Rivernorth Capital Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Rivernorth Capital Management, LLC reported 251 stock positions worth $2.1 billion. Its top holding was Nuveen Quality Municipal (NAD) at 4.3% of the portfolio, followed by Nuveen Amt-FR QLTY Muni (XNEAX, 4.1%) and BlackRock Capital Alloc TR (BCAT, 3.8%). Compared with Q4 2023, it opened 21 new positions, sold out of 28, added to 41 and reduced 77. The biggest buy was Cornerstone Strategic Invest (CLM, shares +1279%) and the biggest sale Nuveen Prefered & Income Opp (JPC, shares −27%).
- Most Recent 13F
- Q2 2026
- Location
- WEST PALM BEACH, FL
- CIK
- 0001447578
- Portfolio Value
- $2.1B (Q1 2024)
- SEC Filing
- 0001398344-24-009710 ↗ filed May 15, 2024
Holdings Value
Holdings 251 stocks · $2.1B
| NAD Nuveen Quality Municipal Inc. | 4.26% | 7,664,571 | $87.8M | Reduce -2.0% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 4.12% | 7,681,126 | $85.0M | Reduce -6.7% |
| BCAT BlackRock Capital Alloc TR | 3.85% | 4,770,075 | $79.5M | Reduce -3.3% |
| NVG Nuveen Amt-FR Muni CRDT | 3.21% | 5,459,872 | $66.3M | Reduce -5.5% |
| MMU Western Asset Managed Munici | 2.91% | 5,756,089 | $60.2M | Add +7.0% |
| NUV Nuveen Municipal Value | 2.89% | 6,860,231 | $59.8M | Add +3.3% |
| JPC Nuveen Prefered & Income Opp | 2.45% | 7,042,269 | $50.6M | Reduce -26.7% |
| XMYDX BlackRock Muniyield Fund | 2.41% | 4,490,529 | $49.7M | No change |
| MHD BlackRock Muniholdings Fund | 2.39% | 4,084,819 | $49.3M | No change |
| NAC Nuveen Ca QLTY Muni Inc. | 2.39% | 4,477,060 | $49.3M | Reduce -4.3% |
| BTT BlackRock 2030 Muni TRGT TRM | 2.19% | 2,144,777 | $45.2M | No change |
| PDX PIMCO Dynamic Income Strat | 2.00% | 1,947,642 | $41.3M | Add +0.8% |
| ECAT BlackRock ESG Cap All TRM TR | 1.97% | 2,342,653 | $40.7M | Reduce -24.2% |
| BLE BlackRock Muni Inc. TR II | 1.94% | 3,683,138 | $40.0M | No change |
| MQY BlackRock Muniyield Quality | 1.86% | 3,137,690 | $38.4M | Reduce -0.4% |
| XMUIX BlackRock Municipal Income | 1.75% | 3,000,129 | $36.2M | Add +2.2% |
| BFK BlackRock Municipal Inc. TRST | 1.72% | 3,446,115 | $35.6M | No change |
| NZF Nuveen Municipal Credit Inc. | 1.60% | 2,700,584 | $33.1M | Reduce -30.7% |
| XMVFX BlackRock Munivest Fund | 1.48% | 4,337,870 | $30.6M | Add +1.1% |
| MUC BlackRock Munihold Ca QLTY | 1.31% | 2,459,715 | $27.1M | Reduce -18.8% |
| BMEZ BlackRock HLTH Sci TRM TR II | 1.22% | 1,536,055 | $25.2M | Reduce -22.0% |
| BSTZ BlackRock Sci & Tech TRM TR | 1.21% | 1,288,119 | $25.0M | Add +67.1% |
| XMVTX BlackRock Munivest Fund II | 1.16% | 2,191,124 | $23.9M | Add +4.8% |
| BRW Saba Capital Income & Opport | 1.11% | 3,153,965 | $23.0M | Add +2.3% |
| EIM Eaton Vance Municipal Bond | 1.09% | 2,182,455 | $22.6M | Add +0.9% |
| MUE BlackRock Munihold QLT FD II | 1.09% | 2,212,714 | $22.5M | Add +2.8% |
| MYI BlackRock Muniyield QLTY III | 1.08% | 1,949,560 | $22.3M | Reduce -0.1% |
| PHK PIMCO High Income Fund | 1.07% | 4,469,476 | $22.1M | Add +30.0% |
| SABA Saba Capital Income & Opport | 0.99% | 5,335,635 | $20.4M | Add +17.3% |
| VMO Invesco Municipal Opport | 0.89% | 1,897,279 | $18.5M | Reduce -6.6% |
| FTHY First Trust Hi YLD Opp 2027 | 0.88% | 1,246,893 | $18.1M | Reduce -10.3% |
| CLM Cornerstone Strategic Invest | 0.85% | 2,320,121 | $17.4M | Add +1278.6% |
| WIW Western Asst Infl-LNK Opp | 0.83% | 1,983,831 | $17.1M | Add +4.7% |
| VKQ Invesco Municipal Trust | 0.79% | 1,686,284 | $16.4M | No change |
| PDI PIMCO Dynamic Income Fund | 0.78% | 835,376 | $16.1M | Reduce -16.5% |
| VGM Invesco Trust for Investmen | 0.76% | 1,592,938 | $15.7M | Add +0.5% |
| XEMDX Western Asset Emrg MRKT DBT | 0.75% | 1,611,246 | $15.5M | No change |
| HIO Western Asset Hi Inc. Opport | 0.75% | 3,958,903 | $15.4M | Reduce -20.7% |
| MUA BlackRock Muniassets Fund | 0.64% | 1,197,664 | $13.3M | Reduce -9.8% |
| XMQTX BlackRock Muniyield QLTY II | 0.63% | 1,239,968 | $13.0M | No change |
| XBKNX BlackRock Invest QLTY Muni | 0.62% | 1,023,666 | $12.7M | No change |
| IQI Invesco Quality Muni Inc. TR | 0.60% | 1,276,317 | $12.4M | Reduce -21.4% |
| VKI Invesco Adv Muni Inc. TR II | 0.57% | 1,393,676 | $11.8M | No change |
| BGB Blackstone Strategic Credit | 0.56% | 973,294 | $11.6M | No change |
| LEO BNY Mellon Strategic Muni | 0.56% | 1,895,492 | $11.6M | No change |
| KTF DWS Municipal Income Trust | 0.55% | 1,248,509 | $11.3M | Add +3.8% |
| SKGR SK Growth Opportunities Co. Class A | 0.54% | 1,000,000 | $11.1M | No change |
| PFN PIMCO Income Strategy FD II | 0.53% | 1,479,932 | $11.0M | Reduce -2.7% |
| IIM Invesco Value Municipal Inco | 0.53% | 918,403 | $11.0M | Add +61.5% |
| SDHY Pgim SHRT Durat Hi YLD | 0.53% | 716,430 | $11.0M | Add +49.2% |
| PAXS PIMCO Access Income Fund | 0.52% | 688,312 | $10.8M | Reduce -45.6% |
| AFB Allianceberstein NTL Muni | 0.51% | 958,755 | $10.5M | Add +0.0% |
| BYM BlackRock Muni Inc. QLTY | 0.49% | 868,966 | $10.1M | No change |
| KYN Kayne Anderson Energy Infra | 0.49% | 1,001,907 | $10.0M | Add +3.5% |
| MYN BlackRock Muniyield NY QLTY | 0.47% | 915,709 | $9.6M | Reduce -13.4% |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.43% | 580,181 | $9.0M | Add +20.6% |
| NBH Neuberger Municipal Fund Inc. | 0.43% | 853,980 | $8.9M | No change |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.42% | 1,487,683 | $8.7M | Add +13.0% |
| SBI Western Asset Intermediate | 0.41% | 1,064,076 | $8.4M | Add +84.8% |
| BYNO Bynordic Acquisition Corp. | 0.40% | 742,500 | $8.2M | No change |
| MHN BlackRock Muniholding NY QLT | 0.40% | 777,770 | $8.2M | No change |
| LEGT.U Legato Merger Corp. III | 0.39% | 798,972 | $8.1M | New |
| CCTSF Cactus Acquisition Corp. 1 LT | 0.38% | 700,000 | $7.8M | No change |
| SOUTHPORT ACQUISITION CORP | 0.37% | 700,000 | $7.6M | No change |
| XEADX Allspring Income Opport | 0.36% | 1,115,406 | $7.4M | Add +1993.3% |
| BGH Barings GLBL SHRT Dur Hi YLD | 0.36% | 517,607 | $7.4M | Reduce -3.7% |
| MPV Barings Participation Invest | 0.36% | 457,595 | $7.4M | Reduce -26.8% |
| XPMAX Pioneer Municipal High Inc. | 0.35% | 874,767 | $7.1M | Add +2.4% |
| NUW Nuveen Amt-Free Muni Val | 0.33% | 512,053 | $6.9M | Reduce -0.6% |
| MHF Western Asset Municipal High | 0.32% | 972,334 | $6.6M | No change |
| FMN Federated Herm Prem Muni Inc. | 0.31% | 572,867 | $6.3M | Add +28.8% |
| NPFD Nuveen Var RT Pref & Inc. | 0.30% | 351,202 | $6.3M | Reduce -30.5% |
| GHY Pgim Global High Yield Fund | 0.30% | 525,911 | $6.3M | Reduce -5.6% |
| XEVMX Eaton Vance Cal Muni Bond | 0.30% | 653,915 | $6.2M | Add +7.7% |
| NPCT Nuveen Core Plus Impact | 0.29% | 580,713 | $6.0M | Reduce -14.6% |
| BCX BlackRock Resources & Commod | 0.28% | 626,477 | $5.7M | New |
| XEVTX Eaton Vance Tax-Adv DVD Inc. | 0.27% | 239,783 | $5.7M | No change |
| BFACF Battery Future Acquisition-A | 0.27% | 500,000 | $5.5M | No change |
| BSL Blackstone SNR Fltng RT | 0.26% | 374,298 | $5.4M | No change |
| CDAQF Compass Digital Acquisition | 0.26% | 500,000 | $5.3M | No change |
| FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR | 0.25% | 500,000 | $5.3M | Reduce -33.3% |
| HCVI Hennessy Capital Invest Class A | 0.25% | 500,000 | $5.2M | Reduce -33.3% |
| NTG Tortoise Midstream Energy | 0.25% | 132,704 | $5.1M | Reduce -3.1% |
| KSM DWS Strategic Municipal Inc. | 0.24% | 560,428 | $5.0M | Add +82.0% |
| KYCH Keyarch Acquisition Corp. | 0.24% | 400,000 | $4.9M | No change |
| SPE Special Opportunities Fund | 0.23% | 380,554 | $4.8M | Reduce -11.2% |
| GLO Clough Global Opportunities | 0.23% | 942,425 | $4.8M | No change |
| MARX Mars Acquisition Corp. | 0.23% | 442,206 | $4.7M | Add +121.7% |
| BGX Blackstone Long-Short Credit | 0.23% | 379,071 | $4.7M | No change |
| DTF DTF Tax-Free Income 2028 Ter | 0.22% | 430,976 | $4.6M | No change |
| XJPIX Nuveen Preferred Securities | 0.22% | 236,776 | $4.6M | Add +3.7% |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.22% | 449,025 | $4.5M | New |
| MIY BlackRock Muniyield Mi QLTY | 0.21% | 379,338 | $4.4M | No change |
| CVII Churchill Capital Corp. Vii-A | 0.21% | 407,500 | $4.4M | Reduce -4.7% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.21% | 638,199 | $4.4M | Add +144.2% |
| AQUC Aquaron Acquisition Corp. | 0.21% | 400,000 | $4.3M | No change |
| KCGI Kensington Capital Acq-A | 0.21% | 400,000 | $4.3M | No change |
| EVN Eaton Vance Muni Inc. TR | 0.21% | 421,008 | $4.3M | Add +39.2% |
| HUDA Hudson Acquisition I Corp. | 0.21% | 400,000 | $4.2M | No change |
| ARES ACQUISITION CORP II | 0.20% | 400,203 | $4.2M | Reduce -0.7% |
| IXAQF Ix Acquisition Corp. Class A | 0.20% | 375,000 | $4.2M | No change |
| BWG Brandywineglobal Global Inco | 0.20% | 486,644 | $4.1M | Reduce -12.3% |
| DYCQU DT Cloud Acquisition Corp. | 0.20% | 400,000 | $4.1M | New |
| XBMNX BlackRock 2037 Muni TRGT TRM | 0.19% | 165,564 | $4.0M | Add +3.4% |
| COLOMBIER ACQUISITION CORP | 0.19% | 386,523 | $4.0M | New |
| BRAC Broad Capital Acquisition Co. | 0.19% | 350,000 | $3.9M | No change |
| AACI Armada Acquisition Corp. I | 0.19% | 350,000 | $3.9M | No change |
| TENX KEANE ACQUISITION | 0.19% | 350,000 | $3.9M | No change |
| CONCORD ACQUISITION CORP III | 0.18% | 375,000 | $3.8M | No change |
| CLOE Clover Leaf Capital Corp. Class A | 0.17% | 300,000 | $3.6M | No change |
| CBH Virtus Convertible & Income | 0.17% | 397,300 | $3.5M | Add +51.2% |
| CXE MFS High Income Municipal TR | 0.17% | 945,301 | $3.4M | Reduce -1.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.16% | 50,000 | $3.3M | No change |
| VPV Invesco Pa Val Muni Inc. | 0.16% | 317,859 | $3.3M | No change |
| BKHAU Black Hawk Acquisition Corp. | 0.15% | 315,000 | $3.2M | New |
| XPGPX PIMCO GLBL Stockspl & Inc. | 0.15% | 415,224 | $3.2M | No change |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.14% | 246,283 | $3.0M | No change |
| JHI John Hancock Investors TR | 0.14% | 224,345 | $3.0M | Add +821.5% |
| BACA Berenson Acquisition Co. Class A | 0.14% | 285,715 | $3.0M | No change |
| XCMUX MFS High Yield Municipal TR | 0.14% | 861,357 | $2.9M | Add +22.4% |
| RFAC RF Acquisition Corp. Class A | 0.14% | 258,463 | $2.8M | No change |
| MBTC Nocturne Acquisition Corp. | 0.13% | 240,720 | $2.8M | Reduce -2.3% |
| XFIN Excelfin Acquisition Corp. Class A | 0.13% | 249,501 | $2.7M | No change |
| PRLH Pearl Holdings Acquisition-A | 0.13% | 250,000 | $2.7M | No change |
| YOTA Yotta Acquisition Corp. | 0.13% | 248,680 | $2.7M | No change |
| WELSBACH TECH METALS ACQU CO | 0.13% | 244,954 | $2.7M | No change |
| NBST Newbury Street Acquisition C | 0.13% | 251,398 | $2.7M | Reduce -1.1% |
| QOMO Qomolangma Acquisition Corp. | 0.13% | 244,651 | $2.7M | No change |
| ALPHAVEST ACQUISITION CORP | 0.13% | 242,962 | $2.7M | No change |
| BELLEVUE LIFE SCNCS AQSTN CO | 0.13% | 245,115 | $2.6M | No change |
| JVSAU Jvspac Acquisition Corp. | 0.12% | 246,818 | $2.5M | New |
| XBNYX BlackRock New York Muni Inc. | 0.12% | 237,942 | $2.5M | No change |
| XBFZX BlackRock Ca Muni Inc. TR | 0.12% | 212,941 | $2.5M | Reduce -2.9% |
| XPCKX PIMCO California Municipa II | 0.12% | 434,507 | $2.5M | Reduce -33.0% |
| FSD First Trust High Income Long | 0.12% | 200,561 | $2.4M | Add +423.7% |
| XGLQX Clough Global Equity Fund | 0.11% | 354,470 | $2.3M | No change |
| NRK Nuveen NY Amt-FR Muni Inc. | 0.11% | 211,788 | $2.3M | No change |
| PNI PIMCO NY Muni Inc. II FND | 0.11% | 304,669 | $2.3M | Reduce -16.1% |
| SCRM Screaming Eagle Acq Class A | 0.11% | 210,277 | $2.2M | Reduce -76.2% |
| HSPOF Horizon Space Acquisition I | 0.11% | 205,532 | $2.2M | No change |
| ASCBF A Spac II Acquisition Corp. | 0.11% | 199,998 | $2.2M | No change |
| WELNF Integrated Wellness Acq - A | 0.11% | 195,636 | $2.2M | No change |
| BCSA Blockchain Coinvestors Class A | 0.11% | 200,000 | $2.2M | No change |
| NNY Nuveen New York Muni Val | 0.11% | 265,120 | $2.2M | No change |
| XPCQX PIMCO California Muni Inc. FD | 0.11% | 235,341 | $2.2M | No change |
| CMCAF Piermont Valley Acquisition filed as CAPITALWORKS EMNG MKTS ACQST | 0.11% | 200,000 | $2.2M | New |
| SACQF Spree Acquisition Corp. 1 Ltd. | 0.11% | 200,000 | $2.2M | Reduce -20.0% |
| CPTK Crown Proptech Acquisition-A | 0.10% | 200,000 | $2.2M | New |
| BINC iShares Flex I A ETF-Usd Inc. | 0.10% | 40,562 | $2.1M | No change |
| ALPHATIME ACQUISITION CORP | 0.10% | 194,397 | $2.1M | Reduce -2.8% |
| IRRX Integrated Rail and Class A | 0.10% | 190,136 | $2.1M | No change |
| BOWN Bowen Acquisition Corp. | 0.10% | 200,000 | $2.1M | No change |
| CRML Critical Metals Corp. | 0.10% | 91,474 | $2.1M | New |
| BAYA Bayview Acquisition Corp. Class A | 0.10% | 198,887 | $2.0M | Reduce -0.6% |
| JFR Nuveen Floating Rate Income | 0.10% | 229,185 | $2.0M | Reduce -0.4% |
| GBBK Global Blockchain Acquisitio | 0.10% | 182,879 | $2.0M | No change |
| ASCA A Spac I Acquisition Corp. Class A | 0.10% | 179,088 | $2.0M | Add +6.8% |
| VFL Abrdn National Municipal Inc. | 0.09% | 187,326 | $1.9M | No change |
| XFAMX First Trust/Abrdn Global Opp | 0.09% | 285,526 | $1.9M | Add +200.9% |
| FST TR NEW OPPORT MLP & ENE | 0.09% | 242,804 | $1.9M | No change |
| OCAX Oca Acquisition Corp. Class A | 0.09% | 168,797 | $1.8M | Reduce -7.5% |
| NAN Nuveen NY QLTY Muni Inc. | 0.09% | 164,068 | $1.8M | No change |
| CXH MFS Investment Grade Muni | 0.08% | 229,001 | $1.7M | Add +2.1% |
| CURR Currenc Group Inc. filed as INFINT ACQUISITION CORP | 0.08% | 150,000 | $1.7M | No change |
| TBMC Trailblazer Merger Corp. I | 0.08% | 161,088 | $1.7M | Reduce -1.8% |
| KACLF Kairous Acquisition Corp. Ltd. | 0.08% | 145,396 | $1.7M | No change |
| USAR USA Rare Earth Inc. filed as INFLECTION PT ACQUISITN CRP | 0.08% | 161,806 | $1.7M | Reduce -1.9% |
| EMO Clearbridge Energy Midstream | 0.08% | 41,354 | $1.7M | New |
| WINV Winvest Acquisition Corp. | 0.08% | 150,000 | $1.7M | No change |
| AFJK Aimei Health Technology Co. | 0.08% | 158,398 | $1.6M | New |
| GLLI Globalink Investment Inc. | 0.08% | 146,895 | $1.6M | No change |
| PML PIMCO Municipal Income FD II | 0.08% | 186,050 | $1.6M | Reduce -30.5% |
| NETD Nabors Energy Transition C-A | 0.08% | 151,306 | $1.6M | No change |
| TMTC TMT Acquisition Corp. Class A | 0.08% | 145,272 | $1.6M | Reduce -1.9% |
| ACAC Acri Capital Acquisition Cor | 0.07% | 134,421 | $1.5M | Reduce -1.0% |
| ESHA Esh Acquisition Corp. Class A | 0.07% | 145,218 | $1.5M | Reduce -1.9% |
| IBACU Ib Acquisition Corp. | 0.07% | 150,000 | $1.5M | New |
| ZTR Virtus Total Return Fund Inc. | 0.07% | 267,929 | $1.5M | New |
| OTEC Oceantech Acquisitions Class A | 0.07% | 125,528 | $1.4M | Reduce -36.2% |
| GODN Golden Star Acquisition Corp. | 0.07% | 130,819 | $1.4M | Reduce -2.6% |
| AIBAF Aib Acquisition Corp. Class A | 0.07% | 120,000 | $1.4M | No change |
| PXH Inves Rafi Emer MRKT-Usd Inc. | 0.06% | 68,427 | $1.3M | No change |
| ATLANTIC COASTAL AQSTN CORP | 0.06% | 122,500 | $1.3M | Reduce -38.6% |
| GDST Goldenstone Acquisition Ltd. | 0.06% | 119,167 | $1.3M | No change |
| XNQPX Nuveen Pa QLTY Muni Inc. | 0.06% | 110,857 | $1.3M | No change |
| STONEBRIDGE ACQUISITION CORP | 0.06% | 140,957 | $1.3M | No change |
| REDWOODS ACQUISITION CORP | 0.06% | 111,750 | $1.2M | Reduce -37.9% |
| AVHI Achari Ventures Holdings Cor | 0.06% | 110,056 | $1.2M | No change |
| CEM Clearbridge MLP & Midstream | 0.06% | 25,604 | $1.2M | New |
| EVCO Everest Consolidator Acquisi | 0.06% | 102,842 | $1.1M | No change |
| CEFS Saba Opport Hedg Cef ETF-Usd | 0.06% | 55,200 | $1.1M | No change |
| PLTN Plutonian Acquisition Corp. | 0.05% | 105,000 | $1.1M | No change |
| FIF First Trust Energy Infrastru | 0.05% | 61,869 | $1.1M | New |
| VGI Virtus Global Multi-Sector | 0.05% | 145,887 | $1.1M | No change |
| ALSAF Alpha Star Acquisition Corp. | 0.05% | 98,841 | $1.1M | No change |
| VTN Invesco TR for Invest GRD NY | 0.05% | 98,892 | $1.1M | Reduce -12.9% |
| CYCURION INC filed as WESTERN ACQSTN VENTURES CORP | 0.05% | 99,800 | $1.1M | Reduce -15.6% |
| PCEF Invesco Cef Income Composite | 0.05% | 53,463 | $1.0M | No change |
| SPKLF Spark I Acquisition Corp. | 0.05% | 96,930 | $995K | Reduce -3.1% |
| FTII Futuretech II Acquisiti Class A | 0.05% | 89,320 | $992K | No change |
| QETA Quetta Acquisition Corp. | 0.05% | 96,914 | $987K | Reduce -3.1% |
| ISD Pgim High Yield Bond Fund | 0.05% | 75,611 | $982K | Reduce -40.0% |
| XPZCX PIMCO California Muni FD III | 0.05% | 124,187 | $943K | Reduce -22.2% |
| JPST JPMorgan Ultra-Short Income | 0.05% | 18,500 | $933K | Reduce -79.4% |
| FORL Four Leaf Acquisition Cor-A | 0.04% | 81,934 | $878K | Reduce -3.6% |
| NEW AMERICA HIGH INCOME FUND | 0.04% | 111,499 | $812K | No change |
| MUJ BlackRock Munihold NJ QLTY | 0.04% | 68,723 | $799K | Reduce -8.8% |
| GATE Marblegate Acquisition Cor-A | 0.04% | 75,000 | $785K | No change |
| ACBA Ace Global Business Acquisit | 0.04% | 62,985 | $761K | No change |
| BUJA Bukit Jalil Global Acquisiti | 0.04% | 71,934 | $755K | Reduce -4.1% |
| HAYMAKER ACQUISITION CORP 4 | 0.03% | 68,802 | $717K | No change |
| OAKU Oak Woods Acquisition Corp. Class A | 0.03% | 65,262 | $702K | Reduce -4.1% |
| PPHP PHP Ventures Acquisition -A | 0.03% | 63,064 | $694K | No change |
| NCA Nuveen California Muni Val | 0.03% | 69,252 | $623K | Reduce -66.4% |
| EDD Morgan Stanley Emrg MRK Dom | 0.03% | 130,831 | $621K | New |
| PPYA Papaya Growth Opportuni Class A | 0.03% | 56,331 | $610K | No change |
| IROHU Iron Horse Acquisitions Corp. | 0.03% | 59,108 | $602K | Reduce -88.4% |
| MFM Aberdeen Municipal Income | 0.03% | 98,363 | $528K | Reduce -65.7% |
| TRIS Tristar Acquisition I Corp. Class A | 0.02% | 46,770 | $513K | No change |
| KVACF Keen Vision Acquisition Corp. | 0.02% | 48,401 | $506K | Reduce -3.2% |
| PYN PIMCO New York Muni FND III | 0.02% | 82,825 | $486K | Reduce -23.3% |
| PFO Flaherty & Crumrine P&I Opp | 0.02% | 50,520 | $426K | No change |
| SJNK SS SPDR BB St Hi Yield ETF | 0.02% | 16,421 | $414K | New |
| HTY John Hancock Tax-Advantaged | 0.02% | 65,409 | $343K | No change |
| XNDPX Tortoise Energy Independence | 0.02% | 9,511 | $321K | New |
| VGAS Verde Clean Fuels Inc. | 0.01% | 75,000 | $300K | No change |
| DHF BNYM High Yield Strategies filed as BNY MELLON HIGH YIELD STRATE | 0.01% | 123,331 | $298K | No change |
| AITR AI Transportation Acquisitio | 0.01% | 26,934 | $277K | Reduce -10.2% |
| XNXNX Nuveen NY Sel Tax-FR Inc. | 0.01% | 20,890 | $243K | No change |
| NIM Nuveen Select Maturit Muni | 0.01% | 24,737 | $222K | No change |
| AIRJW Power & Digital Infrastructu | 0.01% | 399,998 | $220K | No change |
| ALCYF Alchemy Investments Acquisit | 0.01% | 18,482 | $196K | No change |
| FGB First Trust Special Financ | 0.01% | 49,555 | $187K | Add +29.8% |
| XENWX Eaton Vance New York Municip | 0.01% | 18,244 | $177K | New |
| BENEFICIENT | 0.01% | 2,483,443 | $174K | No change |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.01% | 15,000 | $159K | New |
| AFJKU Aimei Health Tech Co. Ltd. | 0.01% | 14,391 | $156K | Reduce -91.8% |
| DMB BNY Mellon Muni BND Infra | 0.01% | 14,536 | $151K | No change |
| QFTA Quantum Fintech Acquisition | 0.01% | 13,725 | $141K | Reduce -85.5% |
| CLBR.U Colombier Acquis Corp. II | 0.01% | 12,813 | $133K | Reduce -96.8% |
| KRNL Kernel Group Holdings Inc. Class A | 0.01% | 10,522 | $113K | Reduce -92.9% |
| MFD Macquarie/FT GL Int/Ut DV Inc. | 0.01% | 13,872 | $107K | No change |
| REDWOODS ACQUISITION CORP | 0.00% | 275,000 | $22K | No change |
| AILWQ Arrowroot Acquisition Corp. | 0.00% | 65,898 | $12K | No change |
| VSEEW Digital Health Acquisition C | 0.00% | 75,000 | $10K | No change |
| BSLKW Golden Arrow Merger Corp. | 0.00% | 39,633 | $8K | No change |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.00% | 250,000 | $5K | No change |
| NORTHVIEW ACQUISITION CORP | 0.00% | 125,000 | $5K | No change |
| DHC ACQUISITION CORP | 0.00% | 33,332 | $4K | No change |
| SDSTW Global Partner Acqistn Corp. | 0.00% | 38,415 | $3K | No change |
| ABPWW Atlantic Coastal Aqstn Corp. | 0.00% | 24,999 | $1K | No change |
Other holdings (213): bonds, preferreds, convertibles and warrants · $5.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | 1,647,096 | $774K | Reduce -0.1% |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | 1,479,383 | $473K | Reduce -0.1% |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 1,581,661 | $348K | Reduce -0.0% |
| BRZHW Breeze Holdings Acquis -CW27 | *W EXP 05/25/202 | 100,000 | $126K | No change |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 400,000 | $110K | No change |
| KYCHR Keyarch Acquisition Corp.-RT | RIGHT 01/24/2027 | 400,000 | $100K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 449,025 | $91K | New |
| PETWQ Wag! Group Co. | *W EXP 07/30/202 | 600,000 | $90K | No change |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | 251,166 | $88K | Reduce -0.3% |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 652,432 | $78K | Reduce -0.0% |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 367,930 | $70K | Reduce -0.4% |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 400,000 | $70K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 350,000 | $67K | No change |
| TENKR Tenx Keane Acquisition-RTS | RIGHT 06/30/2028 | 350,000 | $64K | No change |
| AACIW Armada Acquisition I -CW23 | *W EXP 99/99/999 | 742,500 | $63K | No change |
| RWODR Redwoods Acquisition-Rights | RIGHT 03/15/2027 | 275,000 | $61K | No change |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 128,841 | $59K | Reduce -3.6% |
| KCGI.WS Kensington Capital Acq -CW23 | *W EXP 99/99/999 | 983,707 | $59K | No change |
| BWAQR Blue World Acquisition - RTS | RIGHT 08/29/2029 | 200,000 | $58K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 742,500 | $54K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 175,000 | $47K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 123,950 | $47K | New |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 456,085 | $46K | Reduce -0.1% |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | 165,000 | $44K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 425,000 | $43K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 96,366 | $42K | Reduce -29.4% |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 198,053 | $42K | Reduce -0.7% |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 250,000 | $38K | No change |
| SEPAW Sep Acquisition Corp. -CW23 | *W EXP 99/99/999 | 218,750 | $37K | No change |
| CLOER Clover Leaf Capital Corp.-RTS | RIGHT 05/31/2028 | 300,000 | $37K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 175,000 | $37K | No change |
| ASCAR A Spac I Acquisition Co.-RTS | RIGHT 12/09/2026 | 191,996 | $36K | No change |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $35K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 142,679 | $34K | No change |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 132,508 | $33K | Reduce -2.8% |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 221,119 | $33K | New |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 324,999 | $33K | No change |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 158,398 | $32K | New |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 175,000 | $32K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 250,000 | $31K | No change |
| AACRF Aib Acquisition Corp.- RTS | RIGHT 10/31/2028 | 200,000 | $29K | No change |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | 146,934 | $26K | Reduce -2.0% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 56,125 | $26K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 292,192 | $26K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 322,133 | $26K | No change |
| MBTCR Nocturne Acquisition-Rights | RIGHT 12/26/2025 | 150,000 | $24K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 200,000 | $22K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 200,000 | $22K | No change |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 198,887 | $22K | New |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 215,000 | $22K | No change |
| BWAQW Blue World Acquisition -29 | *W EXP 01/10/202 | 100,000 | $21K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 250,000 | $21K | No change |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | 250,000 | $20K | No change |
| BRZHR Breeze Holdings Acq- Rights | RIGHT 05/23/2022 | 100,000 | $19K | No change |
| PLTNR Plutonian Acquisition Corp. | RIGHT 10/26/2027 | 105,000 | $19K | No change |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 200,000 | $18K | No change |
| JETAI INC | *W EXP 08/10/202 | 300,000 | $18K | No change |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 214,357 | $17K | Reduce -0.2% |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 142,499 | $17K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 213,000 | $17K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 85,043 | $17K | Reduce -0.4% |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 62,900 | $17K | Reduce -62.2% |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 71,934 | $17K | Reduce -4.1% |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | 152,962 | $17K | No change |
| SOARW Volato Group Inc. - CW23 | *W EXP 12/04/202 | 109,998 | $17K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 135,514 | $16K | Reduce -7.3% |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 125,000 | $16K | No change |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | 231,610 | $16K | Reduce -0.1% |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | 185,000 | $16K | No change |
| MCAFR Mountain Crest Acq Corp. -RTS | RIGHT 06/29/2026 | 100,000 | $16K | No change |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | 99,999 | $15K | No change |
| LGVCW Lamf Global Ventures -CW23 | *W EXP 99/99/999 | 149,999 | $15K | No change |
| PROJECT ENERGY REIMAGINED AC | *W EXP 99/99/999 | 99,998 | $15K | No change |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 490,000 | $15K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 104,199 | $15K | Reduce -1.5% |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 449,025 | $14K | New |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 199,036 | $14K | Reduce -0.4% |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 169,230 | $14K | No change |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 149,600 | $13K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 66,934 | $13K | Reduce -4.4% |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 191,139 | $13K | No change |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 250,000 | $12K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 200,000 | $12K | No change |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | 199,998 | $12K | No change |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 200,000 | $12K | No change |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 148,636 | $12K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 147,684 | $12K | Reduce -0.9% |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 61,935 | $12K | Reduce -0.7% |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 146,934 | $12K | Reduce -2.0% |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 161,088 | $11K | Reduce -1.8% |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 87,500 | $11K | No change |
| KYCHW Keyarch Acquisition Corp. -28 | *W EXP 99/99/999 | 200,000 | $10K | No change |
| VHAQR Viveon Health Acquisit-RTS | RIGHT 12/31/2025 | 171,595 | $10K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 98,841 | $10K | No change |
| COOLW Corner Growth Acq Class A -CW27 | *W EXP 99/99/999 | 65,388 | $10K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 325,000 | $10K | New |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 48,465 | $10K | Reduce -3.1% |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 425,000 | $9K | No change |
| PMGMW Priveterra Acq Class A -CW25 | *W EXP 01/07/202 | 201,213 | $8K | No change |
| CNXXW Conx Corp. Class A -CW27 | *W EXP 10/30/202 | 39,769 | $8K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 158,025 | $8K | New |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 154,800 | $8K | No change |
| GRRRW Gorilla Technology Group-CW | *W EXP 99/99/999 | 98,349 | $8K | No change |
| OTECW Oceantech Acquisitions- CW A | *W EXP 99/99/999 | 196,617 | $8K | No change |
| RACYW Relativity Acquisition-CW27 | *W EXP 12/15/202 | 150,000 | $8K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 53,236 | $7K | New |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 54,999 | $7K | No change |
| FLFVR Feutune Light Acquisitio-RTS | RIGHT 06/01/2029 | 84,000 | $7K | No change |
| SACWF Spree Acquisition 1 Ltd. -23 | *W EXP 12/22/202 | 225,000 | $7K | No change |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | 83,618 | $7K | New |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 99/99/999 | 46,764 | $7K | Reduce -53.2% |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 214,357 | $6K | Reduce -0.2% |
| PPHPR PHP Ventures Acquisition-RTS | RIGHT 01/01/2023 | 63,064 | $6K | No change |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 124,999 | $6K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 124,999 | $6K | No change |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 87,500 | $6K | No change |
| IMAQW International Media Ac -CW28 | *W EXP 99/99/999 | 250,000 | $6K | No change |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 150,000 | $6K | No change |
| MSPRZ MSP Recovery -CW26 | *W EXP 05/23/202 | 118,881 | $6K | No change |
| ASCAW A Spac I Acquisition A -27 | *W EXP 05/21/202 | 143,997 | $6K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 113,187 | $6K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 562,494 | $6K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 175,000 | $5K | No change |
| TRIS.WS Tristar Acq I Class A -CW28 | *W EXP 99/99/999 | 74,999 | $5K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 128,720 | $5K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 125,000 | $5K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 125,000 | $5K | No change |
| NOVVW Nova Vision Acquisit -CW28 | *W EXP 12/31/202 | 165,000 | $5K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 150,000 | $5K | No change |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | 74,999 | $5K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 49,999 | $5K | No change |
| QOMOW Qomolangma Acquisition Co.-27 | *W EXP 09/29/202 | 250,000 | $4K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 213,000 | $4K | No change |
| ADEX.WS Adit Edtech Acq -CW27 | *W EXP 99/99/999 | 49,999 | $4K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 202,274 | $4K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 26,934 | $4K | Reduce -10.2% |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | 22,276 | $4K | Reduce -2.1% |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | 100,000 | $4K | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 99,999 | $4K | No change |
| NNAGR 99 Acquisition Group -RTS | RIGHT 08/25/2028 | 21,667 | $4K | Reduce -13.3% |
| DFLIW Chardan Nextech Acquisi-CW27 | *W EXP 10/07/202 | 187,500 | $4K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 150,000 | $4K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 186,296 | $4K | No change |
| PRSTW Presto Automation Inc.-27 | *W EXP 09/21/202 | 186,232 | $4K | No change |
| TWLVW Twelve Seas Inv II A -CW28 | *W EXP 03/02/202 | 40,271 | $4K | Reduce -1.1% |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 350,000 | $4K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 81,934 | $3K | Reduce -3.6% |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | 66,666 | $3K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 300,000 | $3K | No change |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 299,601 | $3K | No change |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | 130,400 | $3K | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 62,498 | $3K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 75,353 | $3K | No change |
| PLTNW Plutonian Acquisition -27 | *W EXP 10/26/202 | 105,000 | $3K | No change |
| AVHIW Achari Ventures Holdin -CW23 | *W EXP 99/99/999 | 149,998 | $3K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 147,684 | $3K | Reduce -0.9% |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 147,479 | $3K | No change |
| OSI.WS Osiris Acquisition Corp.-CW28 | *W EXP 05/01/202 | 98,312 | $3K | No change |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 200,000 | $3K | No change |
| FLFVW Feutune Light Acquisit -29 | *W EXP 06/01/202 | 84,000 | $3K | No change |
| RMGWF RMG Acquisition Class A -CW27 | *W EXP 99/99/999 | 45,420 | $3K | No change |
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 48,401 | $3K | Reduce -3.2% |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 84,615 | $3K | No change |
| PUCKW Goal Acquisitions Corp.-CW | *W EXP 99/99/999 | 252,463 | $3K | Reduce -0.1% |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 84,776 | $2K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 49,077 | $2K | New |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 38,535 | $2K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 34,899 | $2K | No change |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 215,000 | $2K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 200,000 | $2K | No change |
| ACBAW Ace Global Business -CW27 | *W EXP 02/20/202 | 98,100 | $2K | No change |
| GDSTW Goldenstone Acquisitio -CW23 | *W EXP 07/15/202 | 185,000 | $2K | No change |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 32,042 | $2K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 24,998 | $2K | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 57,299 | $2K | No change |
| MMVXF Multimetaverse Holdings -27 | *W EXP 01/04/202 | 85,850 | $2K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 56,244 | $2K | No change |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 35,967 | $2K | Reduce -4.1% |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 150,000 | $2K | No change |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | 149,999 | $2K | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 74,318 | $1K | No change |
| HGASW Dune Acq Class A -CW27 | *W EXP 12/21/202 | 36,487 | $1K | No change |
| LBBBW Lakeshore Acquisition II -26 | *W EXP 11/18/202 | 27,873 | $1K | Reduce -75.0% |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 66,934 | $1K | Reduce -4.4% |
| XFINW Excelfin Acquisition -CW23 | *W EXP 10/25/202 | 24,999 | $1K | No change |
| IRRXW Integrated Rail and Re -CW23 | *W EXP 99/99/999 | 124,998 | $1K | No change |
| OSPWQ Prosomnus Inc.-CW27 | *W EXP 04/20/202 | 59,994 | $1K | No change |
| BLUAW Blueriver Acquisit A -CW26 | *W EXP 01/04/202 | 17,806 | $1K | No change |
| SHAZW TKB Critical Technolog -CW23 | *W EXP 99/99/999 | 103,849 | $1K | No change |
| KRNLW Kernel Group HLDG -A -CW27 | *W EXP 99/99/999 | 25,000 | $1K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 49,999 | $1K | No change |
| TGVCW TG Venture Acquisition -CW23 | *W EXP 08/15/202 | 99,999 | $1K | No change |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 24,999 | $1K | No change |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | 24,999 | $1K | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 98,841 | $988 | No change |
| ONYXW Onyx Acq Co. I Class A -CW23 | *W EXP 11/30/202 | 32,500 | $975 | No change |
| NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | 48,339 | $967 | No change |
| MAQCW Maquia Capital Acq A -CW27 | *W EXP 99/99/999 | 31,976 | $959 | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 93,745 | $937 | No change |
| LCWWF Learn CW Investment A -CW28 | *W EXP 10/08/202 | 24,999 | $750 | No change |
Largest 200 of 213 shown.
Total filed on the 13F, all lines: $2.1B.
Portfolio Sells Q4 2023 → Q1 2024
| JPC Nuveen Prefered & Income Opp | Reduce -26.7% | 2.45% | −0.66 |
| NZF Nuveen Municipal Credit Inc. | Reduce -30.7% | 1.60% | −0.61 |
| GHIX Gores Holding Ix Inc. Class A | Sold out | 0.00% | −0.60 |
| ECAT BlackRock ESG Cap All TRM TR | Reduce -24.2% | 1.97% | −0.42 |
| PDO PIMCO Dynamic Income Opport | Sold out | 0.00% | −0.37 |
| PAXS PIMCO Access Income Fund | Reduce -45.6% | 0.52% | −0.34 |
| SCRM Screaming Eagle Acq Class A | Reduce -76.2% | 0.11% | −0.34 |
| MUC BlackRock Munihold Ca QLTY | Reduce -18.8% | 1.31% | −0.30 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -6.7% | 4.12% | −0.23 |
| IROHU Iron Horse Acquisitions Corp. | Reduce -88.4% | 0.03% | −0.22 |
| MCI Barings Corporate Investors | Sold out | 0.00% | −0.19 |
| CLBR.U Colombier Acquis Corp. II | Reduce -96.8% | 0.01% | −0.19 |
| SZZL Sizzle Acquisition Corp. | Sold out | 0.00% | −0.18 |
| HIO Western Asset Hi Inc. Opport | Reduce -20.7% | 0.75% | −0.18 |
| JPST JPMorgan Ultra-Short Income | Reduce -79.4% | 0.05% | −0.17 |
| BTZ BlackRock Credit Allocation | Sold out | 0.00% | −0.17 |
| PMGM Priveterra Acquisition Corp. | Sold out | 0.00% | −0.17 |
| BMEZ BlackRock HLTH Sci TRM TR II | Reduce -22.0% | 1.22% | −0.17 |
| WRAC Williams Rowland Acquisition | Sold out | 0.00% | −0.15 |
| IQI Invesco Quality Muni Inc. TR | Reduce -21.4% | 0.60% | −0.14 |
| FLD Fold Holdings Inc. | Reduce -33.3% | 0.25% | −0.13 |
| HCVI Hennessy Capital Invest Class A | Reduce -33.3% | 0.25% | −0.12 |
| GLOBAL PARTNER ACQISTN CORP | Sold out | 0.00% | −0.12 |
| MPV Barings Participation Invest | Reduce -26.8% | 0.36% | −0.11 |
| PEPL Pepperlime Health Acq - A | Sold out | 0.00% | −0.10 |
| ISRLF Israel Acquisitions Corp. Class A | Sold out | 0.00% | −0.10 |
| SUAC Shoulderup Technology Acqu-A | Sold out | 0.00% | −0.10 |
| DMYY DMY Squared Technology GR-A | Sold out | 0.00% | −0.10 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -4.3% | 2.39% | −0.10 |
| AURORA TECHNOLOGY ACQUISITIO | Sold out | 0.00% | −0.09 |
| NPFD Nuveen Var RT Pref & Inc. | Reduce -30.5% | 0.30% | −0.09 |
| PDI PIMCO Dynamic Income Fund | Reduce -16.5% | 0.78% | −0.08 |
| AFJKU Aimei Health Tech Co. Ltd. | Reduce -91.8% | 0.01% | −0.08 |
| KRNL Kernel Group Holdings Inc. Class A | Reduce -92.9% | 0.01% | −0.07 |
| PONO CAP THREE INC | Sold out | 0.00% | −0.06 |
| NVG Nuveen Amt-FR Muni CRDT | Reduce -5.5% | 3.21% | −0.06 |
| XPCKX PIMCO California Municipa II | Reduce -33.0% | 0.12% | −0.06 |
| NCA Nuveen California Muni Val | Reduce -66.4% | 0.03% | −0.06 |
| MYN BlackRock Muniyield NY QLTY | Reduce -13.4% | 0.47% | −0.06 |
| FTHY First Trust Hi YLD Opp 2027 | Reduce -10.3% | 0.88% | −0.05 |
| FPF First TR Interm Dur & Inc. | Sold out | 0.00% | −0.05 |
| TRUGOLF HLDGS INC | Sold out | 0.00% | −0.05 |
| ARIZ Arisz Acquisition Corp. | Sold out | 0.00% | −0.05 |
| MFM Aberdeen Municipal Income | Reduce -65.7% | 0.03% | −0.05 |
| MCAF Mountain Crest Acq Corp. IV | Sold out | 0.00% | −0.04 |
| VMO Invesco Municipal Opport | Reduce -6.6% | 0.89% | −0.04 |
| QFTA Quantum Fintech Acquisition | Reduce -85.5% | 0.01% | −0.04 |
| NAD Nuveen Quality Municipal Inc. | Reduce -2.0% | 4.26% | −0.04 |
| ATLANTIC COASTAL AQSTN CORP | Reduce -38.6% | 0.06% | −0.04 |
| NPCT Nuveen Core Plus Impact | Reduce -14.6% | 0.29% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| CLM Cornerstone Strategic Invest | Add +1278.6% | 0.85% | +0.79 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +67.1% | 1.21% | +0.59 |
| LEGT.U Legato Merger Corp. III | New | 0.39% | +0.39 |
| XEADX Allspring Income Opport | Add +1993.3% | 0.36% | +0.34 |
| MMU Western Asset Managed Munici | Add +7.0% | 2.91% | +0.29 |
| BCX BlackRock Resources & Commod | New | 0.28% | +0.28 |
| PHK PIMCO High Income Fund | Add +30.0% | 1.07% | +0.25 |
| UCFI CN Healthy Food Tech Group C | New | 0.22% | +0.22 |
| IIM Invesco Value Municipal Inco | Add +61.5% | 0.53% | +0.21 |
| DYCQU DT Cloud Acquisition Corp. | New | 0.20% | +0.20 |
| SBI Western Asset Intermediate | Add +84.8% | 0.41% | +0.20 |
| COLOMBIER ACQUISITION CORP | New | 0.19% | +0.19 |
| SDHY Pgim SHRT Durat Hi YLD | Add +49.2% | 0.53% | +0.19 |
| SABA Saba Capital Income & Opport | Add +17.3% | 0.99% | +0.16 |
| BKHAU Black Hawk Acquisition Corp. | New | 0.15% | +0.15 |
| NUV Nuveen Municipal Value | Add +3.3% | 2.89% | +0.15 |
| DMF BNYM Municipal Income | Add +144.2% | 0.21% | +0.13 |
| JHI John Hancock Investors TR | Add +821.5% | 0.14% | +0.13 |
| MARX Mars Acquisition Corp. | Add +121.7% | 0.23% | +0.13 |
| JVSAU Jvspac Acquisition Corp. | New | 0.12% | +0.12 |
| KSM DWS Strategic Municipal Inc. | Add +82.0% | 0.24% | +0.12 |
| XMUIX BlackRock Municipal Income | Add +2.2% | 1.75% | +0.11 |
| CMCAF Piermont Valley Acquisition | New | 0.11% | +0.11 |
| CPTK Crown Proptech Acquisition-A | New | 0.10% | +0.10 |
| PDX PIMCO Dynamic Income Strat | Add +0.8% | 2.00% | +0.10 |
| CPZ Calamos LNG/SHRT Eqty & DYN | Add +20.6% | 0.43% | +0.10 |
| CRML Critical Metals Corp. | New | 0.10% | +0.10 |
| FSD First Trust High Income Long | Add +423.7% | 0.12% | +0.09 |
| EMO Clearbridge Energy Midstream | New | 0.08% | +0.08 |
| AFJK Aimei Health Technology Co. | New | 0.08% | +0.08 |
| KYN Kayne Anderson Energy Infra | Add +3.5% | 0.49% | +0.08 |
| XMVTX BlackRock Munivest Fund II | Add +4.8% | 1.16% | +0.08 |
| FMN Federated Herm Prem Muni Inc. | Add +28.8% | 0.31% | +0.07 |
| IBACU Ib Acquisition Corp. | New | 0.07% | +0.07 |
| ZTR Virtus Total Return Fund Inc. | New | 0.07% | +0.07 |
| EVN Eaton Vance Muni Inc. TR | Add +39.2% | 0.21% | +0.07 |
| XFAMX First Trust/Abrdn Global Opp | Add +200.9% | 0.09% | +0.06 |
| DSM BNYM Strat Muni BND | Add +13.0% | 0.42% | +0.06 |
| CBH Virtus Convertible & Income | Add +51.2% | 0.17% | +0.06 |
| MUE BlackRock Munihold QLT FD II | Add +2.8% | 1.09% | +0.06 |
| CEM Clearbridge MLP & Midstream | New | 0.06% | +0.06 |
| FIF First Trust Energy Infrastru | New | 0.05% | +0.05 |
| EIM Eaton Vance Municipal Bond | Add +0.9% | 1.09% | +0.04 |
| WIW Western Asst Infl-LNK Opp | Add +4.7% | 0.83% | +0.04 |
| KTF DWS Municipal Income Trust | Add +3.8% | 0.55% | +0.03 |
| XEVMX Eaton Vance Cal Muni Bond | Add +7.7% | 0.30% | +0.03 |
| EDD Morgan Stanley Emrg MRK Dom | New | 0.03% | +0.03 |
| XCMUX MFS High Yield Municipal TR | Add +22.4% | 0.14% | +0.03 |
| XJPIX Nuveen Preferred Securities | Add +3.7% | 0.22% | +0.02 |
| SJNK SS SPDR BB St Hi Yield ETF | New | 0.02% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| SCRMW Screaming Eagle Acq Class A -27 | *W EXP 99/99/999 | Reduce -0.1% | 1,647,096 | $774K |
| CVIIW Churchill Capital Vii -CW28 | *W EXP 02/29/202 | Reduce -0.1% | 1,479,383 | $473K |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | Reduce -0.0% | 1,581,661 | $348K |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | New | 449,025 | $91K |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Reduce -0.3% | 251,166 | $88K |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | Reduce -0.0% | 652,432 | $78K |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | Reduce -0.4% | 367,930 | $70K |
| ATAKR Aurora Technology Acquisi-R | RIGHT 01/27/2027 | Sold out | 325,000 | $62Kbefore exit |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | Reduce -3.6% | 128,841 | $59K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | New | 123,950 | $47K |
| PNSWQ Banyan Acquisition Co. -CW23 | *W EXP 09/30/202 | Sold out | 125,000 | $46Kbefore exit |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | Reduce -0.1% | 456,085 | $46K |
| DMAQR Deep Medicine Acquition-RTS | RIGHT 10/22/2026 | Sold out | 150,000 | $45Kbefore exit |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | Reduce -29.4% | 96,366 | $42K |
| LBBBR Lakeshore Acquisition -Right | RIGHT 11/18/2026 | Sold out | 222,982 | $42Kbefore exit |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | Reduce -0.7% | 198,053 | $42K |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | Reduce -2.8% | 132,508 | $33K |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | Sold out | 20,781 | $33Kbefore exit |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | New | 221,119 | $33K |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | New | 158,398 | $32K |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Reduce -2.0% | 146,934 | $26K |
| ARIZR Arisz Acquisition Corp.-RTS | RIGHT 99/99/9999 | Sold out | 125,000 | $26Kbefore exit |
| LCAHW Landcadia Holdings IV -CW28 | *W EXP 03/29/202 | Sold out | 405,669 | $24Kbefore exit |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | New | 198,887 | $22K |
| SZZLW Sizzle Acquisition Corp.-CW26 | *W EXP 11/02/202 | Sold out | 222,499 | $20Kbefore exit |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | Reduce -0.2% | 214,357 | $17K |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | Reduce -0.4% | 85,043 | $17K |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | Reduce -62.2% | 62,900 | $17K |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | Reduce -4.1% | 71,934 | $17K |
| RCACW Revelstone Capital Acqu -28 | *W EXP 09/15/202 | Sold out | 375,000 | $16Kbefore exit |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | Reduce -7.3% | 135,514 | $16K |
| BITE.WS Bite Acquisition Corp. -CW27 | *W EXP 02/12/203 | Reduce -0.1% | 231,610 | $16K |
| ASPAW Abri Spac I Inc. -CW23 | *W EXP 09/18/202 | Sold out | 175,000 | $16Kbefore exit |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | Reduce -1.5% | 104,199 | $15K |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | New | 449,025 | $14K |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | Reduce -0.4% | 199,036 | $14K |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | Reduce -4.4% | 66,934 | $13K |
| ARIZW Arisz Acquisition Corp. -CW23 | *W EXP 11/16/202 | Sold out | 125,000 | $13Kbefore exit |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | Reduce -0.9% | 147,684 | $12K |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | Reduce -0.7% | 61,935 | $12K |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | Reduce -2.0% | 146,934 | $12K |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | Reduce -1.8% | 161,088 | $11K |
| PONO CAPITAL THREE INC-A-28 | *W EXP 01/11/202 | Sold out | 159,489 | $11Kbefore exit |
| MOBXW Chavrant Capital Acq -CW23 | *W EXP 12/21/202 | Sold out | 150,000 | $11Kbefore exit |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | New | 325,000 | $10K |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | Reduce -3.1% | 48,465 | $10K |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | New | 158,025 | $8K |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | Sold out | 49,976 | $7Kbefore exit |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | New | 53,236 | $7K |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | Sold out | 39,830 | $7Kbefore exit |
Showing the first 50 of 85.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 320 | $2.1B | MHD, MQY, PSUS, MYI, HYT |
| Q1 2026 | 312 | $2.0B | MHD, MQY, MYI, HYT, VKQ |
| Q4 2025 | 299 | $2.1B | VKQ, PDI, MHD, XMYDX, BLE |
| Q3 2025 | 294 | $1.7B | MHD, XMYDX, VKQ, PML, BLE |
| Q2 2025 | 232 | $1.8B | NAD, MHD, NUV, XMYDX, MMU |
| Q1 2025 | 205 | $1.9B | NAD, NUV, NVG, MMU, XMYDX |
| Q4 2024 | 227 | $2.1B | NAD, NUV, NVG, XNEAX, MMU |
| Q3 2024Amended | 208 | $2.1B | NAD, XNEAX, NUV, MMU, NVG |
| Q2 2024 | 247 | $2.1B | NAD, XNEAX, BCAT, NVG, ECAT |
| Q1 2024 | 251 | $2.1B | NAD, XNEAX, BCAT, NVG, MMU |