Roman Butler Fullerton & Co.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 29, 2024), Roman Butler Fullerton & Co. reported 209 stock positions worth $266.0 million. Its top holding was Microsoft (MSFT) at 4.8% of the portfolio, followed by Amazon.com (AMZN, 4.0%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.9%). Compared with Q4 2023, it opened 18 new positions, sold out of 14, added to 91 and reduced 90. The biggest buy was a new position in iShares S&P Mid-Cap 400 Grow (IJK) and the biggest sale Apple (AAPL, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- ST LOUIS, MO
- CIK
- 0000733444
- Portfolio Value
- $266.0M (Q1 2024)
- SEC Filing
- 0001085146-24-002092 ↗ filed Apr 29, 2024
Holdings Value
Holdings 209 stocks · $266.0M
| MSFT Microsoft Corp. | 4.84% | 32,115 | $12.9M | Add +0.4% |
| AMZN Amazon.com Inc. | 3.99% | 59,904 | $10.6M | Add +2.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.93% | 20,931 | $10.5M | Reduce -0.3% |
| NVDA Nvidia Corp. | 3.65% | 12,208 | $9.7M | Reduce -1.0% |
| AAPL Apple Inc. | 3.50% | 56,083 | $9.3M | Reduce -2.7% |
| MA Mastercard Inc. Class A | 3.01% | 17,521 | $8.0M | Add +1.2% |
| LLY Eli Lilly & Co. | 2.71% | 9,841 | $7.2M | Add +0.5% |
| VIG Vanguard Dividend Apprec ETF | 1.95% | 29,615 | $5.2M | Add +2.9% |
| META Meta Platforms Inc. Class A | 1.82% | 10,040 | $4.8M | Add +16.1% |
| CI The Cigna Group | 1.68% | 12,654 | $4.5M | Add +36.0% |
| GOOG Alphabet Inc. Class C | 1.68% | 28,272 | $4.5M | Add +1.6% |
| NOBL Proshares S&P 500 Dividend A | 1.65% | 44,862 | $4.4M | Add +3.4% |
| FTCS First Trust Capital Strength | 1.54% | 49,693 | $4.1M | Reduce -2.5% |
| PG The Procter & Gamble Co. | 1.54% | 25,442 | $4.1M | Reduce -4.1% |
| WMT Walmart Inc. | 1.47% | 64,954 | $3.9M | Add +6.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.39% | 9,074 | $3.7M | Reduce -1.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.31% | 10,707 | $3.5M | Add +3.4% |
| QQQ Invesco QQQ Trust Series 1 | 1.24% | 7,886 | $3.3M | Add +4.3% |
| IJR iShares Core S&P Small-Cap E | 1.22% | 31,260 | $3.3M | Add +2.1% |
| EOI Eaton Vance Enhanced Eq Incm | 1.19% | 176,598 | $3.2M | Add +0.2% |
| HD Home Depot Inc. | 1.18% | 9,358 | $3.1M | Add +0.0% |
| PFF iShares Preferred & Income S | 1.10% | 94,241 | $2.9M | Reduce -10.7% |
| GOOGL Alphabet Inc. Class A | 1.02% | 17,285 | $2.7M | Add +0.7% |
| SCHD Schwab US DVD Equity ETF | 1.00% | 34,358 | $2.7M | Add +8.7% |
| SMCI Super Micro Computer Inc. | 0.91% | 3,368 | $2.4M | Add +11.9% |
| JPM JPMorgan Chase & Co. | 0.83% | 11,630 | $2.2M | Reduce -0.2% |
| CRM Salesforce Inc. | 0.81% | 7,886 | $2.2M | Add +0.1% |
| COST Costco Wholesale Corp. | 0.76% | 2,837 | $2.0M | Add +116.9% |
| FTAI Ftai Aviation Ltd. | 0.76% | 28,592 | $2.0M | Add +6.5% |
| IVV iShares Core S&P 500 ETF | 0.75% | 3,962 | $2.0M | Reduce -1.1% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.72% | 22,490 | $1.9M | New |
| JNJ Johnson & Johnson | 0.72% | 12,763 | $1.9M | Reduce -0.5% |
| SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS | 0.71% | 51,631 | $1.9M | Reduce -0.6% |
| PANW Palo Alto Networks Inc. | 0.67% | 6,353 | $1.8M | Reduce -33.6% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.66% | 6,086 | $1.8M | Reduce -10.0% |
| SOXX iShares Semiconductor ETF | 0.66% | 8,694 | $1.8M | Reduce -13.7% |
| ORCL Oracle Corp. | 0.63% | 14,547 | $1.7M | Reduce -1.1% |
| PH Parker Hannifin Corp. | 0.62% | 3,065 | $1.7M | Reduce -7.8% |
| FIX Comfort Systems USA Inc. | 0.61% | 5,526 | $1.6M | New |
| LOW Lowe's Cos Inc. | 0.59% | 6,844 | $1.6M | Reduce -9.1% |
| ETW Eaton Vance T/M GLBL Buy-WR | 0.59% | 202,595 | $1.6M | Add +2.2% |
| EME Emcor Group Inc. | 0.59% | 4,725 | $1.6M | New |
| ANET Arista Networks Inc. | 0.59% | 6,356 | $1.6M | Reduce -23.7% |
| CAT Caterpillar Inc. | 0.58% | 4,290 | $1.5M | Add +2.0% |
| NOW ServiceNow Inc. | 0.57% | 2,098 | $1.5M | Add +0.9% |
| IVW iShares S&P 500 Growth ETF | 0.57% | 18,846 | $1.5M | Add +11.7% |
| EOS Eaton Vance Enh Eqt Inc. II | 0.56% | 76,063 | $1.5M | Add +1.3% |
| USMV iShares MSCI USA Min Vol Fac | 0.54% | 17,636 | $1.4M | Reduce -2.6% |
| MRK Merck & Co. Inc. | 0.54% | 11,223 | $1.4M | Reduce -1.6% |
| XLV SS Health Care Select Sector | 0.53% | 10,076 | $1.4M | Reduce -12.0% |
| ADBE Adobe Inc. | 0.53% | 3,001 | $1.4M | Reduce -34.5% |
| NDAQ Nasdaq Inc. | 0.53% | 22,861 | $1.4M | Reduce -4.0% |
| VLO Valero Energy Corp. | 0.52% | 8,342 | $1.4M | Reduce -4.4% |
| VRT Vertiv Holdings Co. Class A | 0.51% | 17,782 | $1.4M | New |
| PFE Pfizer Inc. | 0.51% | 51,463 | $1.4M | Reduce -34.6% |
| DGRO iShares Core Dividend Growth | 0.49% | 23,284 | $1.3M | Add +0.3% |
| CBRE GBL REAL ESTATE INC FD | 0.49% | 265,145 | $1.3M | Add +2.8% |
| DDOG Datadog Inc. Class A | 0.47% | 10,236 | $1.2M | Reduce -12.4% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.46% | 5,379 | $1.2M | Add +0.0% |
| AEE Ameren Corporation | 0.46% | 16,432 | $1.2M | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.44% | 9,649 | $1.2M | Reduce -7.1% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.43% | 14,931 | $1.1M | Reduce -8.9% |
| ABT Abbott Laboratories | 0.41% | 10,174 | $1.1M | Reduce -3.0% |
| EMR Emerson Electric Co. | 0.41% | 11,380 | $1.1M | No change |
| VEU Vanguard Ftse All-World Ex-U | 0.40% | 18,738 | $1.1M | Add +0.1% |
| ADP Automatic Data Processing | 0.40% | 4,275 | $1.1M | No change |
| CTAS Cintas Corp. | 0.40% | 1,580 | $1.1M | Add +0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 27,412 | $1.0M | Reduce -11.4% |
| PEP Pepsico Inc. | 0.39% | 5,835 | $1.0M | Reduce -9.5% |
| XMHQ Invesco S&P Midcap Qual ETF | 0.38% | 9,652 | $999K | Add +42.9% |
| DLR Digital Realty Trust Inc. | 0.36% | 7,127 | $968K | Reduce -3.1% |
| MDY State Street SPDR S&P Midcap | 0.36% | 1,846 | $966K | New |
| PKW Invesco Buyback Achievers Et | 0.36% | 9,357 | $963K | Reduce -12.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.36% | 5,206 | $947K | Reduce -2.0% |
| NUV Nuveen Municipal Value | 0.35% | 110,325 | $937K | Add +7.5% |
| DKNG Draftkings Inc. Class A | 0.33% | 21,709 | $880K | Add +28.6% |
| ILCG iShares Morningstar Growth E | 0.33% | 12,130 | $866K | Add +0.1% |
| RTX RTX Corp. | 0.32% | 8,478 | $861K | Add +15.9% |
| VZ Verizon Communications Inc. | 0.32% | 22,205 | $857K | Reduce -4.1% |
| SWBI Smith & Wesson Brands Inc. | 0.32% | 50,088 | $851K | Reduce -9.2% |
| DVY iShares Select Dividend ETF | 0.32% | 7,052 | $844K | Add +0.1% |
| MCD McDonald's Corp. | 0.31% | 3,035 | $836K | Reduce -2.0% |
| RSG Republic Services Inc. | 0.31% | 4,358 | $836K | Reduce -6.8% |
| RSP Invesco S&P 500 Equal Weight | 0.31% | 5,119 | $824K | Add +27.8% |
| ABBV Abbvie Inc. | 0.30% | 4,745 | $797K | Add +2.4% |
| PHM Pultegroup Inc. | 0.29% | 4,241 | $781K | Reduce -25.1% |
| GE General Electric | 0.29% | 5,084 | $764K | Reduce -2.4% |
| AMGN Amgen Inc. | 0.28% | 2,746 | $747K | Add +23.5% |
| BMY Bristol-Myers Squibb Co. | 0.28% | 15,138 | $744K | Reduce -13.1% |
| XLF SS Financial Select Sector | 0.28% | 18,109 | $740K | Reduce -1.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.28% | 3,323 | $734K | Add +4.1% |
| PFXF Vaneck Pref Sec X-Financials | 0.27% | 41,973 | $716K | Add +0.5% |
| TLH iShares 10-20 Year Treasury | 0.27% | 7,171 | $714K | Add +34.5% |
| FHLC Fidelity MSCI Health Care | 0.26% | 10,571 | $693K | Reduce -8.6% |
| DG Dollar General Corp. | 0.26% | 4,838 | $691K | Reduce -7.0% |
| CVS CVS Health Corp. | 0.25% | 9,586 | $667K | Reduce -18.9% |
| VRTX Vertex Pharmaceuticals Inc. | 0.25% | 1,646 | $658K | Add +22.4% |
| SAVEQ Spirit Airlines Inc. | 0.25% | 167,438 | $655K | Add +19.7% |
| CSCO Cisco Systems Inc. | 0.24% | 13,423 | $646K | Add +3.4% |
| URI United Rentals Inc. | 0.24% | 1,004 | $632K | Add +0.4% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $735K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 450 | $523K | No change |
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | 8,560 | $212K | Add +0.4% |
Total filed on the 13F, all lines: $266.8M.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -2.7% | 3.50% | −0.83 |
| PANW Palo Alto Networks Inc. | Reduce -33.6% | 0.67% | −0.61 |
| ADBE Adobe Inc. | Reduce -34.5% | 0.53% | −0.57 |
| ELF Elf Beauty Inc. | Sold out | 0.00% | −0.51 |
| NBIX Neurocrine Biosciences Inc. | Sold out | 0.00% | −0.49 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.48 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.34 |
| PFE Pfizer Inc. | Reduce -34.6% | 0.51% | −0.34 |
| ANET Arista Networks Inc. | Reduce -23.7% | 0.59% | −0.27 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -76.0% | 0.08% | −0.27 |
| PFF iShares Preferred & Income S | Reduce -10.7% | 1.10% | −0.22 |
| VOOV Vanguard S&P 500 Value ETF | Sold out | 0.00% | −0.18 |
| QQQM Invesco Nasdaq 100 ETF | Sold out | 0.00% | −0.17 |
| DVN Devon Energy Corp. | Sold out | 0.00% | −0.16 |
| VOO Vanguard S&P 500 ETF | Reduce -48.6% | 0.12% | −0.13 |
| SOXX iShares Semiconductor ETF | Reduce -13.7% | 0.66% | −0.12 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -42.4% | 0.14% | −0.11 |
| IRBTQ Irobot Corp. | Sold out | 0.00% | −0.11 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -10.0% | 0.66% | −0.10 |
| DDOG Datadog Inc. Class A | Reduce -12.4% | 0.47% | −0.10 |
| XLV SS Health Care Select Sector | Reduce -12.0% | 0.53% | −0.09 |
| ULTA Ulta Beauty Inc. | Sold out | 0.00% | −0.09 |
| AMT American Tower Corp. | Sold out | 0.00% | −0.09 |
| CVS CVS Health Corp. | Reduce -18.9% | 0.25% | −0.09 |
| RGR Sturm Ruger & Co. Inc. | Sold out | 0.00% | −0.08 |
| JNJ Johnson & Johnson | Reduce -0.5% | 0.72% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -4.1% | 1.54% | −0.08 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.08 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.08 |
| USB US Bancorp | Sold out | 0.00% | −0.08 |
| FTCS First Trust Capital Strength | Reduce -2.5% | 1.54% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -0.3% | 3.93% | −0.06 |
| VZ Verizon Communications Inc. | Reduce -4.1% | 0.32% | −0.06 |
| LULU Lululemon Athletica Inc. | Reduce -14.4% | 0.10% | −0.06 |
| BMY Bristol-Myers Squibb Co. | Reduce -13.1% | 0.28% | −0.06 |
| ROL Rollins Inc. | Reduce -39.6% | 0.08% | −0.06 |
| PKW Invesco Buyback Achievers Et | Reduce -12.7% | 0.36% | −0.06 |
| AMD Advanced Micro Devices | Reduce -2.0% | 0.22% | −0.06 |
| SPAB SS SPDR P Agg Bond ETF | Reduce -20.8% | 0.14% | −0.05 |
| ABT Abbott Laboratories | Reduce -3.0% | 0.41% | −0.05 |
| DLR Digital Realty Trust Inc. | Reduce -3.1% | 0.36% | −0.05 |
| PSEC Prospect Capital Corp. | Reduce -22.1% | 0.09% | −0.05 |
| INTC Intel Corp. | Reduce -13.7% | 0.08% | −0.04 |
| UNH Unitedhealth Group Inc. | Reduce -14.4% | 0.18% | −0.04 |
| GILD Gilead Sciences Inc. | Reduce -17.9% | 0.08% | −0.04 |
| HDV iShares Core High Dividend E | Reduce -19.7% | 0.17% | −0.04 |
| MCD McDonald's Corp. | Reduce -2.0% | 0.31% | −0.04 |
| VTR Ventas Inc. | Reduce -16.5% | 0.10% | −0.04 |
| FHLC Fidelity MSCI Health Care | Reduce -8.6% | 0.26% | −0.04 |
| PEP Pepsico Inc. | Reduce -9.5% | 0.39% | −0.04 |
Portfolio Buys Q4 2023 → Q1 2024
| IJK iShares S&P Mid-Cap 400 Grow | New | 0.72% | +0.72 |
| FIX Comfort Systems USA Inc. | New | 0.61% | +0.61 |
| CI The Cigna Group | Add +36.0% | 1.68% | +0.60 |
| EME Emcor Group Inc. | New | 0.59% | +0.59 |
| VRT Vertiv Holdings Co. Class A | New | 0.51% | +0.51 |
| META Meta Platforms Inc. Class A | Add +16.1% | 1.82% | +0.49 |
| COST Costco Wholesale Corp. | Add +116.9% | 0.76% | +0.41 |
| MDY State Street SPDR S&P Midcap | New | 0.36% | +0.36 |
| SMCI Super Micro Computer Inc. | Add +11.9% | 0.91% | +0.35 |
| AMZN Amazon.com Inc. | Add +2.0% | 3.99% | +0.34 |
| LLY Eli Lilly & Co. | Add +0.5% | 2.71% | +0.26 |
| FTAI Ftai Aviation Ltd. | Add +6.5% | 0.76% | +0.21 |
| JNK SS SPDR BB High Yield Bond | New | 0.21% | +0.21 |
| WMT Walmart Inc. | Add +6.6% | 1.47% | +0.17 |
| EPP iShares MSCI Pacific Ex Japa | New | 0.14% | +0.14 |
| ILF iShares Latin America 40 ETF | New | 0.14% | +0.14 |
| XMHQ Invesco S&P Midcap Qual ETF | Add +42.9% | 0.38% | +0.14 |
| LQDI iShares Inflation Hedged Cor | New | 0.12% | +0.12 |
| FLTR Vaneck Ig Floating Rate ETF | New | 0.11% | +0.11 |
| DFS Discover Financial Services | New | 0.10% | +0.10 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.09% | +0.09 |
| VTEB Vanguard Tax-Exempt Bond ETF | New | 0.09% | +0.09 |
| LRCX Lam Research Corp. | New | 0.09% | +0.09 |
| CAT Caterpillar Inc. | Add +2.0% | 0.58% | +0.09 |
| SPSM SS SPDR P S&P 600 Small Cap | New | 0.08% | +0.08 |
| TCAF T Rowe PRC Cap Appreciation | New | 0.08% | +0.08 |
| CORT Corcept Therapeutics Inc. | New | 0.08% | +0.08 |
| DKNG Draftkings Inc. Class A | Add +28.6% | 0.33% | +0.08 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | New | 0.08% | +0.08 |
| FSK FS KKR Capital Corp. | Add +93.5% | 0.16% | +0.07 |
| UGA United States Gas Fund LP | Add +76.7% | 0.15% | +0.07 |
| RTX RTX Corp. | Add +15.9% | 0.32% | +0.07 |
| RSP Invesco S&P 500 Equal Weight | Add +27.8% | 0.31% | +0.06 |
| IWF iShares Russell 1000 Growth | Add +53.6% | 0.16% | +0.05 |
| TLH iShares 10-20 Year Treasury | Add +34.5% | 0.27% | +0.05 |
| IVW iShares S&P 500 Growth ETF | Add +11.7% | 0.57% | +0.05 |
| SCHD Schwab US DVD Equity ETF | Add +8.7% | 1.00% | +0.05 |
| MA Mastercard Inc. Class A | Add +1.2% | 3.01% | +0.04 |
| NOBL Proshares S&P 500 Dividend A | Add +3.4% | 1.65% | +0.04 |
| BLOK Amplify Blockchain Tech ETF | Add +25.4% | 0.12% | +0.03 |
| RSPH Invesco S&P 500 Equal Weight | Add +35.6% | 0.12% | +0.03 |
| CTAS Cintas Corp. | Add +0.1% | 0.40% | +0.03 |
| QYLD Global X Nasd 100 Cov Call | Add +24.3% | 0.16% | +0.02 |
| SAP Sap SE-Sponsored ADR | Add +21.6% | 0.14% | +0.02 |
| XLK SS Technology Select Sector | Add +21.4% | 0.21% | +0.02 |
| VRTX Vertex Pharmaceuticals Inc. | Add +22.4% | 0.25% | +0.02 |
| JPST JPMorgan Ultra-Short Income | Add +13.5% | 0.23% | +0.02 |
| VCIT Vanguard Int-Term Corporate | Add +14.4% | 0.22% | +0.02 |
| IJH iShares Core S&P Midcap ETF | Add +10.1% | 0.17% | +0.02 |
| ROBO Robo Global Robotics and Aut | Add +29.7% | 0.09% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| IBDQ iShares Ibonds Dec 2025 Term | IBONDS DEC25 ETF · principal | Add +0.4% | 8,560 | $212K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 279 | $418.6M | NVDA, AAPL, AMZN, MSFT, GOOG |
| Q1 2026 | 266 | $363.1M | NVDA, AAPL, MSFT, AMZN, GOOG |
| Q4 2025 | 263 | $380.8M | NVDA, AAPL, MSFT, AMZN, GOOG |
| Q3 2025 | 254 | $371.9M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q2 2025 | 241 | $338.8M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q1 2025 | 218 | $256.6M | NVDA, MSFT, AAPL, AMZN, MA |
| Q4 2024 | 226 | $314.2M | NVDA, MSFT, AMZN, AAPL, MA |
| Q3 2024 | 246 | $331.3M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q2 2024 | 224 | $308.4M | NVDA, MSFT, AAPL, AMZN, SPY |
| Q1 2024 | 209 | $266.0M | MSFT, AMZN, SPY, NVDA, AAPL |