Private Ocean, LLC
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 30, 2024), Private Ocean, LLC reported 629 stock positions worth $1.1 billion. Its top holding was Dimensional US Core Equity 2 (DFAC) at 21.4% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 11.7%) and Vanguard S/T Corp. Bond ETF (VCSH, 5.0%). Compared with Q1 2024, it opened 227 new positions, sold out of 73, added to 136 and reduced 96. The biggest buy was Apple (AAPL, shares +571%) and the biggest sale Invesco Taxable Municipal Bo (BAB, shares −98%).
- Most Recent 13F
- Q2 2024
- Location
- SAN RAFAEL, CA
- CIK
- 0001601742
- Portfolio Value
- $1.1B (Q2 2024)
- SEC Filing
- 0001601742-24-000003 ↗ filed Jul 30, 2024
Holdings Value
Holdings 629 stocks · $1.1B
| DFAC Dimensional US Core Equity 2 | 21.44% | 7,537,403 | $243.0M | Add +7.9% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 11.72% | 2,937,092 | $132.8M | Add +6.5% |
| VCSH Vanguard S/T Corp. Bond ETF | 5.02% | 735,982 | $56.9M | Add +79.3% |
| DFAE Dimensional Emerging Core Eq | 4.96% | 2,172,254 | $56.2M | Add +5.2% |
| DFGR Dim Global Real Estate ETF | 4.81% | 2,180,268 | $54.5M | Add +7.3% |
| JNK SS SPDR BB High Yield Bond | 4.24% | 509,591 | $48.0M | Add +0.4% |
| DFAI Dimensional International Co. | 4.20% | 1,605,339 | $47.6M | Add +6.9% |
| AAPL Apple Inc. | 2.97% | 160,112 | $33.7M | Add +571.3% |
| QUAL iShares MSCI USA Quality Fac | 2.62% | 174,110 | $29.7M | Add +46.1% |
| HYD Vaneck High Yield Muni ETF | 2.38% | 522,578 | $27.0M | Add +239.2% |
| IVV iShares Core S&P 500 ETF | 2.37% | 49,172 | $26.9M | Add +97.8% |
| EAGG iShares ESG Aware US Aggrega | 2.31% | 561,002 | $26.1M | Add +2.1% |
| BND Vanguard Total Bond Market | 2.29% | 360,524 | $26.0M | Add +5448.2% |
| DFAU Dimensional US Core Equity M | 1.67% | 504,608 | $18.9M | Add +0.3% |
| IWB iShares Russell 1000 ETF | 1.60% | 60,794 | $18.1M | Reduce -0.2% |
| ESGE iShares Inc. iShares ESG Awar | 1.41% | 475,784 | $16.0M | Add +204.5% |
| HYMB SS SPDR N Ice HY Muni ETF | 1.31% | 583,026 | $14.8M | Reduce -6.8% |
| AON Aon PLC Class A | 1.30% | 50,076 | $14.7M | New |
| VEA Vanguard Ftse Developed ETF | 1.04% | 237,900 | $11.8M | Add +76.7% |
| MSFT Microsoft Corp. | 1.00% | 25,325 | $11.3M | Add +1.8% |
| SUSB iShares ESG Aware 1-5 Year U | 1.00% | 461,488 | $11.3M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.94% | 39,658 | $10.6M | Add +38.8% |
| ESGD iShares Trust iShares ESG Aw | 0.79% | 113,285 | $8.9M | Reduce -9.0% |
| PRF Invesco Rafi US 1000 ETF | 0.74% | 222,188 | $8.4M | Reduce -0.4% |
| DFUV Dimensional US Marketwide Va | 0.74% | 214,101 | $8.4M | Reduce -1.2% |
| MUB iShares National Muni Bond E | 0.69% | 73,829 | $7.9M | Reduce -3.4% |
| ESGU iShares ESG Aware MSCI USA | 0.65% | 61,381 | $7.3M | Add +0.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.64% | 145,164 | $7.3M | Reduce -3.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.55% | 11,522 | $6.3M | Add +22.1% |
| VNQ Vanguard Real Estate ETF | 0.54% | 72,843 | $6.1M | Add +0.8% |
| VXUS Vanguard Total Intl Stock | 0.45% | 84,330 | $5.1M | Add +55.5% |
| SCHD Schwab US DVD Equity ETF | 0.44% | 64,691 | $5.0M | Add +94.3% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 100,199 | $4.4M | Add +71.1% |
| IJH iShares Core S&P Midcap ETF | 0.38% | 72,765 | $4.3M | Add +149.6% |
| AMZN Amazon.com Inc. | 0.36% | 20,852 | $4.0M | Add +21.6% |
| SUB iShares Short-Term National | 0.34% | 36,852 | $3.9M | Reduce -0.3% |
| IJR iShares Core S&P Small-Cap E | 0.29% | 30,788 | $3.3M | Add +73.4% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.28% | 81,849 | $3.1M | Reduce -2.3% |
| IWD iShares Russell 1000 Value E | 0.25% | 16,562 | $2.9M | Reduce -0.1% |
| DFIV Dimensional International Va | 0.25% | 77,702 | $2.8M | Reduce -3.2% |
| NVDA Nvidia Corp. | 0.23% | 21,447 | $2.6M | Add +27.9% |
| PCY Invesco Emerging Markets Sov | 0.20% | 116,110 | $2.3M | Reduce -26.9% |
| IEMG iShares Core MSCI Emerging | 0.20% | 42,944 | $2.3M | Add +0.1% |
| VT Vanguard Tot World STK ETF | 0.18% | 17,778 | $2.0M | Add +53772.7% |
| PXF Invesco Rafi Developed Marke | 0.17% | 40,616 | $2.0M | Reduce -3.2% |
| EMLP First Trust North American E | 0.17% | 63,739 | $1.9M | Add +95.0% |
| EFA iShares MSCI Eafe ETF | 0.17% | 24,655 | $1.9M | Add +4.1% |
| VXF Vanguard Extended Market ETF | 0.17% | 11,220 | $1.9M | Add +59.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.16% | 3,716 | $1.8M | Add +99.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.15% | 4,319 | $1.8M | Add +2.1% |
| DFAS Dimensional US Small Cap ETF | 0.15% | 28,756 | $1.7M | Reduce -11.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.15% | 10,668 | $1.7M | Reduce -0.1% |
| COST Costco Wholesale Corp. | 0.15% | 1,976 | $1.7M | Add +8.8% |
| VOO Vanguard S&P 500 ETF | 0.13% | 3,026 | $1.5M | Add +2.8% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.13% | 6,080 | $1.5M | Reduce -0.0% |
| GOOGL Alphabet Inc. Class A | 0.12% | 7,524 | $1.4M | Add +109.3% |
| DFSI Dimensional Int Sus COR1 ETF | 0.12% | 41,022 | $1.4M | Reduce -0.3% |
| TILT NT Mstar US Ftilt ETF | 0.12% | 6,592 | $1.3M | No change |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.12% | 5,275 | $1.3M | Add +9.1% |
| AGG iShares Core U.S. Aggregate | 0.12% | 13,486 | $1.3M | Add +1.9% |
| VEU Vanguard Ftse All-World Ex-U | 0.11% | 21,862 | $1.3M | Add +30.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.11% | 5,731 | $1.2M | Add +22.5% |
| IWM iShares Russell 2000 ETF | 0.11% | 5,957 | $1.2M | Add +1.2% |
| SUSL iShares ESG MSCI USA Leaders | 0.10% | 11,951 | $1.2M | Reduce -5.2% |
| CMF iShares California Muni Bond | 0.10% | 19,909 | $1.1M | No change |
| JNJ Johnson & Johnson | 0.09% | 7,069 | $1.0M | Reduce -1.8% |
| LLY Eli Lilly & Co. | 0.09% | 1,138 | $1.0M | Add +4.2% |
| VTIP Vanguard Short-Term Tips | 0.09% | 21,063 | $1.0M | Add +60.7% |
| IWF iShares Russell 1000 Growth | 0.09% | 2,694 | $982K | Add +23.4% |
| OEF iShares S&P 100 ETF | 0.08% | 3,632 | $960K | No change |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.08% | 8,414 | $955K | Reduce -3.9% |
| AXP American Express Co. | 0.08% | 3,921 | $908K | Reduce -0.8% |
| JQUA JPMorgan US Quality Factor | 0.08% | 17,059 | $903K | No change |
| ORCL Oracle Corp. | 0.08% | 6,171 | $871K | Add +18.6% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.07% | 3,088 | $801K | Add +0.1% |
| O Realty Income Corp. | 0.07% | 14,948 | $790K | Add +1.4% |
| GOOG Alphabet Inc. Class C | 0.07% | 4,180 | $767K | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.07% | 4,648 | $767K | Reduce -1.8% |
| TFLO iShares Treasury Floating Ra | 0.07% | 14,733 | $746K | Reduce -0.6% |
| MCD McDonald's Corp. | 0.06% | 2,701 | $688K | Reduce -1.3% |
| GWX State Street SPDR S&P Intern | 0.06% | 21,526 | $683K | Add +0.2% |
| SCHX Schwab US Large-Cap ETF | 0.06% | 10,535 | $677K | Add +287.0% |
| DVY iShares Select Dividend ETF | 0.06% | 5,568 | $674K | Add +21.9% |
| MRK Merck & Co. Inc. | 0.06% | 5,274 | $653K | Reduce -3.3% |
| SCHW Schwab (charles) Corp. | 0.06% | 8,746 | $644K | Add +26.1% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.05% | 4,138 | $622K | New |
| SBUX Starbucks Corp. | 0.05% | 7,944 | $618K | Add +16.2% |
| META Meta Platforms Inc. Class A | 0.05% | 1,193 | $602K | Add +23.2% |
| MDY State Street SPDR S&P Midcap | 0.05% | 1,119 | $599K | No change |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.05% | 1,600 | $598K | No change |
| IVW iShares S&P 500 Growth ETF | 0.05% | 6,364 | $589K | No change |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.05% | 6,376 | $585K | New |
| OKE Oneok Inc. | 0.05% | 7,089 | $578K | New |
| IUSV iShares Core S&P U.S. Value | 0.05% | 6,146 | $542K | Add +0.1% |
| ITM Vaneck Intermediate Muni ETF | 0.05% | 11,601 | $532K | No change |
| IWR iShares Russell Mid-Cap ETF | 0.05% | 6,479 | $525K | No change |
| USFR Wisdomtree Floating Rate Tre | 0.04% | 9,994 | $503K | New |
| UNH Unitedhealth Group Inc. | 0.04% | 975 | $497K | Add +5.1% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.04% | 4,958 | $493K | New |
| JPM JPMorgan Chase & Co. | 0.04% | 2,411 | $488K | Add +69.4% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $15K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| JPMORGAN CHASE & CO (JPM 5.75 PERP DD) | PREFERRED STOCK | 307 | $8K | No change |
| VOYA FINANCIAL INC (VOYA V5.35 PERP B) | Common Stock | 307 | $7K | No change |
| PAASF Pan American Silver Corp.-CVR | COM | 700 | $324 | New |
Total filed on the 13F, all lines: $1.1B.
Portfolio Sells Q1 2024 → Q2 2024
| BAB Invesco Taxable Municipal Bo | Reduce -98.3% | 0.04% | −2.70 |
| HYMB SS SPDR N Ice HY Muni ETF | Reduce -6.8% | 1.31% | −0.40 |
| INSP Inspire Medical Systems Inc. | Sold out | 0.00% | −0.29 |
| ESGD iShares Trust iShares ESG Aw | Reduce -9.0% | 0.79% | −0.27 |
| IWB iShares Russell 1000 ETF | Reduce -0.2% | 1.60% | −0.26 |
| SUSB iShares ESG Aware 1-5 Year U | Reduce -0.1% | 1.00% | −0.20 |
| DFUV Dimensional US Marketwide Va | Reduce -1.2% | 0.74% | −0.20 |
| MUB iShares National Muni Bond E | Reduce -3.4% | 0.69% | −0.18 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -3.8% | 0.64% | −0.17 |
| PRF Invesco Rafi US 1000 ETF | Reduce -0.4% | 0.74% | −0.17 |
| PCY Invesco Emerging Markets Sov | Reduce -26.9% | 0.20% | −0.14 |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | Reduce -2.3% | 0.28% | −0.07 |
| SUB iShares Short-Term National | Reduce -0.3% | 0.34% | −0.07 |
| DFIV Dimensional International Va | Reduce -3.2% | 0.25% | −0.07 |
| DFAS Dimensional US Small Cap ETF | Reduce -11.2% | 0.15% | −0.06 |
| CHNTX Chestnut Street Exchange | Sold out | 0.00% | −0.06 |
| IWD iShares Russell 1000 Value E | Reduce -0.1% | 0.25% | −0.06 |
| PXF Invesco Rafi Developed Marke | Reduce -3.2% | 0.17% | −0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -0.1% | 0.15% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Sold out | 0.00% | −0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -0.0% | 0.13% | −0.03 |
| JNJ Johnson & Johnson | Reduce -1.8% | 0.09% | −0.03 |
| DFSI Dimensional Int Sus COR1 ETF | Reduce -0.3% | 0.12% | −0.03 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -3.9% | 0.08% | −0.03 |
| SUSL iShares ESG MSCI USA Leaders | Reduce -5.2% | 0.10% | −0.02 |
| MCD McDonald's Corp. | Reduce -1.3% | 0.06% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -3.3% | 0.06% | −0.02 |
| FIF First Trust Energy Infrastru | Sold out | 0.00% | −0.02 |
| AXP American Express Co. | Reduce -0.8% | 0.08% | −0.02 |
| TFLO iShares Treasury Floating Ra | Reduce -0.6% | 0.07% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -1.8% | 0.07% | −0.01 |
| MA Mastercard Inc. Class A | Reduce -44.7% | 0.01% | −0.01 |
| HD Home Depot Inc. | Reduce -2.3% | 0.03% | −0.01 |
| PGX Invesco Preferred ETF | Sold out | 0.00% | −0.01 |
| CVX Chevron Corp. | Reduce -2.7% | 0.04% | −0.01 |
| PEP Pepsico Inc. | Reduce -1.8% | 0.03% | −0.01 |
| EPD Enterprise Products Partners | Reduce -1.0% | 0.04% | −0.01 |
| BMY Bristol-Myers Squibb Co. | Reduce -4.0% | 0.01% | −0.01 |
| USB US Bancorp | Reduce -5.1% | 0.02% | −0.01 |
| FELV Fidelity Enh LRG Cap Val ETF | Sold out | 0.00% | −0.01 |
| FUBO Fubotv Inc. | Sold out | 0.00% | −0.01 |
| BA The Boeing Co. | Reduce -4.3% | 0.02% | −0.01 |
| IBM Intl Business Machines Corp. | Reduce -1.1% | 0.02% | −0.01 |
| RWR SS SPDR Dow Jones REIT ETF | Reduce -4.5% | 0.02% | −0.01 |
| SCHB Schwab US Broad Market ETF | Reduce -2.2% | 0.03% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -4.9% | 0.01% | −0.01 |
| INTC Intel Corp. | Reduce -17.6% | 0.00% | −0.01 |
| XBI SS SPDR S&P Biotech ETF | Reduce -30.0% | 0.01% | −0.01 |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | Sold out | 0.00% | −0.00 |
| ABT Abbott Laboratories | Reduce -1.5% | 0.01% | −0.00 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +571.3% | 2.97% | +2.54 |
| BND Vanguard Total Bond Market | Add +5448.2% | 2.29% | +2.24 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +79.3% | 5.02% | +1.65 |
| HYD Vaneck High Yield Muni ETF | Add +239.2% | 2.38% | +1.53 |
| AON Aon PLC Class A | New | 1.30% | +1.30 |
| IVV iShares Core S&P 500 ETF | Add +97.8% | 2.37% | +0.99 |
| ESGE iShares Inc. iShares ESG Awar | Add +204.5% | 1.41% | +0.87 |
| QUAL iShares MSCI USA Quality Fac | Add +46.1% | 2.62% | +0.55 |
| VEA Vanguard Ftse Developed ETF | Add +76.7% | 1.04% | +0.32 |
| IJH iShares Core S&P Midcap ETF | Add +149.6% | 0.38% | +0.19 |
| VT Vanguard Tot World STK ETF | Add +53772.7% | 0.18% | +0.18 |
| SCHD Schwab US DVD Equity ETF | Add +94.3% | 0.44% | +0.16 |
| VTI VG Morningstar TS MKT ETF-US | Add +38.8% | 0.94% | +0.15 |
| VWO Vanguard Ftse Emerging Marke | Add +71.1% | 0.39% | +0.13 |
| VXUS Vanguard Total Intl Stock | Add +55.5% | 0.45% | +0.10 |
| IJR iShares Core S&P Small-Cap E | Add +73.4% | 0.29% | +0.08 |
| NVDA Nvidia Corp. | Add +27.9% | 0.23% | +0.07 |
| QQQ Invesco QQQ Trust Series 1 | Add +99.9% | 0.16% | +0.07 |
| EMLP First Trust North American E | Add +95.0% | 0.17% | +0.07 |
| GOOGL Alphabet Inc. Class A | Add +109.3% | 0.12% | +0.06 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | New | 0.05% | +0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.05% | +0.05 |
| OKE Oneok Inc. | New | 0.05% | +0.05 |
| USFR Wisdomtree Floating Rate Tre | New | 0.04% | +0.04 |
| BILS SS Spdrb B 3-12M T-Bill ETF | New | 0.04% | +0.04 |
| SCHX Schwab US Large-Cap ETF | Add +287.0% | 0.06% | +0.04 |
| SDY SS SPDR S&P Dividend ETF | Add +1205.9% | 0.04% | +0.04 |
| VXF Vanguard Extended Market ETF | Add +59.1% | 0.17% | +0.04 |
| HYDB iShares High Yield Systemati | New | 0.03% | +0.03 |
| IYW iShares Ustechnology ETF | New | 0.03% | +0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +22.1% | 0.55% | +0.03 |
| VGK Vanguard Ftse Europe ETF | New | 0.03% | +0.03 |
| SPXL Direxion Daily S&P 500 Bull | New | 0.03% | +0.03 |
| AMZN Amazon.com Inc. | Add +21.6% | 0.36% | +0.03 |
| EEM iShares MSCI Emerging Market | Add +718.2% | 0.03% | +0.03 |
| VTIP Vanguard Short-Term Tips | Add +60.7% | 0.09% | +0.02 |
| SHY iShares 1-3 Year Treasury Bo | Add +10574.2% | 0.02% | +0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +160.6% | 0.04% | +0.02 |
| ML Moneylion Inc. | New | 0.02% | +0.02 |
| EIPI FT Energy Income ETF | New | 0.01% | +0.01 |
| ADC Agree Realty Corp. | New | 0.01% | +0.01 |
| JPM JPMorgan Chase & Co. | Add +69.4% | 0.04% | +0.01 |
| SPSB SS SPDR P St C Corp. ETF | New | 0.01% | +0.01 |
| DIHP Dimensional International Hi | New | 0.01% | +0.01 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.01% | +0.01 |
| EWJ iShares MSCI Japan ETF | New | 0.01% | +0.01 |
| BMRN Biomarin Pharmaceutical Inc. | New | 0.01% | +0.01 |
| VEU Vanguard Ftse All-World Ex-U | Add +30.7% | 0.11% | +0.01 |
| IWF iShares Russell 1000 Growth | Add +23.4% | 0.09% | +0.01 |
| WTAI Wisdomtree AI and Innovation | New | 0.01% | +0.01 |
Notes & Other Activity Q1 2024 → Q2 2024
| PAASF Pan American Silver Corp.-CVR | COM | New | 700 | $324 |
| IVT Inventrust Properties Corp. | COM NEW | Reduce -100.0% | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.