Rivernorth Capital Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Rivernorth Capital Management, LLC reported 227 stock positions worth $2.1 billion. Its top holding was Nuveen Quality Municipal (NAD) at 4.7% of the portfolio, followed by Nuveen Municipal Value (NUV, 3.7%) and Nuveen Amt-FR Muni CRDT (NVG, 3.3%). Compared with Q3 2024, it opened 63 new positions, sold out of 42, added to 50 and reduced 59. The biggest buy was a new position in Abrdn Total Dynamic Dividend (XAODX) and the biggest sale BlackRock Municipal Income (XMUIX, shares −88%).
- Most Recent 13F
- Q2 2026
- Location
- WEST PALM BEACH, FL
- CIK
- 0001447578
- Portfolio Value
- $2.1B (Q4 2024)
- SEC Filing
- 0001398344-25-002911 ↗ filed Feb 14, 2025
Holdings Value
Holdings 227 stocks · $2.1B
| NAD Nuveen Quality Municipal Inc. | 4.67% | 8,308,394 | $96.9M | Reduce -2.1% |
| NUV Nuveen Municipal Value | 3.68% | 8,876,373 | $76.2M | Add +19.6% |
| NVG Nuveen Amt-FR Muni CRDT | 3.27% | 5,538,689 | $67.9M | Add +20.5% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 2.99% | 5,495,631 | $62.0M | Reduce -19.5% |
| MMU Western Asset Managed Munici | 2.71% | 5,519,166 | $56.3M | Reduce -2.8% |
| PDX PIMCO Dynamic Income Strat | 2.48% | 1,970,498 | $51.5M | Add +0.3% |
| MHD BlackRock Muniholdings Fund | 2.32% | 4,122,509 | $48.1M | Reduce -0.2% |
| BCAT BlackRock Capital Alloc TR | 2.32% | 3,174,158 | $48.1M | Reduce -9.3% |
| XMYDX BlackRock Muniyield Fund | 2.30% | 4,586,833 | $47.7M | Add +9.3% |
| ECAT BlackRock ESG Cap All TRM TR | 2.17% | 2,738,667 | $44.9M | Reduce -17.9% |
| VMO Invesco Municipal Opport | 2.00% | 4,275,300 | $41.6M | Add +80.6% |
| BLE BlackRock Muni Inc. TR II | 1.93% | 3,800,870 | $39.9M | Add +1.8% |
| NZF Nuveen Municipal Credit Inc. | 1.86% | 3,171,772 | $38.6M | Add +19.9% |
| VKQ Invesco Municipal Trust | 1.81% | 3,836,623 | $37.6M | Add +133.6% |
| BFK BlackRock Municipal Inc. TRST | 1.67% | 3,507,480 | $34.6M | Add +1.5% |
| BTT BlackRock 2030 Muni TRGT TRM | 1.56% | 1,568,869 | $32.3M | Reduce -10.9% |
| MQY BlackRock Muniyield Quality | 1.53% | 2,762,195 | $31.8M | Add +7.5% |
| BSTZ BlackRock Sci & Tech TRM TR | 1.43% | 1,432,953 | $29.7M | Reduce -13.1% |
| MUC BlackRock Munihold Ca QLTY | 1.42% | 2,776,357 | $29.5M | Add +9.4% |
| VGM Invesco Trust for Investmen | 1.38% | 2,840,659 | $28.7M | Add +76.2% |
| BMEZ BlackRock HLTH Sci TRM TR II | 1.35% | 1,941,276 | $28.0M | Add +8.2% |
| NAC Nuveen Ca QLTY Muni Inc. | 1.31% | 2,405,643 | $27.2M | Reduce -13.8% |
| XMVFX BlackRock Munivest Fund | 1.31% | 3,855,304 | $27.1M | Reduce -6.0% |
| ACP Abrdn Income Credit Strat | 1.31% | 4,545,872 | $27.1M | Add +10.2% |
| XAODX Abrdn Total Dynamic Dividend | 1.27% | 3,126,583 | $26.3M | New |
| XMVTX BlackRock Munivest Fund II | 1.18% | 2,327,843 | $24.6M | Add +5.2% |
| SABA Saba Capital Income & Opp II | 1.16% | 2,655,620 | $24.1M | Reduce -14.0% |
| PHK PIMCO High Income Fund | 1.14% | 4,885,052 | $23.7M | Reduce -1.1% |
| MYI BlackRock Muniyield QLTY III | 1.06% | 1,996,036 | $22.0M | Add +4.0% |
| BRW Saba Capital Income & Opport | 1.03% | 2,807,109 | $21.4M | Reduce -8.3% |
| MUE BlackRock Munihold QLT FD II | 1.02% | 2,110,664 | $21.1M | Reduce -6.0% |
| PFN PIMCO Income Strategy FD II | 0.97% | 2,699,440 | $20.1M | Add +2.9% |
| DMF BNYM Municipal Income filed as BNY MELLON MUN INCOME INC | 0.84% | 2,443,358 | $17.3M | Add +7.9% |
| XMIOX Pioneer Muni High Inc. Opp | 0.82% | 1,431,775 | $17.0M | Add +26.4% |
| WIW Western Asst Infl-LNK Opp | 0.82% | 2,045,275 | $16.9M | No change |
| XMHIX Pioneer Muni High Inc. TR | 0.73% | 1,640,679 | $15.2M | Add +17.6% |
| IQI Invesco Quality Muni Inc. TR | 0.70% | 1,474,728 | $14.5M | Add +7.5% |
| LEO BNY Mellon Strategic Muni | 0.68% | 2,344,781 | $14.2M | Reduce -2.8% |
| FTHY First Trust Hi YLD Opp 2027 | 0.64% | 918,567 | $13.3M | Reduce -9.1% |
| XMQTX BlackRock Muniyield QLTY II | 0.64% | 1,347,317 | $13.3M | Add +7.7% |
| AFB Allianceberstein NTL Muni | 0.63% | 1,197,414 | $13.0M | Add +0.4% |
| GLO Clough Global Opportunities | 0.61% | 2,458,755 | $12.6M | Add +91.0% |
| XPMAX Pioneer Municipal High Inc. | 0.58% | 1,432,241 | $12.1M | Add +3.8% |
| SBI Western Asset Intermediate | 0.58% | 1,542,743 | $11.9M | Reduce -7.9% |
| PML PIMCO Municipal Income FD II | 0.57% | 1,471,926 | $11.9M | New |
| SKGR SK Growth Opportunities Co. Class A | 0.56% | 1,000,000 | $11.6M | No change |
| SDHY Pgim SHRT Durat Hi YLD | 0.55% | 713,262 | $11.5M | Reduce -0.0% |
| VKI Invesco Adv Muni Inc. TR II | 0.54% | 1,290,005 | $11.3M | Reduce -7.8% |
| TONT Graf Global Corp. Class A | 0.54% | 1,100,000 | $11.1M | New |
| MHN BlackRock Muniholding NY QLT | 0.53% | 1,070,573 | $11.1M | No change |
| PFL PIMCO Income Strategy Fund | 0.52% | 1,275,940 | $10.7M | Add +2.2% |
| XBKNX BlackRock Invest QLTY Muni | 0.51% | 954,065 | $10.6M | Reduce -0.7% |
| EIM Eaton Vance Municipal Bond | 0.49% | 971,957 | $10.1M | No change |
| BCX BlackRock Resources & Commod | 0.47% | 1,151,705 | $9.8M | Add +19.7% |
| NMCO Nuveen Municipal Credit Opp | 0.45% | 873,589 | $9.3M | New |
| MYN BlackRock Muniyield NY QLTY | 0.45% | 915,809 | $9.2M | No change |
| NBH Neuberger Municipal Fund Inc. | 0.43% | 866,058 | $9.0M | No change |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.43% | 1,534,997 | $8.9M | Reduce -7.9% |
| IIM Invesco Value Municipal Inco | 0.43% | 744,150 | $8.8M | Reduce -1.3% |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.42% | 583,648 | $8.7M | Reduce -0.1% |
| XEADX Allspring Income Opport | 0.41% | 1,227,211 | $8.5M | Reduce -10.9% |
| BYM BlackRock Muni Inc. QLTY | 0.40% | 761,885 | $8.3M | Add +2.3% |
| XPMQX PIMCO Muni Income Fund III | 0.40% | 1,116,917 | $8.2M | New |
| LEGT Legato Merger Corp. III | 0.39% | 784,752 | $8.1M | Reduce -1.8% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.36% | 144,975 | $7.5M | Add +222.3% |
| DMB BNY Mellon Muni BND Infra | 0.36% | 721,123 | $7.5M | Add +14.4% |
| XGLQX Clough Global Equity Fund | 0.35% | 1,089,000 | $7.3M | Add +169.0% |
| BTX BlackRock Tech & Priv Eqty | 0.35% | 973,389 | $7.2M | Reduce -14.8% |
| PTA Cohen & Steers Tax-Advantage | 0.34% | 370,242 | $7.1M | New |
| TYG Tortoise Energy Infrastruct | 0.34% | 168,308 | $7.1M | Add +1.5% |
| NUW Nuveen Amt-Free Muni Val | 0.33% | 508,877 | $6.9M | No change |
| XEMDX Western Asset Emrg MRKT DBT | 0.32% | 694,366 | $6.7M | Reduce -48.6% |
| XPCKX PIMCO California Municipa II | 0.29% | 1,061,310 | $6.1M | Add +165.8% |
| ALDFU Aldel Financial II Inc. | 0.29% | 600,000 | $6.0M | New |
| HSPTU Horizon Space Acquisition II | 0.29% | 595,000 | $6.0M | New |
| LPBB Launch Two Acquisition Class A | 0.29% | 600,000 | $6.0M | New |
| HCVI Hennessy Capital Invest Class A | 0.28% | 555,000 | $5.9M | Add +11.0% |
| BFACF Battery Future Acquisition-A | 0.28% | 500,000 | $5.7M | No change |
| XPCQX PIMCO California Muni Inc. FD | 0.27% | 626,231 | $5.7M | Add +89.7% |
| FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR | 0.27% | 500,000 | $5.5M | No change |
| CCTSF Cactus Acquisition Corp. 1 LT | 0.27% | 500,000 | $5.5M | Reduce -28.6% |
| FSHP Flag Ship Acquisition Corp. | 0.26% | 538,808 | $5.5M | New |
| ASPCU A Spac III Acquisition Corp. | 0.26% | 540,000 | $5.4M | New |
| VCIC Vine Hill Capital Class A | 0.26% | 528,394 | $5.3M | No change |
| NDMO Nuveen Dynamic Municipal Opp | 0.25% | 526,823 | $5.3M | New |
| IFN Aberdeen India Fund Inc. | 0.25% | 335,074 | $5.3M | Add +80.0% |
| CUB Lionheart Holdings Class A | 0.25% | 521,596 | $5.3M | New |
| UCFI CN Healthy Food Tech Group C filed as IRON HORSE ACQUISITIONS CORP | 0.25% | 508,133 | $5.2M | No change |
| POLE Andretti Acquisition Corp. Class A | 0.24% | 508,332 | $5.1M | New |
| VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP | 0.24% | 500,000 | $5.0M | No change |
| GSRTU GSR III Acquisition Corp. | 0.24% | 500,000 | $5.0M | New |
| MLACU Mountain Lake Acquisition Co. | 0.24% | 500,000 | $5.0M | New |
| TDACU Translational Development Ac | 0.24% | 500,000 | $5.0M | New |
| NTWOU Newbury Street II Acquisitio | 0.24% | 500,000 | $5.0M | New |
| FACTU Fact II Acquisition Corp. | 0.24% | 500,000 | $5.0M | New |
| WLACU Willow Lane Acquisition Corp. | 0.24% | 500,000 | $5.0M | New |
| FTW Eqv Ventures Acquisition C-A | 0.24% | 499,995 | $5.0M | No change |
| RDAC Rising Dragon Acquisition Co. | 0.24% | 495,000 | $5.0M | New |
| MRLN Merlin Inc. filed as BLEICHROEDER ACQUISITION COR | 0.24% | 500,000 | $4.9M | New |
| XPZCX PIMCO California Muni FD III | 0.23% | 700,259 | $4.8M | Add +494.7% |
Other holdings (182): bonds, preferreds, convertibles and warrants · $4.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| KVAWF Keen Vision Acquisition C-28 | *W EXP 03/15/202 | 48,401 | $409K | No change |
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | 550,000 | $405K | Reduce -25.9% |
| Colombier Acquisition - 29 | *W EXP 11/24/202 | 133,112 | $213K | No change |
| IROHR Iron Horse Acquisitions Righ | RIGHT 99/99/9999 | 508,133 | $147K | No change |
| HUDAR Hudson Acquisition I Corp.-RT | RIGHT 99/99/9999 | 400,000 | $88K | No change |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | 500,000 | $85K | New |
| ROCLW Roth CH Acquisition V -CW23 | *W EXP 12/10/202 | 191,139 | $76K | No change |
| TONT.WS Graf Global Corp.- 29 | *W EXP 05/31/203 | 550,000 | $72K | No change |
| RDACR Rising Dragon Acquisition Co. | RIGHT 11/15/2028 | 495,000 | $70K | New |
| AQUNR Aquaron Acquisition Corp.-RTS | RIGHT 07/15/2026 | 400,000 | $68K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 652,432 | $65K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 117,962 | $65K | Reduce -4.9% |
| LEGT.WS Legato Merger Corp. III-29 | *W EXP 05/08/203 | 399,484 | $64K | No change |
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | 245,000 | $64K | New |
| BKHAR Black Hawk Acquisition C-RTS | RIGHT 06/20/2025 | 62,997 | $63K | No change |
| DYCQR DT Cloud Acquisition Cor-RTS | RIGHT 02/14/2029 | 400,000 | $62K | No change |
| JVSAR Jvspac Acquisition Corp.-RTS | RIGHT 11/26/2026 | 246,818 | $62K | No change |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | 166,665 | $60K | New |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 456,085 | $55K | No change |
| KDKRW Ares Acquisition Corp. II-28 | *W EXP 99/99/999 | 367,930 | $55K | No change |
| CAPNR Cayson Acquisition Corp. | RIGHT 99/99/9999 | 450,000 | $54K | New |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 300,000 | $54K | New |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | 538,808 | $54K | New |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 222,499 | $51K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 104,199 | $51K | No change |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | 148,500 | $50K | Reduce -0.7% |
| YHNAR YHN Acquisition I Ltd. | RIGHT 08/15/2029 | 445,000 | $49K | New |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 292,192 | $46K | No change |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | 250,000 | $45K | New |
| FVNNR Future Vision II Acquisi-RTS | RIGHT 06/29/2029 | 315,000 | $44K | New |
| GODNR Golden Star Acquisitio-Right | RIGHT 03/30/2025 | 132,508 | $44K | No change |
| VCICW Vine Hill Capital Class A-2 | *W EXP 07/01/203 | 264,197 | $42K | New |
| CHARR Charlton Aria Acquisi-Rights | RIGHT 12/31/2026 | 300,000 | $42K | New |
| GLLRF Global Lights Acquisition Co. | RIGHT 99/99/9999 | 296,802 | $42K | No change |
| BOWNR Bowen Acquisition Corp.-RTS | RIGHT 99/99/9999 | 200,000 | $40K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 142,679 | $40K | No change |
| JWSWF Jaws Mustang Acq C -CW26 | *W EXP 01/30/202 | 1,581,661 | $40K | No change |
| POLEW Andretti Acquisition Corp.-29 | *W EXP 06/01/203 | 254,166 | $37K | New |
| TBMCR Trailblazer Merger Corp.-RTS | RIGHT 04/21/2028 | 161,088 | $35K | No change |
| EURKR Eureka Acquisition Corp.-RTS | RIGHT 07/03/2026 | 225,000 | $34K | No change |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 56,125 | $34K | No change |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | 225,599 | $32K | No change |
| CCIRW Cohen Circle Acquisition-29 | *W EXP 01/31/202 | 66,666 | $30K | New |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | 148,636 | $30K | No change |
| DTSQR DT Cloud Star Acquisition Co. | RIGHT 07/09/2029 | 220,000 | $30K | New |
| IXQWF Ix Acquisition Corp. -CW26 | *W EXP 07/31/202 | 490,000 | $29K | No change |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 425,000 | $29K | No change |
| CUBWW Lionheart Holdings - WT | *W EXP 06/07/203 | 260,798 | $29K | New |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $29K | No change |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | 200,000 | $28K | No change |
| ATMCR Alphatime Acquisition-Right | RIGHT 03/01/2028 | 200,000 | $27K | No change |
| QOMOR Qomolangma Acquisition-Right | RIGHT 09/29/2027 | 250,000 | $27K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 350,000 | $26K | No change |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 175,000 | $26K | No change |
| BYNOW Bynordic Acquisition -CW27 | *W EXP 07/01/202 | 742,500 | $26K | No change |
| ATMVR Alphavest Acquisition Co.-RT | RIGHT 01/22/2026 | 250,000 | $26K | No change |
| VACHW Voyager Acquisition Corp. -CW | *W EXP 05/16/203 | 210,000 | $25K | No change |
| LPAAW Launch One Acquisition - 29 | *W EXP 06/01/203 | 183,572 | $25K | New |
| HSPRF Horizon Space Acquisition-RT | RIGHT 12/27/2024 | 214,357 | $25K | No change |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 322,133 | $24K | No change |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 99/99/999 | 200,000 | $24K | New |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | 99,999 | $24K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 142,499 | $23K | No change |
| BSIIW Black Spade Acquisition -30 | *W EXP 02/15/202 | 56,841 | $23K | New |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 200,000 | $21K | No change |
| SBXWF Silverbox Corp. IV-A- 29 | *W EXP 08/19/202 | 99,999 | $21K | New |
| AFJKR Aimei Health Technology Co. L | RIGHT 11/17/2028 | 172,789 | $21K | No change |
| SDAWW Suncar Technology Group -28 | *W EXP 05/17/202 | 62,900 | $20K | No change |
| SIMAW Sim Acquisition Corp. - 29 | *W EXP 06/01/203 | 200,951 | $20K | New |
| BAYAR Bayview Acquisition Corp. | RIGHT 11/17/2028 | 198,887 | $20K | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 175,000 | $19K | No change |
| UCFIW Iron Horse Acquisition Co.-29 | *W EXP 09/30/203 | 508,133 | $18K | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 325,000 | $17K | No change |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 149,999 | $17K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 425,000 | $17K | No change |
| HPAIW Helport AI Ltd. -29 | *W EXP 03/31/202 | 74,999 | $17K | No change |
| BNIXR Bannix Acquisition Corp.-RTS | RIGHT 07/31/2026 | 175,000 | $17K | No change |
| SLND.WS Legato Merger Corp. II -CW23 | *W EXP 02/14/202 | 65,966 | $16K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 158,025 | $16K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 147,684 | $15K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 300,000 | $15K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 130,610 | $14K | No change |
| GDSTR Goldenstone Acquisitio-Right | RIGHT 07/15/2026 | 185,000 | $14K | No change |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | 205,130 | $13K | New |
| WINVR Winvest Acquisition Corp.-RTS | RIGHT 99/99/9999 | 150,000 | $13K | No change |
| ESHAR Esh Acquisition Corp. - Right | RIGHT 06/13/2028 | 146,934 | $13K | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 275,000 | $13K | No change |
| HYAC.WS Haymaker Acquisition Corp.-28 | *W EXP 05/31/202 | 85,043 | $12K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 169,230 | $12K | No change |
| GRRRW Gorilla Technology Group-CW | *W EXP 99/99/999 | 11,852 | $11K | Reduce -88.0% |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 350,000 | $11K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 200,000 | $11K | No change |
| ANNAW Aleanna Inc. Class A - 29 | *W EXP 12/13/202 | 74,999 | $11K | New |
| IBACR Ib Acquisition Corp.-RTS | RIGHT 09/28/2026 | 150,000 | $10K | No change |
| CLSKW Cleanspark Inc.-29 | *W EXP 12/29/202 | 14,320 | $10K | New |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 200,000 | $10K | No change |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | 38,415 | $9K | No change |
| GATEW Marblegate Acquisition -CW22 | *W EXP 08/31/202 | 299,601 | $9K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 124,999 | $8K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 199,036 | $8K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 100,000 | $8K | No change |
| PETWQ Wag! Group Co. | *W EXP 07/30/202 | 600,000 | $8K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 202,274 | $8K | No change |
| DFNSW T3 Defense Inc.-CW28 | *W EXP 12/22/202 | 32,042 | $8K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 49,999 | $8K | No change |
| BUJAR Bukit Jalil Global Acquisiti | RIGHT 12/30/2024 | 71,934 | $7K | No change |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | 100,000 | $7K | New |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 87,500 | $7K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 200,000 | $7K | No change |
| OAKUR Oak Woods Acquisition Cor-RT | RIGHT 03/23/2028 | 66,934 | $7K | No change |
| MCAGR Mountain Crest Acquisiti-RTS | RIGHT 08/30/2022 | 215,000 | $7K | No change |
| NIVFW Newgenivf Group Ltd.-28 | *W EXP 04/03/202 | 143,997 | $6K | No change |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | 165,000 | $6K | New |
| ABVWF Above Food Ingredients- 29 | *W EXP 06/28/202 | 231,610 | $6K | No change |
| MSPRZ MSP Recovery -CW26 | *W EXP 05/23/202 | 118,881 | $6K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 154,800 | $6K | No change |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | 125,000 | $6K | No change |
| RFAIR RF Acquisition Corp. II | RIGHT 05/01/2026 | 100,000 | $6K | No change |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 61,935 | $6K | No change |
| DFLIW Chardan Nextech Acquisi-CW27 | *W EXP 10/07/202 | 187,500 | $5K | No change |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | 250,000 | $5K | No change |
| CHEB.WS Chenghe Acquisition II - 29 | *W EXP 05/30/203 | 125,000 | $5K | No change |
| SPKWF Spark I Acquisition Corp.-28 | *W EXP 10/01/203 | 48,465 | $5K | No change |
| BNIXW Bannix Acquisition Corp.-CW23 | *W EXP 07/31/202 | 175,000 | $5K | No change |
| ABLVW Able View Global Inc.-28 | *W EXP 08/18/202 | 250,000 | $5K | No change |
| FNVWF Finnovate Acquisition -CW23 | *W EXP 09/30/202 | 93,745 | $5K | No change |
| BOCNW Blue Ocean Acquisition A -23 | *W EXP 99/99/999 | 186,296 | $5K | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 562,494 | $4K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 81,934 | $4K | No change |
| ATMCW Alphatime Acquisition Cor-28 | *W EXP 03/01/202 | 200,000 | $4K | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 113,187 | $4K | No change |
| HSPWF Horizon Space Acquisition-28 | *W EXP 12/27/202 | 214,357 | $4K | No change |
| QOMOW Qomolangma Acquisition Co.-27 | *W EXP 09/29/202 | 250,000 | $4K | No change |
| SHFSW Northern Lights Acquis -CW22 | *W EXP 09/28/202 | 87,500 | $4K | No change |
| BFQWF Battery Future Acquis A -23 | *W EXP 99/99/999 | 125,000 | $4K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 75,000 | $4K | No change |
| INTEW Integral Acquisition -CW28 | *W EXP 05/31/202 | 324,999 | $4K | No change |
| AITRR AI Transportation Acquis-RTS | RIGHT 09/01/2028 | 26,934 | $4K | No change |
| COEPW Bull Horn Holdings Corp.-CW25 | *W EXP 10/28/202 | 150,000 | $3K | No change |
| OAKUW Oak Woods Acquisition -28 | *W EXP 99/99/999 | 66,934 | $3K | No change |
| KITTW Cleantech Acquisition Corpcw | *W EXP 03/15/202 | 84,776 | $3K | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 105,000 | $3K | No change |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | 213,000 | $3K | No change |
| ONMDW Data Knights Acq Class A -CW28 | *W EXP 11/07/202 | 147,479 | $3K | No change |
| ALSTF Alpha Star Acq Corp. - Rights | RIGHT 12/13/2026 | 98,841 | $3K | No change |
| GDSTW Goldenstone Acquisitio -CW23 | *W EXP 07/15/202 | 185,000 | $3K | No change |
| MITAW Coliseum Acquisition A -CW28 | *W EXP 08/22/202 | 38,535 | $3K | No change |
| OIOWW Esgl Holdings Ltd.-28 | *W EXP 08/02/202 | 215,000 | $3K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 147,684 | $3K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 150,000 | $3K | No change |
| MMVXF Multimetaverse Holdings -27 | *W EXP 01/04/202 | 85,850 | $2K | No change |
| MSAIW Sportsmap Tech Acq -CW27 | *W EXP 12/19/202 | 56,244 | $2K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 39,633 | $2K | No change |
| WINVW Winvest Acquisition -CW23 | *W EXP 08/09/202 | 150,000 | $2K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 125,000 | $2K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 33,332 | $2K | No change |
| COOTW Australian Oilseeds Holdi-29 | *W EXP 03/22/202 | 50,000 | $2K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 84,615 | $2K | No change |
| NMHIW Nature's Miracle Cali - 29 | *W EXP 02/15/202 | 111,491 | $2K | No change |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | 75,353 | $2K | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 24,999 | $2K | New |
| CTSWF Cactus Acquisition Corp.-CW23 | *W EXP 08/17/202 | 124,999 | $2K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 128,720 | $1K | No change |
| AILWQ Arrowroot Acquisition -CW26 | *W EXP 04/16/202 | 65,898 | $1K | No change |
| BUJAW Bukit Jalil Global Acquis-28 | *W EXP 12/30/202 | 35,967 | $1K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 200,000 | $1K | No change |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 54,999 | $1K | No change |
| GLLIW Globalink Investment -CW23 | *W EXP 12/03/202 | 213,000 | $1K | No change |
| XBPEW CF Acquisition Viii A -CW27 | *W EXP 11/30/202 | 24,999 | $1K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 49,999 | $940 | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 34,899 | $768 | No change |
| HAIWF Healthcare AI Acq -CW23 | *W EXP 12/07/202 | 57,299 | $642 | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 12,500 | $625 | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 14,999 | $508 | No change |
| KACWF Kairous Acquisition -23 | *W EXP 09/15/202 | 74,318 | $431 | No change |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | 19,999 | $402 | No change |
| AEAEW Altenergy Acquisition -CW23 | *W EXP 10/29/202 | 62,498 | $313 | No change |
| WELWF Integrated Wellness -CW28 | *W EXP 10/31/202 | 99,999 | $300 | No change |
| PRENW Prenetics Global Ltd. -CW26 | *W EXP 05/18/202 | 32,770 | $256 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 24,998 | $207 | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 24,999 | $190 | No change |
| ALSWF Alpha Star Acquisition -CW23 | *W EXP 12/13/202 | 98,841 | $109 | No change |
Total filed on the 13F, all lines: $2.1B.
Portfolio Sells Q3 2024 → Q4 2024
| XMUIX BlackRock Municipal Income | Reduce -87.8% | 0.20% | −1.52 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -19.5% | 2.99% | −0.96 |
| ECAT BlackRock ESG Cap All TRM TR | Reduce -17.9% | 2.17% | −0.69 |
| BGB Blackstone Strategic Credit | Sold out | 0.00% | −0.49 |
| BCAT BlackRock Capital Alloc TR | Reduce -9.3% | 2.32% | −0.47 |
| NAD Nuveen Quality Municipal Inc. | Reduce -2.1% | 4.67% | −0.41 |
| PCF High Income Securities Fund | Sold out | 0.00% | −0.38 |
| XEVMX Eaton Vance Cal Muni Bond | Sold out | 0.00% | −0.38 |
| XEMDX Western Asset Emrg MRKT DBT | Reduce -48.6% | 0.32% | −0.34 |
| HIO Western Asset Hi Inc. Opport | Sold out | 0.00% | −0.34 |
| OCSL Oaktree Specialty Lending Co. | Sold out | 0.00% | −0.32 |
| KSM DWS Strategic Municipal Inc. | Sold out | 0.00% | −0.31 |
| NAC Nuveen Ca QLTY Muni Inc. | Reduce -13.8% | 1.31% | −0.29 |
| BTT BlackRock 2030 Muni TRGT TRM | Reduce -10.9% | 1.56% | −0.28 |
| FMN Federated Herm Prem Muni Inc. | Sold out | 0.00% | −0.28 |
| FSHPU Flag Ship Acquisition Corp. | Reduce -93.4% | 0.02% | −0.26 |
| MMU Western Asset Managed Munici | Reduce -2.8% | 2.71% | −0.26 |
| KTF DWS Municipal Income Trust | Reduce -64.2% | 0.13% | −0.26 |
| CUBWU Lionheart Holdings | Reduce -95.7% | 0.01% | −0.25 |
| POLEU Andretti Acquisition Corp. II | Reduce -96.8% | 0.01% | −0.25 |
| MPV Barings Participation Invest | Sold out | 0.00% | −0.24 |
| KYN Kayne Anderson Energy Infra | Sold out | 0.00% | −0.23 |
| CLM Cornerstone Strategic Invest | Sold out | 0.00% | −0.22 |
| YHNAU YHN Acquisition I Ltd. | Sold out | 0.00% | −0.22 |
| MHD BlackRock Muniholdings Fund | Reduce -0.2% | 2.32% | −0.21 |
| VPV Invesco Pa Val Muni Inc. | Reduce -67.2% | 0.09% | −0.21 |
| XMVFX BlackRock Munivest Fund | Reduce -6.0% | 1.31% | −0.20 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Sold out | 0.00% | −0.20 |
| XHIEX Miller/Howard High Income Eq | Sold out | 0.00% | −0.18 |
| LPAAU Launch One Acquisition Corp. | Reduce -82.3% | 0.04% | −0.18 |
| CLOE Clover Leaf Capital Corp. Class A | Sold out | 0.00% | −0.18 |
| FVNNU Future Vision II Acq Corp. | Reduce -90.0% | 0.02% | −0.15 |
| GLACF Global Lights Acquisition Co. | Sold out | 0.00% | −0.15 |
| MUE BlackRock Munihold QLT FD II | Reduce -6.0% | 1.02% | −0.14 |
| XENWX Eaton Vance New York Municip | Sold out | 0.00% | −0.14 |
| PRLH Pearl Holdings Acquisition-A | Sold out | 0.00% | −0.14 |
| NBST Newbury Street Acquisition C | Sold out | 0.00% | −0.13 |
| ALPHAVEST ACQUISITION CORP | Sold out | 0.00% | −0.13 |
| BELLEVUE LIFE SCNCS AQSTN CO | Sold out | 0.00% | −0.13 |
| BGH Barings GLBL SHRT Dur Hi YLD | Sold out | 0.00% | −0.12 |
| CCTSF Cactus Acquisition Corp. 1 LT | Reduce -28.6% | 0.27% | −0.12 |
| DTF DTF Tax-Free Income 2028 Ter | Reduce -50.0% | 0.12% | −0.12 |
| WELNF Integrated Wellness Acq - A | Sold out | 0.00% | −0.11 |
| HSPOF Horizon Space Acquisition I | Sold out | 0.00% | −0.11 |
| BCSA Blockchain Coinvestors Class A | Sold out | 0.00% | −0.11 |
| SABA Saba Capital Income & Opp II | Reduce -14.0% | 1.16% | −0.11 |
| DTSQU DT Cloud Star Acquisition Co. | Reduce -73.3% | 0.04% | −0.11 |
| BSTZ BlackRock Sci & Tech TRM TR | Reduce -13.1% | 1.43% | −0.10 |
| BAYA Bayview Acquisition Corp. Class A | Sold out | 0.00% | −0.10 |
| GIGGU GIGCAPITAL7 Inc. | Reduce -86.9% | 0.01% | −0.10 |
Portfolio Buys Q3 2024 → Q4 2024
| XAODX Abrdn Total Dynamic Dividend | New | 1.27% | +1.27 |
| VKQ Invesco Municipal Trust | Add +133.6% | 1.81% | +1.00 |
| VMO Invesco Municipal Opport | Add +80.6% | 2.00% | +0.83 |
| PML PIMCO Municipal Income FD II | New | 0.57% | +0.57 |
| VGM Invesco Trust for Investmen | Add +76.2% | 1.38% | +0.56 |
| TONT Graf Global Corp. Class A | New | 0.54% | +0.54 |
| NMCO Nuveen Municipal Credit Opp | New | 0.45% | +0.45 |
| NUV Nuveen Municipal Value | Add +19.6% | 3.68% | +0.44 |
| XPMQX PIMCO Muni Income Fund III | New | 0.40% | +0.40 |
| PTA Cohen & Steers Tax-Advantage | New | 0.34% | +0.34 |
| NVG Nuveen Amt-FR Muni CRDT | Add +20.5% | 3.27% | +0.30 |
| ALDFU Aldel Financial II Inc. | New | 0.29% | +0.29 |
| HSPTU Horizon Space Acquisition II | New | 0.29% | +0.29 |
| LPBB Launch Two Acquisition Class A | New | 0.29% | +0.29 |
| GLO Clough Global Opportunities | Add +91.0% | 0.61% | +0.27 |
| FSHP Flag Ship Acquisition Corp. | New | 0.26% | +0.26 |
| ASPCU A Spac III Acquisition Corp. | New | 0.26% | +0.26 |
| NDMO Nuveen Dynamic Municipal Opp | New | 0.25% | +0.25 |
| CUB Lionheart Holdings Class A | New | 0.25% | +0.25 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +222.3% | 0.36% | +0.25 |
| POLE Andretti Acquisition Corp. Class A | New | 0.24% | +0.24 |
| GSRTU GSR III Acquisition Corp. | New | 0.24% | +0.24 |
| MLACU Mountain Lake Acquisition Co. | New | 0.24% | +0.24 |
| TDACU Translational Development Ac | New | 0.24% | +0.24 |
| PDX PIMCO Dynamic Income Strat | Add +0.3% | 2.48% | +0.24 |
| NTWOU Newbury Street II Acquisitio | New | 0.24% | +0.24 |
| FACTU Fact II Acquisition Corp. | New | 0.24% | +0.24 |
| WLACU Willow Lane Acquisition Corp. | New | 0.24% | +0.24 |
| RDAC Rising Dragon Acquisition Co. | New | 0.24% | +0.24 |
| MRLN Merlin Inc. | New | 0.24% | +0.24 |
| DYNC Dynamix Corp. | New | 0.23% | +0.23 |
| XPMFX PIMCO Municipal Income Fund | New | 0.23% | +0.23 |
| PGACU Pantages Capital Acquisition | New | 0.22% | +0.22 |
| YHNA YHN Acquisition I Ltd. | New | 0.22% | +0.22 |
| XGLQX Clough Global Equity Fund | Add +169.0% | 0.35% | +0.21 |
| NOEMU CO2 Energy Transition Corp. | New | 0.21% | +0.21 |
| JACS.U Jackson Acquisition Co. II | New | 0.19% | +0.19 |
| RANGU Range Capital Acquisition Co. | New | 0.19% | +0.19 |
| DRDBU Roman DBDR Acquisition Corp. | New | 0.19% | +0.19 |
| XPZCX PIMCO California Muni FD III | Add +494.7% | 0.23% | +0.19 |
| NZF Nuveen Municipal Credit Inc. | Add +19.9% | 1.86% | +0.19 |
| LPAA Launch One Acquisition Corp. | New | 0.18% | +0.18 |
| XPCKX PIMCO California Municipa II | Add +165.8% | 0.29% | +0.17 |
| FRNM Freenome Inc. | New | 0.16% | +0.16 |
| FVN Future Vision II Acquisition | New | 0.15% | +0.15 |
| CHAR Charlton Aria Acquisiti Class A | New | 0.14% | +0.14 |
| XMIOX Pioneer Muni High Inc. Opp | Add +26.4% | 0.82% | +0.14 |
| TAVIU Tavia Acquisition Corp. | New | 0.13% | +0.13 |
| XPCQX PIMCO California Muni Inc. FD | Add +89.7% | 0.27% | +0.11 |
| EURK Eureka Acquisition Corp. | New | 0.11% | +0.11 |
Notes & Other Activity Q3 2024 → Q4 2024
| RZLVW Rezolve AI PLC -CW27 | *W EXP 08/15/202 | Reduce -25.9% | 550,000 | $405K |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | New | 500,000 | $85K |
| RDACR Rising Dragon Acquisition Co. | RIGHT 11/15/2028 | New | 495,000 | $70K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | Reduce -4.9% | 117,962 | $65K |
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | New | 245,000 | $64K |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | New | 166,665 | $60K |
| CAPNR Cayson Acquisition Corp. | RIGHT 99/99/9999 | New | 450,000 | $54K |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | New | 300,000 | $54K |
| FSHPR Flag Ship Acquisition Corp. | RIGHT 03/31/2026 | New | 538,808 | $54K |
| HOLOW Golden Path Acq -CW28 | *W EXP 01/31/202 | Reduce -0.7% | 148,500 | $50K |
| YHNAR YHN Acquisition I Ltd. | RIGHT 08/15/2029 | New | 445,000 | $49K |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | Sold out | 198,053 | $46Kbefore exit |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | New | 250,000 | $45K |
| FVNNR Future Vision II Acquisi-RTS | RIGHT 06/29/2029 | New | 315,000 | $44K |
| VCICW Vine Hill Capital Class A-2 | *W EXP 07/01/203 | New | 264,197 | $42K |
| CHARR Charlton Aria Acquisi-Rights | RIGHT 12/31/2026 | New | 300,000 | $42K |
| NOVVR Nova Vision Acquisition-RTS | RIGHT 99/99/9999 | Sold out | 165,000 | $40Kbefore exit |
| TMTCR TMT Acquisition Corp.-RT | RIGHT 03/27/2028 | Sold out | 146,934 | $40Kbefore exit |
| POLEW Andretti Acquisition Corp.-29 | *W EXP 06/01/203 | New | 254,166 | $37K |
| CLOER Clover Leaf Capital Corp.-RTS | RIGHT 05/31/2028 | Sold out | 300,000 | $30Kbefore exit |
| CCIRW Cohen Circle Acquisition-29 | *W EXP 01/31/202 | New | 66,666 | $30K |
| DTSQR DT Cloud Star Acquisition Co. | RIGHT 07/09/2029 | New | 220,000 | $30K |
| CUBWW Lionheart Holdings - WT | *W EXP 06/07/203 | New | 260,798 | $29K |
| LPAAW Launch One Acquisition - 29 | *W EXP 06/01/203 | New | 183,572 | $25K |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 99/99/999 | New | 200,000 | $24K |
| BSIIW Black Spade Acquisition -30 | *W EXP 02/15/202 | New | 56,841 | $23K |
| SBXWF Silverbox Corp. IV-A- 29 | *W EXP 08/19/202 | New | 99,999 | $21K |
| SIMAW Sim Acquisition Corp. - 29 | *W EXP 06/01/203 | New | 200,951 | $20K |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Sold out | 251,166 | $19Kbefore exit |
| HDRNW GIGCAPITAL7 Corp.-A - 29 | *W EXP 08/29/202 | New | 205,130 | $13K |
| GRRRW Gorilla Technology Group-CW | *W EXP 99/99/999 | Reduce -88.0% | 11,852 | $11K |
| ANNAW Aleanna Inc. Class A - 29 | *W EXP 12/13/202 | New | 74,999 | $11K |
| CLSKW Cleanspark Inc.-29 | *W EXP 12/29/202 | New | 14,320 | $10K |
| SPECW Perception Capital II -CW28 | *W EXP 10/17/202 | Sold out | 130,400 | $10Kbefore exit |
| NBSTW Newbury Street Acq -CW27 | *W EXP 04/30/202 | Sold out | 100,000 | $9Kbefore exit |
| PITWF Heramba Electric PLC-28 | *W EXP 07/26/202 | Sold out | 99,998 | $9Kbefore exit |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | Sold out | 50,000 | $8Kbefore exit |
| AAM.WS Aa Mission Acquisition -30 | *W EXP 08/01/203 | New | 100,000 | $7K |
| RMSGW Real Messenger Corp.-28 | *W EXP 11/19/202 | New | 165,000 | $6K |
| IMAQR International Media Acq-RTS | RIGHT 99/99/9999 | Sold out | 250,000 | $6Kbefore exit |
| CNDAW Concord Acquisition A -CW28 | *W EXP 99/99/999 | Sold out | 152,962 | $5Kbefore exit |
| IVCPW Swiftmerge Acquisition -CW23 | *W EXP 12/13/202 | Sold out | 74,999 | $5Kbefore exit |
| IMAQW International Media Ac -CW28 | *W EXP 99/99/999 | Sold out | 250,000 | $5Kbefore exit |
| SLMWF Slam Corp.-A -CW27 | *W EXP 99/99/999 | Sold out | 22,276 | $3Kbefore exit |
| ASCRF A Spac II Acquisition-Right | RIGHT 10/15/2026 | Sold out | 199,998 | $3Kbefore exit |
| TRONW Corner Growth Acquisiti-CW23 | *W EXP 99/99/999 | Sold out | 66,666 | $2Kbefore exit |
| MLECW Moolec Science SA | *W EXP 12/30/202 | Sold out | 48,517 | $2Kbefore exit |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | Sold out | 199,299 | $2Kbefore exit |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | New | 24,999 | $2K |
| ASCWF A Spac II Acquisition -CW27 | *W EXP 10/15/202 | Sold out | 149,999 | $1Kbefore exit |
Showing the first 50 of 59.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 320 | $2.1B | MHD, MQY, PSUS, MYI, HYT |
| Q1 2026 | 312 | $2.0B | MHD, MQY, MYI, HYT, VKQ |
| Q4 2025 | 299 | $2.1B | VKQ, PDI, MHD, XMYDX, BLE |
| Q3 2025 | 294 | $1.7B | MHD, XMYDX, VKQ, PML, BLE |
| Q2 2025 | 232 | $1.8B | NAD, MHD, NUV, XMYDX, MMU |
| Q1 2025 | 205 | $1.9B | NAD, NUV, NVG, MMU, XMYDX |
| Q4 2024 | 227 | $2.1B | NAD, NUV, NVG, XNEAX, MMU |
| Q3 2024Amended | 208 | $2.1B | NAD, XNEAX, NUV, MMU, NVG |
| Q2 2024 | 247 | $2.1B | NAD, XNEAX, BCAT, NVG, ECAT |
| Q1 2024 | 251 | $2.1B | NAD, XNEAX, BCAT, NVG, MMU |