Raymond James Financial Services Advisors, Inc.
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 19, 2024), Raymond James Financial Services Advisors, Inc. reported 3,351 stock positions worth $70.3 billion. Its top holding was Apple (AAPL) at 2.8% of the portfolio, followed by Microsoft (MSFT, 2.7%) and iShares Core S&P 500 ETF (IVV, 2.2%). Compared with Q1 2024, it opened 180 new positions, sold out of 170, added to 1,696 and reduced 1,390. The biggest buy was Apple (AAPL, shares +1%) and the biggest sale Marathon Petroleum (MPC, shares −1%).
- Most Recent 13F
- Q3 2024
- Location
- ST. PETERSBURG, FL
- CIK
- 0001462284
- Portfolio Value
- $70.3B (Q2 2024)
- SEC Filing
- 0001084208-24-000014 ↗ filed Jul 19, 2024
Holdings Value
Holdings 3,351 stocks · $70.3B
| AAPL Apple Inc. | 2.81% | 9,368,403 | $2.0B | Add +1.4% |
| MSFT Microsoft Corp. | 2.67% | 4,202,480 | $1.9B | Add +1.1% |
| IVV iShares Core S&P 500 ETF | 2.22% | 2,853,728 | $1.6B | Add +8.2% |
| VOO Vanguard S&P 500 ETF | 2.17% | 3,044,542 | $1.5B | Add +0.8% |
| NVDA Nvidia Corp. | 1.77% | 10,083,570 | $1.2B | Reduce -3.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.58% | 2,046,465 | $1.1B | Add +10.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.53% | 2,241,509 | $1.1B | Add +10.2% |
| AMZN Amazon.com Inc. | 1.41% | 5,146,063 | $994.5M | Add +2.5% |
| JPM JPMorgan Chase & Co. | 1.24% | 4,306,100 | $871.0M | Add +0.8% |
| AVGO Broadcom Inc. | 1.08% | 471,759 | $757.4M | Reduce -4.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.96% | 4,192,843 | $672.6M | Add +5.1% |
| GOOGL Alphabet Inc. Class A | 0.91% | 3,501,675 | $637.8M | Reduce -0.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.89% | 2,332,198 | $623.9M | Add +13.5% |
| HD Home Depot Inc. | 0.80% | 1,629,491 | $560.9M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.79% | 1,363,106 | $554.5M | Add +2.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.78% | 2,274,175 | $550.6M | Add +10.8% |
| WMT Walmart Inc. | 0.75% | 7,823,068 | $529.7M | Add +2.4% |
| IEFA iShares Core MSCI Eafe ETF | 0.73% | 7,029,413 | $510.6M | Add +7.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.72% | 1,360,023 | $508.7M | Add +1.8% |
| DGRO iShares Core Dividend Growth | 0.72% | 8,821,774 | $508.2M | Add +1.3% |
| ETN Eaton Corp. PLC | 0.70% | 1,575,752 | $494.1M | Reduce -1.1% |
| AGG iShares Core U.S. Aggregate | 0.70% | 5,040,480 | $489.3M | Reduce -5.4% |
| VYM Vanguard High DVD Yield ETF | 0.67% | 3,952,779 | $468.8M | Reduce -2.4% |
| SCHD Schwab US DVD Equity ETF | 0.65% | 5,851,505 | $455.0M | Add +2.4% |
| MRK Merck & Co. Inc. | 0.64% | 3,634,014 | $449.9M | Add +1.6% |
| META Meta Platforms Inc. Class A | 0.62% | 860,762 | $434.0M | Add +2.0% |
| V Visa Inc. Class A | 0.62% | 1,652,835 | $433.8M | Add +3.3% |
| IJH iShares Core S&P Midcap ETF | 0.59% | 7,135,819 | $417.6M | Reduce -3.7% |
| UNH Unitedhealth Group Inc. | 0.59% | 814,000 | $414.5M | Add +2.4% |
| IJR iShares Core S&P Small-Cap E | 0.57% | 3,787,930 | $404.0M | Add +1.2% |
| MSI Motorola Solutions Inc. | 0.55% | 993,689 | $383.6M | Add +0.5% |
| JNJ Johnson & Johnson | 0.54% | 2,621,020 | $383.1M | Add +1.6% |
| RDVY First Trust Rising Dividend | 0.54% | 6,872,756 | $376.3M | Add +18.7% |
| MPC Marathon Petroleum Corp. | 0.52% | 2,116,581 | $367.2M | Reduce -1.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.52% | 6,731,230 | $366.8M | Add +4.0% |
| CB Chubb Ltd. | 0.52% | 1,428,357 | $364.3M | Add +0.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.51% | 4,243,164 | $356.3M | Reduce -4.3% |
| VIG Vanguard Dividend Apprec ETF | 0.49% | 1,895,413 | $346.0M | Reduce -2.5% |
| RSP Invesco S&P 500 Equal Weight | 0.49% | 2,102,433 | $345.4M | Reduce -5.0% |
| GOOG Alphabet Inc. Class C | 0.49% | 1,863,565 | $341.8M | Add +4.7% |
| DIVO Amplify CWP Enhan Divid ETF | 0.48% | 8,797,347 | $340.5M | Add +1.5% |
| COST Costco Wholesale Corp. | 0.48% | 393,621 | $334.6M | Add +0.7% |
| SCHG Schwab US Large-Cap Growth | 0.47% | 3,309,571 | $333.7M | Reduce -8.1% |
| VEA Vanguard Ftse Developed ETF | 0.45% | 6,451,500 | $318.8M | Reduce -0.2% |
| CSCO Cisco Systems Inc. | 0.44% | 6,481,300 | $307.9M | Reduce -4.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.42% | 9,000,947 | $297.0M | Add +6.1% |
| FTCS First Trust Capital Strength | 0.41% | 3,407,234 | $286.3M | Add +5.9% |
| CVX Chevron Corp. | 0.40% | 1,789,540 | $279.9M | Add +2.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.40% | 1,418,246 | $279.6M | Add +6.3% |
| UNP Union Pacific Corp. | 0.39% | 1,222,239 | $276.5M | Reduce -0.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.39% | 3,178,922 | $275.3M | Reduce -2.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.39% | 1,261,199 | $275.0M | Reduce -1.9% |
| VZ Verizon Communications Inc. | 0.39% | 6,609,730 | $272.6M | Reduce -0.5% |
| CRM Salesforce Inc. | 0.38% | 1,051,153 | $270.3M | Add +3.1% |
| IWF iShares Russell 1000 Growth | 0.38% | 725,763 | $264.5M | Reduce -0.7% |
| APD Air Products & Chemicals Inc. | 0.37% | 999,154 | $257.8M | Add +2.3% |
| LLY Eli Lilly & Co. | 0.35% | 270,986 | $245.3M | Reduce -0.9% |
| BND Vanguard Total Bond Market | 0.33% | 3,246,975 | $233.9M | Add +8.6% |
| CMCSA Comcast Corp. Class A | 0.33% | 5,907,582 | $231.3M | Add +2.7% |
| VGT Vanguard Info Tech ETF | 0.33% | 399,871 | $230.6M | Add +3.1% |
| XLV SS Health Care Select Sector | 0.33% | 1,570,613 | $228.9M | Add +1.9% |
| IVW iShares S&P 500 Growth ETF | 0.32% | 2,462,255 | $227.9M | Add +2.2% |
| PG The Procter & Gamble Co. | 0.32% | 1,357,323 | $223.8M | Add +2.6% |
| DVN Devon Energy Corp. | 0.32% | 4,699,410 | $222.8M | Add +3.8% |
| XLK SS Technology Select Sector | 0.31% | 975,587 | $220.7M | Add +14.5% |
| IWM iShares Russell 2000 ETF | 0.31% | 1,072,801 | $217.7M | Add +34.4% |
| MDT Medtronic PLC | 0.31% | 2,761,568 | $217.4M | Reduce -3.2% |
| DGRW Wisdomtree U.S. Quality Divi | 0.30% | 2,722,661 | $212.5M | Add +1.6% |
| XOM Exxon Mobil Corp. | 0.29% | 1,791,405 | $206.2M | Add +23.8% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.29% | 4,204,755 | $204.9M | Add +0.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.29% | 2,533,805 | $203.0M | Add +14.5% |
| CME Cme Group Inc. | 0.29% | 1,031,414 | $202.8M | Reduce -1.0% |
| LHX L3HARRIS Technologies Inc. | 0.28% | 890,548 | $200.0M | Add +0.9% |
| TLT iShares 20+ Year Treasury BD | 0.28% | 2,166,629 | $198.9M | Reduce -2.5% |
| AMD Advanced Micro Devices | 0.28% | 1,212,118 | $196.6M | Add +5.9% |
| IWD iShares Russell 1000 Value E | 0.28% | 1,122,375 | $195.8M | Add +31.6% |
| TT Trane Technologies PLC | 0.28% | 589,313 | $193.8M | Add +3.9% |
| FVD First Trust Value Line DVD | 0.27% | 4,665,938 | $190.1M | Reduce -16.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.27% | 1,711,187 | $188.4M | Add +2.1% |
| ABBV Abbvie Inc. | 0.27% | 1,092,152 | $187.3M | Reduce -0.3% |
| GLD SPDR Gold Shares | 0.26% | 857,981 | $184.5M | Add +6.8% |
| NEE Nextera Energy Inc. | 0.25% | 2,507,730 | $177.6M | Add +43.8% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.25% | 2,725,814 | $174.5M | Add +18.8% |
| QCOM Qualcomm Inc. | 0.23% | 829,629 | $165.2M | Reduce -4.0% |
| JEPI JPMorgan Equity Premium Inco | 0.23% | 2,899,066 | $164.3M | Add +15.8% |
| IEF iShares 7-10 Year Treasury B | 0.23% | 1,745,645 | $163.5M | Add +4.7% |
| PEP Pepsico Inc. | 0.23% | 983,623 | $162.2M | Reduce -1.9% |
| VONG Vanguard Russell 1000 Growth | 0.23% | 1,704,787 | $159.9M | Add +18.3% |
| ITOT iShares Core S&P Total U.S. | 0.23% | 1,345,319 | $159.8M | Add +8.8% |
| IVE iShares S&P 500 Value ETF | 0.22% | 859,747 | $156.5M | Add +0.4% |
| DRI Darden Restaurants Inc. | 0.22% | 1,004,932 | $152.1M | Add +2.7% |
| AMGN Amgen Inc. | 0.21% | 479,325 | $149.8M | Add +2.5% |
| BBY Best Buy Co. Inc. | 0.21% | 1,774,395 | $149.6M | Reduce -2.9% |
| QUAL iShares MSCI USA Quality Fac | 0.21% | 869,539 | $148.5M | Add +11.3% |
| NXPI NXP Semiconductors NV | 0.21% | 550,609 | $148.2M | Reduce -2.0% |
| IYW iShares Ustechnology ETF | 0.20% | 954,317 | $143.6M | Add +8.2% |
| SPGP Invesco S&P 500 Garp ETF | 0.20% | 1,388,101 | $142.7M | Add +18.7% |
| JCI Johnson Controls Internation | 0.20% | 2,120,275 | $140.9M | Add +2.0% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.20% | 3,210,873 | $139.9M | Reduce -10.6% |
| ACIO Aptus Collared Invest Opp | 0.20% | 3,651,158 | $137.4M | Add +224.4% |
Options reported separately and not counted above: SPY puts ($23.7M), NVDA puts ($5.5M), GOOGL puts ($720K), QCOM puts ($154K), RTX puts ($113K), PNR puts ($93K), GWW puts ($89K), PHM puts ($89K), BABA calls ($82K), SMCI puts ($79K), MU puts ($67K), PII puts ($65K), and 5 more.
Other holdings (27): bonds, preferreds, convertibles and warrants · $7.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,451 | $1.7M | Add +8.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,370 | $1.6M | Reduce -5.3% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 24,388 | $1.2M | Add +7.0% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,195,000 | $741K | Reduce -0.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,936 | $656K | Add +0.2% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 8,708 | $361K | Reduce -1.4% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 270,000 | $259K | Add +8.0% |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 250,000 | $242K | No change |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 175,000 | $173K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 115,000 | $114K | No change |
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | 100,000 | $99K | No change |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 100,000 | $95K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 50,000 | $47K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 50,000 | $41K | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 35,000 | $32K | No change |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 25,000 | $24K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 20,000 | $20K | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 17,000 | $18K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 20,000 | $18K | No change |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 15,000 | $16K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 15,000 | $15K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $13K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 20,000 | $10K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 10,000 | $10K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 10,000 | $9K | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 10,000 | $8K | No change |
Total filed on the 13F, all lines: $70.3B.
Portfolio Sells Q1 2024 → Q2 2024
| MPC Marathon Petroleum Corp. | Reduce -1.0% | 0.52% | −0.12 |
| FVD First Trust Value Line DVD | Reduce -16.9% | 0.27% | −0.08 |
| AGG iShares Core U.S. Aggregate | Reduce -5.4% | 0.70% | −0.08 |
| CVS CVS Health Corp. | Reduce -21.1% | 0.10% | −0.08 |
| IJH iShares Core S&P Midcap ETF | Reduce -3.7% | 0.59% | −0.07 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.07 |
| RSP Invesco S&P 500 Equal Weight | Reduce -5.0% | 0.49% | −0.07 |
| CSCO Cisco Systems Inc. | Reduce -4.3% | 0.44% | −0.06 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Reduce -10.6% | 0.20% | −0.06 |
| VYM Vanguard High DVD Yield ETF | Reduce -2.4% | 0.67% | −0.06 |
| MDT Medtronic PLC | Reduce -3.2% | 0.31% | −0.06 |
| SDY SS SPDR S&P Dividend ETF | Reduce -26.0% | 0.13% | −0.06 |
| UNP Union Pacific Corp. | Reduce -0.4% | 0.39% | −0.05 |
| FIXD First Trust Smith Opportunis | Reduce -21.2% | 0.16% | −0.05 |
| NOBL Proshares S&P 500 Dividend A | Reduce -13.2% | 0.18% | −0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.9% | 0.39% | −0.05 |
| CME Cme Group Inc. | Reduce -1.0% | 0.29% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.3% | 0.51% | −0.04 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -2.1% | 0.39% | −0.04 |
| XLY SS Consumer Disc Select Sect | Reduce -24.8% | 0.10% | −0.04 |
| ETN Eaton Corp. PLC | Reduce -1.1% | 0.70% | −0.04 |
| DIS The Walt Disney Co. | Reduce -0.1% | 0.13% | −0.04 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.5% | 0.49% | −0.04 |
| FTSM First Trust Enh Short Mat FD | Reduce -16.0% | 0.14% | −0.03 |
| LOW Lowe's Cos Inc. | Reduce -2.4% | 0.14% | −0.03 |
| FBND Fidelity Total Bond ETF | Reduce -15.4% | 0.13% | −0.03 |
| ACN Accenture PLC Class A | Reduce -4.2% | 0.13% | −0.03 |
| ABBV Abbvie Inc. | Reduce -0.3% | 0.27% | −0.03 |
| MCD McDonald's Corp. | Reduce -1.4% | 0.17% | −0.03 |
| PEP Pepsico Inc. | Reduce -1.9% | 0.23% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -2.5% | 0.28% | −0.03 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.2% | 0.45% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -0.5% | 0.39% | −0.03 |
| IQLT iShares MSCI International Q | Reduce -22.4% | 0.07% | −0.03 |
| BA The Boeing Co. | Reduce -9.3% | 0.10% | −0.02 |
| SCHG Schwab US Large-Cap Growth | Reduce -8.1% | 0.47% | −0.02 |
| RPV Invesco S&P 500 Pure Value E | Reduce -60.8% | 0.01% | −0.02 |
| UPS United Parcel Service Class B | Reduce -0.4% | 0.14% | −0.02 |
| BLK BlackRock Finance Inc. | Reduce -9.1% | 0.09% | −0.02 |
| SBUX Starbucks Corp. | Reduce -1.2% | 0.08% | −0.02 |
| GAP The Gap Inc. | Reduce -97.6% | 0.00% | −0.02 |
| ABT Abbott Laboratories | Reduce -1.6% | 0.12% | −0.02 |
| ITW Illinois Tool Works | Reduce -3.6% | 0.08% | −0.02 |
| NKE Nike Inc. Class B | Reduce -1.1% | 0.06% | −0.02 |
| ULTA Ulta Beauty Inc. | Reduce -17.9% | 0.02% | −0.02 |
| PAVE Global X US Infrastructure | Reduce -12.8% | 0.06% | −0.02 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -1.7% | 0.14% | −0.02 |
| FXR First Trust Indst/Producers | Reduce -17.9% | 0.04% | −0.02 |
| PLD Prologis Inc. | Reduce -23.0% | 0.03% | −0.02 |
| TCAF T Rowe PRC Cap Appreciation | Reduce -20.3% | 0.06% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +1.4% | 2.81% | +0.45 |
| QQQ Invesco QQQ Trust Series 1 | Add +10.2% | 1.53% | +0.19 |
| IVV iShares Core S&P 500 ETF | Add +8.2% | 2.22% | +0.16 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +10.6% | 1.58% | +0.15 |
| ACIO Aptus Collared Invest Opp | Add +224.4% | 0.20% | +0.14 |
| VTI VG Morningstar TS MKT ETF-US | Add +13.5% | 0.89% | +0.09 |
| NEE Nextera Energy Inc. | Add +43.8% | 0.25% | +0.09 |
| GOOG Alphabet Inc. Class C | Add +4.7% | 0.49% | +0.08 |
| MSFT Microsoft Corp. | Add +1.1% | 2.67% | +0.07 |
| WMT Walmart Inc. | Add +2.4% | 0.75% | +0.07 |
| AMZN Amazon.com Inc. | Add +2.5% | 1.41% | +0.07 |
| PEG Public Service Enterprise GP | Add +381.7% | 0.08% | +0.07 |
| DRSK Aptus Defined Risk ETF | Add +159.9% | 0.10% | +0.06 |
| IWM iShares Russell 2000 ETF | Add +34.4% | 0.31% | +0.06 |
| RDVY First Trust Rising Dividend | Add +18.7% | 0.54% | +0.05 |
| IWD iShares Russell 1000 Value E | Add +31.6% | 0.28% | +0.05 |
| COST Costco Wholesale Corp. | Add +0.7% | 0.48% | +0.05 |
| XLK SS Technology Select Sector | Add +14.5% | 0.31% | +0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +14.5% | 0.29% | +0.05 |
| XOM Exxon Mobil Corp. | Add +23.8% | 0.29% | +0.04 |
| OSCV Opus Small Cap Value ETF | Add +203.2% | 0.07% | +0.04 |
| VONG Vanguard Russell 1000 Growth | Add +18.3% | 0.23% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +1.8% | 0.72% | +0.04 |
| JMUB JPMorgan Municipal ETF | Add +205.9% | 0.06% | +0.04 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +18.8% | 0.25% | +0.04 |
| SPEM State Street SP PTF Em ETF | Add +83.8% | 0.08% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +20.2% | 0.12% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +6.3% | 0.40% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +172.6% | 0.05% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +34.4% | 0.16% | +0.03 |
| IBDV iShares Ibonds Dec 2030 Corp. | Add +106.9% | 0.06% | +0.03 |
| IYW iShares Ustechnology ETF | Add +8.2% | 0.20% | +0.03 |
| DMAY FT Vest US Equity Deep Buffe | New | 0.03% | +0.03 |
| PANW Palo Alto Networks Inc. | Add +3.9% | 0.16% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +3.1% | 0.33% | +0.03 |
| XLC SS Comm Select Sector SPDR | Add +47.6% | 0.08% | +0.03 |
| GMAY FT Vest U.S. Equity Moderate | Add +1784.6% | 0.03% | +0.03 |
| MSI Motorola Solutions Inc. | Add +0.5% | 0.55% | +0.02 |
| JAAA Janus Henderson Aaa Clo ETF | Add +27.1% | 0.13% | +0.02 |
| TT Trane Technologies PLC | Add +3.9% | 0.28% | +0.02 |
| IGM iShares Expanded Tech Sector | Add +57.5% | 0.06% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +2.2% | 0.32% | +0.02 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +452.5% | 0.03% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +26.7% | 0.11% | +0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +10.8% | 0.78% | +0.02 |
| BBIN JPM Betabuilders Intl Eqty | Add +2792.1% | 0.02% | +0.02 |
| QUAL iShares MSCI USA Quality Fac | Add +11.3% | 0.21% | +0.02 |
| UCON First Trust Smith Unconstrai | Add +288.2% | 0.03% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +10.8% | 0.09% | +0.02 |
| BSJQ Invesco Bulletshares 2026 HY | New | 0.02% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +242.1% | 49,600 | $23.7M |
| NVDA Nvidia Corp. | put | Add +182.0% | 56,400 | $5.5M |
| VOO Vanguard S&P 500 ETF | put | Sold out | 2,500 | $1.1Mbefore exit |
| GOOGL Alphabet Inc. Class A | put | New | 4,500 | $720K |
| MSFT Microsoft Corp. | put | Sold out | 1,500 | $600Kbefore exit |
| TSLA Tesla Inc. | call | Sold out | 1,000 | $225Kbefore exit |
| QCOM Qualcomm Inc. | put | New | 700 | $154K |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 5,000 | $100Kbefore exit |
| PNR Pentair PLC | put | New | 1,200 | $93K |
| GWW WW Grainger Inc. | put | New | 100 | $89K |
| PHM Pultegroup Inc. | put | New | 800 | $89K |
| BABA Alibaba Group Holding-SP ADR | call | New | 800 | $82K |
| SMCI Super Micro Computer Inc. | put | New | 100 | $79K |
| LECO Lincoln Electric Holdings | put | Sold out | 300 | $75Kbefore exit |
| PII Polaris Inc. | put | New | 1,000 | $65K |
| IYW iShares Ustechnology ETF | put | New | 400 | $60K |
| AMZN Amazon.com Inc. | put | New | 200 | $34K |
| TSLA Tesla Inc. | put | Add +100.0% | 200 | $30K |
| XOM Exxon Mobil Corp. | put | Sold out | 200 | $19Kbefore exit |
| BAC Bank of America Corp. | call | New | 100 | $4K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Sold out | 103,502 | $2.6Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +8.2% | 1,451 | $1.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -5.3% | 1,370 | $1.6M |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Add +7.0% | 24,388 | $1.2M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -0.8% | 1,195,000 | $741K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Add +0.2% | 15,936 | $656K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -1.4% | 8,708 | $361K |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +8.0% | 270,000 | $259K |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Sold out | 275,000 | $235Kbefore exit |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 10,109 | $139Kbefore exit |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | Sold out | 100,000 | $100Kbefore exit |
| JOYY INC (JOYY 1.375 06/15/26) | NOTE 1.375% 6/1 · principal | Sold out | 100,000 | $98Kbefore exit |
| INSEEGO CORP (INSG 3.25 05/01/25) | NOTE 3.250% 5/0 · principal | Sold out | 200,000 | $76Kbefore exit |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Sold out | 20,216 | $10Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.