US Cann | call | Reduce -99.0% | 4,500 | $10K |
| INTC Intel Corp. | call | New | 1,200 | $10K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -98.0% | 1,200 | $10K |
| ARKK ARK Innovation ETF | put | Sold out | 90,000 | $9Kbefore exit |
| SLV iShares Silver Trust | call | Reduce -95.8% | 2,100 | $9K |
| PANW Palo Alto Networks Inc. | call | Reduce -99.0% | 200 | $8K |
| TSM Taiwan Semiconductor-SP ADR | call | Sold out | 30,000 | $8Kbefore exit |
| WING Wingstop Inc. | put | Reduce -99.7% | 200 | $7K |
| GDX Vaneck Gold Miners ETF | put | Reduce -97.8% | 5,500 | $7K |
| AMD Advanced Micro Devices | put | Sold out | 30,000 | $7Kbefore exit |
| COIN Coinbase Global Inc. Class A | put | Reduce -99.0% | 100 | $6K |
| GDX Vaneck Gold Miners ETF | call | New | 2,200 | $5K |
| IWM iShares Russell 2000 ETF | put | Sold out | 40,000 | $5Kbefore exit |
| PROSHARES SHORT S&P500 | call | Sold out | 1,000,000 | $4Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 120,000 | $4Kbefore exit |
| BNO United States Brent Oil Fund | call | Sold out | 40,000 | $4Kbefore exit |
| GLD SPDR Gold Shares | call | New | 300 | $3K |
| SCILEX HOLDING CO | call | Reduce -31.6% | 65,000 | $3K |
| ARM HOLDINGS PLC | put | Reduce -50.0% | 10,000 | $3K |
| STLA Stellantis NV | put | New | 2,000 | $3K |
| CAVA Cava Group Inc. | put | New | 100 | $3K |
| WALGREENS BOOTS ALLIANCE INC | put | New | 60,000 | $2K |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | put | New | 300 | $2K |
| DE Deere & Co. | put | New | 100 | $2K |
| UNG US Natural Gas Fund LP | put | Sold out | 40,000 | $2Kbefore exit |
| CCL Carnival Corp. | call | Sold out | 70,000 | $1Kbefore exit |
| GCT Gigacloud Technology Inc. Class A | call | Sold out | 20,000 | $1Kbefore exit |
| CVNA Carvana Co. | put | Sold out | 10,000 | $794before exit |
| ETSY Etsy Inc. | call | Reduce -99.0% | 200 | $785 |
| ZM Zoom Communications Inc. | call | Sold out | 30,000 | $782before exit |
| XES SS SPDR S&P Og Eqp & Serv | put | New | 300 | $561 |
| REKR Rekor Systems Inc. | call | Reduce -92.0% | 4,000 | $400 |
| LCID Lucid Group Inc. | call | Sold out | 100,000 | $313before exit |
| WBA Walgreens Boots Alliance Inc. | call | New | 100 | $212 |
| UNG US Natural Gas Fund LP | call | Sold out | 100,000 | $210before exit |
| C3 AI INC | call | New | 10,000 | $200 |
| BX Blackstone Inc. | put | Reduce -99.0% | 100 | $188 |
| GIS General Mills Inc. | call | Sold out | 20,000 | $110before exit |
| SOUN Soundhound AI Inc. Class A | call | Reduce -99.0% | 100 | $48 |
| AAPL Apple Inc. | put | Sold out | 60,000 | $24before exit |
| BG Bunge Global SA | call | Reduce -99.0% | 3 | $1 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +7.4% | 248 | $316K |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | New | 9,588 | $242K |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | Add +4.6% | 76,829 | $230K |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | New | 10,000 | $116 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 2,509 | $21.8B | AAPL, SPYM, NVDA, VTI, SPY |
| Q1 2026 | 2,609 | $21.3B | AAPL, SPYM, VTI, SPY, NVDA |
| Q4 2025 | 2,545 | $21.3B | AAPL, SPY, NVDA, SPYM, VTI |
| Q3 2025 | 2,476 | $20.3B | AAPL, NVDA, SPY, VTI, SPYM |
| Q2 2025 | 2,392 | $18.6B | AAPL, SPY, VTI, NVDA, MSFT |
| Q1 2025 | 2,275 | $16.5B | AAPL, SPY, VTI, SPYM, QQQ |
| Q4 2024 | 2,242 | $17.8B | VTI, AAPL, IVV, SPY, NVDA |
| Q3 2024 | 2,381 | $16.1B | AAPL, VTI, SPY, NVDA, SPYM |
| Q2 2024 | 2,313 | $14.9B | AAPL, VTI, SPY, MSFT, NVDA |
| Q1 2024 | 2,278 | $13.9B | AAPL, VTI, SPY, MSFT, QQQ |