Raymond James Financial Services Advisors, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Raymond James Financial Services Advisors, Inc. reported 3,384 stock positions worth $75.0 billion. Its top holding was Apple (AAPL) at 2.8% of the portfolio, followed by Microsoft (MSFT, 2.3%) and iShares Core S&P 500 ETF (IVV, 2.3%). Compared with Q2 2024, it opened 184 new positions, sold out of 150, added to 1,686 and reduced 1,438. The biggest buy was Analog Devices (ADI, shares +174%) and the biggest sale Microsoft (MSFT, shares −3%).
- Most Recent 13F
- Q3 2024
- Location
- ST. PETERSBURG, FL
- CIK
- 0001462284
- Portfolio Value
- $75.0B (Q3 2024)
- SEC Filing
- 0001084208-24-000023 ↗ filed Oct 18, 2024
Holdings Value
Holdings 3,384 stocks · $75.0B
| AAPL Apple Inc. | 2.84% | 9,130,395 | $2.1B | Reduce -2.5% |
| MSFT Microsoft Corp. | 2.34% | 4,079,028 | $1.8B | Reduce -2.9% |
| IVV iShares Core S&P 500 ETF | 2.26% | 2,939,808 | $1.7B | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 2.13% | 3,023,380 | $1.6B | Reduce -0.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.60% | 2,095,415 | $1.2B | Add +2.4% |
| NVDA Nvidia Corp. | 1.58% | 9,771,070 | $1.2B | Reduce -3.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.50% | 2,299,799 | $1.1B | Add +2.6% |
| AMZN Amazon.com Inc. | 1.25% | 5,051,637 | $941.3M | Reduce -1.8% |
| JPM JPMorgan Chase & Co. | 1.16% | 4,126,602 | $870.1M | Reduce -4.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.10% | 4,715,150 | $823.1M | Add +12.5% |
| AVGO Broadcom Inc. | 1.04% | 4,509,993 | $778.0M | Reduce -4.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.87% | 2,304,050 | $652.4M | Reduce -1.2% |
| HD Home Depot Inc. | 0.86% | 1,586,752 | $643.0M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.83% | 1,355,588 | $623.9M | Reduce -0.6% |
| WMT Walmart Inc. | 0.83% | 7,670,626 | $619.4M | Reduce -1.9% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.79% | 2,250,742 | $593.8M | Reduce -1.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.75% | 1,467,952 | $563.6M | Add +7.9% |
| GOOGL Alphabet Inc. Class A | 0.75% | 3,389,063 | $562.1M | Reduce -3.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.74% | 7,114,331 | $555.3M | Add +1.2% |
| DGRO iShares Core Dividend Growth | 0.72% | 8,612,535 | $539.9M | Reduce -2.4% |
| VYM Vanguard High DVD Yield ETF | 0.69% | 4,025,812 | $516.1M | Add +1.9% |
| UNH Unitedhealth Group Inc. | 0.68% | 869,710 | $508.5M | Add +6.8% |
| AGG iShares Core U.S. Aggregate | 0.67% | 4,982,945 | $504.6M | Reduce -1.1% |
| SCHD Schwab US DVD Equity ETF | 0.66% | 5,891,102 | $498.0M | Add +0.7% |
| ETN Eaton Corp. PLC | 0.64% | 1,450,632 | $480.8M | Reduce -7.9% |
| IJH iShares Core S&P Midcap ETF | 0.63% | 7,553,919 | $470.8M | Add +5.9% |
| META Meta Platforms Inc. Class A | 0.61% | 804,354 | $460.4M | Reduce -6.5% |
| IJR iShares Core S&P Small-Cap E | 0.59% | 3,780,134 | $442.1M | Reduce -0.2% |
| V Visa Inc. Class A | 0.58% | 1,588,258 | $436.7M | Reduce -3.9% |
| MSI Motorola Solutions Inc. | 0.56% | 937,609 | $421.6M | Reduce -5.6% |
| JNJ Johnson & Johnson | 0.56% | 2,578,984 | $418.0M | Reduce -1.6% |
| RDVY First Trust Rising Dividend | 0.55% | 7,027,474 | $416.1M | Add +2.3% |
| MRK Merck & Co. Inc. | 0.55% | 3,603,148 | $409.2M | Reduce -0.8% |
| COWZ Pacer US Cash Cows 100 ETF | 0.52% | 6,786,907 | $392.5M | Add +0.8% |
| RSP Invesco S&P 500 Equal Weight | 0.52% | 2,190,317 | $392.4M | Add +4.2% |
| VEA Vanguard Ftse Developed ETF | 0.51% | 7,217,085 | $381.1M | Add +11.9% |
| DIVO Amplify CWP Enhan Divid ETF | 0.51% | 9,224,234 | $379.9M | Add +4.8% |
| CB Chubb Ltd. | 0.48% | 1,247,883 | $359.9M | Reduce -12.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.47% | 9,653,653 | $351.8M | Add +7.3% |
| COST Costco Wholesale Corp. | 0.47% | 396,711 | $351.7M | Add +0.8% |
| SCHG Schwab US Large-Cap Growth | 0.44% | 3,181,896 | $331.5M | Reduce -3.9% |
| MPC Marathon Petroleum Corp. | 0.44% | 2,032,922 | $331.2M | Reduce -4.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.44% | 1,388,721 | $329.4M | Add +10.1% |
| VIG Vanguard Dividend Apprec ETF | 0.44% | 1,662,043 | $329.2M | Reduce -12.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.43% | 3,564,758 | $325.5M | Reduce -16.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.42% | 3,214,645 | $311.7M | Add +1.1% |
| GOOG Alphabet Inc. Class C | 0.40% | 1,804,112 | $301.6M | Reduce -3.2% |
| UNP Union Pacific Corp. | 0.40% | 1,220,631 | $300.9M | Reduce -0.1% |
| FTCS First Trust Capital Strength | 0.40% | 3,288,921 | $298.6M | Reduce -3.5% |
| VZ Verizon Communications Inc. | 0.39% | 6,578,534 | $295.4M | Reduce -0.5% |
| QQQM Invesco Nasdaq 100 ETF | 0.39% | 1,460,922 | $293.4M | Add +3.0% |
| CRM Salesforce Inc. | 0.37% | 1,022,242 | $279.8M | Reduce -2.8% |
| IWF iShares Russell 1000 Growth | 0.37% | 744,074 | $279.3M | Add +2.5% |
| APD Air Products & Chemicals Inc. | 0.37% | 924,455 | $275.2M | Reduce -7.5% |
| BND Vanguard Total Bond Market | 0.36% | 3,587,629 | $269.5M | Add +10.5% |
| CVX Chevron Corp. | 0.36% | 1,826,068 | $268.9M | Add +2.0% |
| LLY Eli Lilly & Co. | 0.34% | 290,327 | $257.2M | Add +7.1% |
| XLV SS Health Care Select Sector | 0.33% | 1,612,534 | $248.4M | Add +2.7% |
| TLT iShares 20+ Year Treasury BD | 0.33% | 2,510,801 | $246.3M | Add +15.9% |
| NEE Nextera Energy Inc. | 0.32% | 2,842,288 | $240.3M | Add +13.3% |
| IWM iShares Russell 2000 ETF | 0.32% | 1,082,827 | $239.2M | Add +0.9% |
| PG The Procter & Gamble Co. | 0.32% | 1,376,277 | $238.4M | Add +1.4% |
| VGT Vanguard Info Tech ETF | 0.31% | 398,633 | $233.8M | Reduce -0.3% |
| MDT Medtronic PLC | 0.31% | 2,589,585 | $233.1M | Reduce -6.2% |
| CMCSA Comcast Corp. Class A | 0.31% | 5,528,606 | $230.9M | Reduce -6.4% |
| GLD SPDR Gold Shares | 0.31% | 944,000 | $229.4M | Add +10.0% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.30% | 4,232,189 | $223.7M | Add +0.7% |
| IWD iShares Russell 1000 Value E | 0.30% | 1,172,843 | $222.6M | Add +4.5% |
| ABBV Abbvie Inc. | 0.30% | 1,124,281 | $222.0M | Add +2.9% |
| XLK SS Technology Select Sector | 0.29% | 980,330 | $221.3M | Add +0.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.29% | 2,650,001 | $219.8M | Add +4.6% |
| ADI Analog Devices Inc. | 0.29% | 947,693 | $218.1M | Add +173.9% |
| CME Cme Group Inc. | 0.29% | 988,322 | $218.1M | Reduce -4.2% |
| TT Trane Technologies PLC | 0.28% | 546,639 | $212.5M | Reduce -7.2% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 2,214,388 | $212.0M | Reduce -10.1% |
| XOM Exxon Mobil Corp. | 0.28% | 1,776,513 | $208.2M | Reduce -0.8% |
| ITOT iShares Core S&P Total U.S. | 0.28% | 1,647,343 | $206.9M | Add +22.4% |
| AMD Advanced Micro Devices | 0.27% | 1,230,972 | $202.0M | Add +1.6% |
| LHX L3HARRIS Technologies Inc. | 0.27% | 842,342 | $200.4M | Reduce -5.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.25% | 1,609,798 | $189.2M | Reduce -5.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.24% | 2,688,106 | $181.5M | Reduce -1.4% |
| IEF iShares 7-10 Year Treasury B | 0.24% | 1,830,197 | $179.6M | Add +4.8% |
| JEPI JPMorgan Equity Premium Inco | 0.24% | 3,011,469 | $179.2M | Add +3.9% |
| DVN Devon Energy Corp. | 0.24% | 4,571,086 | $178.8M | Reduce -2.7% |
| FVD First Trust Value Line DVD | 0.24% | 3,930,939 | $178.8M | Reduce -15.8% |
| SHY iShares 1-3 Year Treasury Bo | 0.24% | 2,149,028 | $178.7M | Add +29.6% |
| BBY Best Buy Co. Inc. | 0.23% | 1,667,128 | $172.2M | Reduce -6.0% |
| DGRW Wisdomtree U.S. Quality Divi | 0.23% | 2,049,616 | $170.5M | Reduce -24.7% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 3,545,236 | $169.6M | Add +16.7% |
| PEP Pepsico Inc. | 0.23% | 993,875 | $169.0M | Add +1.0% |
| VONG Vanguard Russell 1000 Growth | 0.22% | 1,741,489 | $168.1M | Add +2.1% |
| JCI Johnson Controls Internation | 0.22% | 2,159,508 | $167.6M | Add +1.9% |
| IVE iShares S&P 500 Value ETF | 0.22% | 848,238 | $167.2M | Reduce -1.3% |
| CSCO Cisco Systems Inc. | 0.22% | 3,060,792 | $162.9M | Reduce -52.8% |
| ACIO Aptus Collared Invest Opp | 0.22% | 4,096,687 | $162.8M | Add +12.2% |
| QUAL iShares MSCI USA Quality Fac | 0.22% | 905,088 | $162.3M | Add +4.1% |
| DRI Darden Restaurants Inc. | 0.22% | 985,101 | $161.7M | Reduce -2.0% |
| TSLA Tesla Inc. | 0.21% | 613,671 | $160.6M | Add +2.3% |
| AMGN Amgen Inc. | 0.21% | 491,255 | $158.3M | Add +2.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.21% | 3,190,253 | $157.8M | Add +353.5% |
Options reported separately and not counted above: SPY puts ($48.3M), NVDA puts ($6.6M), RSP puts ($1.8M), GOOGL puts ($902K), LMT puts ($860K), PR calls ($284K), QQQ puts ($218K), COST puts ($120K), RJF calls ($120K), TSLA puts ($114K), NOBL puts ($100K), ETN puts ($100K), and 17 more.
Other holdings (24): bonds, preferreds, convertibles and warrants · $7.5M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 1,465 | $1.9M | Add +1.0% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 1,411 | $1.8M | Add +3.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 21,398 | $1.0M | Reduce -12.3% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,185,000 | $951K | Reduce -0.8% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 15,788 | $469K | Reduce -0.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 8,529 | $395K | Reduce -2.1% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 270,000 | $262K | No change |
| REDWOOD TRUST INC (RWT 7.75 06/15/27) | NOTE 7.750% 6/1 · principal | 250,000 | $249K | No change |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 115,000 | $114K | No change |
| PENNYMAC CORP (PMT 5.5 03/15/26) | NOTE 5.500% 3/1 · principal | 100,000 | $97K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 50,000 | $49K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 50,000 | $43K | No change |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 35,000 | $33K | No change |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 25,000 | $24K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 20,000 | $20K | No change |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 20,000 | $19K | No change |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 15,000 | $15K | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 15,000 | $15K | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 15,000 | $14K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 10,000 | $10K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 10,000 | $10K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 10,000 | $9K | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 10,000 | $9K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 20,000 | $6K | No change |
Total filed on the 13F, all lines: $75.0B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -2.9% | 2.34% | −0.33 |
| CSCO Cisco Systems Inc. | Reduce -52.8% | 0.22% | −0.22 |
| NVDA Nvidia Corp. | Reduce -3.1% | 1.58% | −0.19 |
| AMZN Amazon.com Inc. | Reduce -1.8% | 1.25% | −0.16 |
| GOOGL Alphabet Inc. Class A | Reduce -3.2% | 0.75% | −0.16 |
| DXJ Wisdomtree Japan Hedged Eq | Reduce -75.2% | 0.03% | −0.10 |
| MRK Merck & Co. Inc. | Reduce -0.8% | 0.55% | −0.09 |
| GOOG Alphabet Inc. Class C | Reduce -3.2% | 0.40% | −0.08 |
| MPC Marathon Petroleum Corp. | Reduce -4.0% | 0.44% | −0.08 |
| HAL Halliburton Co. | Reduce -59.7% | 0.04% | −0.08 |
| JPM JPMorgan Chase & Co. | Reduce -4.2% | 1.16% | −0.08 |
| DVN Devon Energy Corp. | Reduce -2.7% | 0.24% | −0.08 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -52.0% | 0.06% | −0.08 |
| DGRW Wisdomtree U.S. Quality Divi | Reduce -24.7% | 0.23% | −0.07 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -16.0% | 0.43% | −0.07 |
| FLQL Franklin U.S. Large Cap Mult | Reduce -63.4% | 0.04% | −0.07 |
| EW Edwards Lifesciences Corp. | Reduce -17.0% | 0.08% | −0.07 |
| GFEB FT Vest US Equity Moderate B | Reduce -74.2% | 0.02% | −0.06 |
| ETN Eaton Corp. PLC | Reduce -7.9% | 0.64% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -5.1% | 0.18% | −0.06 |
| VIG Vanguard Dividend Apprec ETF | Reduce -12.3% | 0.44% | −0.05 |
| FFEB FT Vest US Equity Buffer ETF | Reduce -87.0% | 0.01% | −0.05 |
| NXPI NXP Semiconductors NV | Reduce -4.3% | 0.17% | −0.04 |
| EPOL iShares MSCI Poland ETF | Sold out | 0.00% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -10.1% | 0.28% | −0.04 |
| AVGO Broadcom Inc. | Reduce -4.4% | 1.04% | −0.04 |
| BA The Boeing Co. | Reduce -20.0% | 0.07% | −0.04 |
| VOO Vanguard S&P 500 ETF | Reduce -0.7% | 2.13% | −0.04 |
| CB Chubb Ltd. | Reduce -12.6% | 0.48% | −0.04 |
| XLE SS Energy Select Sector | Reduce -12.2% | 0.15% | −0.04 |
| FANG Diamondback Energy Inc. | Reduce -0.4% | 0.15% | −0.04 |
| SUSA iShares ESG Optimized MSCI U | Reduce -76.5% | 0.01% | −0.04 |
| V Visa Inc. Class A | Reduce -3.9% | 0.58% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -7.3% | 0.09% | −0.03 |
| PDBC Invesco Optimum Yield Divers | Reduce -92.9% | 0.00% | −0.03 |
| XOP SS SPDR S&P Og Exp & Prod | Reduce -62.7% | 0.02% | −0.03 |
| SCHG Schwab US Large-Cap Growth | Reduce -3.9% | 0.44% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -20.3% | 0.06% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -15.8% | 0.24% | −0.03 |
| TFLO iShares Treasury Floating Ra | Reduce -18.4% | 0.10% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -9.2% | 0.16% | −0.03 |
| VONE Vanguard Russell 1000 | Reduce -42.5% | 0.04% | −0.03 |
| INTC Intel Corp. | Reduce -26.9% | 0.03% | −0.03 |
| QYLD Global X Nasd 100 Cov Call | Reduce -27.7% | 0.06% | −0.02 |
| HMOP Hartford Municipal Opp ETF | Reduce -28.5% | 0.05% | −0.02 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -20.0% | 0.08% | −0.02 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -14.2% | 0.10% | −0.02 |
| AGG iShares Core U.S. Aggregate | Reduce -1.1% | 0.67% | −0.02 |
| LMBS First Trust Low Duration Opp | Reduce -13.6% | 0.11% | −0.02 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -9.0% | 0.13% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| ADI Analog Devices Inc. | Add +173.9% | 0.29% | +0.18 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +353.5% | 0.21% | +0.16 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +12.5% | 1.10% | +0.14 |
| FIS Fidelity National Info Serv | Add +448.2% | 0.13% | +0.11 |
| UNH Unitedhealth Group Inc. | Add +6.8% | 0.68% | +0.09 |
| NEE Nextera Energy Inc. | Add +13.3% | 0.32% | +0.07 |
| ISTB iShares Core 1-5 Year Usd Bo | Add +154.0% | 0.10% | +0.06 |
| VEA Vanguard Ftse Developed ETF | Add +11.9% | 0.51% | +0.05 |
| CMG Chipotle Mexican Grill Inc. | Add +222.5% | 0.08% | +0.05 |
| SDVY First Trust Smid Cap Rising | Add +29.5% | 0.21% | +0.05 |
| TBIL F/M US Treasury 3 Month Bill | Add +354.8% | 0.07% | +0.05 |
| ITOT iShares Core S&P Total U.S. | Add +22.4% | 0.28% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +10.1% | 0.44% | +0.05 |
| PEG Public Service Enterprise GP | Add +38.0% | 0.13% | +0.05 |
| CGDV Cap Group Dividend Value | Add +7.3% | 0.47% | +0.05 |
| SHY iShares 1-3 Year Treasury Bo | Add +29.6% | 0.24% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +15.9% | 0.33% | +0.05 |
| TSLA Tesla Inc. | Add +2.3% | 0.21% | +0.05 |
| EPI Wisdomtree India Earnings | Add +532.8% | 0.05% | +0.04 |
| GLD SPDR Gold Shares | Add +10.0% | 0.31% | +0.04 |
| PLTR Palantir Technologies Inc. Class A | Add +32.5% | 0.09% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +3.0% | 2.26% | +0.04 |
| HELO JPMorgan Hedged Equity ETF | New | 0.04% | +0.04 |
| ARGT Global X MSCI Argentina ETF | Add +8607.9% | 0.04% | +0.04 |
| TCAF T Rowe PRC Cap Appreciation | Add +62.0% | 0.10% | +0.04 |
| VWO Vanguard Ftse Emerging Marke | Add +16.7% | 0.23% | +0.04 |
| IBM Intl Business Machines Corp. | Add +2.1% | 0.20% | +0.04 |
| IJH iShares Core S&P Midcap ETF | Add +5.9% | 0.63% | +0.03 |
| BUFZ FT Vest Laddered Moderate Bu | New | 0.03% | +0.03 |
| VXUS Vanguard Total Intl Stock | Add +27.1% | 0.15% | +0.03 |
| PSEP Innovator U.S. Equity Power | Add +173.7% | 0.05% | +0.03 |
| RSP Invesco S&P 500 Equal Weight | Add +4.2% | 0.52% | +0.03 |
| AVLV Avantis US Large Cap Value | Add +162.8% | 0.05% | +0.03 |
| ABBV Abbvie Inc. | Add +2.9% | 0.30% | +0.03 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +55.8% | 0.09% | +0.03 |
| LMT Lockheed Martin Corp. | Add +0.7% | 0.19% | +0.03 |
| RECS Columbia Resear Enh Cor ETF | Add +203.8% | 0.04% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +119.5% | 0.05% | +0.03 |
| XLC SS Comm Select Sector SPDR | Add +37.8% | 0.11% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +7.9% | 0.75% | +0.03 |
| BBCA JPMorgan Betabuilders Canada | New | 0.03% | +0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +2580.1% | 0.03% | +0.03 |
| BND Vanguard Total Bond Market | Add +10.5% | 0.36% | +0.03 |
| MOAT Vaneck Morningstar Wide Moat | Add +1.1% | 0.42% | +0.02 |
| GAUG FT Vest US Equity Moderate B | Add +761.3% | 0.03% | +0.02 |
| JCI Johnson Controls Internation | Add +1.9% | 0.22% | +0.02 |
| LOW Lowe's Cos Inc. | Add +0.9% | 0.16% | +0.02 |
| DIVO Amplify CWP Enhan Divid ETF | Add +4.8% | 0.51% | +0.02 |
| ACWI iShares MSCI Acwi ETF | Add +83.5% | 0.05% | +0.02 |
| ACIO Aptus Collared Invest Opp | Add +12.2% | 0.22% | +0.02 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +94.3% | 96,400 | $48.3M |
| NVDA Nvidia Corp. | put | Add +14.9% | 64,800 | $6.6M |
| RSP Invesco S&P 500 Equal Weight | put | New | 12,200 | $1.8M |
| GOOGL Alphabet Inc. Class A | put | Add +24.4% | 5,600 | $902K |
| LMT Lockheed Martin Corp. | put | New | 1,800 | $860K |
| PR Permian Resources Corp. Class A | call | New | 16,700 | $284K |
| QQQ Invesco QQQ Trust Series 1 | put | New | 500 | $218K |
| QCOM Qualcomm Inc. | put | Sold out | 700 | $154Kbefore exit |
| COST Costco Wholesale Corp. | put | New | 200 | $120K |
| RJF Raymond James Financial Inc. | call | New | 1,000 | $120K |
| TSLA Tesla Inc. | put | Add +400.0% | 1,000 | $114K |
| NOBL Proshares S&P 500 Dividend A | put | New | 1,000 | $100K |
| ETN Eaton Corp. PLC | put | New | 400 | $100K |
| PNR Pentair PLC | put | Sold out | 1,200 | $93Kbefore exit |
| MET Metlife Inc. | put | New | 1,800 | $90K |
| PLTR Palantir Technologies Inc. Class A | call | New | 3,000 | $90K |
| GWW WW Grainger Inc. | put | Sold out | 100 | $89Kbefore exit |
| PHM Pultegroup Inc. | put | Sold out | 800 | $89Kbefore exit |
| AVGO Broadcom Inc. | put | New | 600 | $85K |
| AMBA Ambarella Inc. | put | New | 1,600 | $84K |
| SMCI Super Micro Computer Inc. | put | Sold out | 100 | $79Kbefore exit |
| PRU Prudential Financial Inc. | put | New | 800 | $76K |
| AMD Advanced Micro Devices | put | New | 500 | $70K |
| AAPL Apple Inc. | put | New | 400 | $67K |
| IYW iShares Ustechnology ETF | put | Sold out | 400 | $60Kbefore exit |
| AMZN Amazon.com Inc. | put | Add +100.0% | 400 | $60K |
| BABA Alibaba Group Holding-SP ADR | call | Reduce -50.0% | 400 | $48K |
| MSFT Microsoft Corp. | put | New | 100 | $38K |
| VKTX Viking Therapeutics Inc. | put | New | 500 | $26K |
| RTX RTX Corp. | put | Reduce -86.7% | 200 | $21K |
| NEE Nextera Energy Inc. | put | New | 300 | $19K |
| UPST Upstart Holdings Inc. | call | New | 500 | $9K |
| BAC Bank of America Corp. | call | Sold out | 100 | $4Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.0% | 1,465 | $1.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +3.0% | 1,411 | $1.8M |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | Reduce -12.3% | 21,398 | $1.0M |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | Reduce -0.8% | 1,185,000 | $951K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.9% | 15,788 | $469K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -2.1% | 8,529 | $395K |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | Sold out | 175,000 | $173Kbefore exit |
| AGMIT MERGER SUB LLC (MITT 6.75 09/15/24) | NOTE 6.750% 9/1 · principal | Sold out | 100,000 | $99Kbefore exit |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | Sold out | 17,000 | $18Kbefore exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.