Rivernorth Capital Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed December 3, 2024), Rivernorth Capital Management, LLC reported 208 stock positions worth $2.1 billion. Its top holding was Nuveen Quality Municipal (NAD) at 5.1% of the portfolio, followed by Nuveen Amt-FR QLTY Muni (XNEAX, 4.0%) and Nuveen Municipal Value (NUV, 3.2%). Compared with Q2 2024, it opened 27 new positions, sold out of 65, added to 50 and reduced 60. The biggest buy was a new position in Abrdn Income Credit Strat (ACP) and the biggest sale an exit from Nuveen Prefered & Income Opp (JPC).

Most Recent 13F
Q2 2026
Location
WEST PALM BEACH, FL
CIK
0001447578
Portfolio Value
$2.1B (Q3 2024)
SEC Filing
0001398344-24-022624 ↗ filed Dec 3, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $2.1B Q1 2024 Q2 2024: $2.1B Q2 2024 Q3 2024: $2.1B $2.1B Q3 2024 Q4 2024: $2.1B Q4 2024 Q1 2025: $1.9B Q1 2025 Q2 2025: $1.8B Q2 2025 Q3 2025: $1.7B Q3 2025 Q4 2025: $2.1B Q4 2025 Q1 2026: $2.0B Q1 2026 Q2 2026: $2.1B Q2 2026

Holdings 208 stocks · $2.1B
NAD Nuveen Quality Municipal Inc. 5.08% 8,489,763 $105.1M Reduce -4.2%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 3.95% 6,827,285 $81.7M Reduce -14.1%
NUV Nuveen Municipal Value 3.24% 7,420,686 $66.9M Add +9.1%
MMU Western Asset Managed Munici 2.98% 5,677,085 $61.5M Reduce -2.8%
NVG Nuveen Amt-FR Muni CRDT 2.98% 4,595,242 $61.5M Reduce -14.6%
ECAT BlackRock ESG Cap All TRM TR 2.86% 3,334,284 $59.2M Reduce -7.2%
BCAT BlackRock Capital Alloc TR 2.78% 3,500,484 $57.6M Reduce -25.6%
MHD BlackRock Muniholdings Fund 2.53% 4,129,514 $52.2M Add +1.6%
XMYDX BlackRock Muniyield Fund 2.32% 4,197,313 $48.0M Reduce -6.5%
PDX PIMCO Dynamic Income Strat 2.24% 1,965,523 $46.4M Add +0.7%
BLE BlackRock Muni Inc. TR II 2.03% 3,732,893 $42.0M Add +1.3%
BTT BlackRock 2030 Muni TRGT TRM 1.84% 1,761,014 $38.1M Reduce -17.5%
BFK BlackRock Municipal Inc. TRST 1.77% 3,454,778 $36.5M Add +0.2%
XMUIX BlackRock Municipal Income 1.72% 2,832,259 $35.6M No change
NZF Nuveen Municipal Credit Inc. 1.67% 2,644,334 $34.6M Add +0.4%
MQY BlackRock Muniyield Quality 1.63% 2,569,786 $33.7M Reduce -17.7%
NAC Nuveen Ca QLTY Muni Inc. 1.60% 2,789,093 $33.2M Reduce -22.6%
BSTZ BlackRock Sci & Tech TRM TR 1.53% 1,649,225 $31.7M Reduce -5.0%
XMVFX BlackRock Munivest Fund 1.51% 4,099,224 $31.2M Reduce -6.0%
MUC BlackRock Munihold Ca QLTY 1.41% 2,537,611 $29.2M Add +7.1%
BMEZ BlackRock HLTH Sci TRM TR II 1.37% 1,793,725 $28.4M Reduce -9.2%
ACP Abrdn Income Credit Strat 1.32% 4,123,676 $27.3M New
SABA Saba Capital Income & Opp II 1.27% 3,088,302 $26.3M Reduce -7.2%
XMVTX BlackRock Munivest Fund II 1.22% 2,213,642 $25.2M Add +1.7%
PHK PIMCO High Income Fund 1.19% 4,939,765 $24.7M Add +6.5%
VMO Invesco Municipal Opport 1.18% 2,367,527 $24.3M Add +26.2%
MUE BlackRock Munihold QLT FD II 1.16% 2,245,080 $24.0M Add +1.4%
BRW Saba Capital Income & Opport 1.12% 3,060,697 $23.2M Reduce -4.5%
MYI BlackRock Muniyield QLTY III 1.11% 1,919,220 $23.0M Reduce -1.6%
PFN PIMCO Income Strategy FD II 0.97% 2,623,307 $20.0M Add +24.4%
WIW Western Asst Infl-LNK Opp 0.87% 2,045,275 $18.1M Reduce -2.2%
VGM Invesco Trust for Investmen 0.82% 1,612,419 $17.0M Reduce -2.0%
VKQ Invesco Municipal Trust 0.81% 1,642,546 $16.9M Reduce -0.2%
DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC 0.80% 2,265,296 $16.6M Add +84.1%
LEO BNY Mellon Strategic Muni 0.76% 2,411,067 $15.7M Add +25.6%
FTHY First Trust Hi YLD Opp 2027 0.74% 1,010,260 $15.3M Reduce -19.0%
IQI Invesco Quality Muni Inc. TR 0.69% 1,372,415 $14.3M Add +1.9%
AFB Allianceberstein NTL Muni 0.68% 1,192,205 $14.1M Add +24.2%
XMIOX Pioneer Muni High Inc. Opp 0.68% 1,132,947 $14.0M Add +49.9%
XEMDX Western Asset Emrg MRKT DBT 0.66% 1,350,440 $13.7M Reduce -14.9%
SBI Western Asset Intermediate 0.66% 1,674,840 $13.7M Add +2.8%
XMQTX BlackRock Muniyield QLTY II 0.65% 1,251,418 $13.5M Add +0.9%
XMHIX Pioneer Muni High Inc. TR 0.65% 1,395,686 $13.4M Add +155.3%
VKI Invesco Adv Muni Inc. TR II 0.63% 1,399,144 $13.0M Reduce -1.9%
XBKNX BlackRock Invest QLTY Muni 0.60% 960,795 $12.4M Reduce -6.2%
XPMAX Pioneer Municipal High Inc. 0.59% 1,379,762 $12.2M Add +32.9%
MHN BlackRock Muniholding NY QLT 0.58% 1,070,573 $11.9M Add +38.7%
SDHY Pgim SHRT Durat Hi YLD 0.58% 713,308 $11.9M Reduce -0.5%
SKGR SK Growth Opportunities Co. Class A 0.55% 1,000,000 $11.3M No change
TONT.U Graf Global Corp. 0.53% 1,100,000 $11.0M New
PFL PIMCO Income Strategy Fund 0.52% 1,248,835 $10.7M Add +141.8%
EIM Eaton Vance Municipal Bond 0.51% 971,957 $10.5M Reduce -55.3%
DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD 0.50% 1,666,877 $10.4M Add +13.7%
BGB Blackstone Strategic Credit 0.49% 820,191 $10.1M Reduce -12.9%
MYN BlackRock Muniyield NY QLTY 0.48% 915,809 $9.9M Add +0.0%
XEADX Allspring Income Opport 0.47% 1,377,033 $9.8M Reduce -3.7%
IIM Invesco Value Municipal Inco 0.47% 754,035 $9.7M Reduce -29.0%
NBH Neuberger Municipal Fund Inc. 0.47% 866,058 $9.6M No change
BCX BlackRock Resources & Commod 0.45% 962,498 $9.2M Add +51.6%
CPZ Calamos LNG/SHRT Eqty & DYN 0.44% 584,400 $9.2M Add +0.7%
BYM BlackRock Muni Inc. QLTY 0.43% 745,062 $9.0M Reduce -13.3%
BTX BlackRock Tech & Priv Eqty 0.42% 1,142,760 $8.6M Add +108.5%
LEGT Legato Merger Corp. III 0.39% 798,968 $8.1M Add +9.8%
CCTSF Cactus Acquisition Corp. 1 LT 0.39% 700,000 $8.0M No change
KTF DWS Municipal Income Trust 0.39% 802,738 $8.0M Reduce -35.8%
PCF High Income Securities Fund 0.38% 1,155,192 $7.9M New
XEVMX Eaton Vance Cal Muni Bond 0.38% 806,138 $7.8M Reduce -8.3%
NUW Nuveen Amt-Free Muni Val 0.35% 508,877 $7.2M Reduce -0.9%
DMB BNY Mellon Muni BND Infra 0.34% 630,470 $7.0M Add +4237.3%
GLO Clough Global Opportunities 0.34% 1,287,395 $7.0M Add +0.5%
HIO Western Asset Hi Inc. Opport 0.34% 1,710,662 $6.9M Reduce -49.8%
OCSL Oaktree Specialty Lending Co. 0.32% 404,537 $6.6M New
KSM DWS Strategic Municipal Inc. 0.31% 636,785 $6.5M No change
NTG Tortoise Midstream Energy 0.30% 132,704 $6.3M No change
VPV Invesco Pa Val Muni Inc. 0.29% 534,737 $6.0M Add +12.6%
FSHPU Flag Ship Acquisition Corp. 0.28% 577,000 $5.8M No change
HCVI Hennessy Capital Invest Class A 0.28% 500,000 $5.8M No change
FMN Federated Herm Prem Muni Inc. 0.28% 459,191 $5.7M Reduce -51.5%
BFACF Battery Future Acquisition-A 0.27% 500,000 $5.5M No change
CUBWU Lionheart Holdings 0.26% 545,157 $5.5M Add +36.3%
FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR 0.26% 500,000 $5.4M No change
BSL Blackstone SNR Fltng RT 0.26% 374,898 $5.3M No change
VCICU Vine Hill Cap Invest-Unit 0.26% 528,394 $5.3M New
POLEU Andretti Acquisition Corp. II 0.25% 525,333 $5.3M New
UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP 0.25% 508,133 $5.2M Add +13.2%
MPV Barings Participation Invest 0.24% 298,560 $5.1M Reduce -31.3%
VLOSU M3-Brigade Acquisition V Cor 0.24% 500,000 $5.0M New
FTW.U Eqv Ventures Acquisition Cor 0.24% 500,000 $5.0M New
DTF DTF Tax-Free Income 2028 Ter 0.23% 430,976 $4.9M No change
MIY BlackRock Muniyield Mi QLTY 0.23% 404,338 $4.9M Add +6.6%
XCMUX MFS High Yield Municipal TR 0.23% 1,320,718 $4.8M Add +19.9%
KYN Kayne Anderson Energy Infra 0.23% 438,272 $4.8M Reduce -54.7%
LPAAU Launch One Acquisition Corp. 0.22% 460,587 $4.6M New
CLM Cornerstone Strategic Invest 0.22% 597,293 $4.6M Reduce -70.2%
GPAT GP-Act III Acquisition-A 0.22% 451,198 $4.5M No change
CAPNU Cayson Acquisition Corp. 0.22% 450,000 $4.5M New
YHNAU YHN Acquisition I Ltd. 0.22% 445,000 $4.5M New
MARX Mars Acquisition Corp. 0.21% 400,000 $4.4M Reduce -9.5%
IXAQF Ix Acquisition Corp. Class A 0.21% 375,000 $4.3M No change
ARES ACQUISITION CORP II 0.21% 400,203 $4.3M No change

Show all 208 holdings

Other holdings (180): bonds, preferreds, convertibles and warrants · $2.7M (not counted above)
SecurityClassShares / PrincipalValueChange
RZLVW Rezolve AI PLC -CW27 *W EXP 08/15/202 742,500$134KNew
HUDAR Hudson Acquisition I Corp.-RT RIGHT 99/99/9999 400,000$88KNo change
DYCQR DT Cloud Acquisition Cor-RTS RIGHT 02/14/2029 400,000$88KNo change
IROHR Iron Horse Acquisitions Righ RIGHT 99/99/9999 508,133$81KAdd +13.2%
BKHAR Black Hawk Acquisition C-RTS RIGHT 06/20/2025 62,997$73KAdd +25.0%
JVSAR Jvspac Acquisition Corp.-RTS RIGHT 11/26/2026 246,818$67KAdd +20.1%
AQUNR Aquaron Acquisition Corp.-RTS RIGHT 07/15/2026 400,000$64KNo change
LEGT.WS Legato Merger Corp. III-29 *W EXP 05/08/203 399,484$60KAdd +9.8%
KDKRW Ares Acquisition Corp. II-28 *W EXP 99/99/999 367,930$59KNo change
CRMLW Critical Metals Corp.-28 *W EXP 02/27/202 222,499$53KAdd +0.6%
BYNOW Bynordic Acquisition -CW27 *W EXP 07/01/202 742,500$52KNo change
FUFUW Bitfufu Inc.-28 *W EXP 03/01/202 124,062$46KAdd +0.1%
GODNR Golden Star Acquisitio-Right RIGHT 03/30/2025 132,508$46KNo change
NKGNW Graf Acquisition Corp.-CW28 *W EXP 05/31/202 652,432$46KNo change
MARXR Mars Acquisition Corp.-Rights RIGHT 99/99/9999 198,053$46KNo change
Colombier Acquisition - 29 *W EXP 11/24/202 133,112$43KAdd +3.3%
GLLRF Global Lights Acquisition Co. RIGHT 99/99/9999 296,802$42KNew
NOVVR Nova Vision Acquisition-RTS RIGHT 99/99/9999 165,000$40KNo change
TMTCR TMT Acquisition Corp.-RT RIGHT 03/27/2028 146,934$40KNo change
AFJKR Aimei Health Technology Co. L RIGHT 11/17/2028 172,789$40KAdd +9.1%
YOTAR Yotta Acquisition Corp. - RTS RIGHT 03/15/2027 425,000$38KNo change
IXQWF Ix Acquisition Corp. -CW26 *W EXP 07/31/202 490,000$38KNo change
BOWNR Bowen Acquisition Corp.-RTS RIGHT 99/99/9999 200,000$38KNo change
JWSWF Jaws Mustang Acq C -CW26 *W EXP 01/30/202 1,581,661$37KNo change
WTMAR Welsbach Tech Metals Acq -RT RIGHT 12/22/2026 322,133$35KNo change
GDSTR Goldenstone Acquisitio-Right RIGHT 07/15/2026 185,000$35KNo change
BRACR Broad Capital Acquis-Right RIGHT 01/10/2027 350,000$35KNo change
RFACR RF Acquisition Corp.- Rights RIGHT 05/01/2028 292,192$35KNo change
ATMCR Alphatime Acquisition-Right RIGHT 03/01/2028 200,000$33KNo change
ATMVR Alphavest Acquisition Co.-RT RIGHT 01/22/2026 250,000$33KNo change
HCVIW Hennessy Capital Inv A -CW27 *W EXP 99/99/999 456,085$32KNo change
CLOER Clover Leaf Capital Corp.-RTS RIGHT 05/31/2028 300,000$30KNew
QOMOR Qomolangma Acquisition-Right RIGHT 09/29/2027 250,000$30KNo change
VGASW Cenaq Energy Corp. Class A -CW27 *W EXP 02/15/202 142,679$30KNo change
BAYAR Bayview Acquisition Corp. RIGHT 11/17/2028 198,887$30KNo change
CSLRF Consilium Acquisition -Right RIGHT 99/99/9999 175,000$30KNo change
BLACR Bellevue Life Sciences-RTS RIGHT 02/09/2028 250,000$26KNo change
TBMCR Trailblazer Merger Corp.-RTS RIGHT 04/21/2028 161,088$26KNo change
GLLIR Globalink Investment Inc.-RTS RIGHT 12/06/2026 213,000$26KNo change
USARW Inflection Point Acquis-C-28 *W EXP 08/31/202 104,199$25KNo change
GPATW GP-Act III Acq Class A -CW27 *W EXP 05/13/202 225,599$25KNo change
SLND.WS Legato Merger Corp. II -CW23 *W EXP 02/14/202 65,966$25KNo change
WINVR Winvest Acquisition Corp.-RTS RIGHT 99/99/9999 150,000$24KNo change
PETWQ Wag! Group Co. *W EXP 07/30/202 600,000$21KNo change
GHIXW Gores Holding Ix -CW24 *W EXP 01/14/202 251,166$19KNo change
ALFUW Centurion Acquisition - 29 *W EXP 05/31/203 200,000$18KNo change
AILWQ Arrowroot Acquisition -CW26 *W EXP 04/16/202 65,898$17KNo change
SDSTW Global Partner Acq A -CW27 *W EXP 06/21/202 38,415$17KNew
MCAGR Mountain Crest Acquisiti-RTS RIGHT 08/30/2022 215,000$17KNo change
HSPRF Horizon Space Acquisition-RT RIGHT 12/27/2024 214,357$16KNo change
GBBKR Global Blockchain Acq - RTS RIGHT 05/09/2027 200,000$15KNo change
CLRRF Climaterock -RTS RIGHT 10/31/2028 169,230$15KNo change
DISTR Distoken Acquisition Corp. RIGHT 99/99/9999 147,684$14KNo change
SDAWW Suncar Technology Group -28 *W EXP 05/17/202 62,900$14KNo change
HYAC.WS Haymaker Acquisition Corp.-28 *W EXP 05/31/202 85,043$14KNo change
MACIW Melar Acquisition Corp. I -29 *W EXP 06/01/203 149,999$14KNew
OAKUR Oak Woods Acquisition Cor-RT RIGHT 03/23/2028 66,934$13KNo change
INTEW Integral Acquisition -CW28 *W EXP 05/31/202 324,999$13KNo change
DHAIW Aurora Technology Acquis -28 *W EXP 04/20/202 325,000$13KNo change
NETDW Nabors Energy Transiti-CW *W EXP 09/01/202 142,499$13KNo change
NVACR Northview Acquisition Co.-RTS RIGHT 99/99/9999 250,000$13KNo change
UCFIW Iron Horse Acquisition Co.-29 *W EXP 09/30/203 508,133$13KAdd +13.2%
IBACR Ib Acquisition Corp.-RTS RIGHT 09/28/2026 150,000$13KAdd +11.3%
EUDAW 8I Acquisition 2 Corp. -CW22 *W EXP 11/22/202 175,000$12KNo change
ESHAR Esh Acquisition Corp. - Right RIGHT 06/13/2028 146,934$12KNo change
SKGRW SK Growth Opportunities -29 *W EXP 06/28/202 56,125$12KNo change
DMYYW DMY Squared Technology GR-27 *W EXP 99/99/999 99,999$11KNo change
GRMLW Anew Medical Inc. *W EXP 06/21/202 275,000$11KNew
ALSTF Alpha Star Acq Corp. - Rights RIGHT 12/13/2026 98,841$11KNo change
BNIXR Bannix Acquisition Corp.-RTS RIGHT 07/31/2026 175,000$11KNo change
KACRF Kairous Acquisition Corp.-RTS RIGHT 09/15/2026 148,636$10KNo change
SPECW Perception Capital II -CW28 *W EXP 10/17/202 130,400$10KNo change
OPTXW Omnilit Acquisition Class A -23 *W EXP 99/99/999 130,610$9KNo change
ROCLW Roth CH Acquisition V -CW23 *W EXP 12/10/202 191,139$9KNo change
NBSTW Newbury Street Acq -CW27 *W EXP 04/30/202 100,000$9KNo change
GATEW Marblegate Acquisition -CW22 *W EXP 08/31/202 299,601$9KNo change
ZOOZW Zooz Strategy Ltd.-29 *W EXP 04/02/202 200,000$9KNew
YOTAW Yotta Acquisition Corp. -27 *W EXP 03/15/202 425,000$9KNo change
CHEB.WS Chenghe Acquisition II - 29 *W EXP 05/30/203 125,000$9KNew
CSLWF Consilium Acquisition -27 *W EXP 99/99/999 87,500$9KNo change
BUJAR Bukit Jalil Global Acquisiti RIGHT 12/30/2024 71,934$9KNo change
PITWF Heramba Electric PLC-28 *W EXP 07/26/202 99,998$9KNew
MSSRF Metal SKY Star Acquisi-Right RIGHT 12/31/2025 200,000$8KNo change
SMNRW Denali Capital Acq-CW27 *W EXP 99/99/999 154,800$8KNo change
HPAIW Helport AI Ltd. -29 *W EXP 03/31/202 74,999$8KNew
MRNOW Murano Global BV-28 *W EXP 03/19/202 50,000$8KNew
RFACW RF Acquisition Corp.-CW27 *W EXP 05/01/202 350,000$7KNo change
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 100,000$6KAdd +87.8%
RFAIR RF Acquisition Corp. II RIGHT 05/01/2026 100,000$6KNo change
SPKWF Spark I Acquisition Corp.-28 *W EXP 10/01/203 48,465$6KNo change
HOLOW Golden Path Acq -CW28 *W EXP 01/31/202 149,600$6KNo change
ISLWF Israel Acquisitions Corp.-28 *W EXP 99/99/999 199,036$6KNo change
GBBKW Global Blockchain Acq-CW27 *W EXP 05/09/202 300,000$6KNo change
IMAQR International Media Acq-RTS RIGHT 99/99/9999 250,000$6KNo change
CNDAW Concord Acquisition A -CW28 *W EXP 99/99/999 152,962$5KNo change
GLLIW Globalink Investment -CW23 *W EXP 12/03/202 213,000$5KNo change
ALCWF Alchemy Investments Acqui-28 *W EXP 11/30/202 61,935$5KNo change
ABLVW Able View Global Inc.-28 *W EXP 08/18/202 250,000$5KNo change
ONMDW Data Knights Acq Class A -CW28 *W EXP 11/07/202 147,479$5KNo change
MMVXF Multimetaverse Holdings -27 *W EXP 01/04/202 85,850$5KNo change
DFLIW Chardan Nextech Acquisi-CW27 *W EXP 10/07/202 187,500$5KNo change
EVE.WS Eve Mobility Acquisit A -23 *W EXP 12/31/202 125,000$5KNo change
IVCPW Swiftmerge Acquisition -CW23 *W EXP 12/13/202 74,999$5KNo change
BENFW Beneficient Co. Group -28 *W EXP 06/07/202 562,494$5KNo change
MSPRZ MSP Recovery -CW26 *W EXP 05/23/202 118,881$5KNo change
IMAQW International Media Ac -CW28 *W EXP 99/99/999 250,000$5KNo change
GDSTW Goldenstone Acquisitio -CW23 *W EXP 07/15/202 185,000$5KNo change
AITRR AI Transportation Acquis-RTS RIGHT 09/01/2028 26,934$4KNo change
GRRRW Gorilla Technology Group-CW *W EXP 99/99/999 98,349$4KNo change
ABVWF Above Food Ingredients- 29 *W EXP 06/28/202 231,610$4KNew
FORLW Four Leaf Acquisition Cor-28 *W EXP 03/15/202 81,934$4KNo change
DSYWW Big Tree Cloud Holdings -29 *W EXP 05/31/202 105,000$4KAdd +21.3%
BNIXW Bannix Acquisition Corp.-CW23 *W EXP 07/31/202 175,000$4KNo change
RDZNW Vahanna Tech Edge -CW24 *W EXP 11/30/202 49,999$3KNo change
SLMWF Slam Corp.-A -CW27 *W EXP 99/99/999 22,276$3KNo change
HSPWF Horizon Space Acquisition-28 *W EXP 12/27/202 214,357$3KNo change
CYCUW Cycurion Inc.-CW27 *W EXP 02/13/203 150,000$3KNo change
FTIIW Futuretech II Acq -CW27 *W EXP 08/18/202 125,000$3KNo change
SHFSW Northern Lights Acquis -CW22 *W EXP 09/28/202 87,500$3KNo change
BOCNW Blue Ocean Acquisition A -23 *W EXP 99/99/999 186,296$3KNo change
VSEEW Digital Health Acquist-CW23 *W EXP 99/99/999 75,000$3KAdd +73.4%
CTSWF Cactus Acquisition Corp.-CW23 *W EXP 08/17/202 124,999$3KNo change
HUBCW Hub Cyber Security Ltd.-28 *W EXP 02/27/202 202,274$3KNo change
AERTW Aeries Technology Inc. -CW23 *W EXP 11/06/202 113,187$3KNo change
ASCRF A Spac II Acquisition-Right RIGHT 10/15/2026 199,998$3KNo change
NVNWF Nvni Group Ltd.-28 *W EXP 11/01/202 124,999$3KNo change
QOMOW Qomolangma Acquisition Co.-27 *W EXP 09/29/202 250,000$3KNo change
ATMCW Alphatime Acquisition Cor-28 *W EXP 03/01/202 200,000$2KNo change
NIVFW Newgenivf Group Ltd.-28 *W EXP 04/03/202 143,997$2KNo change
CDTTW Murphy Canyon Acq-CW27 *W EXP 09/22/202 200,000$2KNo change
OIOWW Esgl Holdings Ltd.-28 *W EXP 08/02/202 215,000$2KNo change
BNAIW Brand Engagement Netwo -CW27 *W EXP 03/14/202 33,332$2KAdd +81.0%
KVAWF Keen Vision Acquisition C-28 *W EXP 03/15/202 48,401$2KNo change
COEPW Bull Horn Holdings Corp.-CW25 *W EXP 10/28/202 150,000$2KNo change
TRONW Corner Growth Acquisiti-CW23 *W EXP 99/99/999 66,666$2KNo change
DISTW Distoken Acquisition Corp.-28 *W EXP 11/30/202 147,684$2KNo change
WINVW Winvest Acquisition -CW23 *W EXP 08/09/202 150,000$2KNo change
HOVRW Pono Capital Three Inc.-A-28 *W EXP 02/14/202 158,025$2KNo change
MLECW Moolec Science SA *W EXP 12/30/202 48,517$2KNew
MITAW Coliseum Acquisition A -CW28 *W EXP 08/22/202 38,535$2KNo change
CLRWF Climaterock Class A -27 *W EXP 99/99/999 84,615$2KNo change
FNVWF Finnovate Acquisition -CW23 *W EXP 09/30/202 93,745$2KNo change
OAKUW Oak Woods Acquisition -28 *W EXP 99/99/999 66,934$2KNo change
MSSWF Metal SKY Star Acq -CW27 *W EXP 03/31/202 200,000$2KNo change
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 54,999$2KNo change
SMXWW SMX Security Matters PLC-28 *W EXP 03/07/202 199,299$2KNew
ATEKW Athena Technology Acq -CW23 *W EXP 10/17/202 75,353$2KNo change
WELWF Integrated Wellness -CW28 *W EXP 10/31/202 99,999$2KNo change
MSAIW Sportsmap Tech Acq -CW27 *W EXP 12/19/202 56,244$1KNo change
NMHIW Nature's Miracle Cali - 29 *W EXP 02/15/202 111,491$1KAdd +33.3%
HAIWF Healthcare AI Acq -CW23 *W EXP 12/07/202 57,299$1KNo change
ALSWF Alpha Star Acquisition -CW23 *W EXP 12/13/202 98,841$1KNo change
BFQWF Battery Future Acquis A -23 *W EXP 99/99/999 125,000$1KNo change
KITTW Cleantech Acquisition Corpcw *W EXP 03/15/202 84,776$1KNo change
ASCWF A Spac II Acquisition -CW27 *W EXP 10/15/202 149,999$1KNo change
BUJAW Bukit Jalil Global Acquis-28 *W EXP 12/30/202 35,967$1KNo change
PPYAW Papaya Growth Opportuni-CW23 *W EXP 12/31/202 34,899$1KNo change
PARAW 7GC & Co. Holdings Class A -CW26 *W EXP 12/14/202 128,720$1KNo change
BSLKW Golden Arrow Merger A -CW26 *W EXP 08/13/202 39,633$1KNew
MAQCW Maquia Capital Acq A -CW27 *W EXP 99/99/999 31,976$735No change
COOTW Australian Oilseeds Holdi-29 *W EXP 03/22/202 50,000$720Add +1.9%
AEAEW Altenergy Acquisition -CW23 *W EXP 10/29/202 62,498$700No change
TLGWF TLGY Acquisition Corp. -23 *W EXP 11/09/202 19,999$602No change
BCSAW Blockchain Coinvestors Acqui *W EXP 11/01/202 24,999$572No change
RMCOW American Acq Class A -CW26 *W EXP 10/31/202 49,999$525No change
GRDIW Griid Infrastructure Inc.-28 *W EXP 12/29/202 14,320$480New
SLXNW Biomotion Sciences-CW29 *W EXP 08/15/202 14,999$472New
KACWF Kairous Acquisition -23 *W EXP 09/15/202 74,318$409No change
ONYXW Onyx Acq Co. I Class A -CW23 *W EXP 11/30/202 32,500$367No change
PRENW Prenetics Global Ltd. -CW26 *W EXP 05/18/202 32,770$354No change
XBPEW CF Acquisition Viii A -CW27 *W EXP 11/30/202 24,999$320No change
DFNSW T3 Defense Inc.-CW28 *W EXP 12/22/202 32,042$298No change
ECXWW Ecarx Holdings Inc. Class A-27 *W EXP 99/99/999 12,500$266No change
ZAPWF Zapp Electric Vehicles -28 *W EXP 99/99/999 24,999$247No change
PRSTW Presto Automation Inc.-27 *W EXP 09/21/202 186,232$223No change
CGBWF Crown LNG Holdings Ltd.-28 *W EXP 07/09/202 11,000$218New
SOARW Volato Group Inc. - CW23 *W EXP 12/04/202 109,998$209No change
CEROW Phoenix Biotech Acq -CW26 *W EXP 02/13/202 24,998$127No change
NUVWQ Holdco Nuvo Group DG Ltd. *W EXP 05/01/202 149,999$60New
BLUAW Blueriver Acquisit A -CW26 *W EXP 01/04/202 17,806$32No change

Total filed on the 13F, all lines: $2.1B.

Portfolio Sells Q2 2024 → Q3 2024
JPC Nuveen Prefered & Income Opp Sold out 0.00% −1.79
BCAT BlackRock Capital Alloc TR Reduce -25.6% 2.78% −0.87
EIM Eaton Vance Municipal Bond Reduce -55.3% 0.51% −0.58
CLM Cornerstone Strategic Invest Reduce -70.2% 0.22% −0.51
MUA BlackRock Muniassets Fund Reduce -90.3% 0.05% −0.45
BYNO Bynordic Acquisition Corp. Sold out 0.00% −0.40
NAC Nuveen Ca QLTY Muni Inc. Reduce -22.6% 1.60% −0.36
XNEAX Nuveen Amt-FR QLTY Muni Inc. Reduce -14.1% 3.95% −0.36
FSD First Trust High Income Long Sold out 0.00% −0.35
PAXS PIMCO Access Income Fund Sold out 0.00% −0.31
GHY Pgim Global High Yield Fund Sold out 0.00% −0.30
HIO Western Asset Hi Inc. Opport Reduce -49.8% 0.34% −0.28
CDAQF Compass Digital Acquisition Sold out 0.00% −0.26
BTT BlackRock 2030 Muni TRGT TRM Reduce -17.5% 1.84% −0.26
MHF Western Asset Municipal High Reduce -86.7% 0.04% −0.25
KYN Kayne Anderson Energy Infra Reduce -54.7% 0.23% −0.24
FMN Federated Herm Prem Muni Inc. Reduce -51.5% 0.28% −0.24
BGH Barings GLBL SHRT Dur Hi YLD Reduce -67.6% 0.12% −0.23
XJPIX Nuveen Preferred Securities Sold out 0.00% −0.22
KCGI Kensington Capital Acq-A Sold out 0.00% −0.21
CVII Churchill Capital Corp. Vii-A Sold out 0.00% −0.21
CEFS Saba Opport Hedg Cef ETF-Usd Reduce -79.0% 0.06% −0.21
NVG Nuveen Amt-FR Muni CRDT Reduce -14.6% 2.98% −0.20
CBH Virtus Convertible & Income Sold out 0.00% −0.20
EVN Eaton Vance Muni Inc. TR Sold out 0.00% −0.19
AACI Armada Acquisition Corp. I Sold out 0.00% −0.19
TENX KEANE ACQUISITION Sold out 0.00% −0.19
MQY BlackRock Muniyield Quality Reduce -17.7% 1.63% −0.19
KTF DWS Municipal Income Trust Reduce -35.8% 0.39% −0.17
NPCT Nuveen Core Plus Impact Sold out 0.00% −0.17
IIM Invesco Value Municipal Inco Reduce -29.0% 0.47% −0.15
BACA Berenson Acquisition Co. Class A Sold out 0.00% −0.14
XFIN Excelfin Acquisition Corp. Class A Sold out 0.00% −0.13
QOMO Qomolangma Acquisition Corp. Sold out 0.00% −0.13
ECAT BlackRock ESG Cap All TRM TR Reduce -7.2% 2.86% −0.12
XBMNX BlackRock 2037 Muni TRGT TRM Sold out 0.00% −0.11
FTHY First Trust Hi YLD Opp 2027 Reduce -19.0% 0.74% −0.11
ASCBF A Spac II Acquisition Corp. Sold out 0.00% −0.11
CMCAF Piermont Valley Acquisition Sold out 0.00% −0.11
BSTZ BlackRock Sci & Tech TRM TR Reduce -5.0% 1.53% −0.10
CRML Critical Metals Corp. Sold out 0.00% −0.10
MPV Barings Participation Invest Reduce -31.3% 0.24% −0.10
JFR Nuveen Floating Rate Income Sold out 0.00% −0.09
XFAMX First Trust/Abrdn Global Opp Sold out 0.00% −0.09
DNP DNP Select Income Fund Inc. Sold out 0.00% −0.09
CURR Currenc Group Inc. Sold out 0.00% −0.08
PNI PIMCO NY Muni Inc. II FND Reduce -82.3% 0.02% −0.08
NMCO Nuveen Municipal Credit Opp Sold out 0.00% −0.08
XNXJX Nuveen NJ QLTY Muni Inc. Sold out 0.00% −0.08
ACAC Acri Capital Acquisition Cor Sold out 0.00% −0.07

Portfolio Buys Q2 2024 → Q3 2024
ACP Abrdn Income Credit Strat New 1.32% +1.32
TONT.U Graf Global Corp. New 0.53% +0.53
NUV Nuveen Municipal Value Add +9.1% 3.24% +0.46
XMHIX Pioneer Muni High Inc. TR Add +155.3% 0.65% +0.41
DMF BNYM Municipal Income Add +84.1% 0.80% +0.38
PCF High Income Securities Fund New 0.38% +0.38
DMB BNY Mellon Muni BND Infra Add +4237.3% 0.34% +0.33
OCSL Oaktree Specialty Lending Co. New 0.32% +0.32
PFL PIMCO Income Strategy Fund Add +141.8% 0.52% +0.32
VMO Invesco Municipal Opport Add +26.2% 1.18% +0.28
XMIOX Pioneer Muni High Inc. Opp Add +49.9% 0.68% +0.26
VCICU Vine Hill Cap Invest-Unit New 0.26% +0.26
POLEU Andretti Acquisition Corp. II New 0.25% +0.25
PFN PIMCO Income Strategy FD II Add +24.4% 0.97% +0.25
VLOSU M3-Brigade Acquisition V Cor New 0.24% +0.24
FTW.U Eqv Ventures Acquisition Cor New 0.24% +0.24
BTX BlackRock Tech & Priv Eqty Add +108.5% 0.42% +0.23
LPAAU Launch One Acquisition Corp. New 0.22% +0.22
CAPNU Cayson Acquisition Corp. New 0.22% +0.22
YHNAU YHN Acquisition I Ltd. New 0.22% +0.22
LEO BNY Mellon Strategic Muni Add +25.6% 0.76% +0.20
VACHU Voyager Acquisition Corp. New 0.20% +0.20
MHD BlackRock Muniholdings Fund Add +1.6% 2.53% +0.20
SIMAU Sim Acquisition Corp. I New 0.20% +0.20
HONDU HCM II Acquisition Corp. New 0.19% +0.19
XPMAX Pioneer Municipal High Inc. Add +32.9% 0.59% +0.19
MHN BlackRock Muniholding NY QLT Add +38.7% 0.58% +0.18
PDX PIMCO Dynamic Income Strat Add +0.7% 2.24% +0.18
AFB Allianceberstein NTL Muni Add +24.2% 0.68% +0.18
IFN Aberdeen India Fund Inc. New 0.17% +0.17
BCX BlackRock Resources & Commod Add +51.6% 0.45% +0.17
FVNNU Future Vision II Acq Corp. New 0.17% +0.17
MUC BlackRock Munihold Ca QLTY Add +7.1% 1.41% +0.17
GLACF Global Lights Acquisition Co. New 0.15% +0.15
CEP Cantor Equity Partners Inc. New 0.15% +0.15
BLE BlackRock Muni Inc. TR II Add +1.3% 2.03% +0.15
DTSQU DT Cloud Star Acquisition Co. New 0.15% +0.15
SBXUF Silverbox Corp. IV New 0.15% +0.15
PHK PIMCO High Income Fund Add +6.5% 1.19% +0.14
NZF Nuveen Municipal Credit Inc. Add +0.4% 1.67% +0.14
CHEB Chenghe Acquisition II Co. New 0.12% +0.12
GIGGU GIGCAPITAL7 Inc. New 0.11% +0.11
EURKU Eureka Acquisition Corp. New 0.11% +0.11
BCSA Blockchain Coinvestors Class A New 0.11% +0.11
BFK BlackRock Municipal Inc. TRST Add +0.2% 1.77% +0.10
MUE BlackRock Munihold QLT FD II Add +1.4% 1.16% +0.09
XLU St Sr Utl SL SE SPDR ETF-Usd Add +54.7% 0.20% +0.09
DSM BNYM Strat Muni BND Add +13.7% 0.50% +0.09
BSIIU Black Spade Acquisition II C New 0.08% +0.08
XMVTX BlackRock Munivest Fund II Add +1.7% 1.22% +0.08

Notes & Other Activity Q2 2024 → Q3 2024
CVIIW Churchill Capital Vii -CW28 *W EXP 02/29/202 Sold out 1,479,383 $518Kbefore exit
KYCHR Keyarch Acquisition Corp.-RT RIGHT 01/24/2027 Sold out 400,000 $156Kbefore exit
RZLVW Rezolve AI PLC -CW27 *W EXP 08/15/202 New 742,500 $134K
TENKR Tenx Keane Acquisition-RTS RIGHT 06/30/2028 Sold out 350,000 $113Kbefore exit
AACIW Armada Acquisition I -CW23 *W EXP 99/99/999 Sold out 742,500 $104Kbefore exit
IROHR Iron Horse Acquisitions Righ RIGHT 99/99/9999 Add +13.2% 508,133 $81K
BKHAR Black Hawk Acquisition C-RTS RIGHT 06/20/2025 Add +25.0% 62,997 $73K
JVSAR Jvspac Acquisition Corp.-RTS RIGHT 11/26/2026 Add +20.1% 246,818 $67K
LEGT.WS Legato Merger Corp. III-29 *W EXP 05/08/203 Add +9.8% 399,484 $60K
CRMLW Critical Metals Corp.-28 *W EXP 02/27/202 Add +0.6% 222,499 $53K
BWAQR Blue World Acquisition - RTS RIGHT 08/29/2029 Sold out 200,000 $52Kbefore exit
FUFUW Bitfufu Inc.-28 *W EXP 03/01/202 Add +0.1% 124,062 $46K
Colombier Acquisition - 29 *W EXP 11/24/202 Add +3.3% 133,112 $43K
GLLRF Global Lights Acquisition Co. RIGHT 99/99/9999 New 296,802 $42K
AFJKR Aimei Health Technology Co. L RIGHT 11/17/2028 Add +9.1% 172,789 $40K
CLOER Clover Leaf Capital Corp.-RTS RIGHT 05/31/2028 New 300,000 $30K
KCGI.WS Kensington Capital Acq -CW23 *W EXP 99/99/999 Sold out 983,707 $30Kbefore exit
BRZHW Breeze Holdings Acquis -CW27 *W EXP 05/25/202 Sold out 58,293 $20Kbefore exit
AACRF Aib Acquisition Corp.- RTS RIGHT 10/31/2028 Sold out 200,000 $20Kbefore exit
BRZHR Breeze Holdings Acq- Rights RIGHT 05/23/2022 Sold out 100,000 $18Kbefore exit
JETAI INC *W EXP 08/10/202 Sold out 300,000 $18Kbefore exit
SDSTW Global Partner Acq A -CW27 *W EXP 06/21/202 New 38,415 $17K
BITE.WS Bite Acquisition Corp. -CW27 *W EXP 02/12/203 Sold out 231,610 $14Kbefore exit
MACIW Melar Acquisition Corp. I -29 *W EXP 06/01/203 New 149,999 $14K
COOLW Corner Growth Acq Class A -CW27 *W EXP 99/99/999 Sold out 65,388 $13Kbefore exit
UCFIW Iron Horse Acquisition Co.-29 *W EXP 09/30/203 Add +13.2% 508,133 $13K
IBACR Ib Acquisition Corp.-RTS RIGHT 09/28/2026 Add +11.3% 150,000 $13K
GRMLW Anew Medical Inc. *W EXP 06/21/202 New 275,000 $11K
KYCHW Keyarch Acquisition Corp. -28 *W EXP 99/99/999 Sold out 200,000 $10Kbefore exit
TRIS.WS Tristar Acq I Class A -CW28 *W EXP 99/99/999 Sold out 74,999 $9Kbefore exit
ZOOZW Zooz Strategy Ltd.-29 *W EXP 04/02/202 New 200,000 $9K
CHEB.WS Chenghe Acquisition II - 29 *W EXP 05/30/203 New 125,000 $9K
PITWF Heramba Electric PLC-28 *W EXP 07/26/202 New 99,998 $9K
BWAQW Blue World Acquisition -29 *W EXP 01/10/202 Sold out 100,000 $8Kbefore exit
RACYW Relativity Acquisition-CW27 *W EXP 12/15/202 Sold out 150,000 $8Kbefore exit
HPAIW Helport AI Ltd. -29 *W EXP 03/31/202 New 74,999 $8K
MRNOW Murano Global BV-28 *W EXP 03/19/202 New 50,000 $8K
BRLSW Oxus Acquisition Corp. -CW23 *W EXP 02/07/202 Add +87.8% 100,000 $6K
PPHPR PHP Ventures Acquisition-RTS RIGHT 01/01/2023 Sold out 63,064 $6Kbefore exit
PLTNR Plutonian Acquisition Corp. RIGHT 10/26/2027 Sold out 18,409 $6Kbefore exit
PROJECT ENERGY REIMAGINED AC *W EXP 99/99/999 Sold out 99,998 $6Kbefore exit
NNAGR 99 Acquisition Group -RTS RIGHT 08/25/2028 Sold out 21,667 $6Kbefore exit
ABVWF Above Food Ingredients- 29 *W EXP 06/28/202 New 231,610 $4K
PMGMW Priveterra Acq Class A -CW25 *W EXP 01/07/202 Sold out 201,213 $4Kbefore exit
DSYWW Big Tree Cloud Holdings -29 *W EXP 05/31/202 Add +21.3% 105,000 $4K
KRNLW Kernel Group HLDG -A -CW27 *W EXP 99/99/999 Sold out 25,000 $3Kbefore exit
VSEEW Digital Health Acquist-CW23 *W EXP 99/99/999 Add +73.4% 75,000 $3K
AVHIW Achari Ventures Holdin -CW23 *W EXP 99/99/999 Sold out 149,998 $3Kbefore exit
LCWWF Learn CW Investment A -CW28 *W EXP 10/08/202 Sold out 24,999 $3Kbefore exit
NOVVW Nova Vision Acquisit -CW28 *W EXP 12/31/202 Sold out 165,000 $2Kbefore exit

Showing the first 50 of 74.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 320$2.1BMHD, MQY, PSUS, MYI, HYT
Q1 2026 312$2.0BMHD, MQY, MYI, HYT, VKQ
Q4 2025 299$2.1BVKQ, PDI, MHD, XMYDX, BLE
Q3 2025 294$1.7BMHD, XMYDX, VKQ, PML, BLE
Q2 2025 232$1.8BNAD, MHD, NUV, XMYDX, MMU
Q1 2025 205$1.9BNAD, NUV, NVG, MMU, XMYDX
Q4 2024 227$2.1BNAD, NUV, NVG, XNEAX, MMU
Q3 2024Amended 208$2.1BNAD, XNEAX, NUV, MMU, NVG
Q2 2024 247$2.1BNAD, XNEAX, BCAT, NVG, ECAT
Q1 2024 251$2.1BNAD, XNEAX, BCAT, NVG, MMU