Private Ocean, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 17, 2024), Private Ocean, LLC reported 474 stock positions worth $943.6 million. Its top holding was Dimensional US Core Equity 2 (DFAC) at 23.6% of the portfolio, followed by Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 13.3%) and Dim Global Real Estate ETF (DFGR, 5.5%). Compared with Q4 2023, it opened 62 new positions, sold out of 99, added to 71 and reduced 120. The biggest buy was Ishr CR Unvrse Usd BD ETF-Ui (IUSB, shares +12%) and the biggest sale Vanguard S/T Corp. Bond ETF (VCSH, shares −48%).
- Most Recent 13F
- Q2 2024
- Location
- SAN RAFAEL, CA
- CIK
- 0001601742
- Portfolio Value
- $943.6M (Q1 2024)
- SEC Filing
- 0001601742-24-000002 ↗ filed Apr 17, 2024
Holdings Value
Holdings 474 stocks · $943.6M
| DFAC Dimensional US Core Equity 2 | 23.64% | 6,983,047 | $223.1M | Reduce -4.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 13.32% | 2,757,401 | $125.7M | Add +12.1% |
| DFGR Dim Global Real Estate ETF | 5.50% | 2,031,427 | $51.9M | Add +9.5% |
| DFAE Dimensional Emerging Core Eq | 5.41% | 2,064,259 | $51.0M | Add +14.2% |
| JNK SS SPDR BB High Yield Bond | 5.12% | 507,753 | $48.3M | Reduce -4.5% |
| DFAI Dimensional International Co. | 4.81% | 1,502,137 | $45.4M | Add +15.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 3.36% | 410,533 | $31.7M | Reduce -47.6% |
| EAGG iShares ESG Aware US Aggrega | 2.74% | 549,315 | $25.9M | Add +3.3% |
| BAB Invesco Taxable Municipal Bo | 2.74% | 972,490 | $25.8M | Add +8.3% |
| QUAL iShares MSCI USA Quality Fac | 2.08% | 119,173 | $19.6M | Reduce -42.9% |
| DFAU Dimensional US Core Equity M | 1.95% | 503,216 | $18.4M | Reduce -7.1% |
| IWB iShares Russell 1000 ETF | 1.86% | 60,898 | $17.5M | Reduce -0.0% |
| HYMB SS SPDR N Ice HY Muni ETF | 1.70% | 625,909 | $16.1M | Reduce -13.1% |
| IVV iShares Core S&P 500 ETF | 1.39% | 24,860 | $13.1M | Reduce -22.4% |
| SUSB iShares ESG Aware 1-5 Year U | 1.20% | 462,192 | $11.3M | Reduce -5.3% |
| MSFT Microsoft Corp. | 1.11% | 24,876 | $10.5M | Reduce -0.7% |
| ESGD iShares Trust iShares ESG Aw | 1.05% | 124,447 | $9.9M | Reduce -8.7% |
| DFUV Dimensional US Marketwide Va | 0.94% | 216,788 | $8.9M | Reduce -3.7% |
| PRF Invesco Rafi US 1000 ETF | 0.91% | 223,159 | $8.6M | Reduce -0.7% |
| MUB iShares National Muni Bond E | 0.87% | 76,414 | $8.2M | Reduce -14.4% |
| HYD Vaneck High Yield Muni ETF | 0.85% | 154,051 | $8.1M | Reduce -71.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.81% | 150,838 | $7.6M | Reduce -13.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.79% | 28,573 | $7.4M | Reduce -9.2% |
| ESGU iShares ESG Aware MSCI USA | 0.75% | 61,340 | $7.1M | Reduce -4.7% |
| VEA Vanguard Ftse Developed ETF | 0.72% | 134,645 | $6.8M | Reduce -19.2% |
| VNQ Vanguard Real Estate ETF | 0.66% | 72,289 | $6.3M | Reduce -7.7% |
| ESGE iShares Inc. iShares ESG Awar | 0.53% | 156,256 | $5.0M | Reduce -70.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.52% | 9,433 | $4.9M | Reduce -5.4% |
| AAPL Apple Inc. | 0.43% | 23,852 | $4.1M | Reduce -85.3% |
| SUB iShares Short-Term National | 0.41% | 36,971 | $3.9M | Reduce -4.0% |
| PRFZ Inv Rafi US 1500 SM-Usd Inc. | 0.35% | 83,790 | $3.3M | Reduce -1.3% |
| VXUS Vanguard Total Intl Stock | 0.35% | 54,220 | $3.3M | Add +29.6% |
| PCY Invesco Emerging Markets Sov | 0.34% | 158,932 | $3.3M | Reduce -46.2% |
| AMZN Amazon.com Inc. | 0.33% | 17,148 | $3.1M | Reduce -6.1% |
| IWD iShares Russell 1000 Value E | 0.31% | 16,575 | $3.0M | Add +0.0% |
| DFIV Dimensional International Va | 0.31% | 80,292 | $3.0M | Reduce -0.9% |
| INSP Inspire Medical Systems Inc. | 0.29% | 12,748 | $2.7M | New |
| SCHD Schwab US DVD Equity ETF | 0.28% | 33,296 | $2.7M | Add +29.2% |
| VWO Vanguard Ftse Emerging Marke | 0.26% | 58,569 | $2.4M | Reduce -23.2% |
| IEMG iShares Core MSCI Emerging | 0.23% | 42,909 | $2.2M | Reduce -1.8% |
| PXF Invesco Rafi Developed Marke | 0.22% | 41,952 | $2.1M | No change |
| DFAS Dimensional US Small Cap ETF | 0.21% | 32,388 | $2.0M | Reduce -7.9% |
| IJR iShares Core S&P Small-Cap E | 0.21% | 17,760 | $2.0M | Reduce -11.8% |
| EFA iShares MSCI Eafe ETF | 0.20% | 23,691 | $1.9M | Reduce -5.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 4,229 | $1.8M | Reduce -1.6% |
| IJH iShares Core S&P Midcap ETF | 0.19% | 29,148 | $1.8M | Reduce -9.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.18% | 10,679 | $1.7M | Reduce -0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.16% | 6,081 | $1.5M | Add +0.2% |
| NVDA Nvidia Corp. | 0.16% | 1,677 | $1.5M | Reduce -32.3% |
| VOO Vanguard S&P 500 ETF | 0.15% | 2,945 | $1.4M | Reduce -2.2% |
| DFSI Dimensional Int Sus COR1 ETF | 0.15% | 41,168 | $1.4M | Add +0.0% |
| COST Costco Wholesale Corp. | 0.14% | 1,816 | $1.3M | Reduce -7.9% |
| TILT NT Mstar US Ftilt ETF | 0.14% | 6,592 | $1.3M | Reduce -7.4% |
| AGG iShares Core U.S. Aggregate | 0.14% | 13,238 | $1.3M | Add +34.1% |
| IWM iShares Russell 2000 ETF | 0.13% | 5,887 | $1.2M | Reduce -1.2% |
| VXF Vanguard Extended Market ETF | 0.13% | 7,053 | $1.2M | Add +34.1% |
| SUSL iShares ESG MSCI USA Leaders | 0.13% | 12,608 | $1.2M | Add +0.1% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.12% | 4,837 | $1.2M | No change |
| CMF iShares California Muni Bond | 0.12% | 19,909 | $1.1M | No change |
| JNJ Johnson & Johnson | 0.12% | 7,200 | $1.1M | Add +0.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.11% | 4,679 | $1.1M | Reduce -16.3% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.11% | 8,756 | $1.0M | No change |
| VEU Vanguard Ftse All-World Ex-U | 0.10% | 16,727 | $981K | Reduce -24.7% |
| EMLP First Trust North American E | 0.10% | 32,687 | $965K | Reduce -2.7% |
| JQUA JPMorgan US Quality Factor | 0.10% | 17,059 | $902K | Reduce -16.6% |
| AXP American Express Co. | 0.10% | 3,953 | $900K | Add +20.0% |
| OEF iShares S&P 100 ETF | 0.10% | 3,632 | $899K | Add +0.0% |
| LLY Eli Lilly & Co. | 0.09% | 1,092 | $850K | Add +8.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.09% | 1,859 | $825K | Reduce -49.6% |
| O Realty Income Corp. | 0.08% | 14,747 | $798K | Reduce -2.5% |
| MCD McDonald's Corp. | 0.08% | 2,737 | $772K | No change |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.08% | 3,084 | $771K | Add +0.1% |
| PG The Procter & Gamble Co. | 0.08% | 4,733 | $768K | Add +6.2% |
| TFLO iShares Treasury Floating Ra | 0.08% | 14,824 | $751K | Reduce -0.8% |
| IWF iShares Russell 1000 Growth | 0.08% | 2,183 | $736K | Reduce -19.0% |
| MRK Merck & Co. Inc. | 0.08% | 5,456 | $720K | Add +5.5% |
| GWX State Street SPDR S&P Intern | 0.07% | 21,475 | $697K | No change |
| ORCL Oracle Corp. | 0.07% | 5,203 | $654K | Reduce -13.2% |
| GOOG Alphabet Inc. Class C | 0.07% | 4,212 | $641K | Reduce -12.6% |
| VTIP Vanguard Short-Term Tips | 0.07% | 13,105 | $628K | Add +12.1% |
| SBUX Starbucks Corp. | 0.07% | 6,834 | $625K | Reduce -13.9% |
| MDY State Street SPDR S&P Midcap | 0.07% | 1,119 | $622K | Add +3.4% |
| CHNTX Chestnut Street Exchange | 0.06% | 538 | $577K | No change |
| DVY iShares Select Dividend ETF | 0.06% | 4,568 | $563K | Reduce -18.0% |
| IUSV iShares Core S&P U.S. Value | 0.06% | 6,140 | $555K | Add +0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.06% | 1,600 | $551K | Reduce -1.8% |
| IWR iShares Russell Mid-Cap ETF | 0.06% | 6,479 | $545K | No change |
| GOOGL Alphabet Inc. Class A | 0.06% | 3,594 | $542K | Reduce -5.3% |
| ITM Vaneck Intermediate Muni ETF | 0.06% | 11,601 | $540K | No change |
| IVW iShares S&P 500 Growth ETF | 0.06% | 6,364 | $537K | No change |
| SCHW Schwab (charles) Corp. | 0.05% | 6,937 | $502K | Reduce -24.1% |
| ABBV Abbvie Inc. | 0.05% | 2,754 | $502K | Add +2.0% |
| BND Vanguard Total Bond Market | 0.05% | 6,498 | $472K | Reduce -11.5% |
| META Meta Platforms Inc. Class A | 0.05% | 968 | $470K | Add +0.8% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.05% | 1,773 | $462K | Reduce -1.3% |
| UNH Unitedhealth Group Inc. | 0.05% | 928 | $459K | Add +0.4% |
| EPD Enterprise Products Partners | 0.05% | 15,609 | $455K | Add +164.8% |
| SCHF Schwab Intl Equity ETF | 0.05% | 11,667 | $455K | Reduce -0.6% |
| HD Home Depot Inc. | 0.05% | 1,152 | $442K | Reduce -1.8% |
| XOM Exxon Mobil Corp. | 0.05% | 3,749 | $436K | Reduce -15.8% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $15K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| JPMORGAN CHASE & CO (JPM 5.75 PERP DD) | PREFERRED STOCK | 307 | $8K | No change |
| VOYA FINANCIAL INC (VOYA V5.35 PERP B) | Common Stock | 307 | $7K | No change |
Total filed on the 13F, all lines: $943.6M.
Portfolio Sells Q4 2023 → Q1 2024
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -47.6% | 3.36% | −2.66 |
| AAPL Apple Inc. | Reduce -85.3% | 0.43% | −2.66 |
| HYD Vaneck High Yield Muni ETF | Reduce -71.1% | 0.85% | −1.88 |
| ESGE iShares Inc. iShares ESG Awar | Reduce -70.2% | 0.53% | −1.14 |
| QUAL iShares MSCI USA Quality Fac | Reduce -42.9% | 2.08% | −0.97 |
| PCY Invesco Emerging Markets Sov | Reduce -46.2% | 0.34% | −0.26 |
| VT Vanguard Tot World STK ETF | Reduce -99.8% | 0.00% | −0.17 |
| IVV iShares Core S&P 500 ETF | Reduce -22.4% | 1.39% | −0.14 |
| HYMB SS SPDR N Ice HY Muni ETF | Reduce -13.1% | 1.70% | −0.10 |
| MUB iShares National Muni Bond E | Reduce -14.4% | 0.87% | −0.09 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -13.7% | 0.81% | −0.08 |
| VEA Vanguard Ftse Developed ETF | Reduce -19.2% | 0.72% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -49.6% | 0.09% | −0.06 |
| MRSH Marsh & McLennan Cos | Sold out | 0.00% | −0.06 |
| VWO Vanguard Ftse Emerging Marke | Reduce -23.2% | 0.26% | −0.05 |
| SDY SS SPDR S&P Dividend ETF | Reduce -92.3% | 0.00% | −0.04 |
| MTTR Matterport Inc. | Sold out | 0.00% | −0.04 |
| IYW iShares Ustechnology ETF | Sold out | 0.00% | −0.03 |
| VNQ Vanguard Real Estate ETF | Reduce -7.7% | 0.66% | −0.02 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -24.7% | 0.10% | −0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -60.3% | 0.02% | −0.02 |
| ADC Agree Realty Corp. | Sold out | 0.00% | −0.01 |
| BSV Vanguard Short-Term Bond ETF | Sold out | 0.00% | −0.01 |
| BMRN Biomarin Pharmaceutical Inc. | Sold out | 0.00% | −0.01 |
| DIA SS SPDR Dow Jones Indus Avg | Sold out | 0.00% | −0.01 |
| KO The Coca-Cola Co. | Reduce -69.1% | 0.01% | −0.01 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -49.0% | 0.01% | −0.01 |
| SBUX Starbucks Corp. | Reduce -13.9% | 0.07% | −0.01 |
| WTAI Wisdomtree AI and Innovation | Sold out | 0.00% | −0.01 |
| SCHW Schwab (charles) Corp. | Reduce -24.1% | 0.05% | −0.01 |
| BA The Boeing Co. | Reduce -5.3% | 0.03% | −0.01 |
| AWR American States Water Co. | Sold out | 0.00% | −0.01 |
| IJR iShares Core S&P Small-Cap E | Reduce -11.8% | 0.21% | −0.01 |
| TMUS T-Mobile US Inc. | Reduce -38.3% | 0.02% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -53.4% | 0.01% | −0.01 |
| VNQI Vanguard GLBL Ex-US Real Est | Reduce -82.9% | 0.00% | −0.01 |
| RWX State Street SPDR Dow Jones | Sold out | 0.00% | −0.01 |
| SPLV Invesco S&P 500 Low Volatili | Sold out | 0.00% | −0.01 |
| VSS Vanguard Ftse All Wo X-US SC | Reduce -71.1% | 0.00% | −0.01 |
| QCOM Qualcomm Inc. | Reduce -71.0% | 0.00% | −0.01 |
| DVY iShares Select Dividend ETF | Reduce -18.0% | 0.06% | −0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -16.3% | 0.11% | −0.01 |
| FTEC Fidelity MSCI Info Tech Indx | Reduce -32.3% | 0.02% | −0.00 |
| VIOO Vanguard S&P Small-Cap 600 E | Sold out | 0.00% | −0.00 |
| BND Vanguard Total Bond Market | Reduce -11.5% | 0.05% | −0.00 |
| PSA Public Storage | Sold out | 0.00% | −0.00 |
| NKE Nike Inc. Class B | Reduce -0.1% | 0.04% | −0.00 |
| IWF iShares Russell 1000 Growth | Reduce -19.0% | 0.08% | −0.00 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.00 |
| FHLC Fidelity MSCI Health Care | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +12.1% | 13.32% | +2.07 |
| DFAI Dimensional International Co. | Add +15.4% | 4.81% | +1.11 |
| DFAE Dimensional Emerging Core Eq | Add +14.2% | 5.41% | +1.08 |
| DFGR Dim Global Real Estate ETF | Add +9.5% | 5.50% | +0.71 |
| BAB Invesco Taxable Municipal Bo | Add +8.3% | 2.74% | +0.34 |
| INSP Inspire Medical Systems Inc. | New | 0.29% | +0.29 |
| EAGG iShares ESG Aware US Aggrega | Add +3.3% | 2.74% | +0.22 |
| VXUS Vanguard Total Intl Stock | Add +29.6% | 0.35% | +0.11 |
| SCHD Schwab US DVD Equity ETF | Add +29.2% | 0.28% | +0.09 |
| VXF Vanguard Extended Market ETF | Add +34.1% | 0.13% | +0.05 |
| IWD iShares Russell 1000 Value E | Add +0.0% | 0.31% | +0.04 |
| AGG iShares Core U.S. Aggregate | Add +34.1% | 0.14% | +0.04 |
| AXP American Express Co. | Add +20.0% | 0.10% | +0.03 |
| EPD Enterprise Products Partners | Add +164.8% | 0.05% | +0.03 |
| LLY Eli Lilly & Co. | Add +8.2% | 0.09% | +0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +0.2% | 0.16% | +0.02 |
| MRK Merck & Co. Inc. | Add +5.5% | 0.08% | +0.02 |
| VOOV Vanguard S&P 500 Value ETF | New | 0.02% | +0.02 |
| SUSL iShares ESG MSCI USA Leaders | Add +0.1% | 0.13% | +0.02 |
| VOOG Vanguard S&P 500 Growth ETF | New | 0.02% | +0.02 |
| AOHY Angel Oak High Yild Oppo ETF | New | 0.02% | +0.02 |
| PG The Procter & Gamble Co. | Add +6.2% | 0.08% | +0.02 |
| META Meta Platforms Inc. Class A | Add +0.8% | 0.05% | +0.02 |
| DFSI Dimensional Int Sus COR1 ETF | Add +0.0% | 0.15% | +0.02 |
| OEF iShares S&P 100 ETF | Add +0.0% | 0.10% | +0.01 |
| USHY iShares Broad Usd High Yield | New | 0.01% | +0.01 |
| AJG Arthur J Gallagher & Co. | Add +0.1% | 0.08% | +0.01 |
| ABBV Abbvie Inc. | Add +2.0% | 0.05% | +0.01 |
| MDY State Street SPDR S&P Midcap | Add +3.4% | 0.07% | +0.01 |
| VTIP Vanguard Short-Term Tips | Add +12.1% | 0.07% | +0.01 |
| PGX Invesco Preferred ETF | New | 0.01% | +0.01 |
| JNJ Johnson & Johnson | Add +0.1% | 0.12% | +0.01 |
| IUSV iShares Core S&P U.S. Value | Add +0.1% | 0.06% | +0.01 |
| FELV Fidelity Enh LRG Cap Val ETF | New | 0.01% | +0.01 |
| XLK SS Technology Select Sector | Add +6.2% | 0.04% | +0.01 |
| IVOO Vanguard S&P Mid-Cap 400 ETF | New | 0.01% | +0.01 |
| SCHB Schwab US Broad Market ETF | Add +0.3% | 0.04% | +0.01 |
| IBM Intl Business Machines Corp. | Add +0.3% | 0.03% | +0.01 |
| PREF Pri Spe Pre Sec Acti-Usd Inc. | New | 0.00% | +0.00 |
| SCHG Schwab US Large-Cap Growth | Add +3.0% | 0.03% | +0.00 |
| DBC Invesco DB Commodity Index T | New | 0.00% | +0.00 |
| ASND Ascendis Pharma A/S | New | 0.00% | +0.00 |
| DFIP Dimensional Inflation-Protec | New | 0.00% | +0.00 |
| HDV iShares Core High Dividend E | Add +24.3% | 0.01% | +0.00 |
| DEM Wisdomtree Emerging Markets | New | 0.00% | +0.00 |
| IWC iShares Micro-Cap ETF | Add +0.1% | 0.03% | +0.00 |
| IAU iShares Gold Trust | New | 0.00% | +0.00 |
| REET iShares Global REIT ETF | Add +8.8% | 0.02% | +0.00 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +32.0% | 0.01% | +0.00 |
| CAT Caterpillar Inc. | Add +23.4% | 0.01% | +0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| PAASF Pan American Silver Corp.-CVR | COM | Sold out | 700 | $361before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.